Who holds CATticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

CATERPILLAR INC · COM · quarter ended 2026-03-31 · 44 members disclosed CAT ↗

3,147

holders13F filers reporting this class for the quarter ended 2026-03-31; the 500 largest are listed

$213B

combined valuesum of the reported values across every holder; NULL values are excluded, never zero-filled

1,363

addsholders whose share count rose or who opened the position (new + add), by shares

186

exitsholders absent this quarter after holding last quarter — inferred from absence, not a sale record

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of CAT ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	BlackRock, Inc.	$26.3B	37,169,433	+960,658	add
2	STATE STREET CORP	$24.7B	34,880,604	−507,946	trim
3	VANGUARD CAPITAL MANAGEMENT LLC	$21.4B	30,234,453	—	no prior
4	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO	$10.3B	14,564,726	−2,866,464	trim
5	VANGUARD PORTFOLIO MANAGEMENT LLC	$8.3B	11,705,890	—	no prior
6	GEODE CAPITAL MANAGEMENT, LLC	$7.9B	11,127,483	+517,301	add
7	Fisher Asset Management, LLC	$6.9B	9,775,952	+282,686	add
8	MORGAN STANLEY	$5.3B	7,499,662	+424,543	add
9	GATES FOUNDATION TRUST	$4.5B	6,353,614	0	no change
10	NORTHERN TRUST CORP	$4.0B	5,678,795	−172,481	trim
11	BANK OF AMERICA CORP /DE/	$4.0B	5,677,578	−1,061,224	trim
12	Invesco Ltd.	$2.7B	3,849,600	+817,934	add
13	FMR LLC	$2.7B	3,824,293	−236,810	trim
14	Capital World Investors	$2.5B	3,543,940	−465,063	trim
15	Capital International Investors	$2.5B	3,459,278	+1,320,369	add
16	Bank of New York Mellon Corp	$2.4B	3,448,169	−108,478	trim
17	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	$2.4B	3,354,003	+8,628	add
18	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$2.3B	3,267,533	−276,691	trim
19	Capital Research Global Investors	$2.3B	3,200,849	+355,642	add
20	Legal & General Group Plc	$2.0B	2,772,592	+52,284	add
21	DIMENSIONAL FUND ADVISORS LP	$1.9B	2,746,073	−26,228	trim
22	VANGUARD FIDUCIARY TRUST CO	$1.9B	2,626,721	—	no prior
23	Nuveen, LLC	$1.6B	2,310,258	+1,077	add
24	ROYAL BANK OF CANADA	$1.6B	2,249,502	−262,544	trim
25	Amundi	$1.6B	2,217,637	+503,497	add
26	WELLS FARGO & COMPANY/MN	$1.5B	2,048,603	+40,474	add
27	BARCLAYS PLC	$1.2B	1,747,581	+599,751	add
28	MASSACHUSETTS FINANCIAL SERVICES CO /MA/	$1.1B	1,583,565	−252,359	trim
29	VOYA INVESTMENT MANAGEMENT LLC	$1.0B	1,419,616	−6,768	trim
30	UBS Group AG	$995M	1,404,577	+124,576	add
31	Swiss National Bank	$973M	1,373,420	+89,640	add
32	DEUTSCHE BANK AG\	$964M	1,360,881	−89,302	trim
33	Mitsubishi UFJ Asset Management Co., Ltd.	$957M	1,351,377	+60,848	add
34	Sumitomo Mitsui Trust Group, Inc.	$931M	1,313,890	−38,584	trim
35	CITIGROUP INC	$845M	1,193,255	+683,331	add
36	Capital Wealth Planning, LLC	$840M	1,186,096	−123,114	trim
37	WELLINGTON MANAGEMENT GROUP LLP	$793M	1,118,722	−2,741,180	trim
38	LPL Financial LLC	$779M	1,099,268	+76,048	add
39	RAYMOND JAMES FINANCIAL INC	$726M	1,026,197	+7,122	add
40	Vanguard Global Advisers, LLC	$721M	1,017,138	—	no prior
41	National Pension Service	$700M	988,716	+988,716	new
42	AMERIPRISE FINANCIAL INC	$691M	974,909	−71,640	trim
43	FRANKLIN RESOURCES INC	$689M	972,741	+99,021	add
44	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	$651M	918,660	+145,484	add
45	HSBC HOLDINGS PLC	$642M	908,491	−1,115,941	trim
46	CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	$623M	879,849	+3,361	add
47	PRIMECAP MANAGEMENT CO/CA/	$618M	872,260	−7,910	trim
48	VANGUARD ASSET MANAGEMENT, Ltd	$528M	745,848	—	no prior
49	BANK OF MONTREAL /CAN/	$509M	717,839	−39,348	trim
50	ALLIANCEBERNSTEIN L.P.	$478M	834,168	−48,895	trim
51	PRINCIPAL FINANCIAL GROUP INC	$472M	666,306	+99,847	add
52	AMERICAN CENTURY COMPANIES INC	$464M	655,375	+16,683	add
53	Bank Julius Baer & Co. Ltd, Zurich	$463M	660,444	+110,565	add
