Moors & Cabot, Inc.

CIK 1607239 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions have no disclosed value and are left out of the sum, counted here rather than dropped: $2.3B
every reported holding for this filer and quarter, including ones with no disclosed value: 927
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 70
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 66

Quarter-end snapshot, filed up to 45 days later — not current holdings. What a 13F covers ↓

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Position changes into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated	Prev value	Curr value	Prev shares	Curr shares
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13215` · issuer key `iss:144`	TRIM	−$9.2M	−5,388	$118M	$109M	433,275	427,887
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15642` · issuer key `iss:1334`	TRIM	−$10.1M	−18,230	$107M	$96.6M	571,850	553,620
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17117` · issuer key `iss:1792`	TRIM	+$31.8M	−592	$49.1M	$80.9M	171,076	170,484
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11825` · issuer key `iss:1225`	TRIM	−$23.6M	−1,429	$98.2M	$74.6M	203,017	201,588
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14175` · issuer key `iss:95`	ADD	−$4.7M	+2,100	$53.0M	$48.2M	229,566	231,666
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CAP STK CL A · position key `pos:15142` · issuer key `iss:89`	TRIM	−$5.8M	−6,595	$48.3M	$42.4M	154,180	147,585
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:18039` · issuer key `iss:1025`	TRIM	−$4.5M	−2,957	$41.5M	$37.0M	128,639	125,682
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13490` · issuer key `iss:1939`	TRIM	+$3.1M	−2,945	$29.6M	$32.7M	266,030	263,085
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14552` · issuer key `iss:711`	TRIM	+$8.5M	−6,977	$23.5M	$32.0M	195,538	188,561
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12827` · issuer key `iss:323`	TRIM	−$6.1M	−7,297	$36.4M	$30.3M	105,161	97,864
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13599` · issuer key `iss:1035`	TRIM	+$4.2M	−1,508	$25.2M	$29.4M	121,586	120,078
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM CL A · position key `pos:12848` · issuer key `iss:1921`	ADD	−$1.5M	+6,453	$24.9M	$23.4M	71,075	77,528
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17899` · issuer key `iss:1745`	TRIM	+$58.5K	−5,286	$22.8M	$22.8M	148,228	142,942
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CL A · position key `pos:11390` · issuer key `iss:720`	ADD	−$3.1M	+417	$24.8M	$21.7M	37,598	38,015
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15863` · issuer key `iss:1123`	TRIM	−$3.7M	−53	$25.0M	$21.4M	23,303	23,250
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15626` · issuer key `iss:1529`	TRIM	+$258K	−4,264	$20.9M	$21.1M	113,713	109,449
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11717` · issuer key `iss:440`	TRIM	+$4.9M	−2,794	$15.2M	$20.1M	99,901	97,107
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10136` · issuer key `iss:990`	TRIM	−$4.7M	−1,899	$23.3M	$18.6M	78,749	76,850
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CAP STK CL C · position key `pos:17821` · issuer key `iss:89`	TRIM	−$2.0M	−1,022	$20.2M	$18.2M	64,471	63,449
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: TR UNIT · position key `pos:11570` · issuer key `iss:1599`	TRIM	−$2.1M	−1,759	$20.2M	$18.2M	29,681	27,922

