Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

CIK 1510434 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions have no disclosed value and are left out of the sum, counted here rather than dropped: $5.8B
every reported holding for this filer and quarter, including ones with no disclosed value: 1,706
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 156
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 55

Quarter-end snapshot, filed up to 45 days later — not current holdings. What a 13F covers ↓

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Position changes into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated	Prev value	Curr value	Prev shares	Curr shares
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15642` · issuer key `iss:1334`	ADD	+$14.4M	+203,971	$327M	$341M	1,753,381	1,957,352
—	share class as filed: MSCI USA QLT FCT · position key `sid:sec:prov:fc322b756e10c5adfb425878e834e2d4` · issuer key `cusip6:46432F`	ADD	−$11.6M	+2,269	$350M	$339M	1,764,425	1,766,694
—	share class as filed: MSCI INTL QUALTY · position key `sid:sec:prov:5892083dd5422cc02647a9cefd0e22d9` · issuer key `iss:2405`	ADD	+$23.3M	+395,337	$293M	$316M	6,444,572	6,839,909
—	share class as filed: STRM INFPROIDX · position key `sid:sec:prov:fd0585629cc2c56c522b14f4ca767dfd` · issuer key `cusip6:922020`	ADD	+$14.1M	+237,357	$230M	$244M	4,653,452	4,890,809
—	share class as filed: MSCI USA MMENTM · position key `sid:sec:prov:57ca25e81d0e6e1a2e81d2252c83645c` · issuer key `cusip6:46432F`	TRIM	−$13.4M	−13,778	$244M	$230M	974,177	960,399
—	share class as filed: SHRT TRM CORP BD · position key `sid:sec:prov:3a69ff5ca4f41bbce8dbd9c569fbb075` · issuer key `iss:2482`	ADD	+$23.4M	+309,827	$194M	$217M	2,429,096	2,738,923
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13215` · issuer key `iss:144`	TRIM	−$13.2M	−7,927	$169M	$155M	620,346	612,419
—	share class as filed: US MKTWIDE VALUE · position key `sid:sec:prov:1e6f07bffab058d990fc818109d271bc` · issuer key `cusip6:25434V`	ADD	+$12.3M	+136,247	$142M	$155M	3,058,248	3,194,495
—	share class as filed: EAFE VALUE ETF · position key `pos:12549` · issuer key `iss:1013`	ADD	+$11.7M	+80,474	$138M	$149M	1,928,740	2,009,214
—	share class as filed: CORE MSCI EMKT · position key `pos:13905` · issuer key `iss:1016`	ADD	+$7.9M	+42,946	$131M	$138M	1,941,744	1,984,690
—	share class as filed: INT-TERM CORP · position key `pos:11431` · issuer key `iss:2482`	ADD	+$361K	+20,924	$115M	$115M	1,370,668	1,391,592
—	share class as filed: INTERNATNAL VAL · position key `sid:sec:prov:2159ea7ce4ecfdba0c2fac3412c58147` · issuer key `cusip6:25434V`	TRIM	+$4.0M	−22,311	$90.2M	$94.2M	1,807,792	1,785,481
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11825` · issuer key `iss:1225`	TRIM	−$29.3M	−8,886	$111M	$81.7M	229,603	220,717
—	share class as filed: SHORT TERM TREAS · position key `sid:sec:prov:5c0159d8e365eac662fab857eba96ecb` · issuer key `iss:2482`	ADD	+$2.3M	+43,422	$65.0M	$67.3M	1,106,747	1,150,169
—	share class as filed: VALUE ETF · position key `pos:10986` · issuer key `iss:2483`	TRIM	+$1.3M	−2,237	$65.4M	$66.7M	342,402	340,165
—	share class as filed: INTL SMCP VLU · position key `sid:sec:prov:1a16c94e63bc0be2b7b032875805818f` · issuer key `cusip6:025072`	ADD	+$5.4M	+18,165	$57.5M	$63.0M	612,414	630,579
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: TR UNIT · position key `pos:11570` · issuer key `iss:1599`	TRIM	−$4.6M	−2,247	$67.3M	$62.7M	98,688	96,441
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14175` · issuer key `iss:95`	ADD	−$6.5M	+532	$68.1M	$61.6M	295,078	295,610
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CL A · position key `pos:11390` · issuer key `iss:720`	TRIM	−$10.0M	−1,048	$70.6M	$60.6M	106,942	105,894
—	share class as filed: U.S. MICRO CAP P · position key `sid:sec:prov:8a97f3e9955cc58266040fda0fdb1486` · issuer key `cusip6:25239Y`	NEW	+$58.7M	+1,154,128	$0	$58.7M	—	1,154,128

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 44

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
—	share class as filed: SP SMCP600VL ETF · position key `pos:16990` · issuer key `iss:1012`	NO CHANGE	+$201K	$4.8M	$5.0M	42,541	42,541
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CL A · position key `pos:11020` · issuer key `iss:255`	NO CHANGE	−$147K	$3.0M	$2.9M	4	4
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM SHS · position key `pos:12009` · issuer key `iss:1137`	NO CHANGE	−$361K	$2.3M	$1.9M	33,703	33,703
—	share class as filed: WAHED DOW JONES · position key `sid:sec:prov:28fdf9db46b4e28f13c5682d10207414` · issuer key `cusip6:53656F`	NO CHANGE	+$50.5K	$1.4M	$1.5M	48,263	48,263
—	share class as filed: S&P500 LOW VOL · position key `sid:sec:prov:6d0050e035d8d64a730c529e5e172d4f` · issuer key `iss:2403`	NO CHANGE	+$31.5K	$1.3M	$1.3M	18,328	18,328
—	share class as filed: MSCI INTL VLU FT · position key `sid:sec:prov:eae8f1b8ce41f2d97b35ae8f78ec74d1` · issuer key `cusip6:46435G`	NO CHANGE	+$39.8K	$929K	$969K	24,425	24,425
—	share class as filed: INTRMDT MUNI ETF · position key `sid:sec:prov:d42fe4c1b6ce73be70915b279bef564b` · issuer key `iss:2475`	NO CHANGE	−$11.6K	$749K	$737K	15,874	15,874
—	share class as filed: ESG EAFE ETF · position key `sid:sec:prov:ed61b4e85062877250168c9b7450abc0` · issuer key `iss:2406`	NO CHANGE	+$2.7K	$688K	$691K	9,155	9,155
—	share class as filed: STATE STREET SPD · position key `sid:sec:prov:8b6b6cb8531dd29e8eec62f6006e526b` · issuer key `iss:2452`	NO CHANGE	+$9.8K	$677K	$687K	3,855	3,855
—	share class as filed: MSCI INFO TECH I · position key `sid:sec:prov:0ae5bcd0e444522ea4393d660bd28246` · issuer key `cusip6:316092`	NO CHANGE	−$48.0K	$649K	$601K	2,891	2,891
—	share class as filed: CORE S&P US VLU · position key `pos:11640` · issuer key `iss:1012`	NO CHANGE	−$1.7K	$591K	$590K	5,767	5,767
—	share class as filed: DOW JONES US ETF · position key `pos:15122` · issuer key `iss:1012`	NO CHANGE	−$27.1K	$610K	$583K	3,679	3,679
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11894` · issuer key `iss:1744`	NO CHANGE	+$26.5K	$518K	$545K	5,016	5,016
—	share class as filed: NEW YORK MUN ETF · position key `pos:13819` · issuer key `iss:1013`	NO CHANGE	−$3.8K	$515K	$512K	9,631	9,631
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12827` · issuer key `iss:323` PUT · PRN	NO CHANGE	−$54.9K	$519K	$464K	1,500	1,500
—	share class as filed: ENHANCED LARGE · position key `sid:sec:prov:acf6f9773078523c35c5f33189dd2c94` · issuer key `cusip6:316092`	NO CHANGE	−$23.1K	$463K	$440K	12,136	12,136
—	share class as filed: US VALUE FACTR · position key `sid:sec:prov:4c19537eb4b4cf3fe0830793f4ccbd8c` · issuer key `cusip6:921935`	NO CHANGE	+$5.7K	$414K	$420K	3,119	3,119
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:16762` · issuer key `iss:570`	NO CHANGE	−$93.7K	$510K	$416K	5,820	5,820
—	share class as filed: COM · position key `sid:sec:prov:0af10c80af385ed93ee1aed97271e459` · issuer key `cusip6:362397`	NO CHANGE	−$40.8K	$442K	$401K	71,611	71,611
—	share class as filed: FUNDAMENTAL US B · position key `pos:18270` · issuer key `iss:1633`	NO CHANGE	+$9.2K	$387K	$397K	14,580	14,580
—	share class as filed: NASDAQ COMPSIT · position key `sid:sec:prov:157e765e027bcd1a38568d30becf283d` · issuer key `cusip6:315912`	NO CHANGE	−$27.6K	$388K	$361K	4,246	4,246
—	share class as filed: WORLD EX US CORE · position key `sid:sec:prov:fe863a92c085dbd45400c9c6e3316425` · issuer key `cusip6:25434V`	NO CHANGE	+$12.6K	$333K	$346K	10,185	10,185
—	share class as filed: STATE STREET SPD · position key `pos:12580` · issuer key `iss:1602`	NO CHANGE	−$30.6K	$371K	$341K	3,481	3,481
—	share class as filed: BUYBACK ACHIEV · position key `pos:15811` · issuer key `iss:1000`	NO CHANGE	−$7.7K	$336K	$328K	2,500	2,500
—	share class as filed: 7-10 YR TRSY BD · position key `pos:16327` · issuer key `iss:1012`	NO CHANGE	−$2.4K	$325K	$322K	3,377	3,377
—	share class as filed: COM · position key `sid:sec:prov:2481e1ca627334c5b9b59045ae84f623` · issuer key `cusip6:05368J`	NO CHANGE	+$20.6K	$282K	$302K	10,600	10,600
—	share class as filed: CORE MSCI INTL · position key `sid:sec:prov:29f8d97ab26dd0c9ac1e35bec6ed33b8` · issuer key `cusip6:46435G`	NO CHANGE	+$3.3K	$253K	$256K	3,069	3,069
—	share class as filed: CL A NON VTG · position key `sid:sec:prov:4f6675275ffbb7d8ae52b539305a5648` · issuer key `cusip6:302301`	NO CHANGE	+$59.6K	$194K	$254K	10,000	10,000
—	share class as filed: NO AMER ENERGY · position key `sid:sec:prov:f35bddf030a6dfbadd581061c9aa8705` · issuer key `cusip6:33738D`	NO CHANGE	+$33.5K	$219K	$253K	5,785	5,785
—	share class as filed: US CONSM STAPLES · position key `pos:10477` · issuer key `iss:1012`	NO CHANGE	+$11.2K	$241K	$253K	3,606	3,606
—	share class as filed: RISNG DIVD ACHIV · position key `sid:sec:prov:17b19445cfc49d8e93d0a978b5f9fc37` · issuer key `iss:2382`	NO CHANGE	−$4.2K	$247K	$243K	3,556	3,556
—	share class as filed: CAMBRIA US EQUAL · position key `sid:sec:prov:850f2f7057541e3c545d1f0791da8d89` · issuer key `cusip6:02072Q`	NO CHANGE	−$8.6K	$232K	$223K	4,570	4,570
—	share class as filed: ACTIVE BD ETF · position key `sid:sec:prov:067fdb2f74f79fc28d1072b78e62a0fd` · issuer key `iss:2436`	NO CHANGE	−$1.8K	$214K	$212K	2,300	2,300
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15882` · issuer key `iss:726`	NO CHANGE	−$881	$213K	$212K	1,958	1,958
—	share class as filed: MORNINGSTR US EQ · position key `pos:16198` · issuer key `iss:1012`	NO CHANGE	−$10.2K	$212K	$202K	2,250	2,250
—	share class as filed: S&P INVT GRD PFD · position key `sid:sec:prov:8d3718c5e9ab6eff4afd7dceefb77c40` · issuer key `cusip6:45783Y`	NO CHANGE	−$11.0K	$194K	$183K	11,032	11,032
—	share class as filed: COM SBI · position key `sid:sec:prov:49c3e2b2968677b442fad3c05ebe0a04` · issuer key `cusip6:40167F`	NO CHANGE	−$27.0K	$187K	$160K	14,539	14,539
—	share class as filed: COM NEW · position key `sid:sec:prov:779e0646f1b848a6c3b8a2033a950e3e` · issuer key `cusip6:02451V`	NO CHANGE	−$18.4K	$112K	$93.5K	33,501	33,501
—	share class as filed: COM · position key `pos:17865` · issuer key `iss:2328`	NO CHANGE	+$653	$89.3K	$89.9K	21,773	21,773
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM CL A · position key `pos:15237` · issuer key `iss:1512`	NO CHANGE	−$47.9K	$123K	$75.6K	11,845	11,845
—	share class as filed: COM · position key `sid:sec:prov:85cacf6880b51d5a366512132d5c162d` · issuer key `cusip6:19243B`	NO CHANGE	−$28.3K	$64.8K	$36.5K	48,000	48,000
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10871` · issuer key `iss:461`	NO CHANGE	+$4.2K	$23.1K	$27.3K	11,000	11,000
—	share class as filed: COM · position key `sid:sec:prov:4d5b6564c018cff7d5cd96a361acb051` · issuer key `cusip6:14986C`	NO CHANGE	−$82	$8.6K	$8.5K	10,250	10,250
—	share class as filed: *W EXP 12/21/202 · position key `sid:sec:prov:67df5755bd40770445482b321b4d4240` · issuer key `cusip6:60743G`	NO CHANGE	+$455	$1.2K	$1.6K	13,000	13,000

Flags: no row carries a flag.

Holdings without a security ID are counted, not compared. Method ↗

Reported positions — 2026-03-31

806 issuers · 1,706 rows

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This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

—

ISHARES TR

3 positions · 6 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for ISHARES TR, as it reported them
ISHARES TR · MSCI USA QLT FCT CUSIP 46432F339 src ↗	$337M	1,757,328
ISHARES TR · MSCI USA MMENTM CUSIP 46432F396 src ↗	$230M	957,379
ISHARES TR · CORE MSCI EAFE CUSIP 46432F842 src ↗	$3.3M	36,156
ISHARES TR · MSCI USA QLT FCT CUSIP 46432F339 src ↗	$1.8M	9,366
ISHARES TR · MSCI USA MMENTM CUSIP 46432F396 src ↗	$725K	3,020
ISHARES TR · CORE MSCI EAFE CUSIP 46432F842 src ↗	$194K	2,140

ticker not yet mapped

$573M

2,765,389

9.9%

—

VANGUARD SCOTTSDALE FDS

7 positions · 10 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for VANGUARD SCOTTSDALE FDS, as it reported them
VANGUARD SCOTTSDALE FDS · SHRT TRM CORP BD CUSIP 92206C409 src ↗	$217M	2,737,877
VANGUARD SCOTTSDALE FDS · INT-TERM CORP CUSIP — src ↗	$115M	1,390,971
VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS CUSIP 92206C102 src ↗	$67.3M	1,149,818
VANGUARD SCOTTSDALE FDS · VNG RUS1000GRW CUSIP 92206C680 src ↗	$649K	5,917
VANGUARD SCOTTSDALE FDS · VNG RUS1000IDX CUSIP 92206C730 src ↗	$319K	1,080
VANGUARD SCOTTSDALE FDS · VNG RUS2000IDX CUSIP 92206C664 src ↗	$256K	2,557
VANGUARD SCOTTSDALE FDS · VNG RUS1000VAL CUSIP 92206C714 src ↗	$209K	2,228
VANGUARD SCOTTSDALE FDS · SHRT TRM CORP BD CUSIP 92206C409 src ↗	$82.9K	1,046
VANGUARD SCOTTSDALE FDS · INT-TERM CORP CUSIP — src ↗	$51.4K	621
VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS CUSIP 92206C102 src ↗	$20.5K	351

ticker not yet mapped

$401M

5,292,466

6.9%

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DIMENSIONAL ETF TRUST

11 positions · 15 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for DIMENSIONAL ETF TRUST, as it reported them
DIMENSIONAL ETF TRUST · US MKTWIDE VALUE CUSIP 25434V724 src ↗	$154M	3,167,628
DIMENSIONAL ETF TRUST · INTERNATNAL VAL CUSIP 25434V807 src ↗	$93.7M	1,775,278
DIMENSIONAL ETF TRUST · US TARGETED VLU CUSIP 25434V609 src ↗	$57.0M	912,367
DIMENSIONAL ETF TRUST · US CORE EQUITY 2 CUSIP 25434V708 src ↗	$27.6M	710,928
DIMENSIONAL ETF TRUST · US HIGH PROFITAB CUSIP 25434V831 src ↗	$24.9M	678,278
DIMENSIONAL ETF TRUST · US SMALL CAP ETF CUSIP 25434V500 src ↗	$22.5M	316,396
DIMENSIONAL ETF TRUST · US EQUITY MARKET CUSIP 25434V401 src ↗	$4.1M	58,294
DIMENSIONAL ETF TRUST · US MKTWIDE VALUE CUSIP 25434V724 src ↗	$1.3M	26,867
DIMENSIONAL ETF TRUST · INTL SMALL CAP V CUSIP 25434V781 src ↗	$744K	18,870
DIMENSIONAL ETF TRUST · INTERNATNAL VAL CUSIP 25434V807 src ↗	$539K	10,203
DIMENSIONAL ETF TRUST · INTL CORE EQUITY CUSIP 25434V799 src ↗	$424K	11,939
DIMENSIONAL ETF TRUST · WORLD EX US CORE CUSIP 25434V880 src ↗	$346K	10,185
DIMENSIONAL ETF TRUST · WORLD EQUITY ETF CUSIP 25434V617 src ↗	$280K	3,796
DIMENSIONAL ETF TRUST · US TARGETED VLU CUSIP 25434V609 src ↗	$107K	1,706
DIMENSIONAL ETF TRUST · US SMALL CAP ETF CUSIP 25434V500 src ↗	$67.4K	947

ticker not yet mapped

$387M

7,703,682

6.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION

3 positions · 5 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for NVIDIA CORPORATION, as it reported them
NVIDIA CORPORATION · COM CUSIP — src ↗	$185M	1,060,902
NVIDIA CORPORATION · COM CUSIP — src ↗	$156M	896,450
NVIDIA CORPORATION · COM · PUT CUSIP — src ↗	$24.4M	139,900 PRN
NVIDIA CORPORATION · COM · PUT CUSIP — src ↗	$4.8M	27,500 PRN
NVIDIA CORPORATION · COM · CALL CUSIP — src ↗	$17.4K	100 PRN

$371M

—

6.4%

—

ISHARES TR

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for ISHARES TR, as it reported them
ISHARES TR · MSCI INTL QUALTY CUSIP 46434V456 src ↗	$315M	6,810,020
ISHARES TR · MSCI INTL QUALTY CUSIP 46434V456 src ↗	$1.4M	29,889

ticker not yet mapped

$316M

6,839,909

5.5%

—

VANGUARD INDEX FDS

13 positions · 24 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$66.3M	337,792
VANGUARD INDEX FDS · REAL ESTATE ETF CUSIP 922908553 src ↗	$40.3M	454,453
VANGUARD INDEX FDS · SM CP VAL ETF CUSIP — src ↗	$26.9M	123,699
VANGUARD INDEX FDS · TOTAL STK MKT CUSIP — src ↗	$19.9M	61,922
VANGUARD INDEX FDS · LARGE CAP ETF CUSIP — src ↗	$16.5M	55,294
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$14.3M	24,006
VANGUARD INDEX FDS · SMALL CP ETF CUSIP — src ↗	$13.7M	52,484
VANGUARD INDEX FDS · MCAP VL IDXVIP CUSIP 922908512 src ↗	$12.2M	66,279
VANGUARD INDEX FDS · MCAP GR IDXVIP CUSIP 922908538 src ↗	$9.4M	36,432
VANGUARD INDEX FDS · GROWTH ETF CUSIP — src ↗	$7.5M	17,218
VANGUARD INDEX FDS · TOTAL STK MKT CUSIP — src ↗	$4.9M	15,305
VANGUARD INDEX FDS · SML CP GRW ETF CUSIP 922908595 src ↗	$4.2M	13,843
VANGUARD INDEX FDS · MID CAP ETF CUSIP — src ↗	$2.5M	8,737
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$1.7M	2,888
VANGUARD INDEX FDS · SM CP VAL ETF CUSIP — src ↗	$1.0M	4,794
VANGUARD INDEX FDS · MCAP VL IDXVIP CUSIP 922908512 src ↗	$828K	4,494
VANGUARD INDEX FDS · EXTEND MKT ETF CUSIP — src ↗	$721K	3,504
VANGUARD INDEX FDS · MCAP GR IDXVIP CUSIP 922908538 src ↗	$610K	2,370
VANGUARD INDEX FDS · GROWTH ETF CUSIP — src ↗	$472K	1,081
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$466K	2,373
VANGUARD INDEX FDS · SML CP GRW ETF CUSIP 922908595 src ↗	$262K	866
VANGUARD INDEX FDS · SMALL CP ETF CUSIP — src ↗	$222K	847
VANGUARD INDEX FDS · MID CAP ETF CUSIP — src ↗	$99.9K	348
VANGUARD INDEX FDS · REAL ESTATE ETF CUSIP 922908553 src ↗	$89.5K	1,009

ticker not yet mapped

$245M

1,292,038

4.2%

—

VANGUARD MALVERN FDS

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for VANGUARD MALVERN FDS, as it reported them
VANGUARD MALVERN FDS · STRM INFPROIDX CUSIP 922020805 src ↗	$242M	4,847,210
VANGUARD MALVERN FDS · STRM INFPROIDX CUSIP 922020805 src ↗	$2.2M	43,599

ticker not yet mapped

$244M

4,890,809

4.2%

—

ISHARES TR

16 positions · 20 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for ISHARES TR, as it reported them
ISHARES TR · EAFE VALUE ETF CUSIP — src ↗	$147M	1,973,140
ISHARES TR · MICRO-CAP ETF CUSIP — src ↗	$22.2M	139,222
ISHARES TR · EAFE GRWTH ETF CUSIP — src ↗	$17.7M	158,681
ISHARES TR · SHRT NAT MUN ETF CUSIP — src ↗	$5.6M	52,599
ISHARES TR · NATIONAL MUN ETF CUSIP — src ↗	$5.4M	51,052
ISHARES TR · EAFE VALUE ETF CUSIP — src ↗	$2.7M	36,074
ISHARES TR · INTL SEL DIV ETF CUSIP — src ↗	$2.6M	60,673
ISHARES TR · CALIF MUN BD ETF CUSIP — src ↗	$2.0M	35,210
ISHARES TR · MSCI ACWI ETF CUSIP — src ↗	$1.9M	13,611
ISHARES TR · EAFE SML CP ETF CUSIP — src ↗	$1.5M	19,584
ISHARES TR · EAFE GRWTH ETF CUSIP — src ↗	$1.5M	13,435
ISHARES TR · 3 7 YR TREAS BD CUSIP — src ↗	$1.3M	11,009
ISHARES TR · JPMORGAN USD EMG CUSIP — src ↗	$1.0M	11,153
ISHARES TR · NEW YORK MUN ETF CUSIP — src ↗	$512K	9,631
ISHARES TR · ISHS 1-5YR INVS CUSIP — src ↗	$444K	8,441
ISHARES TR · NATIONAL MUN ETF CUSIP — src ↗	$252K	2,370
ISHARES TR · GL CLEAN ENE ETF CUSIP — src ↗	$243K	13,290
ISHARES TR · ISHS 5-10YR INVT CUSIP — src ↗	$238K	4,477
ISHARES TR · MICRO-CAP ETF CUSIP — src ↗	$230K	1,442
ISHARES TR · INTRM GOV CR ETF CUSIP — src ↗	$205K	1,917