54	HighTower Advisors, LLC	$420M	592,391	−40,423	trim
55	FIFTH THIRD BANCORP	$419M	591,354	+87,164	add
56	TD ASSET MANAGEMENT INC	$415M	585,483	+36,119	add
57	STIFEL FINANCIAL CORP	$409M	577,396	−28,086	trim
58	NEW YORK STATE COMMON RETIREMENT FUND	$372M	525,604	+126	add
59	PRUDENTIAL FINANCIAL INC	$367M	517,958	−2,700	trim
60	Aberdeen Group plc	$366M	517,089	+22,593	add
61	VICTORY CAPITAL MANAGEMENT INC	$362M	510,512	−109,847	trim
62	Corient Private Wealth LLC	$360M	542,772	−616,204	trim
63	CANADA PENSION PLAN INVESTMENT BOARD	$352M	497,436	+89,303	add
64	SCHRODER INVESTMENT MANAGEMENT GROUP	$351M	494,926	+7,306	add
65	CIBC Bancorp USA Inc.	$342M	482,797	—	no prior
66	US BANCORP \DE\	$340M	479,485	−11,369	trim
67	ProShare Advisors LLC	$311M	439,406	−72,454	trim
68	MACKENZIE FINANCIAL CORP	$302M	426,884	+81,379	add
69	ENVESTNET ASSET MANAGEMENT INC	$300M	423,577	−8,685	trim
70	ZACKS INVESTMENT MANAGEMENT	$296M	418,264	−3,650	trim
71	AVIVA PLC	$296M	417,301	+11,968	add
72	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	$289M	407,879	−4,033	trim
73	CAISSE DE DEPOT ET PLACEMENT DU QUEBEC	$275M	388,726	−36,123	trim
74	ADAGE CAPITAL PARTNERS GP, L.L.C.	$274M	386,804	+2,426	add
75	Korea Investment CORP	$265M	374,659	−10,769	trim
76	Pictet Asset Management Holding SA	$265M	374,633	+67,342	add
77	Creative Planning	$259M	365,769	+9,750	add
78	NOMURA ASSET MANAGEMENT CO LTD	$257M	362,810	+49,188	add
79	Alphinity Investment Management Pty Ltd	$249M	351,625	−88,621	trim
80	Eurizon Capital SGR S.p.A.	$243M	347,052	+36,922	add
81	BANK OF NOVA SCOTIA	$242M	341,679	−64,325	trim
82	Focus Partners Wealth	$240M	338,031	−57,610	trim
83	COMMONWEALTH EQUITY SERVICES, LLC	$234M	329,837	−25,659	trim
84	MARKEL GROUP INC.	$233M	328,650	0	no change
85	Mariner, LLC	$227M	320,709	−2,213	trim
86	Asset Management One Co., Ltd.	$226M	319,517	+30,219	add
87	Sumitomo Mitsui DS Asset Management Company, Ltd	$224M	316,234	+8,829	add
88	MANUFACTURERS LIFE INSURANCE COMPANY, THE	$223M	315,208	−44,320	trim
89	CITADEL ADVISORS LLC	$219M	309,529	−16,526	trim
90	Quantinno Capital Management LP	$219M	308,530	+47,865	add
91	Baird Financial Group, Inc.	$217M	306,859	+306,859	new
92	Cetera Investment Advisers	$210M	295,811	+7,889	add
93	OSAIC HOLDINGS, INC.	$209M	295,166	−8,000	trim
94	Rockefeller Capital Management L.P.	$208M	294,176	−52,216	trim
95	Holocene Advisors, LP	$208M	292,937	+292,937	new
96	AGF MANAGEMENT LTD	$202M	285,596	+282,945	add
97	NATIONAL BANK OF CANADA /FI/	$199M	280,245	−121,413	trim
98	Universal- Beteiligungs- und Servicegesellschaft mbH	$197M	282,491	+15,158	add
99	BNP Paribas Asset Management Holding S.A.	$195M	275,591	+54,591	add
100	Cerity Partners LLC	$195M	275,414	+4,488	add
101	Mitsubishi UFJ Trust & Banking Corp	$190M	268,238	+10,552	add
102	NORDEA INVESTMENT MANAGEMENT AB	$188M	273,116	+2,078	add
103	AQR CAPITAL MANAGEMENT LLC	$184M	266,964	−19,545	trim
104	COMMERCE BANK	$184M	259,482	+48,480	add
105	Zurcher Kantonalbank (Zurich Cantonalbank)	$183M	258,026	+258,026	new
106	FIL Ltd	$181M	255,705	−45,504	trim
107	STATE OF WISCONSIN INVESTMENT BOARD	$180M	253,869	+8,211	add
108	ROYAL LONDON ASSET MANAGEMENT LTD	$176M	248,917	−3,192	trim
109	Alecta Tjanstepension Omsesidigt	$176M	248,500	0	no change
110	KEYBANK NATIONAL ASSOCIATION/OH	$171M	241,629	+4,256	add
111	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$171M	241,242	−90,409	trim
112	BALYASNY ASSET MANAGEMENT L.P.	$167M	236,149	+29,971	add
113	Chevy Chase Trust Holdings, LLC	$165M	233,073	−9,452	trim
114	Retirement Systems of Alabama	$165M	232,928	−749	trim
115	Ensign Peak Advisors, Inc	$164M	231,444	+52,569	add
116	Kestra Advisory Services, LLC	$156M	219,586	+17,496	add
117	Vanguard Investments Australia, Ltd.	$154M	218,048	—	no prior
118	NewEdge Advisors, LLC	$152M	215,064	+215,064	new
