Public record / Tickers / CAT

CAT — CATERPILLAR INC

Both disclosure regimes on one name: who in Congress filed about CAT, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
132
all PTR rows naming CAT
Members · 12m
4
4 buys · 1 sells · by trade date
Latest PTR
06-03
filed 2026-06-03
13F holders
500
top-500 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

John W. Rose · $250K–$500K

Sale · traded 2019-11-12 → filed 2019-12-11. Ranked over every CAT row by the provable lower bound, never a point estimate.

4 members · 4 buys / 1 sells

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

29 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

25 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 25 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING CAT · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning CAT
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2026-06-03Tim Walberg R–MI-5Purchase · JT (jointly owned)Traded 2025-02-07 LATE·481d$15K–$50K
2026-04-30Jared Moskowitz D–FL-23Sale · partial (partial sale)Traded 03-31 +30d$1K–$15K
2026-02-15John Boozman R–ARPurchase · JT (jointly owned)Traded 01-29 +17d$1K–$15K
2026-01-16Markwayne Mullin R–OKPurchase · JT (jointly owned)Traded 2025-12-29 +18d$15K–$50K
2025-12-15Gilbert Ray Cisneros, Jr. D–CA-31PurchaseTraded 11-18 +27d$1K–$15K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 132 ↗

Members active in CAT

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14
Members disclosing CAT in the trailing 12 months
MemberRowsNetNet disclosed flow for this ticker: purchases minus sales, computed as a net range on the disclosed amounts. A lower bound is provable, never a point.CommitteesNumber of committees the member sat on as of their latest trade date in the window, from the cc0-legislators roster snapshot. Context, never an allegation; jurisdiction overlap needs the sector join.
Gilbert Ray Cisneros, Jr. D–CA-312$2.0K to $30.0K2
Jared Moskowitz D–FL-231−$15.0K to −$1.0K3
John Boozman R–AR1$1.0K to $15.0K6
Markwayne Mullin R–OK1$15.0K to $50.0K

4 members in the window · counts of disclosures, not dollars.

Congress ↔ notable managers · CAT

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
1 Bridgewater Associates $58.4M held
Trimming
1 Gotham Asset Management $83.0M held

new + add vs trim + exit, by shares · $ = reported value now, not the change · CATERPILLAR INC

Merged timeline of congressional filings and notable-manager moves on CAT
DateWhoChangeSize
2026-05-15Bridgewater Associates 13Fadd+20,345 sh
2026-05-15Gotham Asset Management 13Ftrim−5,377 sh