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 64

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
—	share class as filed: NASDAQ COMPSIT · position key `sid:sec:prov:157e765e027bcd1a38568d30becf283d` · issuer key `cusip6:315912`	NO CHANGE	−$316K	$4.4M	$4.1M	48,648	48,648
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:16386` · issuer key `iss:1178`	NO CHANGE	−$93.4K	$1.8M	$1.7M	50,754	50,754
—	share class as filed: COM · position key `sid:sec:prov:85778afc0d4ed5133425798078680edb` · issuer key `cusip6:12135Y`	NO CHANGE	−$519	$1.6M	$1.6M	25,958	25,958
—	share class as filed: ISHARES BIOTECH · position key `pos:13874` · issuer key `iss:1012`	NO CHANGE	+$723	$1.5M	$1.5M	9,041	9,041
—	share class as filed: S&P MC 400GR ETF · position key `pos:12699` · issuer key `iss:1012`	NO CHANGE	+$47.3K	$1.2M	$1.3M	12,652	12,652
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM NEW · position key `pos:16143` · issuer key `iss:448`	NO CHANGE	+$467K	$707K	$1.2M	3,025	3,025
—	share class as filed: COM SH BEN INT · position key `sid:sec:prov:fdc3a94d815efc1f1ac6e4fc6566d857` · issuer key `cusip6:36465A`	NO CHANGE	+$34.2K	$1.1M	$1.1M	213,900	213,900
—	share class as filed: ACTIVEBETA US LG · position key `sid:sec:prov:7e3935dc1f8b30677f3ae168aaf27ee0` · issuer key `iss:2392`	NO CHANGE	−$46.7K	$854K	$807K	6,453	6,453
—	share class as filed: INDIA NFTY50 EQW · position key `sid:sec:prov:947d4d8afaae1983f0661668baaa5ae3` · issuer key `cusip6:33737J`	NO CHANGE	−$84.6K	$723K	$638K	12,396	12,396
—	share class as filed: US CORE EQUITY 2 · position key `sid:sec:prov:365ed936e5e9529653cac956d30ecf93` · issuer key `cusip6:25434V`	NO CHANGE	−$11.8K	$642K	$630K	16,216	16,216
—	share class as filed: ULTRAPRO QQQ · position key `sid:sec:prov:1aed9ca78d3df286f4f6c0e3c6564c86` · issuer key `cusip6:74347X`	NO CHANGE	−$157K	$749K	$592K	14,200	14,200
—	share class as filed: MSCI INFO TECH I · position key `sid:sec:prov:0ae5bcd0e444522ea4393d660bd28246` · issuer key `cusip6:316092`	NO CHANGE	−$44.8K	$606K	$561K	2,697	2,697
—	share class as filed: STATE STREET BLA · position key `sid:sec:prov:6cdbd71a7648bdbb76089e69733f02b4` · issuer key `cusip6:78470P`	NO CHANGE	−$11.2K	$532K	$520K	18,696	18,696
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14456` · issuer key `iss:1794`	NO CHANGE	+$2.3K	$517K	$520K	5,935	5,935
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10654` · issuer key `iss:844`	NO CHANGE	+$36.8K	$454K	$491K	450	450
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:18081` · issuer key `iss:1268`	NO CHANGE	−$45.7K	$474K	$428K	65	65
—	share class as filed: SH BEN INT · position key `sid:sec:prov:5e5784cd43458ce3c0e16dcf3808c153` · issuer key `cusip6:36465E`	NO CHANGE	+$45.0K	$373K	$418K	50,000	50,000
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12280` · issuer key `iss:218`	NO CHANGE	+$64.6K	$353K	$417K	2,040	2,040
—	share class as filed: COM · position key `sid:sec:prov:3517d94cade76e926870e6e472dc8754` · issuer key `cusip6:26433C`	NO CHANGE	+$45.0K	$330K	$375K	26,000	26,000
—	share class as filed: SHS · position key `sid:sec:prov:a169db3bc5c1a1712255fa982183c448` · issuer key `cusip6:315948`	NO CHANGE	−$107K	$474K	$367K	6,218	6,218
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10558` · issuer key `iss:1502`	NO CHANGE	+$1.1K	$356K	$357K	3,037	3,037
—	share class as filed: HIGH YLD CORP BD · position key `sid:sec:prov:66f2225041aa890b27d77927a7e07ab5` · issuer key `iss:2406`	NO CHANGE	−$4.3K	$351K	$347K	11,754	11,754
—	share class as filed: VNG RUS1000IDX · position key `sid:sec:prov:303540766d2ecf333f46440f72a108ab` · issuer key `iss:2482`	NO CHANGE	−$15.7K	$351K	$335K	1,136	1,136
—	share class as filed: COM · position key `sid:sec:prov:74ea37dfd8612b4b697343c90cae9547` · issuer key `cusip6:56035L`	NO CHANGE	−$46.2K	$375K	$329K	6,215	6,215
—	share class as filed: COM · position key `sid:sec:prov:d278d7ba11111066ac43cbf6ad140156` · issuer key `cusip6:89147L`	NO CHANGE	+$58.0K	$265K	$323K	6,479	6,479
—	share class as filed: STATE STREET SPD · position key `sid:sec:prov:8eb35ebc152e2250618fad852c7a297e` · issuer key `cusip6:78463X`	NO CHANGE	+$8.7K	$311K	$320K	7,000	7,000
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13638` · issuer key `iss:1380`	NO CHANGE	+$45.3K	$263K	$309K	2,097	2,097
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17692` · issuer key `iss:1359`	NO CHANGE	−$3.6K	$304K	$300K	6,855	6,855
—	share class as filed: S&P MDCP 400 DIV · position key `sid:sec:prov:443ae96c4ee53dd6e796879d558f8538` · issuer key `cusip6:74347B`	NO CHANGE	+$7.4K	$284K	$291K	3,372	3,372
—	share class as filed: SHSHLD YIELD ETF · position key `sid:sec:prov:ae5b9e28ea710b02ef5e4169944bb278` · issuer key `cusip6:132061`	NO CHANGE	+$22.6K	$266K	$289K	3,830	3,830
—	share class as filed: RUS TP200 GR ETF · position key `sid:sec:prov:55519c6ca1e80ac9a362cd98ad4885df` · issuer key `cusip6:464289`	NO CHANGE	−$32.0K	$315K	$283K	1,137	1,137