119	SEI INVESTMENTS CO	$148M	209,230	+34,517	add
120	TRUIST FINANCIAL CORP	$148M	209,163	−2,286	trim
121	DANSKE BANK A/S	$148M	209,100	+5,041	add
122	MENORA MIVTACHIM HOLDINGS LTD.	$147M	207,500	0	no change
123	Swedbank AB	$147M	206,903	−6,573	trim
124	Allianz Asset Management GmbH	$144M	202,788	+25,210	add
125	TWO SIGMA INVESTMENTS, LP	$143M	201,870	+188,670	add
126	Tidal Investments LLC	$140M	197,991	−4,616	trim
127	1832 Asset Management L.P.	$138M	194,231	+193,286	add
128	PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO	$137M	193,151	+97	add
129	Swiss Life Asset Management Ltd	$135M	190,983	+12,186	add
130	M&T BANK CORP	$133M	187,795	−11,808	trim
131	FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND	$133M	187,564	+69,640	add
132	TD Waterhouse Canada Inc.	$131M	179,054	+77,989	add
133	TEACHER RETIREMENT SYSTEM OF TEXAS	$127M	178,829	+8,211	add
134	Sequoia Financial Advisors, LLC	$127M	178,760	+1,519	add
135	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$125M	176,916	−17,970	trim
136	Daiwa Securities Group Inc.	$124M	174,585	+3,118	add
137	Empower Advisory Group, LLC	$122M	171,890	−80,826	trim
138	CREDIT AGRICOLE S A	$121M	170,169	−30,666	trim
139	CIBC WORLD MARKET INC.	$119M	168,312	−1,006	trim
140	NISA INVESTMENT ADVISORS, LLC	$119M	167,614	−11,623	trim
141	State of New Jersey Common Pension Fund D	$114M	160,968	0	no change
142	MERCER GLOBAL ADVISORS INC /ADV	$111M	156,746	+211	add
143	Midwest Trust Co	$110M	155,806	−6,553	trim
144	FIRST TRUST ADVISORS LP	$108M	153,069	−103,684	trim
145	Resona Asset Management Co.,Ltd.	$107M	153,506	+2,172	add
146	Artisan Partners Limited Partnership	$106M	149,683	+113,204	add
147	TORONTO DOMINION BANK	$105M	148,718	−344,972	trim
148	Lansforsakringar Fondforvaltning AB (publ)	$105M	147,920	−784	trim
149	Polar Capital Holdings Plc	$103M	145,356	+27,741	add
150	ATALANTA SOSNOFF CAPITAL, LLC	$101M	142,241	+11,791	add
151	ING GROEP NV	$101M	142,046	+75,605	add
152	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$97.4M	137,539	−48,555	trim
153	Calamos Advisors LLC	$95.4M	134,683	+38,978	add
154	GATEWAY INVESTMENT ADVISERS LLC	$93.6M	132,148	−24,748	trim
155	Robeco Institutional Asset Management B.V.	$92.8M	130,991	+85,095	add
156	CWM, LLC	$92.3M	130,235	+12,879	add
157	Mirae Asset Global Investments Co., Ltd.	$92.1M	130,043	+12,540	add
158	JENNISON ASSOCIATES LLC	$92.0M	129,906	+6,970	add
159	STATE OF MICHIGAN RETIREMENT SYSTEM	$91.8M	129,572	−900	trim
160	Tredje AP-fonden	$91.8M	129,533	+129,533	new
161	Arizona State Retirement System	$90.9M	128,252	−4,171	trim
162	Sanctuary Advisors, LLC	$90.1M	127,231	+1,064	add
163	Czech National Bank	$89.8M	126,719	+3,319	add
164	MML INVESTORS SERVICES, LLC	$87.5M	123,525	−25,384	trim
165	SEB Asset Management AB	$86.2M	121,707	—	no prior
166	Connor, Clark & Lunn Investment Management Ltd.	$85.9M	121,318	−61,135	trim
167	Banco Santander, S.A.	$85.7M	120,995	+17,254	add
168	CIBC Asset Management Inc	$85.7M	120,980	+7,100	add
169	Zurich Insurance Group Ltd/FI	$84.9M	119,852	−58,215	trim
170	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$84.7M	173,461	+16,171	add
171	BLAIR WILLIAM & CO/IL	$84.0M	118,501	+2,249	add
172	Gotham Asset Management, LLC	$83.0M	117,096	−5,377	trim
173	Janus Henderson Group Ltd.	$81.8M	115,517	−409	trim
174	Clark Capital Management Group, Inc.	$79.6M	112,369	+105,223	add
175	MetLife Investment Management, LLC	$78.8M	111,257	−3,598	trim
176	PINNACLE ASSOCIATES LTD	$78.7M	111,072	−1,018	trim
177	HM PAYSON & CO	$77.4M	109,265	−15,180	trim
178	Capital International, Inc./CA/	$76.8M	108,406	+23,790	add
179	COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS	$76.8M	108,385	−470	trim
180	&PARTNERS	$76.7M	108,243	+8,857	add
181	Mediolanum International Funds Ltd	$75.8M	113,532	+13,549	add