ticker not yet mapped

$214M

2,617,011

3.7%

—

SCHWAB STRATEGIC TR

21 positions · 34 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for SCHWAB STRATEGIC TR, as it reported them
SCHWAB STRATEGIC TR · INTL SCEQT ETF CUSIP — src ↗	$39.6M	848,016
SCHWAB STRATEGIC TR · INTL EQTY ETF CUSIP — src ↗	$26.2M	1,056,981
SCHWAB STRATEGIC TR · US LRG CAP ETF CUSIP — src ↗	$21.9M	855,327
SCHWAB STRATEGIC TR · EMRG MKTEQ ETF CUSIP — src ↗	$13.6M	413,328
SCHWAB STRATEGIC TR · US SML CAP ETF CUSIP — src ↗	$12.1M	414,677
SCHWAB STRATEGIC TR · US LCAP VA ETF CUSIP — src ↗	$10.9M	358,760
SCHWAB STRATEGIC TR · FUNDAMENTAL INTL CUSIP — src ↗	$8.9M	182,120
SCHWAB STRATEGIC TR · US LRG CAP ETF CUSIP — src ↗	$5.1M	197,657
SCHWAB STRATEGIC TR · US BRD MKT ETF CUSIP — src ↗	$4.9M	194,457
SCHWAB STRATEGIC TR · FUNDAMENTAL EMER CUSIP — src ↗	$4.6M	119,702
SCHWAB STRATEGIC TR · US REIT ETF CUSIP — src ↗	$3.5M	162,140
SCHWAB STRATEGIC TR · US DIVIDEND EQ CUSIP — src ↗	$3.5M	113,265
SCHWAB STRATEGIC TR · US AGGREGATE B CUSIP — src ↗	$3.3M	140,212
SCHWAB STRATEGIC TR · US LCAP GR ETF CUSIP — src ↗	$3.0M	102,869
SCHWAB STRATEGIC TR · FUNDAMENTAL US L CUSIP — src ↗	$3.0M	106,393
SCHWAB STRATEGIC TR · INTL EQTY ETF CUSIP — src ↗	$1.9M	75,805
SCHWAB STRATEGIC TR · 1000 INDEX ETF CUSIP — src ↗	$1.4M	43,293
SCHWAB STRATEGIC TR · EMRG MKTEQ ETF CUSIP — src ↗	$1.2M	37,033
SCHWAB STRATEGIC TR · FUNDAMENTAL US S CUSIP — src ↗	$991K	30,571
SCHWAB STRATEGIC TR · US BRD MKT ETF CUSIP — src ↗	$614K	24,470
SCHWAB STRATEGIC TR · US TIPS ETF CUSIP — src ↗	$573K	21,538
SCHWAB STRATEGIC TR · INT-TRM U.S TRES CUSIP — src ↗	$570K	22,879
SCHWAB STRATEGIC TR · US LCAP VA ETF CUSIP — src ↗	$453K	14,856
SCHWAB STRATEGIC TR · INTL SCEQT ETF CUSIP — src ↗	$425K	9,084
SCHWAB STRATEGIC TR · US SML CAP ETF CUSIP — src ↗	$422K	14,525
SCHWAB STRATEGIC TR · FUNDAMENTAL US B CUSIP — src ↗	$397K	14,580
SCHWAB STRATEGIC TR · FUNDAMENTAL INTL CUSIP — src ↗	$317K	6,842
SCHWAB STRATEGIC TR · US MID-CAP ETF CUSIP — src ↗	$286K	9,225
SCHWAB STRATEGIC TR · FUNDAMENTAL EMER CUSIP — src ↗	$264K	6,906
SCHWAB STRATEGIC TR · US LCAP GR ETF CUSIP — src ↗	$151K	5,176
SCHWAB STRATEGIC TR · FUNDAMENTAL US L CUSIP — src ↗	$75.8K	2,721
SCHWAB STRATEGIC TR · FUNDAMENTAL US S CUSIP — src ↗	$31.3K	964
SCHWAB STRATEGIC TR · FUNDAMENTAL INTL CUSIP — src ↗	$30.8K	630
SCHWAB STRATEGIC TR · FUNDAMENTAL INTL CUSIP — src ↗	$25.6K	552

ticker not yet mapped

$174M

5,607,554

3.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for APPLE INC, as it reported them
APPLE INC · COM CUSIP — src ↗	$143M	561,858
APPLE INC · COM CUSIP — src ↗	$12.8M	50,561

$155M

612,419

2.7%

—

ISHARES INC

3 positions · 4 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for ISHARES INC, as it reported them
ISHARES INC · CORE MSCI EMKT CUSIP — src ↗	$137M	1,967,448
ISHARES INC · ESG AWR MSCI EM CUSIP — src ↗	$12.3M	271,331
ISHARES INC · MSCI EMRG CHN CUSIP — src ↗	$3.9M	49,742
ISHARES INC · CORE MSCI EMKT CUSIP — src ↗	$1.2M	17,242

ticker not yet mapped

$155M

2,305,763

2.7%

—

AMERICAN CENTY ETF TR

2 positions · 4 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for AMERICAN CENTY ETF TR, as it reported them
AMERICAN CENTY ETF TR · INTL SMCP VLU CUSIP 025072802 src ↗	$62.2M	623,238
AMERICAN CENTY ETF TR · US SML CP VALU CUSIP 025072877 src ↗	$45.5M	411,512
AMERICAN CENTY ETF TR · INTL SMCP VLU CUSIP 025072802 src ↗	$733K	7,341
AMERICAN CENTY ETF TR · US SML CP VALU CUSIP 025072877 src ↗	$348K	3,147

ticker not yet mapped

$109M

1,045,238

1.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for MICROSOFT CORP, as it reported them
MICROSOFT CORP · COM CUSIP — src ↗	$78.9M	213,211
MICROSOFT CORP · COM CUSIP — src ↗	$2.8M	7,506

$81.7M

220,717

1.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

2 positions · 4 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$40.6M	141,482
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$21.4M	74,357
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$8.3M	28,967
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$2.9M	9,981

$73.1M

254,787

1.3%

—

VANGUARD INTL EQUITY INDEX F

5 positions · 10 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for VANGUARD INTL EQUITY INDEX F, as it reported them
VANGUARD INTL EQUITY INDEX F · FTSE SMCAP ETF CUSIP 922042718 src ↗	$29.8M	204,313
VANGUARD INTL EQUITY INDEX F · GLB EX US ETF CUSIP 922042676 src ↗	$20.1M	452,292
VANGUARD INTL EQUITY INDEX F · FTSE EMR MKT ETF CUSIP 922042858 src ↗	$15.4M	284,894
VANGUARD INTL EQUITY INDEX F · TT WRLD ST ETF CUSIP — src ↗	$4.8M	34,722
VANGUARD INTL EQUITY INDEX F · ALLWRLD EX US CUSIP — src ↗	$1.2M	15,679
VANGUARD INTL EQUITY INDEX F · ALLWRLD EX US CUSIP — src ↗	$774K	10,303
VANGUARD INTL EQUITY INDEX F · FTSE EMR MKT ETF CUSIP 922042858 src ↗	$412K	7,630
VANGUARD INTL EQUITY INDEX F · FTSE SMCAP ETF CUSIP 922042718 src ↗	$297K	2,038
VANGUARD INTL EQUITY INDEX F · GLB EX US ETF CUSIP 922042676 src ↗	$41.8K	941
VANGUARD INTL EQUITY INDEX F · TT WRLD ST ETF CUSIP — src ↗	$13.8K	100

ticker not yet mapped

$72.8M

1,012,912

1.3%

—

ISHARES TR

33 positions · 42 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for ISHARES TR, as it reported them
ISHARES TR · CORE S&P SCP ETF CUSIP — src ↗	$16.2M	130,423
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$13.6M	20,796
ISHARES TR · RUS 1000 VAL ETF CUSIP — src ↗	$3.6M	16,763
ISHARES TR · SP SMCP600VL ETF CUSIP — src ↗	$3.5M	29,859
ISHARES TR · RUS 2000 VAL ETF CUSIP — src ↗	$3.0M	15,830
ISHARES TR · RUS 1000 ETF CUSIP — src ↗	$2.9M	8,016
ISHARES TR · S&P 500 GRWT ETF CUSIP — src ↗	$2.7M	24,189
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$2.3M	9,331
ISHARES TR · MSCI EAFE ETF CUSIP — src ↗	$2.3M	23,626
ISHARES TR · CORE S&P MCP ETF CUSIP — src ↗	$1.9M	27,986
ISHARES TR · SP SMCP600VL ETF CUSIP — src ↗	$1.5M	12,682
ISHARES TR · RUS 1000 GRW ETF CUSIP — src ↗	$1.5M	3,414
ISHARES TR · RUS 1000 ETF CUSIP — src ↗	$1.4M	3,950
ISHARES TR · 1 3 YR TREAS BD CUSIP — src ↗	$1.1M	13,470
ISHARES TR · CORE S&P US GWT CUSIP — src ↗	$1.1M	7,122
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$1.0M	1,575
ISHARES TR · ISHARES SEMICDTR CUSIP — src ↗	$1.0M	3,111
ISHARES TR · S&P 500 VAL ETF CUSIP — src ↗	$923K	4,371
ISHARES TR · CORE US AGGBD ET CUSIP — src ↗	$896K	9,026
ISHARES TR · RUS MID CAP ETF CUSIP — src ↗	$874K	8,990
ISHARES TR · EXPND TEC SC ETF CUSIP — src ↗	$847K	7,147
ISHARES TR · TIPS BD ETF CUSIP — src ↗	$654K	5,923
ISHARES TR · CORE S&P TTL STK CUSIP — src ↗	$590K	4,145
ISHARES TR · CORE S&P US VLU CUSIP — src ↗	$590K	5,767
ISHARES TR · DOW JONES US ETF CUSIP — src ↗	$583K	3,679
ISHARES TR · RUSSELL 3000 ETF CUSIP — src ↗	$555K	1,497
ISHARES TR · MSCI EMG MKT ETF CUSIP — src ↗	$438K	7,712
ISHARES TR · RUS MDCP VAL ETF CUSIP — src ↗	$376K	2,581
ISHARES TR · 7-10 YR TRSY BD CUSIP — src ↗	$322K	3,377
ISHARES TR · S&P 100 ETF CUSIP — src ↗	$300K	943
ISHARES TR · SELECT DIVID ETF CUSIP — src ↗	$299K	1,978
ISHARES TR · US CONSM STAPLES CUSIP — src ↗	$253K	3,606
ISHARES TR · RUS MD CP GR ETF CUSIP — src ↗	$248K	1,935
ISHARES TR · S&P MC 400GR ETF CUSIP — src ↗	$211K	2,093
ISHARES TR · MORNINGSTR US EQ CUSIP — src ↗	$202K	2,250
ISHARES TR · RUS 2000 GRW ETF CUSIP — src ↗	$178K	566
ISHARES TR · CORE S&P SCP ETF CUSIP — src ↗	$149K	1,199
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$86.8K	350
ISHARES TR · MSCI EAFE ETF CUSIP — src ↗	$76.2K	785
ISHARES TR · CORE S&P TTL STK CUSIP — src ↗	$43.7K	307
ISHARES TR · RUS 2000 GRW ETF CUSIP — src ↗	$30.4K	97
ISHARES TR · RUS 1000 VAL ETF CUSIP — src ↗	$4.9K	23

ticker not yet mapped

$70.4M

432,490

1.2%

—

VANGUARD WORLD FD

4 positions · 7 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for VANGUARD WORLD FD, as it reported them
VANGUARD WORLD FD · MEGA CAP INDEX CUSIP 921910873 src ↗	$19.7M	83,277
VANGUARD WORLD FD · MEGA GRWTH IND CUSIP 921910816 src ↗	$17.9M	48,666
VANGUARD WORLD FD · MEGA CAP VAL ETF CUSIP 921910840 src ↗	$16.7M	114,995
VANGUARD WORLD FD · ESG INTL STK ETF CUSIP 921910725 src ↗	$6.0M	83,687
VANGUARD WORLD FD · MEGA CAP INDEX CUSIP 921910873 src ↗	$1.5M	6,142
VANGUARD WORLD FD · MEGA GRWTH IND CUSIP 921910816 src ↗	$1.3M	3,551
VANGUARD WORLD FD · MEGA CAP VAL ETF CUSIP 921910840 src ↗	$932K	6,433

ticker not yet mapped

$63.9M

346,751

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T

2 positions · 3 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for STATE STR SPDR S&P 500 ETF T, as it reported them
STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP — src ↗	$60.7M	93,314
STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP — src ↗	$2.0M	3,127
STATE STR SPDR S&P 500 ETF T · TR UNIT · CALL CUSIP — src ↗	$195K	300 PRN

$62.9M

—

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for AMAZON COM INC, as it reported them
AMAZON COM INC · COM CUSIP — src ↗	$58.2M	279,652
AMAZON COM INC · COM CUSIP — src ↗	$3.3M	15,958

$61.6M

295,610

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for META PLATFORMS INC, as it reported them
META PLATFORMS INC · CL A CUSIP — src ↗	$56.3M	98,386
META PLATFORMS INC · CL A CUSIP — src ↗	$4.3M	7,508

$60.6M

105,894

1.0%

—

DFA INVT DIMENSIONS GROUP IN · U.S. MICRO CAP P CUSIP 25239Y238
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$58.7M

1,154,128

1.0%

—

VANGUARD TAX-MANAGED FDS

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for VANGUARD TAX-MANAGED FDS, as it reported them
VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT CUSIP — src ↗	$57.5M	896,989
VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT CUSIP — src ↗	$124K	1,936

ticker not yet mapped

$57.6M

898,925

1.0%

—

WISDOMTREE TR · US QUALITY GROW CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$54.6M

1,021,046

0.9%

—

SPDR SERIES TRUST

4 positions · 7 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R408 src ↗	$37.1M	1,486,911
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R739 src ↗	$7.3M	152,795
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.1M	21,856
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R739 src ↗	$747K	15,608
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R804 src ↗	$687K	3,855
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$294K	6,078
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R408 src ↗	$15.5K	620

ticker not yet mapped

$47.2M

1,687,723

0.8%

—

ISHARES TR

6 positions · 7 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for ISHARES TR, as it reported them
ISHARES TR · ESG AW MSCI EAFE CUSIP 46435G516 src ↗	$26.9M	281,817
ISHARES TR · ESG AWR MSCI USA CUSIP 46435G425 src ↗	$9.5M	67,280
ISHARES TR · ESG AWRE 1 5 YR CUSIP 46435G243 src ↗	$2.2M	86,965
ISHARES TR · ESG AWRE USD ETF CUSIP 46435G193 src ↗	$1.1M	45,852
ISHARES TR · MSCI INTL VLU FT CUSIP 46435G409 src ↗	$836K	21,080
ISHARES TR · CORE MSCI INTL CUSIP 46435G326 src ↗	$256K	3,069
ISHARES TR · MSCI INTL VLU FT CUSIP 46435G409 src ↗	$133K	3,345

ticker not yet mapped

$40.9M

509,408

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CISCO SYS INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for CISCO SYS INC, as it reported them
CISCO SYS INC · COM CUSIP — src ↗	$35.6M	458,535
CISCO SYS INC · COM CUSIP — src ↗	$1.3M	17,243

$36.9M

475,778

0.6%

—

NUSHARES ETF TR

5 positions · 5 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for NUSHARES ETF TR, as it reported them
NUSHARES ETF TR · NUVEEN ESG LRGVL CUSIP 67092P300 src ↗	$18.3M	401,443
NUSHARES ETF TR · NUVEEN ESG MIDVL CUSIP 67092P508 src ↗	$10.4M	267,291
NUSHARES ETF TR · NUVEEN ESG INTL CUSIP 67092P805 src ↗	$1.6M	44,930
NUSHARES ETF TR · NUVEEN ESG LRGCP CUSIP 67092P201 src ↗	$835K	9,178
NUSHARES ETF TR · NUVEEN ESG MIDCP CUSIP 67092P409 src ↗	$351K	8,533

ticker not yet mapped

$31.4M

731,375

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BROADCOM INC

2 positions · 3 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for BROADCOM INC, as it reported them
BROADCOM INC · COM CUSIP — src ↗	$29.6M	95,685
BROADCOM INC · COM CUSIP — src ↗	$949K	3,066
BROADCOM INC · COM · PUT CUSIP — src ↗	$464K	1,500 PRN

$31.0M

—

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TESLA INC

2 positions · 3 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for TESLA INC, as it reported them
TESLA INC · COM CUSIP — src ↗	$27.3M	73,472
TESLA INC · COM CUSIP — src ↗	$2.0M	5,250
TESLA INC · COM · PUT CUSIP — src ↗	$74.4K	200 PRN

$29.3M

—

0.5%

—

SPDR SERIES TRUST

11 positions · 14 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$7.4M	299,212
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$6.8M	202,653
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$5.7M	188,946
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$3.0M	53,238
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.0M	6,956
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$416K	16,782
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$413K	4,090
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$409K	5,347
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$361K	3,820
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$290K	10,104
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$250K	2,550
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$247K	4,163
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$91.1K	931
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$43.2K	730

ticker not yet mapped

$26.4M

799,522

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for JPMORGAN CHASE & CO, as it reported them
JPMORGAN CHASE & CO · COM CUSIP — src ↗	$24.9M	84,786
JPMORGAN CHASE & CO · COM CUSIP — src ↗	$593K	2,016

$25.5M

86,802

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALTRIA GROUP INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for ALTRIA GROUP INC, as it reported them
ALTRIA GROUP INC · COM CUSIP — src ↗	$23.4M	355,048
ALTRIA GROUP INC · COM CUSIP — src ↗	$278K	4,211

$23.7M

359,259

0.4%

—

SPDR INDEX SHS FDS

6 positions · 9 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for SPDR INDEX SHS FDS, as it reported them
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X756 src ↗	$11.1M	168,148
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X772 src ↗	$10.0M	220,321
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X756 src ↗	$651K	9,839
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X889 src ↗	$518K	11,340
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X749 src ↗	$246K	5,373
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X509 src ↗	$243K	5,190
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X863 src ↗	$227K	8,520
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X889 src ↗	$220K	4,828
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X509 src ↗	$92.2K	1,966

ticker not yet mapped

$23.4M

435,525

0.4%

—

INVESCO EXCH TRD SLF IDX FD

10 positions · 10 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for INVESCO EXCH TRD SLF IDX FD, as it reported them
INVESCO EXCH TRD SLF IDX FD · BULSHS 2027 CB CUSIP 46138J783 src ↗	$3.5M	175,813
INVESCO EXCH TRD SLF IDX FD · BULETSHS 2031 CP CUSIP 46138J429 src ↗	$3.4M	208,302
INVESCO EXCH TRD SLF IDX FD · INVSCO BLSH 28 CUSIP 46138J643 src ↗	$3.4M	167,748
INVESCO EXCH TRD SLF IDX FD · BULETSHS 2029 CUSIP 46138J577 src ↗	$3.4M	183,576
INVESCO EXCH TRD SLF IDX FD · BULSHS 2026 CB CUSIP 46138J791 src ↗	$3.4M	175,187
INVESCO EXCH TRD SLF IDX FD · INVSCO 30 CORP CUSIP 46138J460 src ↗	$3.3M	200,282
INVESCO EXCH TRD SLF IDX FD · INVSCO BLSH 26 CUSIP 46138J635 src ↗	$677K	29,230
INVESCO EXCH TRD SLF IDX FD · INVSCO 28 HYCORP CUSIP 46138J452 src ↗	$669K	30,862
INVESCO EXCH TRD SLF IDX FD · BULETSHS 2027 CUSIP 46138J585 src ↗	$664K	29,686
INVESCO EXCH TRD SLF IDX FD · BULETSHS 2029 HG CUSIP 46138J395 src ↗	$653K	31,032

ticker not yet mapped

$23.2M

1,231,718

0.4%

—

FIRST TR EXCH TRADED FD III

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for FIRST TR EXCH TRADED FD III, as it reported them
FIRST TR EXCH TRADED FD III · PFD SECS INC ETF CUSIP 33739E108 src ↗	$21.9M	1,233,922
FIRST TR EXCH TRADED FD III · PFD SECS INC ETF CUSIP 33739E108 src ↗	$99.4K	5,600

ticker not yet mapped

$22.0M

1,239,522

0.4%

—

VANGUARD WELLINGTON FD

2 positions · 3 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for VANGUARD WELLINGTON FD, as it reported them
VANGUARD WELLINGTON FD · US MOMENTUM CUSIP 921935508 src ↗	$21.0M	106,628
VANGUARD WELLINGTON FD · US MOMENTUM CUSIP 921935508 src ↗	$509K	2,583
VANGUARD WELLINGTON FD · US VALUE FACTR CUSIP 921935805 src ↗	$420K	3,119

ticker not yet mapped

$21.9M

112,330

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for WALMART INC, as it reported them
WALMART INC · COM CUSIP — src ↗	$21.1M	169,554
WALMART INC · COM CUSIP — src ↗	$834K	6,713

$21.9M

176,267

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for JOHNSON & JOHNSON, as it reported them
JOHNSON & JOHNSON · COM CUSIP — src ↗	$16.9M	68,967
JOHNSON & JOHNSON · COM CUSIP — src ↗	$5.0M	20,289

$21.8M

89,256

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for COSTCO WHOLESALE CORPORATION, as it reported them
COSTCO WHOLESALE CORPORATION · COM CUSIP — src ↗	$20.0M	20,049
COSTCO WHOLESALE CORPORATION · COM CUSIP — src ↗	$1.5M	1,472

$21.4M

21,521

0.4%

BERKSHIRE HATHAWAY INC DEL

2 positions · 3 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for BERKSHIRE HATHAWAY INC DEL, as it reported them
BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP — src ↗	$17.5M	36,528
BERKSHIRE HATHAWAY INC DEL · CL A CUSIP — src ↗	$2.9M	4
BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP — src ↗	$558K	1,164

$20.9M

37,696

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BANK NEW YORK MELLON CORP

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for BANK NEW YORK MELLON CORP, as it reported them
BANK NEW YORK MELLON CORP · COM CUSIP — src ↗	$20.2M	170,157
BANK NEW YORK MELLON CORP · COM CUSIP — src ↗	$453K	3,818

$20.6M

173,975

0.4%

—

WISDOMTREE TR

5 positions · 5 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for WISDOMTREE TR, as it reported them
WISDOMTREE TR · EMER MKT HIGH FD CUSIP — src ↗	$6.2M	125,189
WISDOMTREE TR · US SMALLCAP DIVD CUSIP — src ↗	$4.7M	132,137
WISDOMTREE TR · INTL SMCAP DIV CUSIP — src ↗	$4.6M	56,243
WISDOMTREE TR · EMG MKTS SMCAP CUSIP — src ↗	$1.9M	31,360
WISDOMTREE TR · US HIGH DIVIDEND CUSIP — src ↗	$1.3M	11,557

ticker not yet mapped

$18.7M

356,486

0.3%

—

FIRST TR EXCH TRD ALPHDX FD

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for FIRST TR EXCH TRD ALPHDX FD, as it reported them
FIRST TR EXCH TRD ALPHDX FD · EMERG MKT ALPH CUSIP 33737J182 src ↗	$17.8M	593,997
FIRST TR EXCH TRD ALPHDX FD · EMERG MKT ALPH CUSIP 33737J182 src ↗	$694K	23,182

ticker not yet mapped

$18.5M

617,179

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CUMMINS INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for CUMMINS INC, as it reported them
CUMMINS INC · COM CUSIP — src ↗	$17.8M	33,054
CUMMINS INC · COM CUSIP — src ↗	$572K	1,064

$18.4M

34,118

0.3%

—

ISHARES TR

2 positions · 3 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for ISHARES TR, as it reported them
ISHARES TR · 0-5 YR TIPS ETF CUSIP 46429B747 src ↗	$17.5M	169,511
ISHARES TR · CORE HIGH DV ETF CUSIP 46429B663 src ↗	$285K	2,100
ISHARES TR · 0-5 YR TIPS ETF CUSIP 46429B747 src ↗	$78.6K	760

ticker not yet mapped

$17.9M

172,371

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP

2 positions · 3 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for EXXON MOBIL CORP, as it reported them
EXXON MOBIL CORP · COM CUSIP — src ↗	$16.1M	94,758
EXXON MOBIL CORP · COM CUSIP — src ↗	$376K	2,218
EXXON MOBIL CORP · COM · PUT CUSIP — src ↗	$305K	1,800 PRN

$16.8M

—

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INVESCO QQQ TR

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for INVESCO QQQ TR, as it reported them
INVESCO QQQ TR · UNIT SER 1 CUSIP — src ↗	$15.6M	27,067
INVESCO QQQ TR · UNIT SER 1 CUSIP — src ↗	$626K	1,085

$16.2M

28,152

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LAM RESEARCH CORP

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for LAM RESEARCH CORP, as it reported them
LAM RESEARCH CORP · COM NEW CUSIP — src ↗	$15.6M	72,994
LAM RESEARCH CORP · COM NEW CUSIP — src ↗	$565K	2,643

$16.2M

75,637

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PHILIP MORRIS INTL INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for PHILIP MORRIS INTL INC, as it reported them
PHILIP MORRIS INTL INC · COM CUSIP — src ↗	$14.7M	89,038
PHILIP MORRIS INTL INC · COM CUSIP — src ↗	$320K	1,933

$15.0M

90,971

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AT&T INC

2 positions · 3 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for AT&T INC, as it reported them
AT&T INC · COM CUSIP — src ↗	$14.8M	510,085
AT&T INC · COM CUSIP — src ↗	$186K	6,426
AT&T INC · COM · CALL CUSIP — src ↗	$29.0K	1,000 PRN

$15.0M

—

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for ELI LILLY & CO, as it reported them
ELI LILLY & CO · COM CUSIP — src ↗	$13.4M	14,564
ELI LILLY & CO · COM CUSIP — src ↗	$1.6M	1,745

$15.0M

16,309

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CORNING INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for CORNING INC, as it reported them
CORNING INC · COM CUSIP — src ↗	$14.1M	103,369
CORNING INC · COM CUSIP — src ↗	$85.8K	631

$14.1M

104,000

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DELL TECHNOLOGIES INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for DELL TECHNOLOGIES INC, as it reported them
DELL TECHNOLOGIES INC · CL C CUSIP — src ↗	$13.2M	80,310
DELL TECHNOLOGIES INC · CL C CUSIP — src ↗	$913K	5,562

$14.1M

85,872

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

QUANTA SVCS INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for QUANTA SVCS INC, as it reported them
QUANTA SVCS INC · COM CUSIP — src ↗	$14.0M	25,460
QUANTA SVCS INC · COM CUSIP — src ↗	$62.6K	114

$14.0M

25,574

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERNATIONAL BUSINESS MACHS

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for INTERNATIONAL BUSINESS MACHS, as it reported them
INTERNATIONAL BUSINESS MACHS · COM CUSIP — src ↗	$13.7M	56,329
INTERNATIONAL BUSINESS MACHS · COM CUSIP — src ↗	$175K	723

$13.8M

57,052

0.2%

—

BELPOINTE PREP LLC · UNIT RP LTD LB A CUSIP 080694102
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$13.1M

246,631

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEVRON CORPORATION

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for CHEVRON CORPORATION, as it reported them
CHEVRON CORPORATION · COM CUSIP — src ↗	$12.6M	60,787
CHEVRON CORPORATION · COM CUSIP — src ↗	$283K	1,368

$12.9M

62,155

0.2%

—

VANGUARD WHITEHALL FDS

2 positions · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for VANGUARD WHITEHALL FDS, as it reported them
VANGUARD WHITEHALL FDS · HIGH DIV YLD CUSIP — src ↗	$10.9M	73,375
VANGUARD WHITEHALL FDS · INTL HIGH ETF CUSIP — src ↗	$1.5M	16,399

ticker not yet mapped

$12.4M

89,774

0.2%

—

ISHARES TR · ESG AWARE MSCI CUSIP 46435U663
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$12.3M

262,528

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WESTERN DIGITAL CORP

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for WESTERN DIGITAL CORP, as it reported them
WESTERN DIGITAL CORP · COM CUSIP — src ↗	$11.7M	43,300
WESTERN DIGITAL CORP · COM CUSIP — src ↗	$423K	1,564

$12.1M

44,864

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GILEAD SCIENCES INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for GILEAD SCIENCES INC, as it reported them
GILEAD SCIENCES INC · COM CUSIP — src ↗	$11.8M	84,707
GILEAD SCIENCES INC · COM CUSIP — src ↗	$176K	1,262

$12.0M

85,969

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NETFLIX INC.

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for NETFLIX INC., as it reported them
NETFLIX INC. · COM CUSIP — src ↗	$11.6M	121,154
NETFLIX INC. · COM CUSIP — src ↗	$201K	2,086

$11.8M

123,240

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CATERPILLAR INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for CATERPILLAR INC, as it reported them
CATERPILLAR INC · COM CUSIP — src ↗	$11.2M	15,788
CATERPILLAR INC · COM CUSIP — src ↗	$318K	449

$11.5M

16,237

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ADVANCED MICRO DEVICES INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for ADVANCED MICRO DEVICES INC, as it reported them
ADVANCED MICRO DEVICES INC · COM CUSIP — src ↗	$7.2M	35,339
ADVANCED MICRO DEVICES INC · COM CUSIP — src ↗	$4.1M	20,204

$11.3M

55,543

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICRON TECHNOLOGY INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for MICRON TECHNOLOGY INC, as it reported them
MICRON TECHNOLOGY INC · COM CUSIP — src ↗	$10.6M	31,319
MICRON TECHNOLOGY INC · COM CUSIP — src ↗	$367K	1,086

$10.9M

32,405

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SCHWAB CHARLES CORP

2 positions · 3 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for SCHWAB CHARLES CORP, as it reported them
SCHWAB CHARLES CORP · COM CUSIP — src ↗	$10.8M	114,662
SCHWAB CHARLES CORP · COM CUSIP — src ↗	$154K	1,639
SCHWAB CHARLES CORP · COM · CALL CUSIP — src ↗	$9.4K	100 PRN

$10.9M

—

0.2%

—

RBB FUND TRUST

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for RBB FUND TRUST, as it reported them
RBB FUND TRUST · LONGVIEW ADVANTG CUSIP 75526L852 src ↗	$10.7M	184,457
RBB FUND TRUST · LONGVIEW ADVANTG CUSIP 75526L852 src ↗	$190K	3,284

ticker not yet mapped

$10.9M

187,741

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ANALOG DEVICES INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for ANALOG DEVICES INC, as it reported them
ANALOG DEVICES INC · COM CUSIP — src ↗	$10.7M	33,578
ANALOG DEVICES INC · COM CUSIP — src ↗	$155K	488

$10.8M

34,066

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VISA INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for VISA INC, as it reported them
VISA INC · COM CL A CUSIP — src ↗	$10.3M	34,003
VISA INC · COM CL A CUSIP — src ↗	$486K	1,608

$10.8M

35,611

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AUTOMATIC DATA PROCESSING IN

2 positions · 3 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for AUTOMATIC DATA PROCESSING IN, as it reported them
AUTOMATIC DATA PROCESSING IN · COM CUSIP — src ↗	$10.1M	49,801
AUTOMATIC DATA PROCESSING IN · COM CUSIP — src ↗	$228K	1,122
AUTOMATIC DATA PROCESSING IN · COM · CALL CUSIP — src ↗	$20.3K	100 PRN

$10.4M

—

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TJX COS INC NEW

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for TJX COS INC NEW, as it reported them
TJX COS INC NEW · COM CUSIP — src ↗	$9.7M	60,757
TJX COS INC NEW · COM CUSIP — src ↗	$595K	3,726

$10.3M

64,483

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AUTOZONE INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for AUTOZONE INC, as it reported them
AUTOZONE INC · COM CUSIP — src ↗	$9.5M	2,806
AUTOZONE INC · COM CUSIP — src ↗	$91.2K	27

$9.6M

2,833

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER & GAMBLE CO

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for PROCTER & GAMBLE CO, as it reported them
PROCTER & GAMBLE CO · COM CUSIP — src ↗	$9.0M	62,242
PROCTER & GAMBLE CO · COM CUSIP — src ↗	$369K	2,558

$9.4M

64,800

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLIED MATLS INC

2 positions · 3 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for APPLIED MATLS INC, as it reported them
APPLIED MATLS INC · COM CUSIP — src ↗	$9.0M	26,312
APPLIED MATLS INC · COM CUSIP — src ↗	$163K	476
APPLIED MATLS INC · COM · CALL CUSIP — src ↗	$34.2K	100 PRN

$9.2M

—

0.2%

—

FIRST TR EXCHANGE-TRADED FD

2 positions · 3 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for FIRST TR EXCHANGE-TRADED FD, as it reported them
FIRST TR EXCHANGE-TRADED FD · SENIOR LN FD CUSIP 33738D309 src ↗	$8.7M	195,228
FIRST TR EXCHANGE-TRADED FD · NO AMER ENERGY CUSIP 33738D101 src ↗	$253K	5,785
FIRST TR EXCHANGE-TRADED FD · SENIOR LN FD CUSIP 33738D309 src ↗	$15.4K	343

ticker not yet mapped

$9.0M

201,356

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RTX CORPORATION

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for RTX CORPORATION, as it reported them
RTX CORPORATION · COM CUSIP — src ↗	$8.5M	43,868
RTX CORPORATION · COM CUSIP — src ↗	$462K	2,396

$8.9M

46,264

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MCKESSON CORP

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for MCKESSON CORP, as it reported them
MCKESSON CORP · COM CUSIP — src ↗	$8.6M	9,894
MCKESSON CORP · COM CUSIP — src ↗	$41.5K	48

$8.6M

9,942

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEWMONT CORP

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for NEWMONT CORP, as it reported them
NEWMONT CORP · COM CUSIP — src ↗	$8.5M	78,474
NEWMONT CORP · COM CUSIP — src ↗	$49.9K	461

$8.5M

78,935

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for ABBVIE INC, as it reported them
ABBVIE INC · COM CUSIP — src ↗	$8.0M	36,909
ABBVIE INC · COM CUSIP — src ↗	$230K	1,059

$8.3M

37,968

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EATON CORP PLC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for EATON CORP PLC, as it reported them
EATON CORP PLC · SHS CUSIP — src ↗	$7.8M	21,904
EATON CORP PLC · SHS CUSIP — src ↗	$180K	504

$8.0M

22,408

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TEXAS INSTRS INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for TEXAS INSTRS INC, as it reported them
TEXAS INSTRS INC · COM CUSIP — src ↗	$7.8M	40,306
TEXAS INSTRS INC · COM CUSIP — src ↗	$137K	707

$8.0M

41,013

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ORACLE CORP

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for ORACLE CORP, as it reported them
ORACLE CORP · COM CUSIP — src ↗	$7.8M	53,202
ORACLE CORP · COM CUSIP — src ↗	$63.7K	433

$7.9M

53,635

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOME DEPOT INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for HOME DEPOT INC, as it reported them
HOME DEPOT INC · COM CUSIP — src ↗	$7.6M	23,214
HOME DEPOT INC · COM CUSIP — src ↗	$150K	456

$7.8M

23,670

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TAIWAN SEMICONDUCTOR MANUFAC

2 positions · 3 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for TAIWAN SEMICONDUCTOR MANUFAC, as it reported them
TAIWAN SEMICONDUCTOR MANUFAC · SPONSORED ADS CUSIP — src ↗	$6.6M	19,466
TAIWAN SEMICONDUCTOR MANUFAC · SPONSORED ADS CUSIP — src ↗	$553K	1,637
TAIWAN SEMICONDUCTOR MANUFAC · SPONSORED ADS · CALL CUSIP — src ↗	$33.8K	100 PRN

$7.2M

—

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

T-MOBILE US INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for T-MOBILE US INC, as it reported them
T-MOBILE US INC · COM CUSIP — src ↗	$6.9M	32,989
T-MOBILE US INC · COM CUSIP — src ↗	$224K	1,065

$7.2M

34,054

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

UNITED AIRLS HLDGS INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for UNITED AIRLS HLDGS INC, as it reported them
UNITED AIRLS HLDGS INC · COM CUSIP — src ↗	$6.9M	74,407
UNITED AIRLS HLDGS INC · COM CUSIP — src ↗	$260K	2,826

$7.1M

77,233

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BAKER HUGHES COMPANY

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for BAKER HUGHES COMPANY, as it reported them
BAKER HUGHES COMPANY · CL A CUSIP — src ↗	$6.9M	113,256
BAKER HUGHES COMPANY · CL A CUSIP — src ↗	$28.9K	473

$6.9M

113,729

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HEWLETT PACKARD ENTERPRISE C

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for HEWLETT PACKARD ENTERPRISE C, as it reported them
HEWLETT PACKARD ENTERPRISE C · COM CUSIP — src ↗	$6.7M	280,343
HEWLETT PACKARD ENTERPRISE C · COM CUSIP — src ↗	$66.1K	2,776

$6.7M

283,119

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

OREILLY AUTOMOTIVE INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for OREILLY AUTOMOTIVE INC, as it reported them
OREILLY AUTOMOTIVE INC · COM CUSIP — src ↗	$6.0M	65,038
OREILLY AUTOMOTIVE INC · COM CUSIP — src ↗	$445K	4,820

$6.4M

69,858

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PAYCHEX INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for PAYCHEX INC, as it reported them
PAYCHEX INC · COM CUSIP — src ↗	$6.2M	67,727
PAYCHEX INC · COM CUSIP — src ↗	$197K	2,138

$6.4M

69,865

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MCDONALDS CORP

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for MCDONALDS CORP, as it reported them
MCDONALDS CORP · COM CUSIP — src ↗	$5.5M	17,850
MCDONALDS CORP · COM CUSIP — src ↗	$574K	1,848

$6.1M

19,698

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GE AEROSPACE

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for GE AEROSPACE, as it reported them
GE AEROSPACE · COM NEW CUSIP — src ↗	$5.4M	19,108
GE AEROSPACE · COM NEW CUSIP — src ↗	$344K	1,213

$5.8M

20,321

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MONOLITHIC PWR SYS INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for MONOLITHIC PWR SYS INC, as it reported them
MONOLITHIC PWR SYS INC · COM CUSIP — src ↗	$5.4M	4,952
MONOLITHIC PWR SYS INC · COM CUSIP — src ↗	$309K	283

$5.7M

5,235

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

KROGER CO

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for KROGER CO, as it reported them
KROGER CO · COM CUSIP — src ↗	$5.5M	75,901
KROGER CO · COM CUSIP — src ↗	$231K	3,194

$5.7M

79,095

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EMCOR GROUP INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for EMCOR GROUP INC, as it reported them
EMCOR GROUP INC · COM CUSIP — src ↗	$5.7M	7,710
EMCOR GROUP INC · COM CUSIP — src ↗	$20.7K	28

$5.7M

7,738

0.1%

—

INVESCO EXCHANGE TRADED FD T

8 positions · 10 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for INVESCO EXCHANGE TRADED FD T, as it reported them
INVESCO EXCHANGE TRADED FD T · S&P500 BUY WRT CUSIP — src ↗	$1.9M	88,159
INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT CUSIP — src ↗	$1.6M	8,198
INVESCO EXCHANGE TRADED FD T · RAFI US 1000 ETF CUSIP — src ↗	$768K	16,157
INVESCO EXCHANGE TRADED FD T · S&P 500 GARP ETF CUSIP — src ↗	$343K	3,183
INVESCO EXCHANGE TRADED FD T · BUYBACK ACHIEV CUSIP — src ↗	$328K	2,500
INVESCO EXCHANGE TRADED FD T · RAFI US 1500 CUSIP — src ↗	$229K	4,998
INVESCO EXCHANGE TRADED FD T · LARGE CAP VALUE CUSIP — src ↗	$209K	3,000
INVESCO EXCHANGE TRADED FD T · S&P500 EQL TEC CUSIP — src ↗	$205K	4,537
INVESCO EXCHANGE TRADED FD T · RAFI US 1000 ETF CUSIP — src ↗	$39.0K	820
INVESCO EXCHANGE TRADED FD T · RAFI US 1500 CUSIP — src ↗	$12.2K	265

ticker not yet mapped

$5.6M

131,817

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GARMIN LTD

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for GARMIN LTD, as it reported them
GARMIN LTD · SHS CUSIP — src ↗	$5.0M	21,358
GARMIN LTD · SHS CUSIP — src ↗	$516K	2,226

$5.5M

23,584

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MERCK & CO INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for MERCK & CO INC, as it reported them
MERCK & CO INC · COM CUSIP — src ↗	$5.2M	42,860
MERCK & CO INC · COM CUSIP — src ↗	$278K	2,309

$5.4M

45,169

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BANK AMERICA CORP

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for BANK AMERICA CORP, as it reported them
BANK AMERICA CORP · COM CUSIP — src ↗	$5.1M	103,857
BANK AMERICA CORP · COM CUSIP — src ↗	$359K	7,367

$5.4M

111,224

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BLACKROCK INC

1 position · 2 reported rows

Rows Empirical Financial Services, LLC d.b.a. Empirical Wealth Management reported for BLACKROCK INC, as it reported them
BLACKROCK INC · COM CUSIP — src ↗	$5.1M	5,262
BLACKROCK INC · COM CUSIP — src ↗	$151K	157

$5.2M

5,419

0.1%

1–20 of the 100 issuers on this page

One line per issuer, largest first — open a line for its reported rows. Grouping ↗

Book shape

Tick = median of the 8,748 tracked filers with a 2026-03-31 book (the index median: the 8,662 with a complete book). Concentration uses reported 13F long value, not total assets; the index is withheld when any position lacks a value.

share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 56.7%below median 80.0%
integer Herfindahl–Hirschman index in basis points over disclosed position values: 205 bpsbelow median 446 bps
holdings with no disclosed value (undisclosed, or unreadable on the filing) — kept and counted, never shown as zero: 1706 / 1706median book 97.5 positions

1,051 quarter-over-quarter rows

Filing history

Available filing periods
Period	Source
2026-03-31	EDGAR ↗
2026-06-30	EDGAR ↗

Complete source filings on SEC EDGAR

The filing on EDGAR is the record, including any filed after this build.

Open Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's 13F filings on SEC EDGAR ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings: a position may have changed or closed since the quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars; each record notes its original unit.

Affiliated managers may report the same position, so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice.

Changes · Q1 2026Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Reported positions — 2026-03-31

Book shape

Filing history

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.