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14362` · issuer key `iss:1874`	NO CHANGE	−$16.9K	$294K	$277K	3,791	3,791
—	share class as filed: STATE STREET SPD · position key `pos:18026` · issuer key `iss:1602`	NO CHANGE	+$6.8K	$261K	$268K	2,928	2,928
—	share class as filed: COM SH BEN INT · position key `sid:sec:prov:89808e5e9b2717aa91bef466fb624798` · issuer key `cusip6:756158`	NO CHANGE	+$17.9K	$242K	$260K	6,617	6,617
—	share class as filed: COM · position key `sid:sec:prov:034ceddc506b70854194be6d506a3f4f` · issuer key `cusip6:358010`	NO CHANGE	−$55.6K	$312K	$257K	5,800	5,800
—	share class as filed: US INFR DEV ETF · position key `sid:sec:prov:58c5537198ddc1f7386eaaf94c8d6db4` · issuer key `iss:2391`	NO CHANGE	+$15.3K	$241K	$257K	5,052	5,052
—	share class as filed: MSCI EQUAL WEITE · position key `sid:sec:prov:dd29977e39817ce41d988a86e48e90de` · issuer key `cusip6:464286`	NO CHANGE	−$3.9K	$253K	$249K	2,449	2,449
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11044` · issuer key `iss:361`	NO CHANGE	−$31.3K	$279K	$248K	951	951
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15318` · issuer key `iss:392`	NO CHANGE	+$6.7K	$239K	$245K	1,161	1,161
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13839` · issuer key `iss:224`	NO CHANGE	+$24.4K	$211K	$235K	3,977	3,977
—	share class as filed: EXPND TEC SC ETF · position key `pos:13047` · issuer key `iss:1012`	NO CHANGE	−$21.0K	$255K	$234K	1,972	1,972
—	share class as filed: CL A · position key `sid:sec:prov:c8bdaadb467c6a35b87d54b769afdb78` · issuer key `cusip6:043113`	NO CHANGE	+$1.7K	$226K	$228K	7,150	7,150
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15407` · issuer key `iss:1799`	NO CHANGE	−$104K	$326K	$223K	2,474	2,474
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10264` · issuer key `iss:787`	NO CHANGE	+$11.0K	$210K	$221K	10,846	10,846
—	share class as filed: GLOB HLTHCRE ETF · position key `pos:17268` · issuer key `iss:1012`	NO CHANGE	−$9.0K	$226K	$217K	2,324	2,324
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17718` · issuer key `iss:306`	NO CHANGE	−$64.7K	$280K	$215K	4,150	4,150
—	share class as filed: SHS ISSUED FRST · position key `sid:sec:prov:f3c3cdd501cc4a33fcd2f28a99b7e9b6` · issuer key `cusip6:33733C`	NO CHANGE	+$12.2K	$201K	$213K	2,254	2,254
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CL A · position key `pos:12363` · issuer key `iss:1707`	NO CHANGE	−$17.1K	$226K	$209K	3,473	3,473
—	share class as filed: COM SBI · position key `sid:sec:prov:49c3e2b2968677b442fad3c05ebe0a04` · issuer key `cusip6:40167F`	NO CHANGE	−$34.8K	$241K	$206K	18,705	18,705
—	share class as filed: COM · position key `sid:sec:prov:b5d7c1a79bc86e5680e543051c9298fa` · issuer key `cusip6:670656`	NO CHANGE	+$1.8K	$150K	$152K	14,900	14,900
—	share class as filed: COM · position key `sid:sec:prov:bb6b13cee90ddf6f941416441b7f5471` · issuer key `cusip6:09251A`	NO CHANGE	−$15.1K	$167K	$152K	17,600	17,600
—	share class as filed: COM · position key `pos:14172` · issuer key `iss:1344`	NO CHANGE	−$17.2K	$152K	$135K	11,932	11,932
—	share class as filed: CLASS A COM · position key `sid:sec:prov:b978bd1134111ecdd8f59ca5986454b7` · issuer key `cusip6:G29018`	NO CHANGE	−$12.1K	$146K	$134K	10,305	10,305
—	share class as filed: SHS · position key `sid:sec:prov:5539d8dd621de86466cead27cf77ba81` · issuer key `cusip6:09257A`	NO CHANGE	+$10.9K	$112K	$123K	10,205	10,205
—	share class as filed: COM NEW · position key `sid:sec:prov:0f0bde7687b3bf1b75d50bd00981139d` · issuer key `cusip6:001228`	NO CHANGE	−$20.1K	$141K	$121K	16,601	16,601
—	share class as filed: FRANKLIN MUNI · position key `sid:sec:prov:375991fc6c7ea244bf54861b2c2d8864` · issuer key `cusip6:746729`	NO CHANGE	−$367	$115K	$114K	14,672	14,672
—	share class as filed: COM SHS · position key `sid:sec:prov:a0a3e2db4f1ad10a427a8e39b007ff6d` · issuer key `cusip6:722014`	NO CHANGE	−$5.6K	$119K	$113K	24,500	24,500
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10186` · issuer key `iss:71`	NO CHANGE	−$172	$106K	$106K	17,200	17,200
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10830` · issuer key `iss:336`	NO CHANGE	+$290	$65.4K	$65.7K	14,500	14,500
—	share class as filed: COM · position key `sid:sec:prov:6817973fae6f12d588b44b68604ab10b` · issuer key `cusip6:36240A`	NO CHANGE	+$200	$60.3K	$60.5K	10,000	10,000
—	share class as filed: CLASS A COM · position key `sid:sec:prov:8770677316069cf597f85a440c83776f` · issuer key `cusip6:45254E`	NO CHANGE	−$13.1K	$65.8K	$52.7K	10,000	10,000
—	share class as filed: SH BEN INT · position key `sid:sec:prov:93edbc8c872ecb8eb1338a5365e184f5` · issuer key `cusip6:27826S`	NO CHANGE	−$2.8K	$52.7K	$49.9K	10,000	10,000
—	share class as filed: COM · position key `sid:sec:prov:b2e4943ef4032f346adfbd8f4262e773` · issuer key `cusip6:68554V`	NO CHANGE	+$8.6K	$35.7K	$44.3K	14,755	14,755
—	share class as filed: COM NEW · position key `sid:sec:prov:46e4b32742bad743ea1889cbd7affe73` · issuer key `cusip6:66510M`	NO CHANGE	−$5.7K	$19.7K	$14.0K	10,000	10,000

Flags: no row carries a flag.

Holdings without a security ID are counted, not compared. Method ↗

Reported positions — 2026-03-31

763 issuers · 927 rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$109M

427,887

4.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$96.6M

553,620

4.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TEXAS PACIFIC LAND CORPORATI · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$80.9M

170,484

3.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$74.6M

201,588

3.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

2 positions · 2 reported rows

Rows Moors & Cabot, Inc. reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$42.4M	147,585
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$18.2M	63,449

$60.6M

211,034

2.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$48.2M

231,666

2.1%

—

ISHARES TR

37 positions · 37 reported rows

Rows Moors & Cabot, Inc. reported for ISHARES TR, as it reported them
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$11.1M	16,943
ISHARES TR · CORE S&P MCP ETF CUSIP — src ↗	$2.8M	40,775
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$2.6M	10,427
ISHARES TR · CORE S&P SCP ETF CUSIP — src ↗	$2.0M	16,353
ISHARES TR · MSCI EAFE ETF CUSIP — src ↗	$1.8M	18,371
ISHARES TR · S&P SML 600 GWT CUSIP — src ↗	$1.6M	10,963
ISHARES TR · ISHARES BIOTECH CUSIP — src ↗	$1.5M	9,041
ISHARES TR · U.S. TECH ETF CUSIP — src ↗	$1.4M	7,612
ISHARES TR · S&P MC 400GR ETF CUSIP — src ↗	$1.3M	12,652
ISHARES TR · IBOXX INV CP ETF CUSIP — src ↗	$1.0M	9,625
ISHARES TR · RUS MID CAP ETF CUSIP — src ↗	$996K	10,248
ISHARES TR · 20 YR TR BD ETF CUSIP — src ↗	$979K	11,294
ISHARES TR · SELECT DIVID ETF CUSIP — src ↗	$977K	6,454
ISHARES TR · S&P 500 VAL ETF CUSIP — src ↗	$974K	4,614
ISHARES TR · U.S. REAL ES ETF CUSIP — src ↗	$815K	8,618
ISHARES TR · 7-10 YR TRSY BD CUSIP — src ↗	$755K	7,912
ISHARES TR · RUS 2000 GRW ETF CUSIP — src ↗	$700K	2,232
ISHARES TR · RUS 1000 GRW ETF CUSIP — src ↗	$672K	1,576
ISHARES TR · US HLTHCARE ETF CUSIP — src ↗	$574K	9,306
ISHARES TR · RUS 1000 VAL ETF CUSIP — src ↗	$528K	2,473
ISHARES TR · US CONSUM DISCRE CUSIP — src ↗	$484K	4,995
ISHARES TR · TIPS BD ETF CUSIP — src ↗	$383K	3,469
ISHARES TR · S&P 500 GRWT ETF CUSIP — src ↗	$379K	3,355
ISHARES TR · U.S. UTILITS ETF CUSIP — src ↗	$337K	2,898
ISHARES TR · SP SMCP600VL ETF CUSIP — src ↗	$294K	2,482
ISHARES TR · RUS MD CP GR ETF CUSIP — src ↗	$288K	2,250
ISHARES TR · GLOBAL ENERG ETF CUSIP — src ↗	$287K	4,980
ISHARES TR · RUS MDCP VAL ETF CUSIP — src ↗	$248K	1,699
ISHARES TR · GBL COMM SVC ETF CUSIP — src ↗	$245K	2,132
ISHARES TR · MSCI EMG MKT ETF CUSIP — src ↗	$242K	4,263
ISHARES TR · GLOBAL TECH ETF CUSIP — src ↗	$239K	2,392
ISHARES TR · EXPND TEC SC ETF CUSIP — src ↗	$234K	1,972
ISHARES TR · GLOB HLTHCRE ETF CUSIP — src ↗	$217K	2,324
ISHARES TR · U.S. FIN SVC ETF CUSIP — src ↗	$211K	2,543
ISHARES TR · CORE US AGGBD ET CUSIP — src ↗	$205K	2,062
ISHARES TR · ISHARES SEMICDTR CUSIP — src ↗	$204K	621
ISHARES TR · RUS 1000 ETF CUSIP — src ↗	$200K	562