2 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

full holders view ↗
Top institutional holders of CAT for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1BlackRock, Inc.$26.3B1
2STATE STREET CORP$24.7B1
3VANGUARD CAPITAL MANAGEMENT LLC$21.4B1
4STATE FARM MUTUAL AUTOMOBILE INSURANCE CO$10.3B1
5VANGUARD PORTFOLIO MANAGEMENT LLC$8.3B1
6GEODE CAPITAL MANAGEMENT, LLC$7.9B1
7Fisher Asset Management, LLC$6.9B1
8MORGAN STANLEY$5.3B1
9GATES FOUNDATION TRUST$4.5B1
10NORTHERN TRUST CORP$4.0B1
11BANK OF AMERICA CORP /DE/$4.0B1
12Invesco Ltd.$2.7B1
13FMR LLC$2.7B1
14Capital World Investors$2.5B1
15Capital International Investors$2.5B1
16Bank of New York Mellon Corp$2.4B1
17CHARLES SCHWAB INVESTMENT MANAGEMENT INC$2.4B1
18UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$2.3B1
19Capital Research Global Investors$2.3B1
20Legal & General Group Plc$2.0B1
21DIMENSIONAL FUND ADVISORS LP$1.9B1
22VANGUARD FIDUCIARY TRUST CO$1.9B1
23Nuveen, LLC$1.6B1
24ROYAL BANK OF CANADA$1.6B1
25Amundi$1.6B1
26WELLS FARGO & COMPANY/MN$1.5B1
27BARCLAYS PLC$1.2B1
28MASSACHUSETTS FINANCIAL SERVICES CO /MA/$1.1B1
29VOYA INVESTMENT MANAGEMENT LLC$1.0B1
30UBS Group AG$995M1
31Swiss National Bank$973M1
32DEUTSCHE BANK AG\$964M1
33Mitsubishi UFJ Asset Management Co., Ltd.$957M1
34Sumitomo Mitsui Trust Group, Inc.$931M1
35CITIGROUP INC$845M1
36Capital Wealth Planning, LLC$840M1
37WELLINGTON MANAGEMENT GROUP LLP$793M1
38LPL Financial LLC$779M1
39RAYMOND JAMES FINANCIAL INC$726M1
40Vanguard Global Advisers, LLC$721M1
41National Pension Service$700M1
42AMERIPRISE FINANCIAL INC$691M1
43FRANKLIN RESOURCES INC$689M1
44DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$651M1
45HSBC HOLDINGS PLC$642M1
46CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM$623M1
47PRIMECAP MANAGEMENT CO/CA/$618M1
48VANGUARD ASSET MANAGEMENT, Ltd$528M1
49BANK OF MONTREAL /CAN/$509M1
50ALLIANCEBERNSTEIN L.P.$478M1
51PRINCIPAL FINANCIAL GROUP INC$472M1
52AMERICAN CENTURY COMPANIES INC$464M1
53Bank Julius Baer & Co. Ltd, Zurich$463M1
54HighTower Advisors, LLC$420M1
55FIFTH THIRD BANCORP$419M1
56TD ASSET MANAGEMENT INC$415M1
57STIFEL FINANCIAL CORP$409M1
58NEW YORK STATE COMMON RETIREMENT FUND$372M1
59PRUDENTIAL FINANCIAL INC$367M1
60Aberdeen Group plc$366M1
61VICTORY CAPITAL MANAGEMENT INC$362M1
62Corient Private Wealth LLC$360M1
63CANADA PENSION PLAN INVESTMENT BOARD$352M1
64SCHRODER INVESTMENT MANAGEMENT GROUP$351M1
65CIBC Bancorp USA Inc.$342M1
66US BANCORP \DE\$340M1
67ProShare Advisors LLC$311M1
68MACKENZIE FINANCIAL CORP$302M1
69ENVESTNET ASSET MANAGEMENT INC$300M1
70ZACKS INVESTMENT MANAGEMENT$296M1
71AVIVA PLC$296M1
72STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$289M1
73CAISSE DE DEPOT ET PLACEMENT DU QUEBEC$275M1
74ADAGE CAPITAL PARTNERS GP, L.L.C.$274M1
75Korea Investment CORP$265M1
