Public record / Tickers / ROK

ROK — ROCKWELL AUTOMATION, INC

Both disclosure regimes on one name: who in Congress filed about ROK, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
67
all PTR rows naming ROK
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
04-28
filed 2025-04-28
13F holders
500
top-500 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

Kevin Hern · $250K–$500K

Purchase · traded 2021-05-18 → filed 2021-06-15. Ranked over every ROK row by the provable lower bound, never a point estimate.

No member disclosed ROK in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

6 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

4 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 4 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING ROK · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning ROK
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2025-04-28Robert P. Bresnahan, Jr. R–PA-8SaleTraded 04-08 +20d$1K–$15K
2025-04-23George Whitesides D–CA-27SaleTraded 03-24 +30d$50K–$100K
2025-03-27Robert P. Bresnahan, Jr. R–PA-8PurchaseTraded 02-25 +30d$1K–$15K
2025-03-11Tim Moore R–NC-14SaleTraded 02-21 +18d$15K–$50K
2024-07-15Kevin Hern R–OK-1Purchase · JT (jointly owned)Traded 06-10 +35d$1K–$15K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 67 ↗

Members active in ROK

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14

No member disclosed ROK in the trailing 12 months.

Congress ↔ notable managers · ROK

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Trimming
1 Gotham Asset Management $35.6M held

new + add vs trim + exit, by shares · $ = reported value now, not the change · ROCKWELL AUTOMATION INC

Merged timeline of congressional filings and notable-manager moves on ROK
DateWhoChangeSize
2026-05-15Tudor Investment Corp 13Fnew+82,349 sh
2026-05-15Bridgewater Associates 13Fadd+36,759 sh
2026-05-15Gotham Asset Management 13Ftrim−15,950 sh
2026-05-14Caxton Associates 13Fnew+4,738 sh

4 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

full holders view ↗
Top institutional holders of ROK for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1BlackRock, Inc.$4.3B1
2VANGUARD CAPITAL MANAGEMENT LLC$2.6B1
3VANGUARD PORTFOLIO MANAGEMENT LLC$2.1B1
4STATE STREET CORP$1.8B1
5GEODE CAPITAL MANAGEMENT, LLC$1.1B1
6MORGAN STANLEY$1.0B1
7UBS Group AG$782M1
8Invesco Ltd.$605M1
9CHARLES SCHWAB INVESTMENT MANAGEMENT INC$554M1
10NORTHERN TRUST CORP$509M1
11UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$412M1
12BANK OF AMERICA CORP /DE/$376M1
13Amundi$358M1
14Sumitomo Mitsui Trust Group, Inc.$352M1
15NORDEA INVESTMENT MANAGEMENT AB$343M1
16Fisher Asset Management, LLC$333M1
17MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$324M1
18Legal & General Group Plc$292M1
19Holocene Advisors, LP$283M1
20VICTORY CAPITAL MANAGEMENT INC$272M1
21LAZARD ASSET MANAGEMENT LLC$271M1
22DIMENSIONAL FUND ADVISORS LP$254M1
23DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$232M1
24VANGUARD FIDUCIARY TRUST CO$227M1
25Bank of New York Mellon Corp$226M1
26Robeco Institutional Asset Management B.V.$223M1
27ALLIANCEBERNSTEIN L.P.$222M1
28ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$216M1
29RAYMOND JAMES FINANCIAL INC$192M1
30BALYASNY ASSET MANAGEMENT L.P.$191M1
31AMERIPRISE FINANCIAL INC$177M1
32VOYA INVESTMENT MANAGEMENT LLC$175M1
33FMR LLC$169M1
34ROYAL BANK OF CANADA$167M1
35DEUTSCHE BANK AG\$155M1
36Alecta Tjanstepension Omsesidigt$148M1
37HSBC HOLDINGS PLC$146M1
38DAVENPORT & Co LLC$145M1
39Mitsubishi UFJ Asset Management Co., Ltd.$143M1
40Man Group plc$130M1
41Quilter Plc$130M1
42SCHRODER INVESTMENT MANAGEMENT GROUP$127M1
43WORLDQUANT MILLENNIUM ADVISORS LLC$126M1
44BARCLAYS PLC$122M1
45Nuveen, LLC$121M1
46Swiss National Bank$118M1
47KING LUTHER CAPITAL MANAGEMENT CORP$109M1
48SATURNA CAPITAL CORP$108M1
49GREAT LAKES ADVISORS, LLC$104M1
50BLAIR WILLIAM & CO/IL$102M1
51MAIRS & POWER INC$102M1
52WELLS FARGO & COMPANY/MN$99.2M1
53Eurizon Capital SGR S.p.A.$98.3M1
54PRIMECAP MANAGEMENT CO/CA/$91.4M1
55JENNISON ASSOCIATES LLC$89.8M1
56Vanguard Global Advisers, LLC$88.0M1
57Allianz Asset Management GmbH$86.7M1
58CANADA PENSION PLAN INVESTMENT BOARD$85.4M1
59FEDERATED HERMES, INC.$84.1M1
60ONTARIO TEACHERS PENSION PLAN BOARD$83.7M1
61AGF MANAGEMENT LTD$82.5M1
62RHUMBLINE ADVISERS$75.7M1
63WESTFIELD CAPITAL MANAGEMENT CO LP$74.0M1
64STIFEL FINANCIAL CORP$73.6M1
65CAISSE DE DEPOT ET PLACEMENT DU QUEBEC$72.8M1
66MILLENNIUM MANAGEMENT LLC$71.5M1
67CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM$70.4M1
68Birch Hill Investment Advisors LLC$67.7M1
69CITIGROUP INC$67.5M1
70VANGUARD ASSET MANAGEMENT, Ltd$65.5M1
71Candriam S.C.A.$65.5M1
72CITADEL ADVISORS LLC$61.6M1
73National Pension Service$61.4M1
74SEB Asset Management AB$61.3M1
75HighTower Advisors, LLC$60.4M1
76WATERS PARKERSON & CO., LLC$60.0M1
77D. E. Shaw & Co., Inc.$60.0M1
78UniSuper Management Pty Ltd$59.8M1
79Stephens Investment Management Group LLC$59.2M1
80LPL Financial LLC$59.1M1
81FRANKLIN RESOURCES INC$58.0M1
82ENVESTNET ASSET MANAGEMENT INC$57.0M1
83PRUDENTIAL FINANCIAL INC$55.9M1
84MARKEL GROUP INC.$55.6M1
85PRINCIPAL FINANCIAL GROUP INC$55.3M1
86Quantinno Capital Management LP$54.5M1
87CAPITAL ADVISORS INC/OK$52.9M1
88BNP Paribas Asset Management Holding S.A.$52.4M1
89Rockefeller Capital Management L.P.$49.5M1
90Qube Research & Technologies Ltd$47.4M1
91IMC-Chicago, LLC$45.5M1
92STOREBRAND ASSET MANAGEMENT AS$44.0M1
93Corient Private Wealth LLC$43.7M1
94PFA Pension, Forsikringsaktieselskab$43.3M1
95DIVERSIFIED MANAGEMENT INC$43.1M1
96Aberdeen Group plc$42.2M1
97Universal- Beteiligungs- und Servicegesellschaft mbH$39.0M1
98ADAGE CAPITAL PARTNERS GP, L.L.C.$36.1M1
99Sterling Capital Management LLC$35.8M1
100STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$35.6M1
101Gotham Asset Management, LLC$35.6M1
102AVIVA PLC$35.0M1
103Korea Investment CORP$34.7M1
104DANSKE BANK A/S$34.2M1
105FIRST TRUST ADVISORS LP$34.0M1
106EP Wealth Advisors, LLC$33.9M1
107Mirae Asset Global Investments Co., Ltd.$33.0M1
108MANUFACTURERS LIFE INSURANCE COMPANY, THE$32.7M1
109Zurcher Kantonalbank (Zurich Cantonalbank)$32.7M1
110RENAISSANCE GROUP LLC$32.3M1
111Hemenway Trust Co LLC$32.3M1
112Trexquant Investment LP$31.8M1
113Pictet Asset Management Holding SA$31.2M1
114Mitsubishi UFJ Trust & Banking Corp$30.8M1
115COMMONWEALTH EQUITY SERVICES, LLC$30.6M1
116DAVIS R M INC$30.0M1
117TUDOR INVESTMENT CORP ET AL$29.6M1
118TRUIST FINANCIAL CORP$28.5M1
119AQR CAPITAL MANAGEMENT LLC$28.5M1
120Baird Financial Group, Inc.$28.4M1
121BANK OF MONTREAL /CAN/$27.5M1
122NATIONAL BANK OF CANADA /FI/$27.4M1
123EXCHANGE TRADED CONCEPTS, LLC$27.2M1
124DJE Kapital AG$26.1M1
125US BANCORP \DE\$25.8M1
126Granite Investment Partners, LLC$24.2M1
127NEW YORK STATE COMMON RETIREMENT FUND$24.2M1
128Howard Capital Management Group, LLC$23.7M1
129STATE OF WISCONSIN INVESTMENT BOARD$22.9M1
130PARNASSUS INVESTMENTS, LLC$22.6M1
131SEI INVESTMENTS CO$22.1M1
132ROYAL LONDON ASSET MANAGEMENT LTD$21.2M1
133Covea Finance$21.0M1
134GHP Investment Advisors, Inc.$20.8M1
135Zurich Insurance Group Ltd/FI$20.8M1
136Asset Management One Co., Ltd.$20.7M1
137Andra AP-fonden$20.4M1
138EVENTIDE ASSET MANAGEMENT, LLC$20.1M1
139Osmosis Investment Management UK Ltd$20.1M1
140Chevy Chase Trust Holdings, LLC$20.0M1
141PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO$19.7M1
142JAG CAPITAL MANAGEMENT, LLC$19.6M1
143SouthState Bank Corp$19.5M1
144Heron Bay Capital Management$19.4M1
145NOMURA HOLDINGS INC$19.0M1
146Mariner, LLC$19.0M1
147Swiss Life Asset Management Ltd$18.9M1
148Vanguard Investments Australia, Ltd.$18.9M1
149Carnegie Investment Counsel$18.9M1
150TD ASSET MANAGEMENT INC$18.8M1
151PANAGORA ASSET MANAGEMENT INC$18.4M1
152Arbejdsmarkedets Tillaegspension$18.2M1
153Swedbank AB$18.0M1
154APG Asset Management N.V.$17.9M1
155SUSQUEHANNA INTERNATIONAL GROUP, LLP$17.8M1
156TOCQUEVILLE ASSET MANAGEMENT L.P.$17.7M1
157NORTH STAR ASSET MANAGEMENT INC$17.4M1
158Tidal Investments LLC$17.1M1
159COMMERCE BANK$17.0M1
160Gradient Investments LLC$16.9M1
161CABOT WEALTH MANAGEMENT INC$16.8M1
162Focus Partners Wealth$16.6M1
163Daiwa Securities Group Inc.$16.6M1
164Rodgers Brothers Inc.$16.5M1
165OPPENHEIMER & CO INC$16.2M1
166NOMURA ASSET MANAGEMENT CO LTD$15.7M1
167GRANDFIELD & DODD, LLC$15.7M1
168KLP KAPITALFORVALTNING AS$15.4M1
169KEYBANK NATIONAL ASSOCIATION/OH$15.2M1
170Creative Planning$15.1M1
171LMCG INVESTMENTS, LLC$15.0M1
172CIBC Bancorp USA Inc.$15.0M1
173Core Wealth Partners LLC$15.0M1
174NATIXIS$14.9M1
175NISSAY ASSET MANAGEMENT CORP /JAPAN$14.8M1
176Apollon Wealth Management, LLC$14.6M1
177Cetera Investment Advisers$14.4M1
178Ensign Peak Advisors, Inc$14.3M1
179Woodline Partners LP$14.2M1
180ISTHMUS PARTNERS, LLC$14.1M1
181Ceredex Value Advisors LLC$14.0M1
182NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$14.0M1
183State of New Jersey Common Pension Fund D$13.6M1
184Bridgewater Associates, LP$13.6M1
185DnB Asset Management AS$13.4M1
186BANQUE PICTET & CIE SA$13.4M1
187AMERICAN CENTURY COMPANIES INC$13.4M1
188Broderick Brian C$13.2M1
189BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp$13.2M1
190OAK ASSOCIATES LTD /OH/$13.1M1
191Bank Julius Baer & Co. Ltd, Zurich$13.0M1
192Lombard Odier Asset Management (Europe) Ltd$13.0M1
193FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND$13.0M1
194Lansforsakringar Fondforvaltning AB (publ)$12.9M1
195Tredje AP-fonden$12.8M1
196FIFTH THIRD BANCORP$12.6M1
197OSAIC HOLDINGS, INC.$12.6M1
198Resona Asset Management Co.,Ltd.$12.5M1
199TEACHER RETIREMENT SYSTEM OF TEXAS$12.5M1
200Albar Capital Partners LLP$12.4M1
201NewEdge Advisors, LLC$12.4M1
202BANCO BILBAO VIZCAYA ARGENTARIA, S.A.$12.1M1
203Talbot Financial, LLC$11.9M1
204TORONTO DOMINION BANK$11.9M1
205Advisors Asset Management, Inc.$11.6M1
206M. Kraus & Co$11.3M1
207NISA INVESTMENT ADVISORS, LLC$11.1M1
208Vinva Investment Management Ltd$11.0M1
209Czech National Bank$11.0M1
210Arizona State Retirement System$11.0M1
211Cerity Partners LLC$10.9M1
212Foresight Group Ltd Liability Partnership$10.9M1
213J. Goldman & Co LP$10.8M1
214BROWN ADVISORY INC$10.7M1
215STATE OF MICHIGAN RETIREMENT SYSTEM$10.5M1
216ABN AMRO INVESTMENT SOLUTIONS$10.5M1
217D.A. DAVIDSON & CO.$10.4M1
218Portland Global Advisors LLC$10.2M1
219Kestra Advisory Services, LLC$10.1M1
220CAPITOLIS LIQUID GLOBAL MARKETS LLC$10.0M1
221SOMERVILLE KURT F$9.9M1
222FIL Ltd$9.8M1
223SCOPUS ASSET MANAGEMENT, L.P.$9.8M1
224CIBC Asset Management Inc$9.7M1
225TWO SIGMA INVESTMENTS, LP$9.7M1
226MetLife Investment Management, LLC$9.6M1
227Lighthouse Investment Partners, LLC$9.4M1
228BARTLETT & CO. WEALTH MANAGEMENT LLC$9.4M1
229COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS$9.4M1
230PUZO MICHAEL J$9.4M1
231CREDIT AGRICOLE S A$9.3M1
232IFM Investors Pty Ltd$9.3M1
233Delaney Dennis R$9.3M1
234F/m Investments LLC$9.3M1
235PRUDENTIAL PLC$9.2M1
236MEEDER ASSET MANAGEMENT INC$9.2M1
237NorthCrest Asset Manangement, LLC$9.0M1
238ASR Vermogensbeheer N.V.$8.9M1
2391832 Asset Management L.P.$8.8M1
240Retirement Systems of Alabama$8.6M1
241Kidder Stephen W$8.4M1
242EFG International AG$8.3M1
243USS Investment Management Ltd$8.2M1
244U.S. Capital Wealth Advisors, LLC$8.1M1
245Assenagon Asset Management S.A.$8.1M1
246L. Roy Papp & Associates, LLP$8.0M1
247ROCKLAND TRUST CO$8.0M1
248Mandatum Life Insurance Co Ltd$8.0M1
249LGT Group Foundation$8.0M1
250KWMG, LLC$7.9M1
251WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$7.8M1
252Y-Intercept (Hong Kong) Ltd$7.8M1
253Groupe la Francaise$7.8M1
254Federation des caisses Desjardins du Quebec$7.8M1
255L & S Advisors Inc$7.8M1
256Iyo Bank, Ltd.$7.7M1
257AIA Group Ltd$7.6M1
258XPONANCE LLC$7.6M1
259MERCER GLOBAL ADVISORS INC /ADV$7.5M1
260Ethic Inc.$7.5M1
261TEMA ETFS LLC$7.4M1
262Atlantic Union Bankshares Corp$7.4M1
263NLB Skladi, upravljanje premozenja, d.o.o.$7.4M1
264ProShare Advisors LLC$7.4M1
265Telos Capital Management, Inc.$7.4M1
266NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$7.3M1
267Dorsey & Whitney Trust CO LLC$7.3M1
268BANK OF NOVA SCOTIA$7.1M1
269NICHOLAS COMPANY, INC.$7.0M1
270ABN AMRO Bank N.V.$7.0M1
271Pathstone Holdings, LLC$6.9M1
272Silvant Capital Management LLC$6.8M1
273O'SHAUGHNESSY ASSET MANAGEMENT, LLC$6.7M1
274Utah Retirement Systems$6.6M1
275STEPHENS INC /AR/$6.6M1
276PUBLIC SECTOR PENSION INVESTMENT BOARD$6.5M1
277Azimuth Capital Investment Management LLC$6.5M1
278M&G Plc$6.5M1
279MAI Capital Management$6.4M1
280ING GROEP NV$6.4M1
281Sanctuary Advisors, LLC$6.4M1
282Stratos Wealth Advisors, LLC$6.0M1
283NEW YORK LIFE INVESTMENT MANAGEMENT LLC$6.0M1
284Vanguard Personalized Indexing Management, LLC$6.0M1
285Sumitomo Mitsui DS Asset Management Company, Ltd$6.0M1
286LBP AM SA$5.9M1
287Sompo Asset Management Co., Ltd.$5.9M1
288Squarepoint Ops LLC$5.9M1
289Rakuten Investment Management, Inc.$5.8M1
290Morningstar Investment Management LLC$5.8M1
291Robinhood Asset Management, LLC$5.8M1
292McGuire Investment Group, LLC$5.7M1
293NEOS Investment Management LLC$5.5M1
294Notis-McConarty Edward$5.5M1
295Elo Mutual Pension Insurance Co$5.4M1
296S-Bank Fund Management Ltd$5.4M1
297Elefante Mark B$5.3M1
298Ascent Wealth Partners, LLC$5.2M1
299Bill Few Associates, Inc.$5.2M1
300HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$5.2M1
301Pinnacle Financial Partners, Inc.$5.1M1
302WHITENER CAPITAL MANAGEMENT, INC.$5.1M1
303FARMERS & MERCHANTS INVESTMENTS INC$5.1M1
304LANSDOWNE PARTNERS (UK) LLP$5.0M1
305Crossmark Global Holdings, Inc.$5.0M1
306Sequoia Financial Advisors, LLC$5.0M1
307Aventail Capital Group, LP$5.0M1
308TRILLIUM ASSET MANAGEMENT, LLC$4.9M1
309Roberts Wealth Advisors, LLC$4.9M1
310Janus Henderson Group Ltd.$4.8M1
311MACKENZIE FINANCIAL CORP$4.8M1
312GLENMEDE TRUST CO NA$4.8M1
313IQ EQ FUND MANAGEMENT (IRELAND) Ltd$4.8M1
314BEESE FULMER INVESTMENT MANAGEMENT, INC.$4.8M1
315ODDO BHF ASSET MANAGEMENT SAS$4.7M1
316Brevan Howard Capital Management LP$4.7M1
317CIBC WORLD MARKET INC.$4.7M1
318OREGON PUBLIC EMPLOYEES RETIREMENT FUND$4.6M1
319SCOTIA CAPITAL INC.$4.5M1
320SEARLE & CO.$4.4M1
321FIDUCIARY TRUST CO$4.3M1
322M&T BANK CORP$4.3M1
323YOUSIF CAPITAL MANAGEMENT, LLC$4.3M1
324MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC$4.3M1
325OMERS ADMINISTRATION Corp$4.2M1
326Bedell Frazier Investment Counselling, LLC$4.2M1
327SMITHBRIDGE ASSET MANAGEMENT INC/DE$4.1M1
328Madison Asset Management, LLC$4.1M1
329Dempze Nancy E$4.1M1
330OP Asset Management Ltd$4.1M1
331Rokos Capital Management LLP$3.9M1
332Financiere des Professionnels - Fonds d'investissement inc.$3.8M1
333ALERUS FINANCIAL NA$3.8M1
334First Pacific Financial$3.8M1
335Vontobel Holding Ltd.$3.8M1
336PATTON FUND MANAGEMENT, INC.$3.8M1
337Grantham, Mayo, Van Otterloo & Co. LLC$3.7M1
338BAR HARBOR WEALTH MANAGEMENT$3.7M1
339GROUP ONE TRADING LLC$3.6M1
340MCDONALD PARTNERS LLC$3.6M1
341Empowered Funds, LLC$3.6M1
342MACQUARIE GROUP LTD$3.5M1
343LGT Fund Management Co Ltd.$3.5M1
344Orion Porfolio Solutions, LLC$3.4M1
345Wealthfront Advisers LLC$3.4M1
346Jain Global LLC$3.3M1
347Private Advisor Group, LLC$3.3M1
348WESTPORT ASSET MANAGEMENT INC$3.2M1
349INTECH INVESTMENT MANAGEMENT LLC$3.2M1
350GUYASUTA INVESTMENT ADVISORS INC$3.1M1
351BUCKHEAD CAPITAL MANAGEMENT LLC$3.1M1
352GREENLEAF TRUST$3.1M1
353J. Safra Sarasin Holding AG$3.0M1
354TD Waterhouse Canada Inc.$3.0M1
355SIMPLEX TRADING, LLC$3.0M1
356Farringdon Capital, Ltd.$3.0M1
357VCI Wealth Management LLC$2.9M1
358Cresset Asset Management, LLC$2.9M1
359Investment Management Corp of Ontario$2.9M1
360Polymer Capital Management (US) LLC$2.9M1
361Lido Advisors, LLC$2.9M1
362SIH Partners, LLLP$2.8M1
363ZACKS INVESTMENT MANAGEMENT$2.8M1
364Venture Visionary Partners LLC$2.8M1
365Vident Advisory, LLC$2.8M1
366KLEIN PAVLIS & PEASLEY FINANCIAL, INC.$2.8M1
367Smith Group Asset Management, LLC$2.7M1
368Summit Trail Advisors, LLC$2.7M1
369Slow Capital, Inc.$2.7M1
370United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund$2.6M1
371Rafferty Asset Management, LLC$2.6M1
372Regents Gate Capital LLP$2.6M1
373Norinchukin Bank, The$2.6M1
374Edgestream Partners, L.P.$2.6M1
375Ascent Group, LLC$2.5M1
376&PARTNERS$2.5M1
377Knollwood Investment Advisory, LLC$2.5M1
378FORA Capital, LLC$2.5M1
379Stratos Wealth Partners, LTD.$2.5M1
380NORTHCAPE WEALTH MANAGEMENT, LLC$2.5M1
381MIZUHO SECURITIES USA LLC$2.4M1
382Orange Investment Advisors, Inc.$2.4M1
383MONETA GROUP INVESTMENT ADVISORS LLC$2.4M1
384Jefferies Financial Group Inc.$2.4M1
385Laird Norton Wetherby Trust Company, LLC$2.3M1
386Aptus Capital Advisors, LLC$2.3M1
387HARTFORD INVESTMENT MANAGEMENT CO$2.3M1
388Dai-ichi Life Insurance Company, Ltd$2.3M1
389SilverOak Wealth Management LLC$2.3M1
390Banque Transatlantique SA$2.3M1
391Summit Financial, LLC$2.3M1
392Carmel Capital Partners, LLC$2.3M1
393Banque Cantonale Vaudoise$2.2M1
394NWAM LLC$2.2M1
395Wealthspire Advisors, LLC$2.2M1
396Richard C. Young & CO., LTD.$2.2M1
397KESTRA PRIVATE WEALTH SERVICES, LLC$2.2M1
398Boston Common Asset Management, LLC$2.2M1
399Allspring Global Investments Holdings, LLC$2.2M1
400Addison Capital Co$2.1M1
401ELEVATION POINT WEALTH PARTNERS, LLC$2.1M1
402FAS Wealth Partners, Inc.$2.1M1
403Vectors Research Management, LLC$2.1M1
404Vestmark Advisory Solutions, Inc.$2.1M1
405Evelyn Partners Investment Management LLP$2.1M1
406Summit Asset Management, LLC$2.1M1
407BOWEN HANES & CO INC$2.1M1
408Alaethes Wealth, LLC$2.0M1
409Generali Asset Management SPA SGR$2.0M1
410BENJAMIN EDWARDS INC$2.0M1
411Longaeva Partners L.P.$2.0M1
412Maryland State Retirement & Pension System$2.0M1
413Phoenix Financial Ltd.$2.0M1
414DAVIS-REA LTD.$2.0M1
415Oak Thistle LLC$2.0M1
416OFI INVEST ASSET MANAGEMENT$1.9M1
417Equitable Holdings, Inc.$1.9M1
418Aviance Capital Partners, LLC$1.9M1
419IHT Wealth Management, LLC$1.9M1
420Waverly Advisors, LLC$1.9M1
421AG2R LA MONDIALE GESTION D'ACTIFS$1.9M1
422JANE STREET GROUP, LLC$1.9M1
423Central Pacific Bank - Trust Division$1.8M1
424Allworth Financial LP$1.8M1
425ALLIANZ SE$1.8M1
426Tempus Wealth Planning, LLC$1.7M1
427Strategic Advisors LLC$1.7M1
428MCF Advisors LLC$1.7M1
429CAXTON ASSOCIATES LLP$1.7M1
430Triangle Securities Wealth Management$1.7M1
431Mattson Financial Services, LLC$1.7M1
432UNITED CAPITAL FINANCIAL ADVISORS, LLC$1.7M1
433MUFG Securities EMEA plc$1.7M1
434Clare Market Investments LLC$1.6M1
435Concurrent Investment Advisors, LLC$1.6M1
436Elmwood Wealth Management, Inc.$1.6M1
437Virtus Investment Advisers, LLC$1.6M1
438PINNACLE ASSOCIATES LTD$1.6M1
439COURIER CAPITAL LLC$1.6M1
440HBK Sorce Advisory LLC$1.6M1
441Penobscot Investment Management Company, Inc.$1.6M1
442VestGen Advisors, LLC$1.5M1
443Agate Pass Investment Management, LLC$1.5M1
444COOKSON PEIRCE & CO INC$1.5M1
445WESPAC Advisors SoCal, LLC$1.5M1
446Connor, Clark & Lunn Investment Management Ltd.$1.5M1
447Koshinski Asset Management, Inc.$1.5M1
448Metis Global Partners, LLC$1.5M1
449TOKIO MARINE ASSET MANAGEMENT CO LTD$1.5M1
450Curi Capital, LLC$1.5M1
451Saudi Central Bank$1.5M1
452Avantax Planning Partners, Inc.$1.5M1
453Beaumont Asset Management, L.L.C.$1.5M1
454Journey Advisory Group, LLC$1.5M1
455Wealthcare Advisory Partners LLC$1.5M1
456CHOREO, LLC$1.5M1
457OneDigital Investment Advisors LLC$1.4M1
458CWM, LLC$1.4M1
459CONNABLE OFFICE INC$1.4M1
460Merit Financial Group, LLC$1.4M1
461SPIREPOINT PRIVATE CLIENT, LLC$1.4M1
462Empirical Finance, LLC$1.4M1
463HORIZON KINETICS ASSET MANAGEMENT LLC$1.4M1
464Y.D. More Investments Ltd$1.4M1
465North Dakota State Investment Board$1.4M1
466HB Wealth Management, LLC$1.4M1
467HM PAYSON & CO$1.3M1
468ALPS ADVISORS INC$1.3M1
469Apella Capital, LLC$1.3M1
470MML INVESTORS SERVICES, LLC$1.3M1
471Prospera Financial Services Inc$1.3M1
472Atria Investments, Inc$1.3M1
473NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC$1.3M1
474QRG CAPITAL MANAGEMENT, INC.$1.3M1
475EVOKE WEALTH, LLC$1.3M1
476Beacon Pointe Advisors, LLC$1.3M1
477Plato Investment Management Ltd$1.3M1
478Sigma Planning Corp$1.2M1
479FIRST COMMONWEALTH FINANCIAL CORP /PA/$1.2M1
480Snowden Capital Advisors LLC$1.2M1
481Strengthening Families & Communities, LLC$1.2M1
482HUB Investment Partners, LLC$1.2M1
483Connecticut Wealth Management, LLC$1.2M1
484Vise Technologies, Inc.$1.2M1
485Caprock Group, LLC$1.2M1
486Capital Asset Advisory Services LLC$1.2M1
487PRIVATE TRUST CO NA$1.2M1
488RWA WEALTH PARTNERS, LLC$1.2M1
489FIRST CITIZENS BANK & TRUST CO$1.2M1
490OmniStar Financial Group, Inc.$1.2M1
491Strong Tower Advisory Services$1.2M1
492MINDSET WEALTH MANAGEMENT, LLC$1.2M1
493MASTERINVEST Kapitalanlage GmbH$1.2M1
494Convergence Investment Partners, LLC$1.2M1
495Clearstead Advisors, LLC$1.2M1
496Wedmont Private Capital$1.2M1
497Fire Capital Management LLC$1.2M1
498Bank Pictet & Cie (Europe) AG$1.2M1
499Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$1.1M1
500MARIETTA INVESTMENT PARTNERS LLC$1.1M1
Truncated by Public Filings. The published aggregate ranks the top 500 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on ROK

RETAINED WINDOW · ACTIVE HITS

Zero hits on ROK in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for ROK · financials and macro

Financials — as filed PLANNED

ROK's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: ROK on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing