GUGGENHEIM CAPITAL LLC

CIK 1283072 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions have no disclosed value and are left out of the sum, counted here rather than dropped: $12.9B
every reported holding for this filer and quarter, including ones with no disclosed value: 2,956
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 91
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 235

Quarter-end snapshot, filed up to 45 days later — not current holdings. What a 13F covers ↓

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Position changes into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated	Prev value	Curr value	Prev shares	Curr shares
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15642` · issuer key `iss:1334`	TRIM	−$130M	−526,829	$581M	$451M	3,114,761	2,587,932
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13215` · issuer key `iss:144`	TRIM	−$109M	−304,986	$481M	$372M	1,768,985	1,463,999
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11825` · issuer key `iss:1225`	TRIM	−$159M	−140,633	$457M	$298M	944,334	803,701
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12827` · issuer key `iss:323`	TRIM	−$56.8M	−81,866	$298M	$241M	860,402	778,536
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14175` · issuer key `iss:95`	TRIM	−$71.3M	−204,017	$295M	$224M	1,277,695	1,073,678
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CAP STK CL A · position key `pos:15142` · issuer key `iss:89`	TRIM	−$64.2M	−146,577	$271M	$207M	865,322	718,745
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CL A · position key `pos:11390` · issuer key `iss:720`	TRIM	−$67.2M	−57,992	$256M	$188M	387,342	329,350
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM NEW · position key `pos:10455` · issuer key `iss:1091`	TRIM	+$21.0M	−79,308	$153M	$174M	893,068	813,760
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: TR UNIT · position key `pos:11570` · issuer key `iss:1599` CALL	ADD	+$2.3M	+15,400	$166M	$168M	243,300	258,700
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: TR UNIT · position key `pos:11570` · issuer key `iss:1599` PUT	ADD	+$2.3M	+15,400	$166M	$168M	243,300	258,700
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13490` · issuer key `iss:1939`	ADD	+$120M	+932,076	$37.9M	$158M	339,793	1,271,869
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15221` · issuer key `iss:1228`	TRIM	+$314K	−79,783	$148M	$149M	520,075	440,292
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10357` · issuer key `iss:1786`	TRIM	−$41.1M	−24,374	$185M	$143M	410,356	385,982
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14157` · issuer key `iss:149`	TRIM	+$17.4M	−69,509	$125M	$142M	485,027	415,518
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12030` · issuer key `iss:525`	TRIM	+$1.1M	−19,657	$133M	$134M	154,238	134,581
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11944` · issuer key `iss:454`	TRIM	−$16.3M	−223,190	$145M	$129M	1,887,125	1,663,935
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CAP STK CL C · position key `pos:17821` · issuer key `iss:89`	TRIM	−$45.7M	−108,956	$168M	$122M	534,540	425,584
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14060` · issuer key `iss:47`	TRIM	−$20.0M	−67,086	$128M	$108M	596,549	529,463
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: TR UNIT · position key `pos:11570` · issuer key `iss:1599`	TRIM	−$29.4M	−36,298	$126M	$96.7M	184,947	148,649
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15433` · issuer key `iss:1290`	TRIM	−$14.4M	−179,498	$111M	$96.5M	1,182,622	1,003,124

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 9

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
—	share class as filed: NOTE 5/0 · position key `pos:15403` · issuer key `iss:1707` PRN	NO CHANGE	+$364K	$24.3M	$24.7M	24,791,000	24,791,000
—	share class as filed: COMMON STOCK · position key `sid:sec:prov:fbfef3e978a98478b0ea59455c3221f1` · issuer key `cusip6:40170T`	NO CHANGE	−$105K	$14.6M	$14.5M	950,000	950,000
—	share class as filed: VNG RUS2000IDX · position key `sid:sec:prov:bce024cedb5a73e1c516a1c8a9f328d6` · issuer key `iss:2482`	NO CHANGE	+$16.6K	$2.5M	$2.6M	25,613	25,613
—	share class as filed: ENERGY · position key `sid:sec:prov:4ee13837c201cea05a3fc8a370f61521` · issuer key `iss:2454`	NO CHANGE	+$594K	$1.6M	$2.2M	35,882	35,882
—	share class as filed: INNOVATION ETF · position key `pos:14553` · issuer key `iss:2316`	NO CHANGE	−$201K	$1.7M	$1.5M	21,520	21,520
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: SHS BEN INT · position key `pos:15567` · issuer key `iss:1018`	NO CHANGE	−$413K	$1.8M	$1.4M	36,753	36,753
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15907` · issuer key `iss:992`	NO CHANGE	+$11.7K	$407K	$419K	26,490	26,490
—	share class as filed: COM · position key `sid:sec:prov:767e3ad44bc77027df70db2072dd81b4` · issuer key `cusip6:138103`	NO CHANGE	+$6.0K	$337K	$343K	31,715	31,715
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CL A · position key `pos:12393` · issuer key `iss:717`	NO CHANGE	+$51.2K	$171K	$222K	15,011	15,011

Flags: no row carries a flag.

Holdings without a security ID are counted, not compared. Method ↗

Reported positions — 2026-03-31

1,558 issuers · 2,956 rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION

1 position · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for NVIDIA CORPORATION, as it reported them
NVIDIA CORPORATION · COM CUSIP — src ↗	$360M	2,065,808
NVIDIA CORPORATION · COM CUSIP — src ↗	$90.2M	517,350
NVIDIA CORPORATION · COM CUSIP — src ↗	$815K	4,675
NVIDIA CORPORATION · COM CUSIP — src ↗	$17.3K	99

$451M

2,587,932

3.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T

3 positions · 5 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for STATE STR SPDR S&P 500 ETF T, as it reported them
STATE STR SPDR S&P 500 ETF T · TR UNIT · CALL CUSIP — src ↗	$168M	258,700
STATE STR SPDR S&P 500 ETF T · TR UNIT · PUT CUSIP — src ↗	$168M	258,700
STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP — src ↗	$53.0M	81,499
STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP — src ↗	$42.3M	65,000
STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP — src ↗	$1.4M	2,150

$433M

666,049

3.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC

1 position · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for APPLE INC, as it reported them
APPLE INC · COM CUSIP — src ↗	$293M	1,155,699
APPLE INC · COM CUSIP — src ↗	$77.5M	305,315
APPLE INC · COM CUSIP — src ↗	$740K	2,915
APPLE INC · COM CUSIP — src ↗	$17.8K	70

$372M

1,463,999

2.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

2 positions · 7 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$135M	468,048
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$119M	414,454
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$70.8M	246,044
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$3.2M	11,104
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$1.3M	4,620
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$9.5K	33
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$7.5K	26

$329M

1,144,329

2.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP

1 position · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for MICROSOFT CORP, as it reported them
MICROSOFT CORP · COM CUSIP — src ↗	$218M	589,846
MICROSOFT CORP · COM CUSIP — src ↗	$78.3M	211,583
MICROSOFT CORP · COM CUSIP — src ↗	$824K	2,227
MICROSOFT CORP · COM CUSIP — src ↗	$16.7K	45

$298M

803,701

2.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BROADCOM INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for BROADCOM INC, as it reported them
BROADCOM INC · COM CUSIP — src ↗	$132M	426,968
BROADCOM INC · COM CUSIP — src ↗	$109M	351,514
BROADCOM INC · COM CUSIP — src ↗	$16.7K	54

$241M

778,536

1.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC

1 position · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for AMAZON COM INC, as it reported them
AMAZON COM INC · COM CUSIP — src ↗	$174M	836,192
AMAZON COM INC · COM CUSIP — src ↗	$48.4M	232,618
AMAZON COM INC · COM CUSIP — src ↗	$996K	4,782
AMAZON COM INC · COM CUSIP — src ↗	$17.9K	86

$224M

1,073,678

1.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC

1 position · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for META PLATFORMS INC, as it reported them
META PLATFORMS INC · CL A CUSIP — src ↗	$130M	227,059
META PLATFORMS INC · CL A CUSIP — src ↗	$57.9M	101,185
META PLATFORMS INC · CL A CUSIP — src ↗	$617K	1,078
META PLATFORMS INC · CL A CUSIP — src ↗	$16.0K	28

$188M

329,350

1.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LAM RESEARCH CORP

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for LAM RESEARCH CORP, as it reported them
LAM RESEARCH CORP · COM NEW CUSIP — src ↗	$112M	525,539
LAM RESEARCH CORP · COM NEW CUSIP — src ↗	$61.6M	288,137
LAM RESEARCH CORP · COM NEW CUSIP — src ↗	$17.9K	84

$174M

813,760

1.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for WALMART INC, as it reported them
WALMART INC · COM CUSIP — src ↗	$120M	966,914
WALMART INC · COM CUSIP — src ↗	$37.9M	304,806
WALMART INC · COM CUSIP — src ↗	$18.5K	149

$158M

1,271,869

1.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICRON TECHNOLOGY INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for MICRON TECHNOLOGY INC, as it reported them
MICRON TECHNOLOGY INC · COM CUSIP — src ↗	$84.5M	250,177
MICRON TECHNOLOGY INC · COM CUSIP — src ↗	$64.2M	190,071
MICRON TECHNOLOGY INC · COM CUSIP — src ↗	$14.9K	44

$149M

440,292

1.2%

—

ISHARES TR

5 positions · 7 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for ISHARES TR, as it reported them
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$48.0M	73,438
ISHARES TR · 1 3 YR TREAS BD CUSIP — src ↗	$47.3M	573,020
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$24.8M	38,000
ISHARES TR · IBOXX INV CP ETF CUSIP — src ↗	$15.0M	137,379
ISHARES TR · TIPS BD ETF CUSIP — src ↗	$8.4M	76,291
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$2.6M	10,341
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$1.4M	5,613

ticker not yet mapped

$147M

914,082

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TESLA INC

1 position · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for TESLA INC, as it reported them
TESLA INC · COM CUSIP — src ↗	$137M	368,459
TESLA INC · COM CUSIP — src ↗	$5.6M	14,931
TESLA INC · COM CUSIP — src ↗	$947K	2,547
TESLA INC · COM CUSIP — src ↗	$16.7K	45

$143M

385,982

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLIED MATLS INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for APPLIED MATLS INC, as it reported them
APPLIED MATLS INC · COM CUSIP — src ↗	$79.7M	233,292
APPLIED MATLS INC · COM CUSIP — src ↗	$62.3M	182,174
APPLIED MATLS INC · COM CUSIP — src ↗	$17.8K	52

$142M

415,518

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for COSTCO WHOLESALE CORPORATION, as it reported them
COSTCO WHOLESALE CORPORATION · COM CUSIP — src ↗	$87.3M	87,642
COSTCO WHOLESALE CORPORATION · COM CUSIP — src ↗	$46.8M	46,921
COSTCO WHOLESALE CORPORATION · COM CUSIP — src ↗	$17.9K	18

$134M

134,581

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CISCO SYS INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for CISCO SYS INC, as it reported them
CISCO SYS INC · COM CUSIP — src ↗	$65.9M	849,776
CISCO SYS INC · COM CUSIP — src ↗	$63.2M	813,924
CISCO SYS INC · COM CUSIP — src ↗	$18.2K	235

$129M

1,663,935

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ADVANCED MICRO DEVICES INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for ADVANCED MICRO DEVICES INC, as it reported them
ADVANCED MICRO DEVICES INC · COM CUSIP — src ↗	$75.1M	369,097
ADVANCED MICRO DEVICES INC · COM CUSIP — src ↗	$32.6M	160,276
ADVANCED MICRO DEVICES INC · COM CUSIP — src ↗	$18.3K	90

$108M

529,463

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NETFLIX INC.

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for NETFLIX INC., as it reported them
NETFLIX INC. · COM CUSIP — src ↗	$81.5M	847,416
NETFLIX INC. · COM CUSIP — src ↗	$15.0M	155,515
NETFLIX INC. · COM CUSIP — src ↗	$18.6K	193

$96.5M

1,003,124

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MERCK & CO INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for MERCK & CO INC, as it reported them
MERCK & CO INC · COM CUSIP — src ↗	$91.2M	758,548
MERCK & CO INC · COM CUSIP — src ↗	$4.3M	36,162
MERCK & CO INC · COM CUSIP — src ↗	$19.0K	158

$95.6M

794,868

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WASTE MGMT INC DEL

1 position · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for WASTE MGMT INC DEL, as it reported them
WASTE MGMT INC DEL · COM CUSIP — src ↗	$85.5M	371,870
WASTE MGMT INC DEL · COM CUSIP — src ↗	$807K	3,513
WASTE MGMT INC DEL · COM CUSIP — src ↗	$17.9K	78
WASTE MGMT INC DEL · COM CUSIP — src ↗	$5.8K	25

$86.3M

375,486

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

QUALCOMM INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for QUALCOMM INC, as it reported them
QUALCOMM INC · COM CUSIP — src ↗	$51.5M	400,007
QUALCOMM INC · COM CUSIP — src ↗	$32.9M	255,580
QUALCOMM INC · COM CUSIP — src ↗	$1.0M	7,880

$85.4M

663,467

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PEPSICO INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for PEPSICO INC, as it reported them
PEPSICO INC · COM CUSIP — src ↗	$43.3M	278,940
PEPSICO INC · COM CUSIP — src ↗	$41.1M	264,583
PEPSICO INC · COM CUSIP — src ↗	$1.0M	6,597

$85.4M

550,120

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VISA INC

1 position · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for VISA INC, as it reported them
VISA INC · COM CL A CUSIP — src ↗	$74.6M	246,727
VISA INC · COM CL A CUSIP — src ↗	$7.3M	24,147
VISA INC · COM CL A CUSIP — src ↗	$17.8K	59
VISA INC · COM CL A CUSIP — src ↗	$6.2K	20

$81.9M

270,953

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMGEN INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for AMGEN INC, as it reported them
AMGEN INC · COM CUSIP — src ↗	$47.9M	136,190
AMGEN INC · COM CUSIP — src ↗	$31.6M	89,674
AMGEN INC · COM CUSIP — src ↗	$17.2K	49

$79.5M

225,913

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for JOHNSON & JOHNSON, as it reported them
JOHNSON & JOHNSON · COM CUSIP — src ↗	$65.1M	266,134
JOHNSON & JOHNSON · COM CUSIP — src ↗	$8.2M	33,668
JOHNSON & JOHNSON · COM CUSIP — src ↗	$18.6K	76

$73.3M

299,878

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEVRON CORPORATION

1 position · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for CHEVRON CORPORATION, as it reported them
CHEVRON CORPORATION · COM CUSIP — src ↗	$62.3M	301,113
CHEVRON CORPORATION · COM CUSIP — src ↗	$9.3M	44,946
CHEVRON CORPORATION · COM CUSIP — src ↗	$1.2M	5,716
CHEVRON CORPORATION · COM CUSIP — src ↗	$4.0K	19

$72.8M

351,794

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

KLA CORP

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for KLA CORP, as it reported them
KLA CORP · COM NEW CUSIP — src ↗	$46.1M	31,327
KLA CORP · COM NEW CUSIP — src ↗	$25.5M	17,345
KLA CORP · COM NEW CUSIP — src ↗	$19.1K	13

$71.7M

48,685

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PALANTIR TECHNOLOGIES INC

1 position · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for PALANTIR TECHNOLOGIES INC, as it reported them
PALANTIR TECHNOLOGIES INC · CL A CUSIP — src ↗	$67.9M	464,405
PALANTIR TECHNOLOGIES INC · CL A CUSIP — src ↗	$539K	3,688
PALANTIR TECHNOLOGIES INC · CL A CUSIP — src ↗	$150K	1,028
PALANTIR TECHNOLOGIES INC · CL A CUSIP — src ↗	$17.6K	120

$68.6M

469,241

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for EXXON MOBIL CORP, as it reported them
EXXON MOBIL CORP · COM CUSIP — src ↗	$55.2M	325,211
EXXON MOBIL CORP · COM CUSIP — src ↗	$12.0M	70,968
EXXON MOBIL CORP · COM CUSIP — src ↗	$20.5K	121

$67.2M

396,300

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for JPMORGAN CHASE & CO, as it reported them
JPMORGAN CHASE & CO · COM CUSIP — src ↗	$55.6M	189,116
JPMORGAN CHASE & CO · COM CUSIP — src ↗	$10.5M	35,787
JPMORGAN CHASE & CO · COM CUSIP — src ↗	$1.1M	3,634

$67.2M

228,537

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BOOKING HOLDINGS INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for BOOKING HOLDINGS INC, as it reported them
BOOKING HOLDINGS INC · COM CUSIP — src ↗	$38.2M	9,076
BOOKING HOLDINGS INC · COM CUSIP — src ↗	$27.3M	6,483
BOOKING HOLDINGS INC · COM CUSIP — src ↗	$16.8K	4

$65.5M

15,563

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MASTERCARD INCORPORATED

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for MASTERCARD INCORPORATED, as it reported them
MASTERCARD INCORPORATED · CL A CUSIP — src ↗	$56.8M	113,597
MASTERCARD INCORPORATED · CL A CUSIP — src ↗	$4.2M	8,365
MASTERCARD INCORPORATED · CL A CUSIP — src ↗	$18.0K	36

$61.0M

121,998

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ANALOG DEVICES INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for ANALOG DEVICES INC, as it reported them
ANALOG DEVICES INC · COM CUSIP — src ↗	$36.9M	115,877
ANALOG DEVICES INC · COM CUSIP — src ↗	$22.5M	70,648
ANALOG DEVICES INC · COM CUSIP — src ↗	$18.5K	58

$59.4M

186,583

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GILEAD SCIENCES INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for GILEAD SCIENCES INC, as it reported them
GILEAD SCIENCES INC · COM CUSIP — src ↗	$41.8M	299,686
GILEAD SCIENCES INC · COM CUSIP — src ↗	$16.3M	116,642
GILEAD SCIENCES INC · COM CUSIP — src ↗	$17.6K	126

$58.0M

416,454

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

OREILLY AUTOMOTIVE INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for OREILLY AUTOMOTIVE INC, as it reported them
OREILLY AUTOMOTIVE INC · COM CUSIP — src ↗	$41.9M	454,002
OREILLY AUTOMOTIVE INC · COM CUSIP — src ↗	$16.0M	172,866
OREILLY AUTOMOTIVE INC · COM CUSIP — src ↗	$17.9K	194

$57.9M

627,062

0.4%

—

ISHARES TR

6 positions · 6 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for ISHARES TR, as it reported them
ISHARES TR · CALIF MUN BD ETF CUSIP — src ↗	$22.5M	396,010
ISHARES TR · ISHS 1-5YR INVS CUSIP — src ↗	$18.1M	345,306
ISHARES TR · NEW YORK MUN ETF CUSIP — src ↗	$7.6M	143,376
ISHARES TR · JPMORGAN USD EMG CUSIP — src ↗	$6.0M	63,394
ISHARES TR · PFD AND INCM SEC CUSIP — src ↗	$2.0M	66,148
ISHARES TR · AGENCY BOND ETF CUSIP — src ↗	$1.0M	9,211

ticker not yet mapped

$57.3M

1,023,445

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MCDONALDS CORP

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for MCDONALDS CORP, as it reported them
MCDONALDS CORP · COM CUSIP — src ↗	$52.4M	168,585
MCDONALDS CORP · COM CUSIP — src ↗	$4.5M	14,437
MCDONALDS CORP · COM CUSIP — src ↗	$17.4K	56

$56.9M

183,078

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MONDELEZ INTL INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for MONDELEZ INTL INC, as it reported them
MONDELEZ INTL INC · CL A CUSIP — src ↗	$39.6M	687,418
MONDELEZ INTL INC · CL A CUSIP — src ↗	$15.7M	271,953
MONDELEZ INTL INC · CL A CUSIP — src ↗	$1.1M	18,450

$56.4M

977,821

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ADOBE INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for ADOBE INC, as it reported them
ADOBE INC · COM CUSIP — src ↗	$33.3M	137,139
ADOBE INC · COM CUSIP — src ↗	$20.4M	84,082
ADOBE INC · COM CUSIP — src ↗	$16.0K	66

$53.8M

221,287

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for ABBVIE INC, as it reported them
ABBVIE INC · COM CUSIP — src ↗	$37.5M	172,376
ABBVIE INC · COM CUSIP — src ↗	$15.2M	69,781
ABBVIE INC · COM CUSIP — src ↗	$771K	3,544

$53.4M

245,701

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GOLDMAN SACHS GROUP INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for GOLDMAN SACHS GROUP INC, as it reported them
GOLDMAN SACHS GROUP INC · COM CUSIP — src ↗	$44.6M	52,704
GOLDMAN SACHS GROUP INC · COM CUSIP — src ↗	$8.6M	10,112
GOLDMAN SACHS GROUP INC · COM CUSIP — src ↗	$18.6K	22

$53.2M

62,838

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HONEYWELL INTL INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for HONEYWELL INTL INC, as it reported them
HONEYWELL INTL INC · COM CUSIP — src ↗	$29.8M	131,981
HONEYWELL INTL INC · COM CUSIP — src ↗	$22.1M	97,905
HONEYWELL INTL INC · COM CUSIP — src ↗	$17.4K	77

$52.0M

229,963

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COCA COLA CO

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for COCA COLA CO, as it reported them
COCA COLA CO · COM CUSIP — src ↗	$46.5M	611,009
COCA COLA CO · COM CUSIP — src ↗	$5.1M	66,747
COCA COLA CO · COM CUSIP — src ↗	$17.9K	236

$51.6M

677,992

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VERIZON COMMUNICATIONS INC

1 position · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for VERIZON COMMUNICATIONS INC, as it reported them
VERIZON COMMUNICATIONS INC · COM CUSIP — src ↗	$45.9M	915,006
VERIZON COMMUNICATIONS INC · COM CUSIP — src ↗	$4.2M	83,168
VERIZON COMMUNICATIONS INC · COM CUSIP — src ↗	$1.1M	21,384
VERIZON COMMUNICATIONS INC · COM CUSIP — src ↗	$2.5K	50

$51.2M

1,019,608

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTEL CORP

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for INTEL CORP, as it reported them
INTEL CORP · COM CUSIP — src ↗	$49.9M	1,130,798
INTEL CORP · COM CUSIP — src ↗	$649K	14,717
INTEL CORP · COM CUSIP — src ↗	$16.9K	383

$50.6M

1,145,898

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COMCAST CORP NEW

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for COMCAST CORP NEW, as it reported them
COMCAST CORP NEW · CL A CUSIP — src ↗	$26.4M	919,655
COMCAST CORP NEW · CL A CUSIP — src ↗	$22.8M	792,860
COMCAST CORP NEW · CL A CUSIP — src ↗	$1.0M	35,075

$50.2M

1,747,590

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

UNION PAC CORP

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for UNION PAC CORP, as it reported them
UNION PAC CORP · COM CUSIP — src ↗	$46.7M	192,550
UNION PAC CORP · COM CUSIP — src ↗	$1.8M	7,393
UNION PAC CORP · COM CUSIP — src ↗	$17.7K	73

$48.5M

200,016

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOME DEPOT INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for HOME DEPOT INC, as it reported them
HOME DEPOT INC · COM CUSIP — src ↗	$41.4M	125,736
HOME DEPOT INC · COM CUSIP — src ↗	$5.7M	17,312
HOME DEPOT INC · COM CUSIP — src ↗	$17.1K	52

$47.1M

143,100

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MARVELL TECHNOLOGY INC

1 position · 2 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for MARVELL TECHNOLOGY INC, as it reported them
MARVELL TECHNOLOGY INC · COM CUSIP — src ↗	$25.5M	257,947
MARVELL TECHNOLOGY INC · COM CUSIP — src ↗	$21.1M	212,594

$46.6M

470,541

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SYNOPSYS INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for SYNOPSYS INC, as it reported them
SYNOPSYS INC · COM CUSIP — src ↗	$30.1M	75,860
SYNOPSYS INC · COM CUSIP — src ↗	$15.4M	38,948
SYNOPSYS INC · COM CUSIP — src ↗	$16.7K	42

$45.5M

114,850

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LINDE PLC · SHS CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$45.5M

91,839

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VERTEX PHARMACEUTICALS INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for VERTEX PHARMACEUTICALS INC, as it reported them
VERTEX PHARMACEUTICALS INC · COM CUSIP — src ↗	$28.6M	63,967
VERTEX PHARMACEUTICALS INC · COM CUSIP — src ↗	$16.2M	36,382
VERTEX PHARMACEUTICALS INC · COM CUSIP — src ↗	$16.5K	37

$44.8M

100,386

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

T-MOBILE US INC

1 position · 2 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for T-MOBILE US INC, as it reported them
T-MOBILE US INC · COM CUSIP — src ↗	$44.7M	212,923
T-MOBILE US INC · COM CUSIP — src ↗	$18.1K	86

$44.7M

213,009

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTUITIVE SURGICAL INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for INTUITIVE SURGICAL INC, as it reported them
INTUITIVE SURGICAL INC · COM NEW CUSIP — src ↗	$33.1M	71,793
INTUITIVE SURGICAL INC · COM NEW CUSIP — src ↗	$11.6M	25,170
INTUITIVE SURGICAL INC · COM NEW CUSIP — src ↗	$17.1K	37

$44.7M

97,000

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NORTHROP GRUMMAN CORP

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for NORTHROP GRUMMAN CORP, as it reported them
NORTHROP GRUMMAN CORP · COM CUSIP — src ↗	$43.8M	64,135
NORTHROP GRUMMAN CORP · COM CUSIP — src ↗	$861K	1,262
NORTHROP GRUMMAN CORP · COM CUSIP — src ↗	$17.1K	25

$44.6M

65,422

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PALO ALTO NETWORKS INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for PALO ALTO NETWORKS INC, as it reported them
PALO ALTO NETWORKS INC · COM CUSIP — src ↗	$26.4M	164,462
PALO ALTO NETWORKS INC · COM CUSIP — src ↗	$17.7M	110,511
PALO ALTO NETWORKS INC · COM CUSIP — src ↗	$17.6K	110

$44.1M

275,083

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DUKE ENERGY CORP NEW

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for DUKE ENERGY CORP NEW, as it reported them
DUKE ENERGY CORP NEW · COM NEW CUSIP — src ↗	$39.9M	304,889
DUKE ENERGY CORP NEW · COM NEW CUSIP — src ↗	$3.0M	22,670
DUKE ENERGY CORP NEW · COM NEW CUSIP — src ↗	$1.1M	8,317

$44.0M

335,876

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TEXAS INSTRS INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for TEXAS INSTRS INC, as it reported them
TEXAS INSTRS INC · COM CUSIP — src ↗	$41.4M	213,084
TEXAS INSTRS INC · COM CUSIP — src ↗	$2.3M	12,014
TEXAS INSTRS INC · COM CUSIP — src ↗	$17.9K	92

$43.7M

225,190

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ZOETIS INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for ZOETIS INC, as it reported them
ZOETIS INC · CL A CUSIP — src ↗	$41.9M	354,116
ZOETIS INC · CL A CUSIP — src ↗	$744K	6,295
ZOETIS INC · CL A CUSIP — src ↗	$181K	1,533

$42.8M

361,944

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DOORDASH INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for DOORDASH INC, as it reported them
DOORDASH INC · CL A CUSIP — src ↗	$29.4M	195,765
DOORDASH INC · CL A CUSIP — src ↗	$12.9M	86,219
DOORDASH INC · CL A CUSIP — src ↗	$16.1K	107

$42.4M

282,091

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERCONTINENTAL EXCHANGE IN

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for INTERCONTINENTAL EXCHANGE IN, as it reported them
INTERCONTINENTAL EXCHANGE IN · COM CUSIP — src ↗	$39.7M	252,653
INTERCONTINENTAL EXCHANGE IN · COM CUSIP — src ↗	$996K	6,331
INTERCONTINENTAL EXCHANGE IN · COM CUSIP — src ↗	$18.4K	117

$40.8M

259,101

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CONSTELLATION ENERGY CORP

1 position · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for CONSTELLATION ENERGY CORP, as it reported them
CONSTELLATION ENERGY CORP · COM CUSIP — src ↗	$21.3M	76,383
CONSTELLATION ENERGY CORP · COM CUSIP — src ↗	$19.0M	67,922
CONSTELLATION ENERGY CORP · COM CUSIP — src ↗	$197K	704
CONSTELLATION ENERGY CORP · COM CUSIP — src ↗	$17.0K	61

$40.5M

145,070

0.3%

—

NUVEEN CA DIVI ADV MUN · COM CUSIP 67066Y105
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$40.0M

3,435,676

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PFIZER INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for PFIZER INC, as it reported them
PFIZER INC · COM CUSIP — src ↗	$34.4M	1,226,111
PFIZER INC · COM CUSIP — src ↗	$2.8M	100,989
PFIZER INC · COM CUSIP — src ↗	$1.1M	40,589

$38.4M

1,367,689

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CUMMINS INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for CUMMINS INC, as it reported them
CUMMINS INC · COM CUSIP — src ↗	$36.8M	68,390
CUMMINS INC · COM CUSIP — src ↗	$703K	1,307
CUMMINS INC · COM CUSIP — src ↗	$17.8K	33

$37.5M

69,730

0.3%

—

NUVEEN AMT FREE MUN CR INC F · COM CUSIP 67071L106
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$36.5M

2,961,500

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEXTERA ENERGY INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for NEXTERA ENERGY INC, as it reported them
NEXTERA ENERGY INC · COM CUSIP — src ↗	$32.0M	344,497
NEXTERA ENERGY INC · COM CUSIP — src ↗	$4.3M	46,143
NEXTERA ENERGY INC · COM CUSIP — src ↗	$18.6K	200

$36.3M

390,840

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SHERWIN WILLIAMS CO

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for SHERWIN WILLIAMS CO, as it reported them
SHERWIN WILLIAMS CO · COM CUSIP — src ↗	$31.8M	99,193
SHERWIN WILLIAMS CO · COM CUSIP — src ↗	$4.0M	12,560
SHERWIN WILLIAMS CO · COM CUSIP — src ↗	$18.3K	57

$35.8M

111,810

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WELLTOWER INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for WELLTOWER INC, as it reported them
WELLTOWER INC · COM CUSIP — src ↗	$33.4M	169,079
WELLTOWER INC · COM CUSIP — src ↗	$2.3M	11,677
WELLTOWER INC · COM CUSIP — src ↗	$17.6K	89

$35.8M

180,845

0.3%

—

NUVEEN QUALITY MUNCP INCOME · COM CUSIP 67066V101
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$35.3M

3,068,531

0.3%

—

NUVEEN AMT FREE QLTY MUN INC · COM CUSIP 670657105
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$35.0M

3,112,598

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AUTOMATIC DATA PROCESSING IN

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for AUTOMATIC DATA PROCESSING IN, as it reported them
AUTOMATIC DATA PROCESSING IN · COM CUSIP — src ↗	$18.4M	90,433
AUTOMATIC DATA PROCESSING IN · COM CUSIP — src ↗	$16.1M	79,202
AUTOMATIC DATA PROCESSING IN · COM CUSIP — src ↗	$17.3K	85

$34.5M

169,720

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SPDR GOLD TR

1 position · 2 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for SPDR GOLD TR, as it reported them
SPDR GOLD TR · GOLD SHS CUSIP — src ↗	$34.3M	79,659
SPDR GOLD TR · GOLD SHS CUSIP — src ↗	$185K	430

$34.5M

80,089

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AUTODESK INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for AUTODESK INC, as it reported them
AUTODESK INC · COM CUSIP — src ↗	$24.0M	100,321
AUTODESK INC · COM CUSIP — src ↗	$10.4M	43,402
AUTODESK INC · COM CUSIP — src ↗	$17.5K	73

$34.4M

143,796

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CATERPILLAR INC

1 position · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for CATERPILLAR INC, as it reported them
CATERPILLAR INC · COM CUSIP — src ↗	$25.6M	36,094
CATERPILLAR INC · COM CUSIP — src ↗	$8.7M	12,294
CATERPILLAR INC · COM CUSIP — src ↗	$18.4K	26
CATERPILLAR INC · COM CUSIP — src ↗	$17.7K	25

$34.3M

48,439

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BRISTOL-MYERS SQUIBB CO

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for BRISTOL-MYERS SQUIBB CO, as it reported them
BRISTOL-MYERS SQUIBB CO · COM CUSIP — src ↗	$31.3M	516,112
BRISTOL-MYERS SQUIBB CO · COM CUSIP — src ↗	$1.8M	30,348
BRISTOL-MYERS SQUIBB CO · COM CUSIP — src ↗	$1.1M	17,684

$34.2M

564,144

0.3%

—

JANUS DETROIT STR TR

2 positions · 2 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for JANUS DETROIT STR TR, as it reported them
JANUS DETROIT STR TR · HENDERSON MTG CUSIP — src ↗	$31.0M	685,210
JANUS DETROIT STR TR · HENDRSON AAA CL CUSIP 47103U845 src ↗	$3.2M	63,863

ticker not yet mapped

$34.2M

749,073

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CINTAS CORP

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for CINTAS CORP, as it reported them
CINTAS CORP · COM CUSIP — src ↗	$20.0M	117,952
CINTAS CORP · COM CUSIP — src ↗	$13.2M	78,092
CINTAS CORP · COM CUSIP — src ↗	$15.7K	93

$33.2M

196,137

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

REGENERON PHARMACEUTICALS

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for REGENERON PHARMACEUTICALS, as it reported them
REGENERON PHARMACEUTICALS · COM CUSIP — src ↗	$21.4M	27,689
REGENERON PHARMACEUTICALS · COM CUSIP — src ↗	$11.7M	15,196
REGENERON PHARMACEUTICALS · COM CUSIP — src ↗	$18.5K	24

$33.2M

42,909

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON CONTROLS INTERNATION · SHS CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$33.1M

252,696

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for ELI LILLY & CO, as it reported them
ELI LILLY & CO · COM CUSIP — src ↗	$23.6M	25,672
ELI LILLY & CO · COM CUSIP — src ↗	$8.9M	9,661
ELI LILLY & CO · COM CUSIP — src ↗	$16.6K	18

$32.5M

35,351

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STARBUCKS CORP

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for STARBUCKS CORP, as it reported them
STARBUCKS CORP · COM CUSIP — src ↗	$20.2M	226,028
STARBUCKS CORP · COM CUSIP — src ↗	$12.2M	135,824
STARBUCKS CORP · COM CUSIP — src ↗	$16.2K	181

$32.4M

362,033

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER & GAMBLE CO

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for PROCTER & GAMBLE CO, as it reported them
PROCTER & GAMBLE CO · COM CUSIP — src ↗	$24.9M	172,279
PROCTER & GAMBLE CO · COM CUSIP — src ↗	$6.2M	42,580
PROCTER & GAMBLE CO · COM CUSIP — src ↗	$17.3K	120

$31.1M

214,979

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DEERE & CO

1 position · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for DEERE & CO, as it reported them
DEERE & CO · COM CUSIP — src ↗	$29.5M	52,381
DEERE & CO · COM CUSIP — src ↗	$1.3M	2,386
DEERE & CO · COM CUSIP — src ↗	$17.5K	31
DEERE & CO · COM CUSIP — src ↗	$6.8K	12

$30.9M

54,810

0.2%

—

ISHARES TR

4 positions · 4 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for ISHARES TR, as it reported them
ISHARES TR · FLTG RATE NT ETF CUSIP 46429B655 src ↗	$15.1M	295,638
ISHARES TR · 0-5 YR TIPS ETF CUSIP 46429B747 src ↗	$12.1M	117,444
ISHARES TR · A RATE CP BD ETF CUSIP 46429B291 src ↗	$2.2M	46,917
ISHARES TR · CMBS ETF CUSIP 46429B366 src ↗	$1.0M	20,957

ticker not yet mapped

$30.5M

480,956

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTUIT

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for INTUIT, as it reported them
INTUIT · COM CUSIP — src ↗	$24.2M	55,883
INTUIT · COM CUSIP — src ↗	$4.4M	10,149
INTUIT · COM CUSIP — src ↗	$17.7K	41

$28.6M

66,073

0.2%

—

INVESCO EXCH TRADED FD TR II

5 positions · 5 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for INVESCO EXCH TRADED FD TR II, as it reported them
INVESCO EXCH TRADED FD TR II · CALIF AMT MUN CUSIP 46138E206 src ↗	$20.5M	856,961
INVESCO EXCH TRADED FD TR II · NY AMT FRE MUN CUSIP 46138E529 src ↗	$3.6M	160,963
INVESCO EXCH TRADED FD TR II · PFD ETF CUSIP 46138E511 src ↗	$1.7M	158,201
INVESCO EXCH TRADED FD TR II · INTL CORP BD CUSIP 46138E636 src ↗	$1.4M	60,665
INVESCO EXCH TRADED FD TR II · GLOBAL EX US HGH CUSIP 46138E669 src ↗	$1.3M	68,962

ticker not yet mapped

$28.5M

1,305,752

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLOVIN CORP

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for APPLOVIN CORP, as it reported them
APPLOVIN CORP · COM CL A CUSIP — src ↗	$25.2M	63,306
APPLOVIN CORP · COM CL A CUSIP — src ↗	$3.1M	7,740
APPLOVIN CORP · COM CL A CUSIP — src ↗	$15.5K	39

$28.3M

71,085

0.2%

—

BLACKROCK MUNIHLDNGS CALI

1 position · 2 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for BLACKROCK MUNIHLDNGS CALI, as it reported them
BLACKROCK MUNIHLDNGS CALI · COM CUSIP 09254L107 src ↗	$28.2M	2,713,188
BLACKROCK MUNIHLDNGS CALI · COM CUSIP 09254L107 src ↗	$3.5K	336

ticker not yet mapped

$28.2M

2,713,524

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMERICAN ELEC PWR CO INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for AMERICAN ELEC PWR CO INC, as it reported them
AMERICAN ELEC PWR CO INC · COM CUSIP — src ↗	$15.4M	117,595
AMERICAN ELEC PWR CO INC · COM CUSIP — src ↗	$11.7M	89,077
AMERICAN ELEC PWR CO INC · COM CUSIP — src ↗	$1.1M	8,273

$28.2M

214,945

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SHOPIFY INC · CL A SUB VTG SHS CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$28.0M

235,720

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEWMONT CORP

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for NEWMONT CORP, as it reported them
NEWMONT CORP · COM CUSIP — src ↗	$19.2M	177,308
NEWMONT CORP · COM CUSIP — src ↗	$8.3M	76,476
NEWMONT CORP · COM CUSIP — src ↗	$17.1K	158

$27.5M

253,942

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

XCEL ENERGY INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for XCEL ENERGY INC, as it reported them
XCEL ENERGY INC · COM CUSIP — src ↗	$16.4M	206,107
XCEL ENERGY INC · COM CUSIP — src ↗	$11.0M	137,889
XCEL ENERGY INC · COM CUSIP — src ↗	$18.0K	227

$27.3M

344,223

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SERVICENOW INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for SERVICENOW INC, as it reported them
SERVICENOW INC · COM CUSIP — src ↗	$25.5M	244,141
SERVICENOW INC · COM CUSIP — src ↗	$1.6M	15,595
SERVICENOW INC · COM CUSIP — src ↗	$16.4K	157

$27.2M

259,893

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WORKDAY INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for WORKDAY INC, as it reported them
WORKDAY INC · CL A CUSIP — src ↗	$20.9M	160,542
WORKDAY INC · CL A CUSIP — src ↗	$6.0M	46,030
WORKDAY INC · CL A CUSIP — src ↗	$17.0K	131

$26.9M

206,703

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COPART INC

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for COPART INC, as it reported them
COPART INC · COM CUSIP — src ↗	$20.1M	606,424
COPART INC · COM CUSIP — src ↗	$6.3M	189,681
COPART INC · COM CUSIP — src ↗	$17.1K	514

$26.4M

796,619

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CSX CORP

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for CSX CORP, as it reported them
CSX CORP · COM CUSIP — src ↗	$15.3M	373,617
CSX CORP · COM CUSIP — src ↗	$11.1M	269,966
CSX CORP · COM CUSIP — src ↗	$18.7K	455

$26.4M

644,038

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERNATIONAL BUSINESS MACHS

1 position · 3 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for INTERNATIONAL BUSINESS MACHS, as it reported them
INTERNATIONAL BUSINESS MACHS · COM CUSIP — src ↗	$20.6M	85,014
INTERNATIONAL BUSINESS MACHS · COM CUSIP — src ↗	$4.7M	19,401
INTERNATIONAL BUSINESS MACHS · COM CUSIP — src ↗	$1.1M	4,456

$26.4M

108,871

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BLOCK INC

2 positions · 5 reported rows

Rows GUGGENHEIM CAPITAL LLC reported for BLOCK INC, as it reported them
BLOCK INC · NOTE 5/0 CUSIP — src ↗	$21.9M	21,951,000 PRN
BLOCK INC · NOTE 5/0 CUSIP — src ↗	$2.8M	2,840,000 PRN
BLOCK INC · CL A CUSIP — src ↗	$902K	14,990
BLOCK INC · CL A CUSIP — src ↗	$744K	12,358
BLOCK INC · CL A CUSIP — src ↗	$17.1K	284

$26.4M

—

0.2%

—

NUVEEN MUN VALUE FD INC · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$26.2M

2,914,499

0.2%

1–20 of the 100 issuers on this page

One line per issuer, largest first — open a line for its reported rows. Grouping ↗

Book shape

Tick = median of the 8,748 tracked filers with a 2026-03-31 book (the index median: the 8,662 with a complete book). Concentration uses reported 13F long value, not total assets; the index is withheld when any position lacks a value.

share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 32.6%below median 80.0%
integer Herfindahl–Hirschman index in basis points over disclosed position values: 67 bpsbelow median 446 bps
holdings with no disclosed value (undisclosed, or unreadable on the filing) — kept and counted, never shown as zero: 2956 / 2956median book 97.5 positions

1,831 quarter-over-quarter rows

Filing history

Available filing periods
Period	Source
2026-03-31	EDGAR ↗

Complete source filings on SEC EDGAR

The filing on EDGAR is the record, including any filed after this build.

Open GUGGENHEIM CAPITAL LLC's 13F filings on SEC EDGAR ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings: a position may have changed or closed since the quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars; each record notes its original unit.

Affiliated managers may report the same position, so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice.

Changes · Q1 2026Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Reported positions — 2026-03-31

Book shape

Filing history

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.