Who holds ROKticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

ROCKWELL AUTOMATION INC · COM · quarter ended 2026-03-31 · 10 members disclosed ROK ↗

1,152

holders13F filers reporting this class for the quarter ended 2026-03-31; the 500 largest are listed

$30.4B

combined valuesum of the reported values across every holder; NULL values are excluded, never zero-filled

518

addsholders whose share count rose or who opened the position (new + add), by shares

136

exitsholders absent this quarter after holding last quarter — inferred from absence, not a sale record

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of ROK ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	BlackRock, Inc.	$4.3B	11,912,479	+1,439,850	add
2	VANGUARD CAPITAL MANAGEMENT LLC	$2.6B	7,301,831	—	no prior
3	VANGUARD PORTFOLIO MANAGEMENT LLC	$2.1B	5,845,734	—	no prior
4	STATE STREET CORP	$1.8B	5,058,012	+61,882	add
5	GEODE CAPITAL MANAGEMENT, LLC	$1.1B	3,057,997	+133,496	add
6	MORGAN STANLEY	$1.0B	2,823,547	−98,293	trim
7	UBS Group AG	$782M	2,180,027	+553,366	add
8	Invesco Ltd.	$605M	1,685,669	+140,565	add
9	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	$554M	1,537,690	−923	trim
10	NORTHERN TRUST CORP	$509M	1,418,943	−2,522	trim
11	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$412M	1,148,663	+66,291	add
12	BANK OF AMERICA CORP /DE/	$376M	1,046,789	−181,406	trim
13	Amundi	$358M	998,374	+118,474	add
14	Sumitomo Mitsui Trust Group, Inc.	$352M	981,885	+3,886	add
15	NORDEA INVESTMENT MANAGEMENT AB	$343M	974,623	+229,809	add
16	Fisher Asset Management, LLC	$333M	927,088	+69,559	add
17	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	$324M	904,357	+107,646	add
18	Legal & General Group Plc	$292M	814,906	+81,196	add
19	Holocene Advisors, LP	$283M	787,779	−137,848	trim
20	VICTORY CAPITAL MANAGEMENT INC	$272M	757,183	−207,695	trim
21	LAZARD ASSET MANAGEMENT LLC	$271M	756,499	−4,053	trim
22	DIMENSIONAL FUND ADVISORS LP	$254M	707,881	+20,956	add
23	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	$232M	645,916	−208,276	trim
24	VANGUARD FIDUCIARY TRUST CO	$227M	633,773	—	no prior
25	Bank of New York Mellon Corp	$226M	630,279	−9,365	trim
26	Robeco Institutional Asset Management B.V.	$223M	621,257	+152,253	add
27	ALLIANCEBERNSTEIN L.P.	$222M	570,075	−290,313	trim
28	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	$216M	602,181	+79,545	add
29	RAYMOND JAMES FINANCIAL INC	$192M	541,796	−66,236	trim
30	BALYASNY ASSET MANAGEMENT L.P.	$191M	530,847	−29,868	trim
31	AMERIPRISE FINANCIAL INC	$177M	492,495	+76,053	add
32	VOYA INVESTMENT MANAGEMENT LLC	$175M	488,169	−310,047	trim
33	FMR LLC	$169M	470,430	+89,435	add
34	ROYAL BANK OF CANADA	$167M	464,229	−296,705	trim
35	DEUTSCHE BANK AG\	$155M	431,693	+79,121	add
36	Alecta Tjanstepension Omsesidigt	$148M	412,475	−138,800	trim
37	HSBC HOLDINGS PLC	$146M	406,586	−142,438	trim
38	DAVENPORT & Co LLC	$145M	406,350	−4,916	trim
39	Mitsubishi UFJ Asset Management Co., Ltd.	$143M	398,746	+23,903	add
40	Man Group plc	$130M	362,619	+41,170	add
41	Quilter Plc	$130M	360,846	+5,042	add
42	SCHRODER INVESTMENT MANAGEMENT GROUP	$127M	365,436	−25,896	trim
43	WORLDQUANT MILLENNIUM ADVISORS LLC	$126M	350,007	+52,047	add
44	BARCLAYS PLC	$122M	338,581	+58,644	add
45	Nuveen, LLC	$121M	336,357	+39,526	add
46	Swiss National Bank	$118M	329,980	+21,840	add
47	KING LUTHER CAPITAL MANAGEMENT CORP	$109M	304,201	−12,767	trim
48	SATURNA CAPITAL CORP	$108M	301,481	+301,481	new
49	GREAT LAKES ADVISORS, LLC	$104M	291,024	+10,338	add
50	BLAIR WILLIAM & CO/IL	$102M	284,067	+4,914	add
51	MAIRS & POWER INC	$102M	283,553	−46,781	trim
52	WELLS FARGO & COMPANY/MN	$99.2M	276,336	−22,582	trim
53	Eurizon Capital SGR S.p.A.	$98.3M	275,966	−124,154	trim
54	PRIMECAP MANAGEMENT CO/CA/	$91.4M	254,630	−280	trim
55	JENNISON ASSOCIATES LLC	$89.8M	250,085	+21,679	add
56	Vanguard Global Advisers, LLC	$88.0M	245,287	—	no prior
57	Allianz Asset Management GmbH	$86.7M	241,526	+95,957	add
58	CANADA PENSION PLAN INVESTMENT BOARD	$85.4M	238,018	−12,622	trim
59	FEDERATED HERMES, INC.	$84.1M	234,231	+152,905	add
60	ONTARIO TEACHERS PENSION PLAN BOARD	$83.7M	233,214	−118,095	trim
61	AGF MANAGEMENT LTD	$82.5M	229,919	+51	add
62	RHUMBLINE ADVISERS	$75.7M	211,016	−477	trim
63	WESTFIELD CAPITAL MANAGEMENT CO LP	$74.0M	206,277	−27,518	trim
64	STIFEL FINANCIAL CORP	$73.6M	204,981	+10,410	add
65	CAISSE DE DEPOT ET PLACEMENT DU QUEBEC	$72.8M	202,844	+162,224	add
66	MILLENNIUM MANAGEMENT LLC	$71.5M	199,360	−23,130	trim
67	CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	$70.4M	196,223	−5,384	trim
68	Birch Hill Investment Advisors LLC	$67.7M	188,730	−4,033	trim
69	CITIGROUP INC	$67.5M	188,165	+23,905	add
70	VANGUARD ASSET MANAGEMENT, Ltd	$65.5M	182,621	—	no prior
71	Candriam S.C.A.	$65.5M	182,451	+1,311	add
72	CITADEL ADVISORS LLC	$61.6M	171,781	−353,021	trim
73	National Pension Service	$61.4M	171,018	+171,018	new
74	SEB Asset Management AB	$61.3M	170,940	—	no prior
75	HighTower Advisors, LLC	$60.4M	168,297	+31,053	add
76	WATERS PARKERSON & CO., LLC	$60.0M	167,144	−1,128	trim
77	D. E. Shaw & Co., Inc.	$60.0M	167,106	+138,253	add
78	UniSuper Management Pty Ltd	$59.8M	166,605	+72	add
79	Stephens Investment Management Group LLC	$59.2M	165,027	−736	trim
80	LPL Financial LLC	$59.1M	164,587	−38,238	trim
81	FRANKLIN RESOURCES INC	$58.0M	161,559	−72,532	trim
82	ENVESTNET ASSET MANAGEMENT INC	$57.0M	158,793	+7,820	add
83	PRUDENTIAL FINANCIAL INC	$55.9M	155,857	−101,428	trim
84	MARKEL GROUP INC.	$55.6M	154,900	0	no change
85	PRINCIPAL FINANCIAL GROUP INC	$55.3M	154,025	−10,117	trim
86	Quantinno Capital Management LP	$54.5M	151,848	+61,928	add
87	CAPITAL ADVISORS INC/OK	$52.9M	147,526	+4,511	add
88	BNP Paribas Asset Management Holding S.A.	$52.4M	146,125	+56,500	add
89	Rockefeller Capital Management L.P.	$49.5M	137,862	+69,874	add
90	Qube Research & Technologies Ltd	$47.4M	132,118	−39,055	trim
91	IMC-Chicago, LLC	$45.5M	126,717	+115,044	add
92	STOREBRAND ASSET MANAGEMENT AS	$44.0M	122,536	—	no prior
93	Corient Private Wealth LLC	$43.7M	122,004	−68,692	trim
94	PFA Pension, Forsikringsaktieselskab	$43.3M	120,685	+120,685	new
95	DIVERSIFIED MANAGEMENT INC	$43.1M	120,021	−571	trim
96	Aberdeen Group plc	$42.2M	117,685	+1,373	add
97	Universal- Beteiligungs- und Servicegesellschaft mbH	$39.0M	108,790	−1,821	trim
98	ADAGE CAPITAL PARTNERS GP, L.L.C.	$36.1M	100,700	+21,475	add
99	Sterling Capital Management LLC	$35.8M	99,869	−32,332	trim
100	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	$35.6M	99,274	−1,366	trim
101	Gotham Asset Management, LLC	$35.6M	99,213	−15,950	trim
102	AVIVA PLC	$35.0M	97,649	+2,778	add
103	Korea Investment CORP	$34.7M	96,809	−18,461	trim
104	DANSKE BANK A/S	$34.2M	95,380	+18,506	add
105	FIRST TRUST ADVISORS LP	$34.0M	94,612	+12,643	add
106	EP Wealth Advisors, LLC	$33.9M	94,525	−1,529	trim
107	Mirae Asset Global Investments Co., Ltd.	$33.0M	91,888	−38,771	trim
108	MANUFACTURERS LIFE INSURANCE COMPANY, THE	$32.7M	91,060	+2,022	add
109	Zurcher Kantonalbank (Zurich Cantonalbank)	$32.7M	91,026	+91,026	new
110	RENAISSANCE GROUP LLC	$32.3M	90,125	−3,064	trim
111	Hemenway Trust Co LLC	$32.3M	89,879	−2,359	trim
112	Trexquant Investment LP	$31.8M	88,721	+88,721	new
113	Pictet Asset Management Holding SA	$31.2M	86,840	+1,960	add
114	Mitsubishi UFJ Trust & Banking Corp	$30.8M	85,745	+24,382	add
115	COMMONWEALTH EQUITY SERVICES, LLC	$30.6M	85,349	−652	trim
116	DAVIS R M INC	$30.0M	83,675	+143	add
117	TUDOR INVESTMENT CORP ET AL	$29.6M	82,349	+82,349	new
118	TRUIST FINANCIAL CORP	$28.5M	79,553	−16,730	trim
119	AQR CAPITAL MANAGEMENT LLC	$28.5M	80,174	+35,048	add
120	Baird Financial Group, Inc.	$28.4M	79,195	+79,195	new
121	BANK OF MONTREAL /CAN/	$27.5M	76,530	−29,030	trim
122	NATIONAL BANK OF CANADA /FI/	$27.4M	76,464	−1,365	trim
123	EXCHANGE TRADED CONCEPTS, LLC	$27.2M	75,667	+19,476	add
124	DJE Kapital AG	$26.1M	73,091	+73,091	new
125	US BANCORP \DE\	$25.8M	71,817	−832	trim
126	Granite Investment Partners, LLC	$24.2M	67,451	+2,014	add
127	NEW YORK STATE COMMON RETIREMENT FUND	$24.2M	67,368	−400	trim
128	Howard Capital Management Group, LLC	$23.7M	65,905	+65,905	new
129	STATE OF WISCONSIN INVESTMENT BOARD	$22.9M	63,709	+2,144	add
130	PARNASSUS INVESTMENTS, LLC	$22.6M	63,002	−1,813	trim
131	SEI INVESTMENTS CO	$22.1M	61,447	−35,007	trim
132	ROYAL LONDON ASSET MANAGEMENT LTD	$21.2M	59,182	+7,673	add
133	Covea Finance	$21.0M	58,609	−3,100	trim
134	GHP Investment Advisors, Inc.	$20.8M	58,025	+1,431	add
135	Zurich Insurance Group Ltd/FI	$20.8M	57,920	−52,490	trim
136	Asset Management One Co., Ltd.	$20.7M	57,781	−234	trim
137	Andra AP-fonden	$20.4M	56,723	+6,863	add
138	EVENTIDE ASSET MANAGEMENT, LLC	$20.1M	56,012	+3,821	add
139	Osmosis Investment Management UK Ltd	$20.1M	55,879	−16,263	trim
140	Chevy Chase Trust Holdings, LLC	$20.0M	55,813	−1,717	trim
141	PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO	$19.7M	54,918	+5,585	add
142	JAG CAPITAL MANAGEMENT, LLC	$19.6M	54,596	+19,118	add
143	SouthState Bank Corp	$19.5M	54,402	+587	add
144	Heron Bay Capital Management	$19.4M	54,172	+17,603	add
145	NOMURA HOLDINGS INC	$19.0M	53,032	+51,295	add
146	Mariner, LLC	$19.0M	52,930	−9,826	trim
147	Swiss Life Asset Management Ltd	$18.9M	52,735	+13,270	add
148	Vanguard Investments Australia, Ltd.	$18.9M	52,562	—	no prior
149	Carnegie Investment Counsel	$18.9M	52,539	−3,002	trim
150	TD ASSET MANAGEMENT INC	$18.8M	52,506	+2,414	add
151	PANAGORA ASSET MANAGEMENT INC	$18.4M	51,237	−752	trim
152	Arbejdsmarkedets Tillaegspension	$18.2M	50,802	+50,802	new
153	Swedbank AB	$18.0M	50,070	−1,665	trim
154	APG Asset Management N.V.	$17.9M	57,460	−80	trim
155	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$17.8M	49,732	+3,940	add
156	TOCQUEVILLE ASSET MANAGEMENT L.P.	$17.7M	49,279	+1,345	add
157	NORTH STAR ASSET MANAGEMENT INC	$17.4M	48,510	−1,397	trim
158	Tidal Investments LLC	$17.1M	47,834	+19,767	add
159	COMMERCE BANK	$17.0M	47,503	−216	trim
160	Gradient Investments LLC	$16.9M	47,192	+9,099	add
161	CABOT WEALTH MANAGEMENT INC	$16.8M	46,807	−668	trim
162	Focus Partners Wealth	$16.6M	46,060	+10,611	add
163	Daiwa Securities Group Inc.	$16.6M	46,198	−409	trim
164	Rodgers Brothers Inc.	$16.5M	45,844	−603	trim
165	OPPENHEIMER & CO INC	$16.2M	45,152	−6,269	trim
166	NOMURA ASSET MANAGEMENT CO LTD	$15.7M	43,867	+5,906	add
167	GRANDFIELD & DODD, LLC	$15.7M	43,686	−1,370	trim
168	KLP KAPITALFORVALTNING AS	$15.4M	43,050	+2,080	add
169	KEYBANK NATIONAL ASSOCIATION/OH	$15.2M	42,421	+2,070	add
170	Creative Planning	$15.1M	42,059	+2,951	add
171	LMCG INVESTMENTS, LLC	$15.0M	41,915	+385	add
172	CIBC Bancorp USA Inc.	$15.0M	41,853	—	no prior
173	Core Wealth Partners LLC	$15.0M	41,789	+62	add
174	NATIXIS	$14.9M	41,390	+7,313	add
175	NISSAY ASSET MANAGEMENT CORP /JAPAN	$14.8M	41,240	−101,552	trim
176	Apollon Wealth Management, LLC	$14.6M	40,671	+12,779	add
177	Cetera Investment Advisers	$14.4M	40,208	+1,882	add
178	Ensign Peak Advisors, Inc	$14.3M	39,774	+7,271	add
179	Woodline Partners LP	$14.2M	39,564	+12,532	add
180	ISTHMUS PARTNERS, LLC	$14.1M	39,300	−1,274	trim
181	Ceredex Value Advisors LLC	$14.0M	39,008	−64,229	trim
182	NOMURA ASSET MANAGEMENT INTERNATIONAL INC.	$14.0M	38,949	+38,949	new
183	State of New Jersey Common Pension Fund D	$13.6M	37,993	0	no change
184	Bridgewater Associates, LP	$13.6M	37,799	+36,759	add
185	DnB Asset Management AS	$13.4M	37,399	+3,454	add
186	BANQUE PICTET & CIE SA	$13.4M	37,389	+7,640	add
187	AMERICAN CENTURY COMPANIES INC	$13.4M	37,218	−23,565	trim
188	Broderick Brian C	$13.2M	36,756	+743	add
189	BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	$13.2M	36,657	−4,422	trim
190	OAK ASSOCIATES LTD /OH/	$13.1M	36,596	+993	add
191	Bank Julius Baer & Co. Ltd, Zurich	$13.0M	36,688	+9,387	add
192	Lombard Odier Asset Management (Europe) Ltd	$13.0M	36,211	+12,727	add
193	FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND	$13.0M	36,195	+11,960	add
194	Lansforsakringar Fondforvaltning AB (publ)	$12.9M	35,949	−22,664	trim
195	Tredje AP-fonden	$12.8M	35,665	+35,665	new
196	FIFTH THIRD BANCORP	$12.6M	35,154	+30,421	add
197	OSAIC HOLDINGS, INC.	$12.6M	34,963	−3,901	trim
198	Resona Asset Management Co.,Ltd.	$12.5M	35,096	−20	trim
199	TEACHER RETIREMENT SYSTEM OF TEXAS	$12.5M	34,791	−43,330	trim
200	Albar Capital Partners LLP	$12.4M	34,627	+34,627	new
201	NewEdge Advisors, LLC	$12.4M	34,470	+34,470	new
202	BANCO BILBAO VIZCAYA ARGENTARIA, S.A.	$12.1M	33,659	−511	trim
203	Talbot Financial, LLC	$11.9M	33,292	+723	add
204	TORONTO DOMINION BANK	$11.9M	33,083	−4,424	trim
205	Advisors Asset Management, Inc.	$11.6M	32,329	+5,461	add
206	M. Kraus & Co	$11.3M	31,595	−557	trim
207	NISA INVESTMENT ADVISORS, LLC	$11.1M	30,917	−246	trim
208	Vinva Investment Management Ltd	$11.0M	31,529	−18,064	trim
209	Czech National Bank	$11.0M	30,600	+995	add
210	Arizona State Retirement System	$11.0M	30,556	−323	trim
211	Cerity Partners LLC	$10.9M	30,439	−2,728	trim
212	Foresight Group Ltd Liability Partnership	$10.9M	30,373	−2,456	trim
213	J. Goldman & Co LP	$10.8M	30,192	+30,192	new
214	BROWN ADVISORY INC	$10.7M	29,877	+125	add
215	STATE OF MICHIGAN RETIREMENT SYSTEM	$10.5M	29,313	−100	trim
216	ABN AMRO INVESTMENT SOLUTIONS	$10.5M	29,181	−4,098	trim
217	D.A. DAVIDSON & CO.	$10.4M	29,054	−1,355	trim
218	Portland Global Advisors LLC	$10.2M	28,523	−88	trim
219	Kestra Advisory Services, LLC	$10.1M	28,153	+869	add
220	CAPITOLIS LIQUID GLOBAL MARKETS LLC	$10.0M	27,981	+27,981	new
221	SOMERVILLE KURT F	$9.9M	27,613	−16,488	trim
222	FIL Ltd	$9.8M	27,373	−55,347	trim
223	SCOPUS ASSET MANAGEMENT, L.P.	$9.8M	27,233	−17,349	trim
224	CIBC Asset Management Inc	$9.7M	27,121	−101	trim
225	TWO SIGMA INVESTMENTS, LP	$9.7M	26,987	+12,707	add
226	MetLife Investment Management, LLC	$9.6M	26,678	−691	trim
227	Lighthouse Investment Partners, LLC	$9.4M	26,323	+12,780	add
228	BARTLETT & CO. WEALTH MANAGEMENT LLC	$9.4M	23,573	−4,547	trim
229	COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS	$9.4M	26,173	+57	add
230	PUZO MICHAEL J	$9.4M	26,085	−782	trim
231	CREDIT AGRICOLE S A	$9.3M	25,985	−15,152	trim
232	IFM Investors Pty Ltd	$9.3M	25,981	+1,045	add
233	Delaney Dennis R	$9.3M	25,858	+7,645	add
234	F/m Investments LLC	$9.3M	25,821	+25,821	new
235	PRUDENTIAL PLC	$9.2M	25,633	−10,557	trim
236	MEEDER ASSET MANAGEMENT INC	$9.2M	25,620	+24,330	add
237	NorthCrest Asset Manangement, LLC	$9.0M	24,722	−7,946	trim
238	ASR Vermogensbeheer N.V.	$8.9M	24,935	+476	add
239	1832 Asset Management L.P.	$8.8M	24,465	+24,465	new
240	Retirement Systems of Alabama	$8.6M	23,859	−24	trim
241	Kidder Stephen W	$8.4M	23,481	−155	trim
242	EFG International AG	$8.3M	23,215	−4,747	trim
243	USS Investment Management Ltd	$8.2M	22,812	0	no change
244	U.S. Capital Wealth Advisors, LLC	$8.1M	22,595	+19,934	add
245	Assenagon Asset Management S.A.	$8.1M	22,448	−344,515	trim
246	L. Roy Papp & Associates, LLP	$8.0M	22,376	−92	trim
247	ROCKLAND TRUST CO	$8.0M	22,268	−548	trim
248	Mandatum Life Insurance Co Ltd	$8.0M	22,200	+4,700	add
249	LGT Group Foundation	$8.0M	22,171	+1,017	add
250	KWMG, LLC	$7.9M	22,017	+398	add
251	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$7.8M	46,184	+11,557	add
252	Y-Intercept (Hong Kong) Ltd	$7.8M	21,781	−4,342	trim
253	Groupe la Francaise	$7.8M	21,735	+20,115	add
254	Federation des caisses Desjardins du Quebec	$7.8M	21,694	+1,498	add
255	L & S Advisors Inc	$7.8M	21,677	−1,950	trim
256	Iyo Bank, Ltd.	$7.7M	21,350	0	no change
257	AIA Group Ltd	$7.6M	21,229	+931	add
258	XPONANCE LLC	$7.6M	21,206	+2,846	add
259	MERCER GLOBAL ADVISORS INC /ADV	$7.5M	20,967	+1,988	add
260	Ethic Inc.	$7.5M	20,872	+2,339	add
261	TEMA ETFS LLC	$7.4M	20,580	−9,239	trim
262	Atlantic Union Bankshares Corp	$7.4M	20,579	+6,186	add
263	NLB Skladi, upravljanje premozenja, d.o.o.	$7.4M	20,562	+730	add
264	ProShare Advisors LLC	$7.4M	20,551	−361	trim
265	Telos Capital Management, Inc.	$7.4M	20,529	+524	add
266	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$7.3M	20,331	+2,300	add
267	Dorsey & Whitney Trust CO LLC	$7.3M	20,286	−4,188	trim
268	BANK OF NOVA SCOTIA	$7.1M	19,760	+2,181	add
269	NICHOLAS COMPANY, INC.	$7.0M	19,641	0	no change
270	ABN AMRO Bank N.V.	$7.0M	19,364	−2,513	trim
271	Pathstone Holdings, LLC	$6.9M	19,161	+45	add
272	Silvant Capital Management LLC	$6.8M	19,014	+700	add
273	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$6.7M	18,755	+4,340	add
274	Utah Retirement Systems	$6.6M	18,398	−234	trim
275	STEPHENS INC /AR/	$6.6M	18,295	−4,529	trim
276	PUBLIC SECTOR PENSION INVESTMENT BOARD	$6.5M	18,115	+3,544	add
277	Azimuth Capital Investment Management LLC	$6.5M	18,075	−357	trim
278	M&G Plc	$6.5M	18,014	−160	trim
279	MAI Capital Management	$6.4M	17,954	−1,117	trim
280	ING GROEP NV	$6.4M	17,791	+8,281	add
281	Sanctuary Advisors, LLC	$6.4M	17,747	+819	add
282	Stratos Wealth Advisors, LLC	$6.0M	16,789	+944	add
283	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	$6.0M	16,776	+444	add
284	Vanguard Personalized Indexing Management, LLC	$6.0M	16,729	−181	trim
285	Sumitomo Mitsui DS Asset Management Company, Ltd	$6.0M	16,691	+237	add
286	LBP AM SA	$5.9M	16,438	−30,805	trim
287	Sompo Asset Management Co., Ltd.	$5.9M	16,404	−3,384	trim
288	Squarepoint Ops LLC	$5.9M	16,311	−67,749	trim
289	Rakuten Investment Management, Inc.	$5.8M	16,679	+1,902	add
290	Morningstar Investment Management LLC	$5.8M	16,181	+4,168	add
291	Robinhood Asset Management, LLC	$5.8M	16,124	+16,124	new
292	McGuire Investment Group, LLC	$5.7M	15,796	−72	trim
293	NEOS Investment Management LLC	$5.5M	15,306	−27,975	trim
294	Notis-McConarty Edward	$5.5M	15,300	−190	trim
295	Elo Mutual Pension Insurance Co	$5.4M	15,066	+15,066	new
296	S-Bank Fund Management Ltd	$5.4M	14,956	+3,000	add
297	Elefante Mark B	$5.3M	14,670	+1,950	add
298	Ascent Wealth Partners, LLC	$5.2M	14,626	+763	add
299	Bill Few Associates, Inc.	$5.2M	14,363	+174	add
300	HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	$5.2M	14,357	+9,919	add
301	Pinnacle Financial Partners, Inc.	$5.1M	14,319	−285	trim
302	WHITENER CAPITAL MANAGEMENT, INC.	$5.1M	14,308	−562	trim
303	FARMERS & MERCHANTS INVESTMENTS INC	$5.1M	14,246	−743	trim
304	LANSDOWNE PARTNERS (UK) LLP	$5.0M	14,057	−17,020	trim
305	Crossmark Global Holdings, Inc.	$5.0M	13,978	—	no prior
306	Sequoia Financial Advisors, LLC	$5.0M	13,939	−70	trim
307	Aventail Capital Group, LP	$5.0M	13,899	+13,899	new
308	TRILLIUM ASSET MANAGEMENT, LLC	$4.9M	13,782	+11,161	add
309	Roberts Wealth Advisors, LLC	$4.9M	13,537	+587	add
310	Janus Henderson Group Ltd.	$4.8M	13,509	−22,302	trim
311	MACKENZIE FINANCIAL CORP	$4.8M	13,305	−136,593	trim
312	GLENMEDE TRUST CO NA	$4.8M	13,302	−170	trim
313	IQ EQ FUND MANAGEMENT (IRELAND) Ltd	$4.8M	13,300	−1,700	trim
314	BEESE FULMER INVESTMENT MANAGEMENT, INC.	$4.8M	13,265	+13,265	new
315	ODDO BHF ASSET MANAGEMENT SAS	$4.7M	13,114	+13,114	new
316	Brevan Howard Capital Management LP	$4.7M	13,049	−339	trim
317	CIBC WORLD MARKET INC.	$4.7M	12,978	+354	add
318	OREGON PUBLIC EMPLOYEES RETIREMENT FUND	$4.6M	12,866	0	no change
319	SCOTIA CAPITAL INC.	$4.5M	12,657	+2,879	add
320	SEARLE & CO.	$4.4M	12,293	0	no change
321	FIDUCIARY TRUST CO	$4.3M	12,044	−23	trim
322	M&T BANK CORP	$4.3M	11,988	−868	trim
323	YOUSIF CAPITAL MANAGEMENT, LLC	$4.3M	11,957	−365	trim
324	MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC	$4.3M	11,954	−106	trim
325	OMERS ADMINISTRATION Corp	$4.2M	11,674	+2,504	add
326	Bedell Frazier Investment Counselling, LLC	$4.2M	11,621	−19	trim
327	SMITHBRIDGE ASSET MANAGEMENT INC/DE	$4.1M	11,523	−11,635	trim
328	Madison Asset Management, LLC	$4.1M	11,499	−9,978	trim
329	Dempze Nancy E	$4.1M	11,317	−118	trim
330	OP Asset Management Ltd	$4.1M	11,298	—	no prior
331	Rokos Capital Management LLP	$3.9M	10,970	+10,970	new
332	Financiere des Professionnels - Fonds d'investissement inc.	$3.8M	10,600	+10,600	new
333	ALERUS FINANCIAL NA	$3.8M	10,597	−4,131	trim
334	First Pacific Financial	$3.8M	10,560	−215	trim
335	Vontobel Holding Ltd.	$3.8M	10,489	−62	trim
336	PATTON FUND MANAGEMENT, INC.	$3.8M	10,476	+9,910	add
337	Grantham, Mayo, Van Otterloo & Co. LLC	$3.7M	10,444	−382	trim
338	BAR HARBOR WEALTH MANAGEMENT	$3.7M	10,284	+99	add
339	GROUP ONE TRADING LLC	$3.6M	10,104	+5,416	add
340	MCDONALD PARTNERS LLC	$3.6M	10,000	+10,000	new
341	Empowered Funds, LLC	$3.6M	9,984	+9,984	new
342	MACQUARIE GROUP LTD	$3.5M	9,819	−1,382	trim
343	LGT Fund Management Co Ltd.	$3.5M	9,720	+9,720	new
344	Orion Porfolio Solutions, LLC	$3.4M	9,545	−4,223	trim
345	Wealthfront Advisers LLC	$3.4M	9,339	+54	add
346	Jain Global LLC	$3.3M	9,320	+8,499	add
347	Private Advisor Group, LLC	$3.3M	9,188	−642	trim
348	WESTPORT ASSET MANAGEMENT INC	$3.2M	9,000	0	no change
349	INTECH INVESTMENT MANAGEMENT LLC	$3.2M	8,811	+3,413	add
350	GUYASUTA INVESTMENT ADVISORS INC	$3.1M	8,623	0	no change
351	BUCKHEAD CAPITAL MANAGEMENT LLC	$3.1M	8,533	−557	trim
352	GREENLEAF TRUST	$3.1M	8,530	−216	trim
353	J. Safra Sarasin Holding AG	$3.0M	8,434	+5,144	add
354	TD Waterhouse Canada Inc.	$3.0M	8,165	−146	trim
355	SIMPLEX TRADING, LLC	$3.0M	8,320	+174	add
356	Farringdon Capital, Ltd.	$3.0M	8,237	+4,125	add
357	VCI Wealth Management LLC	$2.9M	8,150	−314	trim
358	Cresset Asset Management, LLC	$2.9M	8,092	−1,626	trim
359	Investment Management Corp of Ontario	$2.9M	8,050	−264	trim
360	Polymer Capital Management (US) LLC	$2.9M	8,000	+713	add
361	Lido Advisors, LLC	$2.9M	7,992	−1,185	trim
362	SIH Partners, LLLP	$2.8M	7,889	+7,889	new
363	ZACKS INVESTMENT MANAGEMENT	$2.8M	7,876	+2,248	add
364	Venture Visionary Partners LLC	$2.8M	7,795	+133	add
365	Vident Advisory, LLC	$2.8M	7,750	+1,347	add
366	KLEIN PAVLIS & PEASLEY FINANCIAL, INC.	$2.8M	7,684	+483	add
367	Smith Group Asset Management, LLC	$2.7M	7,644	−134	trim
368	Summit Trail Advisors, LLC	$2.7M	7,487	+3,284	add
369	Slow Capital, Inc.	$2.7M	7,388	+2,416	add
370	United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund	$2.6M	7,320	+640	add
371	Rafferty Asset Management, LLC	$2.6M	7,317	−2,684	trim
372	Regents Gate Capital LLP	$2.6M	7,314	+7,314	new
373	Norinchukin Bank, The	$2.6M	7,301	+27	add
374	Edgestream Partners, L.P.	$2.6M	7,246	+5,897	add
375	Ascent Group, LLC	$2.5M	7,100	+802	add
376	&PARTNERS	$2.5M	6,968	+1,002	add
377	Knollwood Investment Advisory, LLC	$2.5M	6,950	0	no change
378	FORA Capital, LLC	$2.5M	6,951	+6,951	new
379	Stratos Wealth Partners, LTD.	$2.5M	6,921	−542	trim
380	NORTHCAPE WEALTH MANAGEMENT, LLC	$2.5M	6,831	−832	trim
381	MIZUHO SECURITIES USA LLC	$2.4M	6,793	−1,382	trim
382	Orange Investment Advisors, Inc.	$2.4M	6,783	−1,195	trim
383	MONETA GROUP INVESTMENT ADVISORS LLC	$2.4M	6,707	+184	add
384	Jefferies Financial Group Inc.	$2.4M	6,574	+1,673	add
385	Laird Norton Wetherby Trust Company, LLC	$2.3M	6,422	−81	trim
386	Aptus Capital Advisors, LLC	$2.3M	6,422	−417	trim
387	HARTFORD INVESTMENT MANAGEMENT CO	$2.3M	6,405	−76	trim
388	Dai-ichi Life Insurance Company, Ltd	$2.3M	6,402	+250	add
389	SilverOak Wealth Management LLC	$2.3M	6,390	−1,000	trim
390	Banque Transatlantique SA	$2.3M	6,273	−5,605	trim
391	Summit Financial, LLC	$2.3M	6,284	−151	trim
392	Carmel Capital Partners, LLC	$2.3M	6,276	−51	trim
393	Banque Cantonale Vaudoise	$2.2M	6,237	−773	trim
394	NWAM LLC	$2.2M	6,154	+5,331	add
395	Wealthspire Advisors, LLC	$2.2M	6,137	+2,376	add
396	Richard C. Young & CO., LTD.	$2.2M	6,122	−35	trim
397	KESTRA PRIVATE WEALTH SERVICES, LLC	$2.2M	6,034	−491	trim
398	Boston Common Asset Management, LLC	$2.2M	6,021	−12,081	trim
399	Allspring Global Investments Holdings, LLC	$2.2M	5,843	−165	trim
400	Addison Capital Co	$2.1M	5,916	+261	add
401	ELEVATION POINT WEALTH PARTNERS, LLC	$2.1M	5,909	+3,222	add
402	FAS Wealth Partners, Inc.	$2.1M	5,898	+5,898	new
403	Vectors Research Management, LLC	$2.1M	5,894	+4	add
404	Vestmark Advisory Solutions, Inc.	$2.1M	5,770	−951	trim
405	Evelyn Partners Investment Management LLP	$2.1M	5,771	+3,418	add
406	Summit Asset Management, LLC	$2.1M	5,744	0	no change
407	BOWEN HANES & CO INC	$2.1M	5,735	0	no change
408	Alaethes Wealth, LLC	$2.0M	5,705	+17	add
409	Generali Asset Management SPA SGR	$2.0M	5,687	−648	trim
410	BENJAMIN EDWARDS INC	$2.0M	5,684	−154	trim
411	Longaeva Partners L.P.	$2.0M	5,659	+5,659	new
412	Maryland State Retirement & Pension System	$2.0M	5,644	0	no change
413	Phoenix Financial Ltd.	$2.0M	5,636	+3,658	add
414	DAVIS-REA LTD.	$2.0M	5,604	0	no change
415	Oak Thistle LLC	$2.0M	5,518	+1,520	add
416	OFI INVEST ASSET MANAGEMENT	$1.9M	6,094	+510	add
417	Equitable Holdings, Inc.	$1.9M	5,110	+1,743	add
418	Aviance Capital Partners, LLC	$1.9M	5,345	0	no change
419	IHT Wealth Management, LLC	$1.9M	5,334	+1,799	add
420	Waverly Advisors, LLC	$1.9M	5,277	+260	add
421	AG2R LA MONDIALE GESTION D'ACTIFS	$1.9M	5,238	+216	add
422	JANE STREET GROUP, LLC	$1.9M	5,236	−20,810	trim
423	Central Pacific Bank - Trust Division	$1.8M	5,065	+535	add
424	Allworth Financial LP	$1.8M	5,005	+201	add
425	ALLIANZ SE	$1.8M	4,962	0	no change
426	Tempus Wealth Planning, LLC	$1.7M	4,858	−22	trim
427	Strategic Advisors LLC	$1.7M	4,973	−29	trim
428	MCF Advisors LLC	$1.7M	4,744	—	no prior
429	CAXTON ASSOCIATES LLP	$1.7M	4,738	+4,738	new
430	Triangle Securities Wealth Management	$1.7M	4,721	−59	trim
431	Mattson Financial Services, LLC	$1.7M	4,700	+935	add
432	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$1.7M	4,636	+4,636	new
433	MUFG Securities EMEA plc	$1.7M	4,603	0	no change
434	Clare Market Investments LLC	$1.6M	4,586	—	no prior
435	Concurrent Investment Advisors, LLC	$1.6M	4,560	+749	add
436	Elmwood Wealth Management, Inc.	$1.6M	4,553	−22	trim
437	Virtus Investment Advisers, LLC	$1.6M	4,520	+4,520	new
438	PINNACLE ASSOCIATES LTD	$1.6M	4,519	−128	trim
439	COURIER CAPITAL LLC	$1.6M	4,418	−8	trim
440	HBK Sorce Advisory LLC	$1.6M	3,486	−233	trim
441	Penobscot Investment Management Company, Inc.	$1.6M	4,358	−40	trim
442	VestGen Advisors, LLC	$1.5M	3,406	−1,540	trim
443	Agate Pass Investment Management, LLC	$1.5M	4,280	0	no change
444	COOKSON PEIRCE & CO INC	$1.5M	4,279	+4,279	new
445	WESPAC Advisors SoCal, LLC	$1.5M	4,266	+679	add
446	Connor, Clark & Lunn Investment Management Ltd.	$1.5M	4,266	+4,266	new
447	Koshinski Asset Management, Inc.	$1.5M	4,205	+13	add
448	Metis Global Partners, LLC	$1.5M	4,203	−409	trim
449	TOKIO MARINE ASSET MANAGEMENT CO LTD	$1.5M	4,195	+217	add
450	Curi Capital, LLC	$1.5M	4,177	+450	add
451	Saudi Central Bank	$1.5M	4,150	+4,150	new
452	Avantax Planning Partners, Inc.	$1.5M	4,118	0	no change
453	Beaumont Asset Management, L.L.C.	$1.5M	4,107	−14	trim
454	Journey Advisory Group, LLC	$1.5M	4,105	−1,350	trim
455	Wealthcare Advisory Partners LLC	$1.5M	4,097	+1,223	add
456	CHOREO, LLC	$1.5M	4,095	−702	trim
457	OneDigital Investment Advisors LLC	$1.4M	4,040	−528	trim
458	CWM, LLC	$1.4M	4,005	−171	trim
459	CONNABLE OFFICE INC	$1.4M	3,980	+3	add
460	Merit Financial Group, LLC	$1.4M	3,953	−65	trim
461	SPIREPOINT PRIVATE CLIENT, LLC	$1.4M	3,940	0	no change
462	Empirical Finance, LLC	$1.4M	3,923	−10	trim
463	HORIZON KINETICS ASSET MANAGEMENT LLC	$1.4M	3,895	−320	trim
464	Y.D. More Investments Ltd	$1.4M	3,877	−49	trim
465	North Dakota State Investment Board	$1.4M	3,844	−632	trim
466	HB Wealth Management, LLC	$1.4M	3,772	+230	add
467	HM PAYSON & CO	$1.3M	3,758	+2,000	add
468	ALPS ADVISORS INC	$1.3M	3,753	+986	add
469	Apella Capital, LLC	$1.3M	3,233	+161	add
470	MML INVESTORS SERVICES, LLC	$1.3M	3,718	−6,739	trim
471	Prospera Financial Services Inc	$1.3M	3,613	−8,071	trim
472	Atria Investments, Inc	$1.3M	3,599	+141	add
473	NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC	$1.3M	3,595	+9	add
474	QRG CAPITAL MANAGEMENT, INC.	$1.3M	3,592	+90	add
475	EVOKE WEALTH, LLC	$1.3M	3,571	−425	trim
476	Beacon Pointe Advisors, LLC	$1.3M	3,563	+403	add
477	Plato Investment Management Ltd	$1.3M	3,556	0	no change
478	Sigma Planning Corp	$1.2M	3,473	−129	trim
479	FIRST COMMONWEALTH FINANCIAL CORP /PA/	$1.2M	3,464	0	no change
480	Snowden Capital Advisors LLC	$1.2M	3,460	+364	add
481	Strengthening Families & Communities, LLC	$1.2M	3,456	+3,456	new
482	HUB Investment Partners, LLC	$1.2M	3,446	+103	add
483	Connecticut Wealth Management, LLC	$1.2M	3,445	0	no change
484	Vise Technologies, Inc.	$1.2M	3,127	0	no change
485	Caprock Group, LLC	$1.2M	3,386	−2,526	trim
486	Capital Asset Advisory Services LLC	$1.2M	2,937	−42	trim
487	PRIVATE TRUST CO NA	$1.2M	3,327	−129	trim
488	RWA WEALTH PARTNERS, LLC	$1.2M	3,320	+2	add
489	FIRST CITIZENS BANK & TRUST CO	$1.2M	3,315	+307	add
490	OmniStar Financial Group, Inc.	$1.2M	3,311	+3,311	new
491	Strong Tower Advisory Services	$1.2M	3,308	+139	add
492	MINDSET WEALTH MANAGEMENT, LLC	$1.2M	3,303	+3,303	new
493	MASTERINVEST Kapitalanlage GmbH	$1.2M	3,303	−2,802	trim
494	Convergence Investment Partners, LLC	$1.2M	3,258	−3,593	trim
495	Clearstead Advisors, LLC	$1.2M	3,255	+218	add
496	Wedmont Private Capital	$1.2M	2,981	+9	add
497	Fire Capital Management LLC	$1.2M	3,239	+255	add
498	Bank Pictet & Cie (Europe) AG	$1.2M	3,206	+221	add
499	Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	$1.1M	3,179	+144	add
500	MARIETTA INVESTMENT PARTNERS LLC	$1.1M	3,125	0	no change

Quarter ended 2026-03-31Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · ROK

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 0 — —
Sellers: 0 — —

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 3 Tudor Investment Corp, Bridgewater Associates, Caxton Associates $44.8M held
Trimming: 1 Gotham Asset Management $35.6M held

new + add vs trim + exit, by shares · $ = reported value now, not the change · ROCKWELL AUTOMATION INC

Merged timeline of congressional filings and notable-manager moves on ROK
Date	Who	Change	Size
2026-05-15	Tudor Investment Corp 13F	new	+82,349 sh
2026-05-15	Bridgewater Associates 13F	add	+36,759 sh
2026-05-15	Gotham Asset Management 13F	trim	−15,950 sh
2026-05-14	Caxton Associates 13F	new	+4,738 sh

4 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

10 members of Congress disclosed ROK — the congressional view ↗