76Pictet Asset Management Holding SA$265M1
77Creative Planning$259M1
78NOMURA ASSET MANAGEMENT CO LTD$257M1
79Alphinity Investment Management Pty Ltd$249M1
80Eurizon Capital SGR S.p.A.$243M1
81BANK OF NOVA SCOTIA$242M1
82Focus Partners Wealth$240M1
83COMMONWEALTH EQUITY SERVICES, LLC$234M1
84MARKEL GROUP INC.$233M1
85Mariner, LLC$227M1
86Asset Management One Co., Ltd.$226M1
87Sumitomo Mitsui DS Asset Management Company, Ltd$224M1
88MANUFACTURERS LIFE INSURANCE COMPANY, THE$223M1
89CITADEL ADVISORS LLC$219M1
90Quantinno Capital Management LP$219M1
91Baird Financial Group, Inc.$217M1
92Cetera Investment Advisers$210M1
93OSAIC HOLDINGS, INC.$209M1
94Rockefeller Capital Management L.P.$208M1
95Holocene Advisors, LP$208M1
96AGF MANAGEMENT LTD$202M1
97NATIONAL BANK OF CANADA /FI/$199M1
98Universal- Beteiligungs- und Servicegesellschaft mbH$197M1
99BNP Paribas Asset Management Holding S.A.$195M1
100Cerity Partners LLC$195M1
101Mitsubishi UFJ Trust & Banking Corp$190M1
102NORDEA INVESTMENT MANAGEMENT AB$188M1
103AQR CAPITAL MANAGEMENT LLC$184M1
104COMMERCE BANK$184M1
105Zurcher Kantonalbank (Zurich Cantonalbank)$183M1
106FIL Ltd$181M1
107STATE OF WISCONSIN INVESTMENT BOARD$180M1
108ROYAL LONDON ASSET MANAGEMENT LTD$176M1
109Alecta Tjanstepension Omsesidigt$176M1
110KEYBANK NATIONAL ASSOCIATION/OH$171M1
111SUSQUEHANNA INTERNATIONAL GROUP, LLP$171M1
112BALYASNY ASSET MANAGEMENT L.P.$167M1
113Chevy Chase Trust Holdings, LLC$165M1
114Retirement Systems of Alabama$165M1
115Ensign Peak Advisors, Inc$164M1
116Kestra Advisory Services, LLC$156M1
117Vanguard Investments Australia, Ltd.$154M1
118NewEdge Advisors, LLC$152M1
119SEI INVESTMENTS CO$148M1
120TRUIST FINANCIAL CORP$148M1
121DANSKE BANK A/S$148M1
122MENORA MIVTACHIM HOLDINGS LTD.$147M1
123Swedbank AB$147M1
124Allianz Asset Management GmbH$144M1
125TWO SIGMA INVESTMENTS, LP$143M1
126Tidal Investments LLC$140M1
1271832 Asset Management L.P.$138M1
128PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO$137M1
129Swiss Life Asset Management Ltd$135M1
130M&T BANK CORP$133M1
131FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND$133M1
132TD Waterhouse Canada Inc.$131M1
133TEACHER RETIREMENT SYSTEM OF TEXAS$127M1
134Sequoia Financial Advisors, LLC$127M1
135NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$125M1
136Daiwa Securities Group Inc.$124M1
137Empower Advisory Group, LLC$122M1
138CREDIT AGRICOLE S A$121M1
139CIBC WORLD MARKET INC.$119M1
140NISA INVESTMENT ADVISORS, LLC$119M1
141State of New Jersey Common Pension Fund D$114M1
142MERCER GLOBAL ADVISORS INC /ADV$111M1
143Midwest Trust Co$110M1
144FIRST TRUST ADVISORS LP$108M1
145Resona Asset Management Co.,Ltd.$107M1
146Artisan Partners Limited Partnership$106M1
147TORONTO DOMINION BANK$105M1
148Lansforsakringar Fondforvaltning AB (publ)$105M1
149Polar Capital Holdings Plc$103M1
150ATALANTA SOSNOFF CAPITAL, LLC$101M1
151ING GROEP NV$101M1
152O'SHAUGHNESSY ASSET MANAGEMENT, LLC$97.4M1
153Calamos Advisors LLC$95.4M1
154GATEWAY INVESTMENT ADVISERS LLC$93.6M1
155Robeco Institutional Asset Management B.V.$92.8M1
156CWM, LLC$92.3M1
157Mirae Asset Global Investments Co., Ltd.$92.1M1
158JENNISON ASSOCIATES LLC$92.0M1
159STATE OF MICHIGAN RETIREMENT SYSTEM$91.8M1
160Tredje AP-fonden$91.8M1
161Arizona State Retirement System$90.9M1
162Sanctuary Advisors, LLC$90.1M1
163Czech National Bank$89.8M1
164MML INVESTORS SERVICES, LLC$87.5M1
165SEB Asset Management AB$86.2M1
166Connor, Clark & Lunn Investment Management Ltd.$85.9M1
167Banco Santander, S.A.$85.7M1
168CIBC Asset Management Inc$85.7M1
169Zurich Insurance Group Ltd/FI$84.9M1
170WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$84.7M1
171BLAIR WILLIAM & CO/IL$84.0M1
172Gotham Asset Management, LLC$83.0M1
173Janus Henderson Group Ltd.$81.8M1
174Clark Capital Management Group, Inc.$79.6M1
175MetLife Investment Management, LLC$78.8M1
176PINNACLE ASSOCIATES LTD$78.7M1
177HM PAYSON & CO$77.4M1
178Capital International, Inc./CA/$76.8M1
179COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS$76.8M1
180&PARTNERS$76.7M1
181Mediolanum International Funds Ltd$75.8M1
182MEYER HANDELMAN CO$74.0M1
183Waverly Advisors, LLC$73.9M1
184BRADLEY FOSTER & SARGENT INC/CT$73.4M1
185Paralel Advisors LLC$70.8M1
186RWA WEALTH PARTNERS, LLC$70.3M1
187CAPITOLIS LIQUID GLOBAL MARKETS LLC$69.9M1
188MILLENNIUM MANAGEMENT LLC$69.6M1
189Steward Partners Investment Advisory, LLC$68.2M1
190QRG CAPITAL MANAGEMENT, INC.$68.0M1
191Cresset Asset Management, LLC$67.8M1
192Prospera Financial Services Inc$67.6M1
193Vest Financial, LLC$67.6M1
194IFM Investors Pty Ltd$67.4M1
195Beacon Pointe Advisors, LLC$66.6M1
196Clearstead Advisors, LLC$65.3M1
197Woodline Partners LP$64.6M1
198Freestone Grove Partners LP$64.6M1
199Mesirow Financial Investment Management, Inc.$63.7M1
200MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$62.2M1
201Qube Research & Technologies Ltd$62.1M1
202BROWN ADVISORY INC$62.0M1
203XPONANCE LLC$60.6M1
204Private Advisor Group, LLC$59.9M1
205Allworth Financial LP$59.8M1
206Jefferies Financial Group Inc.$59.3M1
207Vontobel Holding Ltd.$58.9M1
208Bridgewater Associates, LP$58.4M1
209OP Asset Management Ltd$58.1M1
210Vanguard Personalized Indexing Management, LLC$57.5M1
211D.A. DAVIDSON & CO.$56.9M1
212TOCQUEVILLE ASSET MANAGEMENT L.P.$56.4M1
213Aptus Capital Advisors, LLC$55.8M1
214Lido Advisors, LLC$54.9M1
215Aware Super Pty Ltd as trustee of Aware Super$54.3M1
216Varma Mutual Pension Insurance Co$54.1M1
217Utah Retirement Systems$53.3M1
218Empowered Funds, LLC$53.3M1
219Wealthfront Advisers LLC$53.0M1
220PUBLIC SECTOR PENSION INVESTMENT BOARD$52.9M1