182	MEYER HANDELMAN CO	$74.0M	104,486	−11,235	trim
183	Waverly Advisors, LLC	$73.9M	104,253	+56,087	add
184	BRADLEY FOSTER & SARGENT INC/CT	$73.4M	103,659	−3,527	trim
185	Paralel Advisors LLC	$70.8M	100,000	0	no change
186	RWA WEALTH PARTNERS, LLC	$70.3M	99,266	−10,567	trim
187	CAPITOLIS LIQUID GLOBAL MARKETS LLC	$69.9M	98,608	+54,008	add
188	MILLENNIUM MANAGEMENT LLC	$69.6M	98,218	−687	trim
189	Steward Partners Investment Advisory, LLC	$68.2M	96,200	−7,573	trim
190	QRG CAPITAL MANAGEMENT, INC.	$68.0M	95,917	+4,313	add
191	Cresset Asset Management, LLC	$67.8M	95,768	+724	add
192	Prospera Financial Services Inc	$67.6M	95,444	+6,994	add
193	Vest Financial, LLC	$67.6M	95,392	−14,371	trim
194	IFM Investors Pty Ltd	$67.4M	95,156	+3,269	add
195	Beacon Pointe Advisors, LLC	$66.6M	93,986	+20,444	add
196	Clearstead Advisors, LLC	$65.3M	92,194	−8,555	trim
197	Woodline Partners LP	$64.6M	91,241	+11,386	add
198	Freestone Grove Partners LP	$64.6M	91,164	−67,110	trim
199	Mesirow Financial Investment Management, Inc.	$63.7M	89,940	−1,180	trim
200	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	$62.2M	88,927	+1,928	add
201	Qube Research & Technologies Ltd	$62.1M	87,621	+87,621	new
202	BROWN ADVISORY INC	$62.0M	87,574	+6,095	add
203	XPONANCE LLC	$60.6M	85,474	+10,532	add
204	Private Advisor Group, LLC	$59.9M	84,515	+1,241	add
205	Allworth Financial LP	$59.8M	84,401	−7,930	trim
206	Jefferies Financial Group Inc.	$59.3M	83,728	+73,204	add
207	Vontobel Holding Ltd.	$58.9M	83,171	+3,878	add
208	Bridgewater Associates, LP	$58.4M	82,502	+20,345	add
209	OP Asset Management Ltd	$58.1M	81,960	—	no prior
210	Vanguard Personalized Indexing Management, LLC	$57.5M	81,130	+4,255	add
211	D.A. DAVIDSON & CO.	$56.9M	80,366	−1,956	trim
212	TOCQUEVILLE ASSET MANAGEMENT L.P.	$56.4M	79,623	−1,740	trim
213	Aptus Capital Advisors, LLC	$55.8M	78,785	−13,840	trim
214	Lido Advisors, LLC	$54.9M	77,444	−15,415	trim
215	Aware Super Pty Ltd as trustee of Aware Super	$54.3M	76,689	—	no prior
216	Varma Mutual Pension Insurance Co	$54.1M	76,416	0	no change
217	Utah Retirement Systems	$53.3M	75,282	−1,221	trim
218	Empowered Funds, LLC	$53.3M	75,281	+75,281	new
219	Wealthfront Advisers LLC	$53.0M	74,764	+4,414	add
220	PUBLIC SECTOR PENSION INVESTMENT BOARD	$52.9M	74,641	+13,914	add
221	Advisors Capital Management, LLC	$51.5M	72,626	−4,250	trim
222	COUNTRY TRUST BANK	$51.3M	72,426	−6,484	trim
223	OPPENHEIMER & CO INC	$50.7M	71,566	+1,040	add
224	HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	$49.8M	70,224	−81,276	trim
225	MARCO INVESTMENT MANAGEMENT LLC	$49.3M	69,625	−1,310	trim
226	YOUSIF CAPITAL MANAGEMENT, LLC	$48.9M	69,057	−6,556	trim
227	UMB Bank, n.a.	$48.8M	68,895	+4,252	add
228	Ausdal Financial Partners, Inc.	$48.2M	68,020	−275	trim
229	Glenview Trust Co	$48.1M	67,913	−1,402	trim
230	REGIONS FINANCIAL CORP	$47.8M	67,529	+195	add
231	NEOS Investment Management LLC	$47.7M	67,383	−27,476	trim
232	WORLDQUANT MILLENNIUM ADVISORS LLC	$47.4M	66,882	+40,201	add
233	Inspire Investing, LLC	$46.3M	65,386	+18,071	add
234	Rakuten Investment Management, Inc.	$46.2M	69,188	+7,605	add
235	Pathstone Holdings, LLC	$45.9M	64,753	+958	add
236	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	$45.8M	64,619	+472	add
237	BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	$45.7M	64,498	−18,633	trim
238	LEVIN CAPITAL STRATEGIES, L.P.	$45.6M	64,400	−10,845	trim
239	SCOTIA CAPITAL INC.	$45.6M	64,338	+939	add
240	FACTORY MUTUAL INSURANCE CO	$45.4M	64,100	+500	add
241	LAZARD ASSET MANAGEMENT LLC	$44.2M	62,361	+43,046	add
242	NISSAY ASSET MANAGEMENT CORP /JAPAN	$44.0M	62,119	+968	add
243	Federation des caisses Desjardins du Quebec	$43.4M	61,329	+8,305	add
244	FIDUCIARY TRUST CO	$43.4M	61,312	−559	trim
245	Main Street Research LLC	$43.3M	61,110	+1,551	add
246	Brookstone Capital Management	$42.9M	60,620	−411	trim