ticker not yet mapped

$39.7M

262,488

1.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$37.0M

125,682

1.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$32.7M

263,085

1.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$32.0M

188,561

1.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BROADCOM INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$30.3M

97,864

1.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$29.4M

120,078

1.3%

—

VANGUARD INDEX FDS

7 positions · 7 reported rows

Rows Moors & Cabot, Inc. reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$7.7M	12,915
VANGUARD INDEX FDS · TOTAL STK MKT CUSIP — src ↗	$5.9M	18,274
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$5.1M	26,042
VANGUARD INDEX FDS · GROWTH ETF CUSIP — src ↗	$5.0M	11,379
VANGUARD INDEX FDS · MID CAP ETF CUSIP — src ↗	$742K	2,584
VANGUARD INDEX FDS · SMALL CP ETF CUSIP — src ↗	$547K	2,087
VANGUARD INDEX FDS · EXTEND MKT ETF CUSIP — src ↗	$455K	2,212

ticker not yet mapped

$25.4M

75,493

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VISA INC · COM CL A CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$23.4M

77,528

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TJX COS INC NEW · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$22.8M

142,942

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC · CL A CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$21.7M

38,015

0.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$21.4M

23,250

0.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RTX CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$21.1M

109,449

0.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEVRON CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$20.1M

97,107

0.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERNATIONAL BUSINESS MACHS · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$18.6M

76,850

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T

2 positions · 2 reported rows

Rows Moors & Cabot, Inc. reported for STATE STR SPDR S&P 500 ETF T, as it reported them
STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP — src ↗	$18.2M	27,922
STATE STR SPDR S&P 500 ETF T · TR UNIT · PUT CUSIP — src ↗	$10.0K	4

$18.2M

27,926

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EATON CORP PLC · SHS CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$17.3M

48,400

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER & GAMBLE CO · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$17.1M

118,298

0.7%

—

SELECT SECTOR SPDR TR

10 positions · 10 reported rows

Rows Moors & Cabot, Inc. reported for SELECT SECTOR SPDR TR, as it reported them
SELECT SECTOR SPDR TR · STATE STREET UTI CUSIP — src ↗	$3.8M	83,674
SELECT SECTOR SPDR TR · STATE STREET TEC CUSIP — src ↗	$2.5M	18,979
SELECT SECTOR SPDR TR · STATE STREET FIN CUSIP 81369Y605 src ↗	$2.4M	48,363
SELECT SECTOR SPDR TR · STATE STREET IND CUSIP 81369Y704 src ↗	$2.0M	12,560
SELECT SECTOR SPDR TR · STATE STREET ENE CUSIP 81369Y506 src ↗	$1.8M	29,481
SELECT SECTOR SPDR TR · STATE STREET HEA CUSIP 81369Y209 src ↗	$1.4M	9,525
SELECT SECTOR SPDR TR · STATE STREET COM CUSIP 81369Y852 src ↗	$1.2M	11,215
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP — src ↗	$933K	11,377
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP 81369Y407 src ↗	$540K	4,952
SELECT SECTOR SPDR TR · STATE STREET MAT CUSIP 81369Y100 src ↗	$278K	5,570

ticker not yet mapped

$17.0M

235,696

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEXTERA ENERGY INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$16.7M

179,288

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$16.5M

34,395

0.7%

—

GRAYSCALE BITCOIN TRUST ETF · SHS REP COM UT CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

ticker not yet mapped

$16.4M

311,393

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TESLA INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$16.3M

43,864

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PEPSICO INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$15.8M

101,796

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PALANTIR TECHNOLOGIES INC

2 positions · 2 reported rows

Rows Moors & Cabot, Inc. reported for PALANTIR TECHNOLOGIES INC, as it reported them
PALANTIR TECHNOLOGIES INC · CL A CUSIP — src ↗	$15.8M	107,762
PALANTIR TECHNOLOGIES INC · CL A · PUT CUSIP — src ↗	$1.7K	7

$15.8M

107,769

0.7%

—

LANDBRIDGE COMPANY LLC · CL A CUSIP 514952100
2026-03-31 filed 2026-05-08 +38d

src ↗

ticker not yet mapped

$15.5M

223,994

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$15.3M

70,291

0.7%

verified against the SEC company list on 2026-09-11 — a reviewed mapping row for this filed issuer name and class (never inferred)

ENTERPRISE PRODS PARTNERS L · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$15.3M

403,430

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WILLIAMS COS INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$14.7M

202,211

0.6%

—

ISHARES TR

10 positions · 10 reported rows

Rows Moors & Cabot, Inc. reported for ISHARES TR, as it reported them
ISHARES TR · U.S. MED DVC ETF CUSIP — src ↗	$5.3M	99,803
ISHARES TR · US AER DEF ETF CUSIP — src ↗	$2.2M	9,916
ISHARES TR · JPMORGAN USD EMG CUSIP — src ↗	$2.0M	21,221
ISHARES TR · MBS ETF CUSIP — src ↗	$1.4M	14,375
ISHARES TR · AGENCY BOND ETF CUSIP — src ↗	$1.0M	9,506
ISHARES TR · EAFE VALUE ETF CUSIP — src ↗	$898K	12,079
ISHARES TR · PFD AND INCM SEC CUSIP — src ↗	$627K	20,687
ISHARES TR · GLB INFRASTR ETF CUSIP — src ↗	$573K	8,546
ISHARES TR · USD INV GRDE ETF CUSIP — src ↗	$422K	8,247
ISHARES TR · 10-20 YR TRS ETF CUSIP — src ↗	$220K	2,183

ticker not yet mapped

$14.6M

206,563

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INVESCO QQQ TR · UNIT SER 1 CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$14.4M

24,871

0.6%

—

PACER FDS TR

7 positions · 7 reported rows

Rows Moors & Cabot, Inc. reported for PACER FDS TR, as it reported them
PACER FDS TR · US CASH COWS 100 CUSIP 69374H881 src ↗	$6.8M	108,228
PACER FDS TR · DEVELOPED MRKT CUSIP 69374H873 src ↗	$2.3M	53,753
PACER FDS TR · ARISTOTLE PACIFI CUSIP 69374H428 src ↗	$1.8M	38,482
PACER FDS TR · US SMALL CAP CAS CUSIP 69374H857 src ↗	$1.7M	37,021
PACER FDS TR · DATA & DIGI REVO CUSIP 69374H386 src ↗	$546K	8,767
PACER FDS TR · GLOBL CASH ETF CUSIP 69374H709 src ↗	$538K	11,626
PACER FDS TR · AMERICAN ENERGY CUSIP 69374H634 src ↗	$368K	7,822

ticker not yet mapped

$13.9M

265,699

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WASTE MGMT INC DEL · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$13.7M

59,477

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TAIWAN SEMICONDUCTOR MANUFAC · SPONSORED ADS CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$13.6M

40,126

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOME DEPOT INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$13.5M

41,103

0.6%

—

RBB FD INC

2 positions · 2 reported rows

Rows Moors & Cabot, Inc. reported for RBB FD INC, as it reported them
RBB FD INC · US TRSRY 6 MNTH CUSIP 74933W460 src ↗	$12.7M	253,403
RBB FD INC · F/M US TREASURY CUSIP — src ↗	$695K	13,931

ticker not yet mapped

$13.4M

267,334

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EMERSON ELEC CO · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$12.9M

98,224

0.6%

—

PERMIAN BASIN RTY TR · UNIT BEN INT CUSIP 714236106
2026-03-31 filed 2026-05-08 +38d

src ↗

ticker not yet mapped

$12.7M

588,642

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PNC FINL SVCS GROUP INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$12.2M

58,810

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

UNITED RENTALS INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$12.0M

16,490

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CATERPILLAR INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$11.9M

16,857

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MERCK & CO INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$11.6M

96,078

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SOFI TECHNOLOGIES INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$10.9M

684,669

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BLACKROCK INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$9.6M

9,975

0.4%

—

VANGUARD SPECIALIZED FUNDS · DIV APP ETF CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

ticker not yet mapped

$9.5M

44,379

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICRON TECHNOLOGY INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$9.4M

27,683

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ADVANCED MICRO DEVICES INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$9.1M

44,615

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$9.0M

8,983

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VERIZON COMMUNICATIONS INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$8.8M

176,127

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ENERGY TRANSFER L P · COM UT LTD PTN CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$8.3M

429,645

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PFIZER INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$8.3M

294,767

0.4%

—

J P MORGAN EXCHANGE TRADED F

2 positions · 2 reported rows

Rows Moors & Cabot, Inc. reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · EQUITY PREMIUM CUSIP — src ↗	$7.4M	130,559
J P MORGAN EXCHANGE TRADED F · ULTRA SHRT ETF CUSIP 46641Q837 src ↗	$639K	12,618

ticker not yet mapped

$8.0M

143,177

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ONEOK INC NEW · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$7.9M

87,404

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HAWAIIAN ELEC INDS INC MTN B · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$7.8M

528,206

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CME GROUP INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$7.7M

26,020

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ARISTA NETWORKS INC · COM SHS CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$7.5M

61,332

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

FRANCO NEV CORP · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$7.5M

30,352

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CISCO SYS INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$7.3M

93,642

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LOWES COS INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$7.2M

30,676

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SALESFORCE INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$7.2M

38,752

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

QIAGEN NV · ORD SHARES CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$7.2M

180,630

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CASEYS GEN STORES INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$7.2M

9,886

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COCA COLA CO · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$7.1M

93,433

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NORFOLK SOUTHN CORP · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$7.1M

24,743

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DUKE ENERGY CORP NEW · COM NEW CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$6.9M

52,610

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ENBRIDGE INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$6.7M

124,466

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ORACLE CORP · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$6.7M

45,459

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

L3HARRIS TECHNOLOGIES INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$6.6M

19,063

0.3%

—

INVESCO EXCHANGE TRADED FD T

4 positions · 4 reported rows

Rows Moors & Cabot, Inc. reported for INVESCO EXCHANGE TRADED FD T, as it reported them
INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT CUSIP — src ↗	$4.9M	25,620
INVESCO EXCHANGE TRADED FD T · AEROSPACE DEFN CUSIP — src ↗	$1.0M	6,206
INVESCO EXCHANGE TRADED FD T · WATER RES ETF CUSIP — src ↗	$400K	5,985
INVESCO EXCHANGE TRADED FD T · RAFI US 1000 ETF CUSIP — src ↗	$203K	4,261

ticker not yet mapped

$6.5M

42,072

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RIO TINTO PLC · SPONSORED ADR CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$6.5M

69,613

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CONOCOPHILLIPS · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$6.4M

48,719

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MARRIOTT INTL INC NEW · CL A CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$6.4M

19,576

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CORNING INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$6.4M

46,761

0.3%

—

LISTED FDS TR · HORIZON KINETICS CUSIP 53656F623
2026-03-31 filed 2026-05-08 +38d

src ↗

ticker not yet mapped

$6.3M

121,626

0.3%

—

VANECK ETF TRUST

5 positions · 5 reported rows

Rows Moors & Cabot, Inc. reported for VANECK ETF TRUST, as it reported them
VANECK ETF TRUST · GOLD MINERS ETF CUSIP 92189F106 src ↗	$2.9M	31,359
VANECK ETF TRUST · JUNIOR GOLD MINE CUSIP 92189F791 src ↗	$1.2M	10,104
VANECK ETF TRUST · SEMICONDUCTR ETF CUSIP — src ↗	$926K	2,416
VANECK ETF TRUST · AGRIBUSINESS ETF CUSIP 92189F700 src ↗	$672K	7,954
VANECK ETF TRUST · MRNGSTR WDE MOAT CUSIP 92189F643 src ↗	$601K	6,218

ticker not yet mapped

$6.3M

58,051

0.3%

—

WATERBRIDGE INFRASTRUCTURE L · CL A SHS REPSTG CUSIP 940923105
2026-03-31 filed 2026-05-08 +38d

src ↗

ticker not yet mapped

$6.3M

234,082

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BLACKSTONE INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$6.3M

54,418

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BANK AMERICA CORP · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$6.1M

125,139

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ACCENTURE PLC IRELAND · SHS CLASS A CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$6.0M

30,421

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBOTT LABORATORIES · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$6.0M

58,619

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SOUTHERN CO · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$6.0M

62,299

0.3%

—

FIRST TR EXCHANGE-TRADED FD

4 positions · 4 reported rows

Rows Moors & Cabot, Inc. reported for FIRST TR EXCHANGE-TRADED FD, as it reported them
FIRST TR EXCHANGE-TRADED FD · NASDAQ CYB ETF CUSIP 33734X846 src ↗	$3.6M	58,131
FIRST TR EXCHANGE-TRADED FD · DJ GLBL DIVID CUSIP 33734X200 src ↗	$1.8M	57,099
FIRST TR EXCHANGE-TRADED FD · ENERGY ALPHADX CUSIP 33734X127 src ↗	$260K	11,587
FIRST TR EXCHANGE-TRADED FD · UTILITIES ALPH CUSIP 33734X184 src ↗	$210K	4,240

ticker not yet mapped

$5.9M

131,057

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PLAINS GP HLDGS L P · LTD PARTNR INT A CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$5.9M

241,284

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

UNION PAC CORP · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$5.8M

24,061

0.2%

—

VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

ticker not yet mapped

$5.8M

90,732

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HONEYWELL INTL INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$5.8M

25,561

0.2%

—

MESABI TR · CTF BEN INT CUSIP 590672101
2026-03-31 filed 2026-05-08 +38d

src ↗

ticker not yet mapped

$5.7M

180,945

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SPDR GOLD TR · GOLD SHS CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$5.5M

12,884

0.2%

—

SCHWAB STRATEGIC TR

5 positions · 5 reported rows

Rows Moors & Cabot, Inc. reported for SCHWAB STRATEGIC TR, as it reported them
SCHWAB STRATEGIC TR · US LCAP GR ETF CUSIP — src ↗	$2.9M	98,429
SCHWAB STRATEGIC TR · US DIVIDEND EQ CUSIP — src ↗	$1.2M	39,363
SCHWAB STRATEGIC TR · INT-TRM U.S TRES CUSIP — src ↗	$838K	33,624
SCHWAB STRATEGIC TR · FUNDAMENTAL US L CUSIP — src ↗	$328K	11,782
SCHWAB STRATEGIC TR · US MID-CAP ETF CUSIP — src ↗	$236K	7,621

ticker not yet mapped

$5.5M

190,819

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GE VERNOVA INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$5.5M

6,248

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AT&T INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$5.4M

186,518

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MEDTRONIC PLC · SHS CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$5.3M

61,225

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMGEN INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$5.3M

15,025

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SERVICENOW INC · COM CUSIP —
2026-03-31 filed 2026-05-08 +38d

src ↗

$5.1M

49,178

0.2%

—

ISHARES INC

4 positions · 4 reported rows

Rows Moors & Cabot, Inc. reported for ISHARES INC, as it reported them
ISHARES INC · CORE MSCI EMKT CUSIP — src ↗	$2.9M	41,599
ISHARES INC · MSCI GBL GOLD MN CUSIP — src ↗	$1.3M	16,381
ISHARES INC · MSCI JAPAN ETF CUSIP — src ↗	$690K	8,168
ISHARES INC · MSCI EMRG CHN CUSIP — src ↗	$254K	3,228

ticker not yet mapped

$5.1M

69,376

0.2%

1–20 of the 100 issuers on this page

One line per issuer, largest first — open a line for its reported rows. Grouping ↗

Book shape

Tick = median of the 8,748 tracked filers with a 2026-03-31 book (the index median: the 8,662 with a complete book). Concentration uses reported 13F long value, not total assets; the index is withheld when any position lacks a value.

share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 37.8%below median 80.0%
integer Herfindahl–Hirschman index in basis points over disclosed position values: 102 bpsbelow median 446 bps
holdings with no disclosed value (undisclosed, or unreadable on the filing) — kept and counted, never shown as zero: 927 / 927median book 97.5 positions

993 quarter-over-quarter rows

Filing history

Available filing periods
Period	Source
2026-03-31	EDGAR ↗

Complete source filings on SEC EDGAR

The filing on EDGAR is the record, including any filed after this build.

Open Moors & Cabot, Inc.'s 13F filings on SEC EDGAR ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings: a position may have changed or closed since the quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars; each record notes its original unit.

Affiliated managers may report the same position, so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice.

Changes · Q1 2026Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Reported positions — 2026-03-31

Book shape

Filing history

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.