221Advisors Capital Management, LLC$51.5M1
222COUNTRY TRUST BANK$51.3M1
223OPPENHEIMER & CO INC$50.7M1
224HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$49.8M1
225MARCO INVESTMENT MANAGEMENT LLC$49.3M1
226YOUSIF CAPITAL MANAGEMENT, LLC$48.9M1
227UMB Bank, n.a.$48.8M1
228Ausdal Financial Partners, Inc.$48.2M1
229Glenview Trust Co$48.1M1
230REGIONS FINANCIAL CORP$47.8M1
231NEOS Investment Management LLC$47.7M1
232WORLDQUANT MILLENNIUM ADVISORS LLC$47.4M1
233Inspire Investing, LLC$46.3M1
234Rakuten Investment Management, Inc.$46.2M1
235Pathstone Holdings, LLC$45.9M1
236NEW YORK LIFE INVESTMENT MANAGEMENT LLC$45.8M1
237BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp$45.7M1
238LEVIN CAPITAL STRATEGIES, L.P.$45.6M1
239SCOTIA CAPITAL INC.$45.6M1
240FACTORY MUTUAL INSURANCE CO$45.4M1
241LAZARD ASSET MANAGEMENT LLC$44.2M1
242NISSAY ASSET MANAGEMENT CORP /JAPAN$44.0M1
243Federation des caisses Desjardins du Quebec$43.4M1
244FIDUCIARY TRUST CO$43.4M1
245Main Street Research LLC$43.3M1
246Brookstone Capital Management$42.9M1
247Badgley Phelps Wealth Managers, LLC$42.9M1
248OPPENHEIMER ASSET MANAGEMENT INC.$42.7M1
249B. Metzler seel. Sohn & Co. AG$42.6M1
250USS Investment Management Ltd$41.3M1
251MAI Capital Management$41.0M1
252Pinnacle Financial Partners, Inc.$40.9M1
253NICHOLS & PRATT ADVISERS LLP /MA$40.9M1
254Dakota Wealth Management$40.2M1
255Nippon Life Global Investors Americas, Inc.$40.1M1
256ASR Vermogensbeheer N.V.$40.1M1
257STEPHENS INC /AR/$39.9M1
258Ethic Inc.$39.8M1
259NorthCrest Asset Manangement, LLC$39.7M1
260Investment Management Corp of Ontario$39.0M1
261MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC$38.8M1
262OFI INVEST ASSET MANAGEMENT$38.7M1
263DELTA ASSET MANAGEMENT LLC/TN$38.6M1
264Groupe la Francaise$38.3M1
265INTECH INVESTMENT MANAGEMENT LLC$38.2M1
266D. E. Shaw & Co., Inc.$37.8M1
267OREGON PUBLIC EMPLOYEES RETIREMENT FUND$37.8M1
268CONNING INC.$37.6M1
269Union Bancaire Privee, UBP SA$37.3M1
270Temasek Holdings (Private) Ltd$37.2M1
271BEACON INVESTMENT ADVISORY SERVICES, INC.$37.1M1
272MACQUARIE GROUP LTD$36.0M1
273Richard C. Young & CO., LTD.$35.8M1
274Vident Advisory, LLC$35.8M1
275Minneapolis Portfolio Management Group, LLC$35.2M1
276Willis Investment Counsel$35.2M1
277KCM INVESTMENT ADVISORS LLC$34.9M1
278Savant Capital, LLC$34.7M1
279SALEM INVESTMENT COUNSELORS INC$34.7M1
280CCM INVESTMENT ADVISERS LLC$34.6M1
281GUGGENHEIM CAPITAL LLC$34.3M1
282Moran Wealth Management, LLC$33.5M1
283Wharton Business Group, LLC$33.4M1
284HB Wealth Management, LLC$33.2M1
285Merit Financial Group, LLC$32.8M1
286BAR HARBOR WEALTH MANAGEMENT$32.7M1
287LaFleur & Godfrey LLC$32.6M1
288Generali Asset Management SPA SGR$32.5M1
289Americana Partners, LLC$32.1M1
290American Assets Investment Management, LLC$31.9M1
291DAVENPORT & Co LLC$31.5M1
292Callahan Advisors, LLC$31.5M1
293UNITED CAPITAL FINANCIAL ADVISORS, LLC$31.4M1
294Henshaw Capital LLC$31.4M1
295TruWealth Advisors, LLC$31.0M1
296CONGRESS ASSET MANAGEMENT CO$30.6M1
297Integrated Advisors Network LLC$30.2M1
298PARK NATIONAL CORP /OH/$29.5M1
299GLENMEDE TRUST CO NA$29.4M1
300TEMA ETFS LLC$29.4M1
301Baker Avenue Asset Management, LP$29.4M1
302Segment Wealth Management, LLC$29.3M1
303Summit Trail Advisors, LLC$29.2M1
304BENJAMIN EDWARDS INC$29.1M1
305FIRST NATIONAL TRUST CO$29.0M1
306Harvest Portfolios Group Inc.$29.0M1
307Stillwater Capital Advisors, LLC$28.9M1
308NOESIS CAPITAL MANGEMENT CORP$28.9M1
309BLI - Banque de Luxembourg Investments$28.9M1
310Concurrent Investment Advisors, LLC$28.9M1
311Orion Porfolio Solutions, LLC$28.5M1
312NBT BANK, N.A.$28.4M1
313DODGE & COX$28.3M1
314ASSOCIATED BANC-CORP$28.3M1
315CULBERTSON A N & CO INC$28.1M1
316OMERS ADMINISTRATION Corp$28.0M1
317KESTRA PRIVATE WEALTH SERVICES, LLC$27.6M1
318Candriam S.C.A.$27.6M1
319BRAUN STACEY ASSOCIATES INC$27.5M1
320Atwater Malick LLC$26.9M1
321Clear Harbor Asset Management, LLC$26.9M1
322KING LUTHER CAPITAL MANAGEMENT CORP$26.8M1
323CUTLER INVESTMENT COUNSEL LLC$26.8M1
324CLIFFORD SWAN INVESTMENT COUNSEL LLC$26.8M1
325PARSONS CAPITAL MANAGEMENT INC/RI$26.7M1
326Summit Financial, LLC$26.1M1
327ALLIANZ SE$26.1M1
328Norinchukin Bank, The$25.9M1
329CITIZENS FINANCIAL GROUP INC/RI$25.6M1
330Capital Investment Advisors, LLC$25.2M1
331CENTRAL TRUST Co$25.2M1
332Capital International Sarl$25.2M1
333Quilter Plc$24.1M1
334Covalis Capital LLP$24.1M1
335Allspring Global Investments Holdings, LLC$24.1M1
336Stockman Wealth Management, Inc.$24.0M1
337Turtle Creek Wealth Advisors, LLC$24.0M1
338PITTENGER & ANDERSON INC$23.7M1
339UniSuper Management Pty Ltd$23.7M1
340MUFG Securities EMEA plc$23.4M1
341JAMISON PRIVATE WEALTH MANAGEMENT, INC.$23.4M1
342JANE STREET GROUP, LLC$23.1M1
343WESTFIELD CAPITAL MANAGEMENT CO LP$22.9M1
344Independent Advisor Alliance$22.8M1
345Dai-ichi Life Insurance Company, Ltd$22.7M1
346IEQ CAPITAL, LLC$22.5M1
347EAGLE GLOBAL ADVISORS LLC$22.4M1
348MANNING & NAPIER ADVISORS LLC$22.1M1
349SHELTON CAPITAL MANAGEMENT$21.9M1
350Kepler Cheuvreux (Suisse) SA$21.7M1
351Equitable Holdings, Inc.$21.6M1
352Rafferty Asset Management, LLC$21.5M1
353Telemark Asset Management, LLC$21.3M1
354Oribel Capital Management, LP$21.3M1
355Vantage Investment Partners, LLC$21.2M1
356LS Investment Advisors, LLC$21.1M1
357Freestone Capital Holdings, LLC$21.1M1
358GFS Advisors, LLC$20.9M1
359DEARBORN PARTNERS LLC$20.3M1
360Atlantic Union Bankshares Corp$20.1M1
361AustralianSuper Pty Ltd$20.0M1
362MIZUHO SECURITIES USA LLC$19.9M1
363Aventail Capital Group, LP$19.8M1
364Drexel Morgan & Co.$19.8M1
365Banque Cantonale Vaudoise$19.7M1
366FORA Capital, LLC$19.6M1