247	Badgley Phelps Wealth Managers, LLC	$42.9M	60,596	−11,001	trim
248	OPPENHEIMER ASSET MANAGEMENT INC.	$42.7M	60,276	+1,578	add
249	B. Metzler seel. Sohn & Co. AG	$42.6M	60,141	−9,553	trim
250	USS Investment Management Ltd	$41.3M	58,354	0	no change
251	MAI Capital Management	$41.0M	57,834	+1,120	add
252	Pinnacle Financial Partners, Inc.	$40.9M	57,757	+2,507	add
253	NICHOLS & PRATT ADVISERS LLP /MA	$40.9M	57,721	−2,671	trim
254	Dakota Wealth Management	$40.2M	56,708	−2,882	trim
255	Nippon Life Global Investors Americas, Inc.	$40.1M	56,600	−10,660	trim
256	ASR Vermogensbeheer N.V.	$40.1M	56,575	+1,002	add
257	STEPHENS INC /AR/	$39.9M	56,306	−1,937	trim
258	Ethic Inc.	$39.8M	56,155	−3,051	trim
259	NorthCrest Asset Manangement, LLC	$39.7M	55,349	−21,143	trim
260	Investment Management Corp of Ontario	$39.0M	55,027	+11,172	add
261	MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC	$38.8M	54,733	−1,260	trim
262	OFI INVEST ASSET MANAGEMENT	$38.7M	62,415	−15,543	trim
263	DELTA ASSET MANAGEMENT LLC/TN	$38.6M	54,464	−1,305	trim
264	Groupe la Francaise	$38.3M	54,220	+21,185	add
265	INTECH INVESTMENT MANAGEMENT LLC	$38.2M	53,865	+27,556	add
266	D. E. Shaw & Co., Inc.	$37.8M	53,404	+150	add
267	OREGON PUBLIC EMPLOYEES RETIREMENT FUND	$37.8M	53,329	−208	trim
268	CONNING INC.	$37.6M	53,028	−4,551	trim
269	Union Bancaire Privee, UBP SA	$37.3M	53,048	+422	add
270	Temasek Holdings (Private) Ltd	$37.2M	52,553	+25,193	add
271	BEACON INVESTMENT ADVISORY SERVICES, INC.	$37.1M	52,336	−4,784	trim
272	MACQUARIE GROUP LTD	$36.0M	50,800	−21,594	trim
273	Richard C. Young & CO., LTD.	$35.8M	50,515	−292	trim
274	Vident Advisory, LLC	$35.8M	50,510	−287	trim
275	Minneapolis Portfolio Management Group, LLC	$35.2M	49,754	−19,462	trim
276	Willis Investment Counsel	$35.2M	49,686	−30,205	trim
277	KCM INVESTMENT ADVISORS LLC	$34.9M	49,275	−344	trim
278	Savant Capital, LLC	$34.7M	48,964	+3,494	add
279	SALEM INVESTMENT COUNSELORS INC	$34.7M	48,922	−208	trim
280	CCM INVESTMENT ADVISERS LLC	$34.6M	48,856	−2,509	trim
281	GUGGENHEIM CAPITAL LLC	$34.3M	48,439	−5,488	trim
282	Moran Wealth Management, LLC	$33.5M	47,323	−8,307	trim
283	Wharton Business Group, LLC	$33.4M	47,079	−1,394	trim
284	HB Wealth Management, LLC	$33.2M	46,888	+1,479	add
285	Merit Financial Group, LLC	$32.8M	46,270	+3,758	add
286	BAR HARBOR WEALTH MANAGEMENT	$32.7M	46,135	−291	trim
287	LaFleur & Godfrey LLC	$32.6M	46,081	−1,462	trim
288	Generali Asset Management SPA SGR	$32.5M	45,933	−593	trim
289	Americana Partners, LLC	$32.1M	45,328	+10,110	add
290	American Assets Investment Management, LLC	$31.9M	45,000	0	no change
291	DAVENPORT & Co LLC	$31.5M	44,516	−262	trim
292	Callahan Advisors, LLC	$31.5M	44,440	−6,429	trim
293	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$31.4M	44,369	+44,369	new
294	Henshaw Capital LLC	$31.4M	44,335	—	no prior
295	TruWealth Advisors, LLC	$31.0M	43,814	−412	trim
296	CONGRESS ASSET MANAGEMENT CO	$30.6M	43,188	−9,683	trim
297	Integrated Advisors Network LLC	$30.2M	42,672	−2,990	trim
298	PARK NATIONAL CORP /OH/	$29.5M	41,696	+2,768	add
299	GLENMEDE TRUST CO NA	$29.4M	41,490	−3,388	trim
300	TEMA ETFS LLC	$29.4M	41,486	+3,265	add
301	Baker Avenue Asset Management, LP	$29.4M	41,441	−10,672	trim
302	Segment Wealth Management, LLC	$29.3M	41,290	−876	trim
303	Summit Trail Advisors, LLC	$29.2M	41,247	−160	trim
304	BENJAMIN EDWARDS INC	$29.1M	41,059	−1,297	trim
305	FIRST NATIONAL TRUST CO	$29.0M	40,983	−2,465	trim
306	Harvest Portfolios Group Inc.	$29.0M	40,901	−4,937	trim
307	Stillwater Capital Advisors, LLC	$28.9M	40,858	−692	trim
308	NOESIS CAPITAL MANGEMENT CORP	$28.9M	40,816	−426	trim
309	BLI - Banque de Luxembourg Investments	$28.9M	50,895	+50,895	new
310	Concurrent Investment Advisors, LLC	$28.9M	40,732	+2,991	add
311	Orion Porfolio Solutions, LLC	$28.5M	40,286	+2,284	add
312	NBT BANK, N.A.	$28.4M	40,077	+9,124	add
313	DODGE & COX	$28.3M	39,994	−730	trim
314	ASSOCIATED BANC-CORP	$28.3M	39,982	−1,178	trim
315	CULBERTSON A N & CO INC	$28.1M	39,682	−1,213	trim
316	OMERS ADMINISTRATION Corp	$28.0M	39,497	+9,236	add
317	KESTRA PRIVATE WEALTH SERVICES, LLC	$27.6M	39,023	−2,297	trim
318	Candriam S.C.A.	$27.6M	38,971	+2,474	add
319	BRAUN STACEY ASSOCIATES INC	$27.5M	38,829	+1,924	add
320	Atwater Malick LLC	$26.9M	38,021	−1,645	trim
321	Clear Harbor Asset Management, LLC	$26.9M	38,010	−533	trim
322	KING LUTHER CAPITAL MANAGEMENT CORP	$26.8M	37,895	+5,264	add
323	CUTLER INVESTMENT COUNSEL LLC	$26.8M	37,823	−9,331	trim
324	CLIFFORD SWAN INVESTMENT COUNSEL LLC	$26.8M	37,800	+140	add
325	PARSONS CAPITAL MANAGEMENT INC/RI	$26.7M	37,655	−756	trim
326	Summit Financial, LLC	$26.1M	36,865	+23,931	add
327	ALLIANZ SE	$26.1M	36,793	−10,971	trim
328	Norinchukin Bank, The	$25.9M	36,592	−1,289	trim
329	CITIZENS FINANCIAL GROUP INC/RI	$25.6M	36,156	+2,477	add
330	Capital Investment Advisors, LLC	$25.2M	35,632	−1,338	trim
331	CENTRAL TRUST Co	$25.2M	35,609	−899	trim
332	Capital International Sarl	$25.2M	35,563	+28,350	add
333	Quilter Plc	$24.1M	34,082	−4,276	trim
334	Covalis Capital LLP	$24.1M	34,059	−21,015	trim
335	Allspring Global Investments Holdings, LLC	$24.1M	33,009	−19,176	trim
336	Stockman Wealth Management, Inc.	$24.0M	33,891	−2,715	trim
337	Turtle Creek Wealth Advisors, LLC	$24.0M	33,847	+810	add
338	PITTENGER & ANDERSON INC	$23.7M	33,519	−3,546	trim
339	UniSuper Management Pty Ltd	$23.7M	33,443	−56	trim
340	MUFG Securities EMEA plc	$23.4M	33,075	+13,890	add
341	JAMISON PRIVATE WEALTH MANAGEMENT, INC.	$23.4M	32,974	−796	trim
342	JANE STREET GROUP, LLC	$23.1M	32,639	−87,013	trim
343	WESTFIELD CAPITAL MANAGEMENT CO LP	$22.9M	32,325	+32,325	new
344	Independent Advisor Alliance	$22.8M	32,130	−17,460	trim
345	Dai-ichi Life Insurance Company, Ltd	$22.7M	32,090	+9,676	add
346	IEQ CAPITAL, LLC	$22.5M	31,812	−773	trim
347	EAGLE GLOBAL ADVISORS LLC	$22.4M	31,594	+569	add
348	MANNING & NAPIER ADVISORS LLC	$22.1M	31,261	−3,335	trim
349	SHELTON CAPITAL MANAGEMENT	$21.9M	30,879	+2,527	add
350	Kepler Cheuvreux (Suisse) SA	$21.7M	30,630	−5,576	trim
351	Equitable Holdings, Inc.	$21.6M	36,174	+13,752	add
352	Rafferty Asset Management, LLC	$21.5M	30,296	−11,392	trim
353	Telemark Asset Management, LLC	$21.3M	30,000	+30,000	new
354	Oribel Capital Management, LP	$21.3M	30,000	+30,000	new
355	Vantage Investment Partners, LLC	$21.2M	29,952	−3,111	trim
356	LS Investment Advisors, LLC	$21.1M	29,849	−3,181	trim
357	Freestone Capital Holdings, LLC	$21.1M	29,741	−111	trim
358	GFS Advisors, LLC	$20.9M	500,940	+500,940	new
359	DEARBORN PARTNERS LLC	$20.3M	28,643	−20	trim
360	Atlantic Union Bankshares Corp	$20.1M	28,417	+4,979	add
361	AustralianSuper Pty Ltd	$20.0M	28,242	+28,242	new
362	MIZUHO SECURITIES USA LLC	$19.9M	28,129	−5,946	trim
363	Aventail Capital Group, LP	$19.8M	27,908	−37,816	trim
364	Drexel Morgan & Co.	$19.8M	27,886	0	no change
365	Banque Cantonale Vaudoise	$19.7M	27,837	−2,486	trim
366	FORA Capital, LLC	$19.6M	27,673	+4,908	add
367	COLDSTREAM CAPITAL MANAGEMENT INC	$19.5M	27,522	−3,528	trim
368	KANAWHA CAPITAL MANAGEMENT LLC	$19.4M	27,378	−268	trim
369	BLB&B Advisors, LLC	$19.4M	27,373	−513	trim
370	Illinois Municipal Retirement Fund	$19.2M	27,038	+2,025	add
371	Crossmark Global Holdings, Inc.	$19.0M	26,769	—	no prior
372	HARTFORD INVESTMENT MANAGEMENT CO	$18.8M	26,509	−518	trim
373	Independent Wealth Network Inc.	$18.5M	26,118	+20	add
374	MidFirst Bank	$18.5M	26,111	−1,080	trim
375	ABN AMRO INVESTMENT SOLUTIONS	$18.4M	25,915	+2,187	add
376	FARMERS & MERCHANTS INVESTMENTS INC	$18.2M	25,697	+561	add
377	AE Wealth Management LLC	$18.1M	25,550	+1,036	add
378	EXCHANGE TRADED CONCEPTS, LLC	$18.0M	25,400	−2,265	trim
379	Overbrook Management Corp	$18.0M	25,382	+25,382	new
380	PRUDENTIAL PLC	$17.9M	25,277	+4,202	add
381	Trifecta Capital Advisors, LLC	$17.9M	25,236	−210	trim
382	MIRAE ASSET SECURITIES (USA) INC.	$17.8M	25,056	−108	trim
383	Composition Wealth, LLC	$17.7M	24,974	+917	add
384	Regents Gate Capital LLP	$17.7M	24,950	+24,950	new
385	Blue Trust, Inc.	$17.6M	24,885	−984	trim
386	NOMURA ASSET MANAGEMENT INTERNATIONAL INC.	$17.5M	24,651	+24,651	new
387	JAMES INVESTMENT RESEARCH, INC.	$17.4M	24,547	−2,784	trim
388	Bleakley Financial Group, LLC	$17.3M	24,417	+993	add
389	Apollon Wealth Management, LLC	$17.2M	24,339	+1,151	add
390	Paradiem, LLC	$17.2M	24,303	−6,717	trim
391	Venture Visionary Partners LLC	$17.2M	24,243	−4,086	trim
392	Integris Wealth Management, LLC	$17.2M	24,236	−108	trim
393	Fifth Third Wealth Advisors LLC	$17.0M	24,035	+6,068	add
394	CHOREO, LLC	$16.9M	23,920	−596	trim
395	SteelPeak Wealth, LLC	$16.9M	23,903	+447	add
396	Dynamic Advisor Solutions LLC	$16.7M	23,609	+2,365	add
397	Parallax Volatility Advisers, L.P.	$16.6M	23,007	−6,170	trim
398	Maryland State Retirement & Pension System	$16.5M	23,231	0	no change
399	Narwhal Capital Management	$16.4M	23,186	+1,479	add
400	Robertson Stephens Wealth Management, LLC	$16.1M	22,728	+253	add
401	KAVAR CAPITAL PARTNERS GROUP, LLC	$16.0M	22,651	−726	trim
402	Elo Mutual Pension Insurance Co	$15.9M	22,470	+740	add
403	Sigma Planning Corp	$15.9M	22,456	−2,355	trim
404	EP Wealth Advisors, LLC	$15.9M	22,409	+152	add
405	Spire Wealth Management	$15.4M	21,701	−24	trim
406	Stratos Wealth Partners, LTD.	$15.4M	21,699	+421	add
407	GREENWOOD GEARHART LLC	$15.2M	21,509	−12,627	trim
408	RENAISSANCE TECHNOLOGIES LLC	$15.2M	21,507	+21,507	new
409	VestGen Advisors, LLC	$15.2M	16,645	+3,579	add
410	NLB Skladi, upravljanje premozenja, d.o.o.	$15.0M	21,241	−1,982	trim
411	BANCO BILBAO VIZCAYA ARGENTARIA, S.A.	$15.0M	21,226	−2,485	trim
412	McGuire Investment Group, LLC	$14.9M	21,097	−2,428	trim
413	Principle Wealth Partners LLC	$14.9M	21,051	−682	trim
414	LMCG INVESTMENTS, LLC	$14.8M	20,829	−3,657	trim
415	Laird Norton Wetherby Trust Company, LLC	$14.7M	20,820	−156	trim
416	Knuff & Co LLC	$14.7M	20,782	+213	add
417	Voleon Capital Management LP	$14.7M	20,766	+19,637	add
418	Shelter Mutual Insurance Co	$14.7M	20,730	0	no change
419	HOWE & RUSLING INC	$14.6M	20,560	+72	add
420	ASSETMARK, INC	$14.5M	20,514	−8,820	trim
421	Metis Global Partners, LLC	$14.5M	20,478	−891	trim
422	Capital Investment Counsel, LLC	$14.4M	20,359	−1,181	trim
423	SUMMITRY LLC	$14.4M	20,310	−2,198	trim
424	Citizens National Bank Trust Department	$14.4M	20,308	−210	trim
425	Goelzer Investment Management, Inc.	$14.3M	20,216	−1,900	trim
426	AXXCESS WEALTH MANAGEMENT, LLC	$14.3M	20,164	−2,256	trim
427	GRIFFIN ASSET MANAGEMENT, INC.	$14.2M	20,044	−434	trim
428	FERGUSON WELLMAN CAPITAL MANAGEMENT, INC	$14.1M	19,972	−646	trim
429	SIGMA INVESTMENT COUNSELORS INC	$14.1M	19,856	−1,994	trim
430	SEARLE & CO.	$13.9M	19,675	−700	trim
431	Night Squared LP	$13.9M	19,615	+19,615	new
432	GERMAN AMERICAN BANCORP, INC.	$13.8M	19,525	−67	trim
433	PRINCIPAL SECURITIES, INC.	$13.8M	19,442	−1,749	trim
434	LBP AM SA	$13.8M	19,434	+14,620	add
435	Y-Intercept (Hong Kong) Ltd	$13.7M	19,363	+18,760	add
436	Hudson Bay Capital Management LP	$13.7M	19,356	−42,144	trim
437	Mutual Advisors, LLC	$13.7M	19,321	+1,367	add
438	Callan Family Office, LLC	$13.6M	19,259	−332	trim
439	Vise Technologies, Inc.	$13.6M	23,788	0	no change
440	COMPASS CAPITAL MANAGEMENT, INC	$13.6M	19,127	−1,433	trim
441	DAVIS R M INC	$13.5M	19,121	+2,039	add
442	MGO ONE SEVEN LLC	$13.5M	19,082	+2,088	add
443	Empirical Finance, LLC	$13.5M	19,081	−47	trim
444	Texas Capital Bank Wealth Management Services Inc	$13.5M	19,056	−4,682	trim
445	WELCH & FORBES LLC	$13.5M	19,031	−374	trim
446	Caprock Group, LLC	$13.4M	18,953	+364	add
447	FLPUTNAM INVESTMENT MANAGEMENT CO	$13.4M	18,894	+648	add
448	Cannell & Spears LLC	$13.4M	18,885	+28	add
449	Brooklyn Investment Group	$13.4M	18,861	+2,960	add
450	Addenda Capital Inc.	$13.3M	18,800	0	no change
451	AG2R LA MONDIALE GESTION D'ACTIFS	$13.3M	18,784	+155	add
452	Sowell Financial Services LLC	$13.3M	18,780	+161	add
453	Forvis Mazars Wealth Advisors, LLC	$13.3M	18,770	−1,540	trim
454	EagleClaw Capital Managment, LLC	$13.2M	18,695	−1,395	trim
455	Sentry LLC	$13.2M	18,692	−1,086	trim
456	Koshinski Asset Management, Inc.	$13.2M	18,663	−39	trim
457	Vinva Investment Management Ltd	$13.1M	19,656	+9,191	add
458	MAIRS & POWER INC	$13.1M	18,450	−5	trim
459	MEEDER ASSET MANAGEMENT INC	$13.0M	18,365	+16,608	add
460	Caldwell Trust Co	$13.0M	18,354	−357	trim
461	SAGESPRING WEALTH PARTNERS, LLC	$12.9M	18,250	−1,511	trim
462	MATHER GROUP, LLC.	$12.9M	18,154	−447	trim
463	Pure Financial Advisors, LLC	$12.8M	18,072	−203	trim
464	Compound Planning, Inc.	$12.8M	18,042	−135	trim
465	SILVER OAK SECURITIES, INCORPORATED	$12.8M	18,034	−231	trim
466	OneDigital Investment Advisors LLC	$12.6M	17,825	+596	add
467	NORTHEAST INVESTMENT MANAGEMENT	$12.6M	17,752	−248	trim
468	Man Group plc	$12.6M	17,730	−44,177	trim
469	KILEY JUERGENS WEALTH MANAGEMENT, LLC	$12.5M	17,616	−153	trim
470	Aries Wealth Management	$12.5M	17,590	−163	trim
471	Smith Salley Wealth Management	$12.3M	17,377	+1,509	add
472	FOURPATH CAPITAL MANAGEMENT, LLC	$12.3M	17,375	−198	trim
473	Trajan Wealth LLC	$12.2M	17,186	−419	trim
474	Teamwork Financial Advisors, LLC	$12.1M	17,149	−7,679	trim
475	U.S. Capital Wealth Advisors, LLC	$12.1M	17,051	+1,637	add
476	TOKIO MARINE ASSET MANAGEMENT CO LTD	$12.0M	16,979	+536	add
477	Moors & Cabot, Inc.	$11.9M	16,857	+239	add
478	F/m Investments LLC	$11.9M	16,856	−3,311	trim
479	NICOLET BANKSHARES INC	$11.9M	16,638	+16,638	new
480	Community Bank of Raymore	$11.9M	16,803	−632	trim
481	CULLINAN ASSOCIATES INC	$11.9M	16,793	−13,496	trim
482	Roundview Capital LLC	$11.9M	16,756	−168	trim
483	Zimmer Partners, LP	$11.9M	16,750	+3,550	add
484	Atria Investments, Inc	$11.8M	16,674	+185	add
485	SOROS CAPITAL MANAGEMENT LLC	$11.7M	16,500	+8,140	add
486	Aull & Monroe Investment Management Corp	$11.7M	16,468	−678	trim
487	ANDERSON HOAGLAND & CO	$11.6M	16,404	−2,783	trim
488	RITHOLTZ WEALTH MANAGEMENT	$11.5M	16,287	+781	add
489	BEESE FULMER INVESTMENT MANAGEMENT, INC.	$11.5M	16,237	+16,237	new
490	Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	$11.5M	16,237	−562	trim
491	CAPITAL INTERNATIONAL LTD /CA/	$11.5M	16,168	+16,168	new
492	ExodusPoint Capital Management, LP	$11.4M	16,154	−9,306	trim
493	CONNORS INVESTOR SERVICES INC	$11.4M	16,151	−9,307	trim
494	Geneos Wealth Management Inc.	$11.4M	16,134	−127	trim
495	Cordgrass Capital Advisors, LLC	$11.4M	16,063	−1,586	trim
496	GREENLEAF TRUST	$11.3M	15,961	+675	add
497	INDEPENDENT FINANCIAL GROUP, LLC	$11.3M	15,957	—	no prior
498	Gouws Capital LLC	$11.3M	15,942	−328	trim
499	Ascent Wealth Partners, LLC	$11.3M	15,931	+412	add
500	EQUITABLE TRUST CO	$11.2M	15,856	−196	trim

Quarter ended 2026-03-31Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · CAT

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 0 — —
Sellers: 0 — —

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 1 Bridgewater Associates $58.4M held
Trimming: 1 Gotham Asset Management $83.0M held

new + add vs trim + exit, by shares · $ = reported value now, not the change · CATERPILLAR INC

Merged timeline of congressional filings and notable-manager moves on CAT
Date	Who	Change	Size
2026-05-15	Bridgewater Associates 13F	add	+20,345 sh
2026-05-15	Gotham Asset Management 13F	trim	−5,377 sh

2 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

44 members of Congress disclosed CAT — the congressional view ↗