367COLDSTREAM CAPITAL MANAGEMENT INC$19.5M1
368KANAWHA CAPITAL MANAGEMENT LLC$19.4M1
369BLB&B Advisors, LLC$19.4M1
370Illinois Municipal Retirement Fund$19.2M1
371Crossmark Global Holdings, Inc.$19.0M1
372HARTFORD INVESTMENT MANAGEMENT CO$18.8M1
373Independent Wealth Network Inc.$18.5M1
374MidFirst Bank$18.5M1
375ABN AMRO INVESTMENT SOLUTIONS$18.4M1
376FARMERS & MERCHANTS INVESTMENTS INC$18.2M1
377AE Wealth Management LLC$18.1M1
378EXCHANGE TRADED CONCEPTS, LLC$18.0M1
379Overbrook Management Corp$18.0M1
380PRUDENTIAL PLC$17.9M1
381Trifecta Capital Advisors, LLC$17.9M1
382MIRAE ASSET SECURITIES (USA) INC.$17.8M1
383Composition Wealth, LLC$17.7M1
384Regents Gate Capital LLP$17.7M1
385Blue Trust, Inc.$17.6M1
386NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$17.5M1
387JAMES INVESTMENT RESEARCH, INC.$17.4M1
388Bleakley Financial Group, LLC$17.3M1
389Apollon Wealth Management, LLC$17.2M1
390Paradiem, LLC$17.2M1
391Venture Visionary Partners LLC$17.2M1
392Integris Wealth Management, LLC$17.2M1
393Fifth Third Wealth Advisors LLC$17.0M1
394CHOREO, LLC$16.9M1
395SteelPeak Wealth, LLC$16.9M1
396Dynamic Advisor Solutions LLC$16.7M1
397Parallax Volatility Advisers, L.P.$16.6M1
398Maryland State Retirement & Pension System$16.5M1
399Narwhal Capital Management$16.4M1
400Robertson Stephens Wealth Management, LLC$16.1M1
401KAVAR CAPITAL PARTNERS GROUP, LLC$16.0M1
402Elo Mutual Pension Insurance Co$15.9M1
403Sigma Planning Corp$15.9M1
404EP Wealth Advisors, LLC$15.9M1
405Spire Wealth Management$15.4M1
406Stratos Wealth Partners, LTD.$15.4M1
407GREENWOOD GEARHART LLC$15.2M1
408RENAISSANCE TECHNOLOGIES LLC$15.2M1
409VestGen Advisors, LLC$15.2M1
410NLB Skladi, upravljanje premozenja, d.o.o.$15.0M1
411BANCO BILBAO VIZCAYA ARGENTARIA, S.A.$15.0M1
412McGuire Investment Group, LLC$14.9M1
413Principle Wealth Partners LLC$14.9M1
414LMCG INVESTMENTS, LLC$14.8M1
415Laird Norton Wetherby Trust Company, LLC$14.7M1
416Knuff & Co LLC$14.7M1
417Voleon Capital Management LP$14.7M1
418Shelter Mutual Insurance Co$14.7M1
419HOWE & RUSLING INC$14.6M1
420ASSETMARK, INC$14.5M1
421Metis Global Partners, LLC$14.5M1
422Capital Investment Counsel, LLC$14.4M1
423SUMMITRY LLC$14.4M1
424Citizens National Bank Trust Department$14.4M1
425Goelzer Investment Management, Inc.$14.3M1
426AXXCESS WEALTH MANAGEMENT, LLC$14.3M1
427GRIFFIN ASSET MANAGEMENT, INC.$14.2M1
428FERGUSON WELLMAN CAPITAL MANAGEMENT, INC$14.1M1
429SIGMA INVESTMENT COUNSELORS INC$14.1M1
430SEARLE & CO.$13.9M1
431Night Squared LP$13.9M1
432GERMAN AMERICAN BANCORP, INC.$13.8M1
433PRINCIPAL SECURITIES, INC.$13.8M1
434LBP AM SA$13.8M1
435Y-Intercept (Hong Kong) Ltd$13.7M1
436Hudson Bay Capital Management LP$13.7M1
437Mutual Advisors, LLC$13.7M1
438Callan Family Office, LLC$13.6M1
439Vise Technologies, Inc.$13.6M1
440COMPASS CAPITAL MANAGEMENT, INC$13.6M1
441DAVIS R M INC$13.5M1
442MGO ONE SEVEN LLC$13.5M1
443Empirical Finance, LLC$13.5M1
444Texas Capital Bank Wealth Management Services Inc$13.5M1
445WELCH & FORBES LLC$13.5M1
446Caprock Group, LLC$13.4M1
447FLPUTNAM INVESTMENT MANAGEMENT CO$13.4M1
448Cannell & Spears LLC$13.4M1
449Brooklyn Investment Group$13.4M1
450Addenda Capital Inc.$13.3M1
451AG2R LA MONDIALE GESTION D'ACTIFS$13.3M1
452Sowell Financial Services LLC$13.3M1
453Forvis Mazars Wealth Advisors, LLC$13.3M1
454EagleClaw Capital Managment, LLC$13.2M1
455Sentry LLC$13.2M1
456Koshinski Asset Management, Inc.$13.2M1
457Vinva Investment Management Ltd$13.1M1
458MAIRS & POWER INC$13.1M1
459MEEDER ASSET MANAGEMENT INC$13.0M1
460Caldwell Trust Co$13.0M1
461SAGESPRING WEALTH PARTNERS, LLC$12.9M1
462MATHER GROUP, LLC.$12.9M1
463Pure Financial Advisors, LLC$12.8M1
464Compound Planning, Inc.$12.8M1
465SILVER OAK SECURITIES, INCORPORATED$12.8M1
466OneDigital Investment Advisors LLC$12.6M1
467NORTHEAST INVESTMENT MANAGEMENT$12.6M1
468Man Group plc$12.6M1
469KILEY JUERGENS WEALTH MANAGEMENT, LLC$12.5M1
470Aries Wealth Management$12.5M1
471Smith Salley Wealth Management$12.3M1
472FOURPATH CAPITAL MANAGEMENT, LLC$12.3M1
473Trajan Wealth LLC$12.2M1
474Teamwork Financial Advisors, LLC$12.1M1
475U.S. Capital Wealth Advisors, LLC$12.1M1
476TOKIO MARINE ASSET MANAGEMENT CO LTD$12.0M1
477Moors & Cabot, Inc.$11.9M1
478F/m Investments LLC$11.9M1
479NICOLET BANKSHARES INC$11.9M1
480Community Bank of Raymore$11.9M1
481CULLINAN ASSOCIATES INC$11.9M1
482Roundview Capital LLC$11.9M1
483Zimmer Partners, LP$11.9M1
484Atria Investments, Inc$11.8M1
485SOROS CAPITAL MANAGEMENT LLC$11.7M1
486Aull & Monroe Investment Management Corp$11.7M1
487ANDERSON HOAGLAND & CO$11.6M1
488RITHOLTZ WEALTH MANAGEMENT$11.5M1
489BEESE FULMER INVESTMENT MANAGEMENT, INC.$11.5M1
490Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$11.5M1
491CAPITAL INTERNATIONAL LTD /CA/$11.5M1
492ExodusPoint Capital Management, LP$11.4M1
493CONNORS INVESTOR SERVICES INC$11.4M1
494Geneos Wealth Management Inc.$11.4M1
495Cordgrass Capital Advisors, LLC$11.4M1
496GREENLEAF TRUST$11.3M1
497INDEPENDENT FINANCIAL GROUP, LLC$11.3M1
498Gouws Capital LLC$11.3M1
499Ascent Wealth Partners, LLC$11.3M1
500EQUITABLE TRUST CO$11.2M1
Truncated by Public Filings. The published aggregate ranks the top 500 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)4 buy / 1 sell
Congress net ($ bound)$3.0K to $94.0K
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on CAT

RETAINED WINDOW · ACTIVE HITS

Zero hits on CAT in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for CAT · financials and macro

Financials — as filed PLANNED

CAT's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: CAT on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing