Capital Asset Advisory Services LLC

CIK 1666024 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions have no disclosed value and are left out of the sum, counted here rather than dropped: $2.6B
every reported holding for this filer and quarter, including ones with no disclosed value: 299
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 38
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 28

Quarter-end snapshot, filed up to 45 days later — not current holdings. What a 13F covers ↓

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Position changes into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated	Prev value	Curr value	Prev shares	Curr shares
—	share class as filed: LARGE CAP ETF · position key `pos:11695` · issuer key `iss:2483`	TRIM	−$13.6M	−63,684	$352M	$338M	1,101,330	1,037,646
—	share class as filed: CORE US AGGBD ET · position key `pos:14737` · issuer key `iss:1012`	TRIM	−$15.8M	−154,997	$177M	$161M	1,772,568	1,617,571
—	share class as filed: CORE MSCI INTL · position key `sid:sec:prov:29f8d97ab26dd0c9ac1e35bec6ed33b8` · issuer key `cusip6:46435G`	TRIM	+$1.9M	−58,483	$114M	$116M	1,356,502	1,298,019
—	share class as filed: STATE STREET SPD · position key `sid:sec:prov:8eb35ebc152e2250618fad852c7a297e` · issuer key `cusip6:78463X`	ADD	+$8.9M	+31,056	$90.4M	$99.3M	1,982,606	2,013,662
—	share class as filed: MID CAP ETF · position key `pos:14055` · issuer key `iss:2483`	ADD	+$1.5M	+763,453	$77.2M	$78.7M	257,702	1,021,155
—	share class as filed: ULTRA SHRT DUR · position key `pos:17304` · issuer key `iss:994`	ADD	+$10.7M	+218,741	$62.8M	$73.6M	1,249,389	1,468,130
—	share class as filed: PURBTA MSCI US · position key `sid:sec:prov:632c445e813222cf2fdaf628e11a943a` · issuer key `iss:2403`	ADD	+$6.5M	+73,121	$62.6M	$69.1M	899,873	972,994
—	share class as filed: CORE S&P MCP ETF · position key `pos:16868` · issuer key `iss:1012`	ADD	+$5.7M	+22,360	$60.0M	$65.6M	872,166	894,526
—	share class as filed: US CASH COWS 100 · position key `sid:sec:prov:8ffd8920e6e0488aef7958c82490aaf2` · issuer key `cusip6:69374H`	TRIM	−$59.7K	−25,813	$60.1M	$60.0M	975,844	950,031
—	share class as filed: TRS FLT RT BD · position key `sid:sec:prov:1afe3c889e4b4befe3a1c8ce4654966b` · issuer key `iss:2405`	ADD	+$9.0M	+175,263	$50.9M	$59.8M	1,007,608	1,182,871
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: ISHARES NEW · position key `pos:11871` · issuer key `iss:1011`	TRIM	−$5.8M	−113,730	$63.9M	$58.1M	754,767	641,037
—	share class as filed: STATE STREET SPD · position key `sid:sec:prov:4252b4f3709914f645284b0206172232` · issuer key `iss:2452`	ADD	+$8.3M	+89,565	$49.7M	$58.0M	543,548	633,113
—	share class as filed: ULTRA SHRT ETF · position key `sid:sec:prov:da76927ea7bfa34385e39a3ae24e4aeb` · issuer key `iss:2408`	ADD	+$9.3M	+184,588	$48.6M	$57.9M	959,528	1,144,116
—	share class as filed: AEROSPACE DEFN · position key `pos:12845` · issuer key `iss:1000`	TRIM	+$364K	−13,424	$57.0M	$57.4M	338,766	325,342
—	share class as filed: TOTAL CORP BND · position key `sid:sec:prov:e0ee61cca0967154e35bfb0f83e8b69e` · issuer key `iss:2482`	TRIM	−$7.3M	−89,636	$62.7M	$55.4M	805,738	716,102
—	share class as filed: DYNAMIC INTL EQT · position key `pos:12649` · issuer key `iss:1982`	ADD	+$3.5M	+24,848	$51.5M	$55.0M	1,162,052	1,186,900
—	share class as filed: US INFR DEV ETF · position key `sid:sec:prov:58c5537198ddc1f7386eaaf94c8d6db4` · issuer key `iss:2391`	TRIM	+$5.1M	−6,521	$49.5M	$54.6M	990,479	983,958
—	share class as filed: CORE S&P SCP ETF · position key `pos:14033` · issuer key `iss:1012`	TRIM	+$2.9M	−13,402	$51.3M	$54.2M	411,166	397,764
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13215` · issuer key `iss:144`	ADD	+$3.6M	+6,374	$45.7M	$49.3M	174,283	180,657
—	share class as filed: NASDAQ CYB ETF · position key `sid:sec:prov:91368d096dad12a583c6c8abaa80d72a` · issuer key `iss:2381`	TRIM	−$5.5M	−28,951	$50.3M	$44.7M	696,254	667,303

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 14

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
—	share class as filed: CORE DIVID ETF · position key `sid:sec:prov:8d5359e8731cd64ec7bceb517609eeb4` · issuer key `cusip6:46435U`	NO CHANGE	+$18.5K	$506K	$524K	9,304	9,304
—	share class as filed: COM · position key `sid:sec:prov:5318d5b4e83103498b6eab387dd30bec` · issuer key `cusip6:09254V`	NO CHANGE	+$3.5K	$378K	$382K	32,200	32,200
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COMMON STOCK · position key `pos:13958` · issuer key `iss:1446`	NO CHANGE	+$43.2K	$338K	$381K	9,684	9,684
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13049` · issuer key `iss:926`	NO CHANGE	+$47.0K	$326K	$373K	683	683
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11906` · issuer key `iss:1183`	NO CHANGE	−$29.7K	$375K	$346K	176	176
—	share class as filed: VANECK SHRT MUNI · position key `sid:sec:prov:a9f1f9dbf5f7ad3b91a8c7744a70fd82` · issuer key `iss:2474`	NO CHANGE	−$1.1K	$337K	$336K	19,400	19,400
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15556` · issuer key `iss:432`	NO CHANGE	+$2.6K	$290K	$293K	1,407	1,407
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: UT SER 1 · position key `pos:17452` · issuer key `iss:1604`	NO CHANGE	+$149	$259K	$259K	524	524
—	share class as filed: VEST GOLD STRTGY · position key `sid:sec:prov:fc63f6c81410276dccb85e361102ef3b` · issuer key `iss:2380`	NO CHANGE	−$719	$234K	$233K	13,341	13,341
—	share class as filed: IG FLOATING RATE · position key `sid:sec:prov:04f77a1db150000f4099ad9ffde1a13b` · issuer key `iss:2474`	NO CHANGE	−$85	$215K	$215K	8,450	8,450
—	share class as filed: FT VEST LADDERED · position key `pos:11567` · issuer key `iss:2384`	NO CHANGE	+$5.6K	$207K	$213K	6,000	6,000
—	share class as filed: COM · position key `sid:sec:prov:1a1596423903d543c281aa41d727b9b6` · issuer key `cusip6:440407`	NO CHANGE	+$12.5K	$190K	$203K	11,286	11,286
—	share class as filed: COMMON STOCK · position key `sid:sec:prov:4cd8f90d7e359682ca18c3fa6c9d847d` · issuer key `cusip6:30290Y`	NO CHANGE	−$27.7K	$152K	$124K	23,668	23,668
—	share class as filed: COM · position key `sid:sec:prov:47c2c715f7794c0452a1deb614c2407a` · issuer key `cusip6:84833T`	NO CHANGE	+$10.7K	$81.7K	$92.4K	32,548	32,548

Flags: no row carries a flag.

Holdings without a security ID are counted, not compared. Method ↗

Reported positions — 2026-03-31

237 issuers · 299 rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

—

VANGUARD INDEX FDS

8 positions · 8 reported rows

Rows Capital Asset Advisory Services LLC reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · LARGE CAP ETF CUSIP — src ↗	$338M	1,037,646
VANGUARD INDEX FDS · MID CAP ETF CUSIP — src ↗	$78.7M	1,021,155
VANGUARD INDEX FDS · SMALL CP ETF CUSIP — src ↗	$38.9M	136,093
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$3.5M	5,334
VANGUARD INDEX FDS · TOTAL STK MKT CUSIP — src ↗	$2.2M	6,140
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$2.0M	9,622
VANGUARD INDEX FDS · GROWTH ETF CUSIP — src ↗	$623K	7,557
VANGUARD INDEX FDS · REAL ESTATE ETF CUSIP 922908553 src ↗	$239K	2,466

ticker not yet mapped

$464M

2,226,013

17.8%

—

ISHARES TR

14 positions · 14 reported rows

Rows Capital Asset Advisory Services LLC reported for ISHARES TR, as it reported them
ISHARES TR · CORE US AGGBD ET CUSIP — src ↗	$161M	1,617,571
ISHARES TR · CORE S&P MCP ETF CUSIP — src ↗	$65.6M	894,526
ISHARES TR · CORE S&P SCP ETF CUSIP — src ↗	$54.2M	397,764
ISHARES TR · IBOXX INV CP ETF CUSIP — src ↗	$7.7M	69,928
ISHARES TR · RUS 1000 GRW ETF CUSIP — src ↗	$4.8M	10,090
ISHARES TR · RUS 1000 ETF CUSIP — src ↗	$2.2M	5,639
ISHARES TR · RUS 1000 VAL ETF CUSIP — src ↗	$1.9M	8,363
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$1.8M	2,545
ISHARES TR · SELECT DIVID ETF CUSIP — src ↗	$1.2M	7,593
ISHARES TR · 7-10 YR TRSY BD CUSIP — src ↗	$1.1M	11,284
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$730K	2,632
ISHARES TR · SELECT US REIT CUSIP — src ↗	$581K	8,576
ISHARES TR · 1 3 YR TREAS BD CUSIP — src ↗	$514K	6,220
ISHARES TR · MSCI EAFE ETF CUSIP — src ↗	$236K	2,274

ticker not yet mapped

$304M

3,045,005

11.7%

—

SPDR INDEX SHS FDS

2 positions · 2 reported rows

Rows Capital Asset Advisory Services LLC reported for SPDR INDEX SHS FDS, as it reported them
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X889 src ↗	$99.3M	2,013,662
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X509 src ↗	$34.1M	666,463

ticker not yet mapped

$133M

2,680,125

5.1%

—

ISHARES TR

3 positions · 3 reported rows

Rows Capital Asset Advisory Services LLC reported for ISHARES TR, as it reported them
ISHARES TR · CORE MSCI INTL CUSIP 46435G326 src ↗	$116M	1,298,019
ISHARES TR · ESG AWR MSCI USA CUSIP 46435G425 src ↗	$665K	4,310
ISHARES TR · ESG AWRE USD ETF CUSIP 46435G193 src ↗	$392K	16,816

ticker not yet mapped

$117M

1,319,145

4.5%

—

J P MORGAN EXCHANGE TRADED F

2 positions · 2 reported rows

Rows Capital Asset Advisory Services LLC reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · ULTRA SHRT ETF CUSIP 46641Q837 src ↗	$57.9M	1,144,116
J P MORGAN EXCHANGE TRADED F · ULTRA SHT MUNCPL CUSIP 46641Q654 src ↗	$17.8M	348,929

ticker not yet mapped

$75.6M

1,493,045

2.9%

—

INVESCO ACTIVELY MANAGED EXC · ULTRA SHRT DUR CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$73.6M

1,468,130

2.8%

—

INVESCO EXCH TRADED FD TR II · PURBTA MSCI US CUSIP 46138E461
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$69.1M

972,994

2.7%

—

ISHARES TR

2 positions · 2 reported rows

Rows Capital Asset Advisory Services LLC reported for ISHARES TR, as it reported them
ISHARES TR · TRS FLT RT BD CUSIP 46434V860 src ↗	$59.8M	1,182,871
ISHARES TR · HDG MSCI EAFE CUSIP 46434V803 src ↗	$4.6M	103,397

ticker not yet mapped

$64.4M

1,286,268

2.5%

—

PACER FDS TR

2 positions · 2 reported rows

Rows Capital Asset Advisory Services LLC reported for PACER FDS TR, as it reported them
PACER FDS TR · US CASH COWS 100 CUSIP 69374H881 src ↗	$60.0M	950,031
PACER FDS TR · METAURUS CAP 400 CUSIP 69374H436 src ↗	$3.1M	70,613

ticker not yet mapped

$63.1M

1,020,644

2.4%

—

GLOBAL X FDS

2 positions · 2 reported rows

Rows Capital Asset Advisory Services LLC reported for GLOBAL X FDS, as it reported them
GLOBAL X FDS · US INFR DEV ETF CUSIP 37954Y673 src ↗	$54.6M	983,958
GLOBAL X FDS · CYBRSCURTY ETF CUSIP 37954Y384 src ↗	$7.5M	281,300

ticker not yet mapped

$62.1M

1,265,258

2.4%

—

INVESCO EXCHANGE TRADED FD T

4 positions · 4 reported rows

Rows Capital Asset Advisory Services LLC reported for INVESCO EXCHANGE TRADED FD T, as it reported them
INVESCO EXCHANGE TRADED FD T · AEROSPACE DEFN CUSIP — src ↗	$57.4M	325,342
INVESCO EXCHANGE TRADED FD T · BUILDING & CONST CUSIP — src ↗	$2.2M	20,314
INVESCO EXCHANGE TRADED FD T · S&P500 QUALITY CUSIP — src ↗	$801K	9,959
INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT CUSIP — src ↗	$658K	3,228

ticker not yet mapped

$61.0M

358,843

2.3%

—

SPDR SERIES TRUST

4 positions · 4 reported rows

Rows Capital Asset Advisory Services LLC reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R663 src ↗	$58.0M	633,113
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R788 src ↗	$345K	7,413
SPDR SERIES TRUST · STATE STRET SPDR CUSIP 78468R440 src ↗	$208K	5,878
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$201K	3,802

ticker not yet mapped

$58.7M

650,206

2.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ISHARES GOLD TR · ISHARES NEW CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$58.1M

641,037

2.2%

—

VANGUARD SCOTTSDALE FDS

4 positions · 4 reported rows

Rows Capital Asset Advisory Services LLC reported for VANGUARD SCOTTSDALE FDS, as it reported them
VANGUARD SCOTTSDALE FDS · TOTAL CORP BND CUSIP 92206C573 src ↗	$55.4M	716,102
VANGUARD SCOTTSDALE FDS · SHRT TRM CORP BD CUSIP 92206C409 src ↗	$945K	11,884
VANGUARD SCOTTSDALE FDS · INT-TERM CORP CUSIP — src ↗	$883K	10,571
VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS CUSIP 92206C102 src ↗	$311K	5,313

ticker not yet mapped

$57.6M

743,870

2.2%

—

WISDOMTREE TR · DYNAMIC INTL EQT CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$55.0M

1,186,900

2.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$49.3M

180,657

1.9%

—

FIRST TR EXCHANGE-TRADED FD · NASDAQ CYB ETF CUSIP 33734X846
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$44.7M

667,303

1.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$42.5M

210,440

1.6%

—

VANGUARD INTL EQUITY INDEX F

3 positions · 3 reported rows

Rows Capital Asset Advisory Services LLC reported for VANGUARD INTL EQUITY INDEX F, as it reported them
VANGUARD INTL EQUITY INDEX F · FTSE EMR MKT ETF CUSIP 922042858 src ↗	$41.4M	703,555
VANGUARD INTL EQUITY INDEX F · ALLWRLD EX US CUSIP — src ↗	$474K	5,828
VANGUARD INTL EQUITY INDEX F · TT WRLD ST ETF CUSIP — src ↗	$373K	2,476

ticker not yet mapped

$42.3M

711,859

1.6%

—

VANGUARD BD INDEX FDS

2 positions · 2 reported rows

Rows Capital Asset Advisory Services LLC reported for VANGUARD BD INDEX FDS, as it reported them
VANGUARD BD INDEX FDS · TOTAL BND MRKT CUSIP — src ↗	$39.5M	533,714
VANGUARD BD INDEX FDS · INTERMED TERM CUSIP 921937819 src ↗	$412K	5,312

ticker not yet mapped

$39.9M

539,026

1.5%

—

ISHARES TR

3 positions · 3 reported rows

Rows Capital Asset Advisory Services LLC reported for ISHARES TR, as it reported them
ISHARES TR · BROAD USD HIGH CUSIP 46435U853 src ↗	$38.2M	1,024,609
ISHARES TR · CORE DIVID ETF CUSIP 46435U861 src ↗	$524K	9,304
ISHARES TR · ESG AWR US AGRGT CUSIP 46435U549 src ↗	$417K	8,729

ticker not yet mapped

$39.1M

1,042,642

1.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$29.7M

70,940

1.1%

—

ISHARES TR

6 positions · 6 reported rows

Rows Capital Asset Advisory Services LLC reported for ISHARES TR, as it reported them
ISHARES TR · NATIONAL MUN ETF CUSIP — src ↗	$19.9M	184,811
ISHARES TR · US HOME CONS ETF CUSIP — src ↗	$3.4M	33,789
ISHARES TR · U.S. MED DVC ETF CUSIP — src ↗	$2.8M	51,859
ISHARES TR · MRGSTR MD CP GRW CUSIP — src ↗	$1.6M	17,934
ISHARES TR · RESIDENTIAL MULT CUSIP — src ↗	$891K	9,934
ISHARES TR · ESG MSCI KLD 400 CUSIP — src ↗	$448K	3,369

ticker not yet mapped

$28.9M

301,696

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

2 positions · 2 reported rows

Rows Capital Asset Advisory Services LLC reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$20.4M	60,518
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$7.3M	21,695

$27.7M

82,213

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$26.7M

107,590

1.0%

—

FIRST TR EXCHNG TRADED FD VI · FT VEST LADDERED CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$26.2M

901,961

1.0%

—

VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$25.4M

365,934

1.0%

—

SPDR SERIES TRUST

3 positions · 3 reported rows

Rows Capital Asset Advisory Services LLC reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$9.2M	364,264
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$7.8M	93,107
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$502K	3,364

ticker not yet mapped

$17.4M

460,735

0.7%

—

SCHWAB STRATEGIC TR

3 positions · 3 reported rows

Rows Capital Asset Advisory Services LLC reported for SCHWAB STRATEGIC TR, as it reported them
SCHWAB STRATEGIC TR · US DIVIDEND EQ CUSIP — src ↗	$15.6M	503,303
SCHWAB STRATEGIC TR · US LCAP GR ETF CUSIP — src ↗	$329K	10,100
SCHWAB STRATEGIC TR · US LRG CAP ETF CUSIP — src ↗	$275K	9,848

ticker not yet mapped

$16.2M

523,251

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BROADCOM INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$14.6M

36,593

0.6%

—

WISDOMTREE TR · WISDOMTREE US VA CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$11.8M

119,177

0.5%

—

FIRST TR EXCHANGE TRAD FD VI · FST TR GLB FD CUSIP 33739H101
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$9.8M

345,477

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$9.6M

30,336

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC · CL A CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$9.3M

13,843

0.4%

—

PIMCO ETF TR

3 positions · 3 reported rows

Rows Capital Asset Advisory Services LLC reported for PIMCO ETF TR, as it reported them
PIMCO ETF TR · SHTRM MUN BD ACT CUSIP 72201R874 src ↗	$8.5M	168,800
PIMCO ETF TR · ENHNCD LW DUR AC CUSIP 72201R718 src ↗	$419K	4,376
PIMCO ETF TR · ENHAN SHRT MA AC CUSIP — src ↗	$313K	3,113

ticker not yet mapped

$9.3M

176,289

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$8.9M

69,448

0.3%

—

J P MORGAN EXCHANGE TRADED F

2 positions · 2 reported rows

Rows Capital Asset Advisory Services LLC reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · HIGH YIELD MUNI CUSIP 46654Q799 src ↗	$8.3M	165,575
J P MORGAN EXCHANGE TRADED F · NASDAQ EQT PREM CUSIP — src ↗	$557K	9,490

ticker not yet mapped

$8.9M

175,065

0.3%

—

ISHARES TR · RUS TP200 GR ETF CUSIP 464289438
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$8.1M

29,063

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$7.9M

53,590

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TESLA INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$7.8M

19,949

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$7.7M

16,411

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CISCO SYS INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$7.6M

86,920

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$7.5M

10,605

0.3%

—

ISHARES INC

2 positions · 2 reported rows

Rows Capital Asset Advisory Services LLC reported for ISHARES INC, as it reported them
ISHARES INC · CORE MSCI EMKT CUSIP — src ↗	$7.2M	92,599
ISHARES INC · ESG AWR MSCI EM CUSIP — src ↗	$268K	5,301

ticker not yet mapped

$7.4M

97,900

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GOLDMAN SACHS GROUP INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$7.4M

7,859

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLIED MATLS INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$7.0M

17,787

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$6.9M

6,881

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CATERPILLAR INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$6.3M

7,899

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BANK AMERICA CORP · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$6.2M

114,431

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DISNEY WALT CO · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$5.9M

55,671

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOME DEPOT INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$5.8M

16,466

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEVRON CORPORATION · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$5.8M

31,521

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$5.8M

25,018

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RTX CORPORATION · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$5.5M

28,263

0.2%

—

FIRST TR EXCHNG TRADED FD VI

2 positions · 2 reported rows

Rows Capital Asset Advisory Services LLC reported for FIRST TR EXCHNG TRADED FD VI, as it reported them
FIRST TR EXCHNG TRADED FD VI · LOW DUR STRTGC CUSIP 33740F870 src ↗	$5.1M	265,279
FIRST TR EXCHNG TRADED FD VI · FT VEST LADDERED CUSIP — src ↗	$213K	6,000

ticker not yet mapped

$5.3M

271,279

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LINDE PLC · SHS CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$5.1M

10,321

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MORGAN STANLEY · COM NEW CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$5.1M

26,848

0.2%

—

ISHARES U S ETF TR · IT RT HDG HGYL CUSIP 46431W606
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$5.1M

59,161

0.2%

—

HARTFORD FDS EXCHANGE TRADED · SCHRDRS TAX BD CUSIP 41653L404
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$4.6M

240,265

0.2%

—

VANGUARD MUN BD FDS · TAX EXEMPT BD CUSIP 922907746
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$4.6M

90,351

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER & GAMBLE CO · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$4.6M

31,536

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SYNOPSYS INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$4.5M

9,820

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$4.5M

4,845

0.2%

—

ISHARES TR

2 positions · 2 reported rows

Rows Capital Asset Advisory Services LLC reported for ISHARES TR, as it reported them
ISHARES TR · FLTG RATE NT ETF CUSIP 46429B655 src ↗	$2.8M	55,296
ISHARES TR · MSCI USA MIN VOL CUSIP 46429B697 src ↗	$1.6M	16,999

ticker not yet mapped

$4.4M

72,295

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PEPSICO INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$4.3M

27,567

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COCA COLA CO · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$4.2M

56,201

0.2%

—

FIRST TR EXCHANGE TRADED FD

2 positions · 2 reported rows

Rows Capital Asset Advisory Services LLC reported for FIRST TR EXCHANGE TRADED FD, as it reported them
FIRST TR EXCHANGE TRADED FD · RISNG DIVD ACHIV CUSIP 33738R506 src ↗	$4.0M	53,581
FIRST TR EXCHANGE TRADED FD · DORSEY WRT 5 ETF CUSIP — src ↗	$218K	3,366

ticker not yet mapped

$4.2M

56,947

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$4.1M

19,928

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MASTERCARD INCORPORATED · CL A CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$4.0M

7,788

0.2%

—

SELECT SECTOR SPDR TR

2 positions · 2 reported rows

Rows Capital Asset Advisory Services LLC reported for SELECT SECTOR SPDR TR, as it reported them
SELECT SECTOR SPDR TR · STATE STREET TEC CUSIP — src ↗	$3.7M	23,956
SELECT SECTOR SPDR TR · STATE STREET ENE CUSIP 81369Y506 src ↗	$307K	5,572

ticker not yet mapped

$4.0M

29,528

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

THERMO FISHER SCIENTIFIC INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$4.0M

7,618

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CINTAS CORP · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$4.0M

22,147

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EMERSON ELEC CO · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$4.0M

26,957

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTUITIVE SURGICAL INC · COM NEW CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$3.8M

8,222

0.1%

—

VANGUARD WORLD FD

2 positions · 2 reported rows

Rows Capital Asset Advisory Services LLC reported for VANGUARD WORLD FD, as it reported them
VANGUARD WORLD FD · CONSUM DIS ETF CUSIP 92204A108 src ↗	$3.3M	8,411
VANGUARD WORLD FD · INF TECH ETF CUSIP 92204A702 src ↗	$446K	4,392

ticker not yet mapped

$3.8M

12,803

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBOTT LABORATORIES · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$3.7M

38,485

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CITIGROUP INC · COM NEW CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$3.6M

26,731

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ACCENTURE PLC IRELAND · SHS CLASS A CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$3.5M

18,083

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VERIZON COMMUNICATIONS INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$3.5M

74,643

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VISA INC · COM CL A CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$3.3M

10,655

0.1%

—

GOLDMAN SACHS PHYSICAL GOLD · UNIT CUSIP 38150K103
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$3.2M

67,549

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PFIZER INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$3.2M

115,839

0.1%

—

FIDELITY MERRIMACK STR TR · TOTAL BD ETF CUSIP 316188309
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$3.2M

68,949

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AIRBNB INC · COM CL A CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$3.2M

21,953

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COMCAST CORP NEW · CL A CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$3.1M

102,782

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EOG RES INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$3.0M

23,600

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DANAHER CORP DEL · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$2.9M

14,755

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LOCKHEED MARTIN CORP · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$2.8M

4,774

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DOW HLDGS INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$2.7M

74,228

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EATON CORP PLC · SHS CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$2.7M

6,665

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MERCK & CO INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$2.6M

22,240

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BRISTOL-MYERS SQUIBB CO · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$2.6M

44,014

0.1%

—

VANGUARD ADMIRAL FDS INC · SMLLCP 600 IDX CUSIP 921932828
2026-03-31 filed 2026-04-24 +24d

src ↗

ticker not yet mapped

$2.5M

19,773

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEXTERA ENERGY INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$2.4M

26,443

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CONOCOPHILLIPS · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$2.4M

20,220

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HONEYWELL INTL INC · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$2.3M

10,193

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERNATIONAL BUSINESS MACHS · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$2.2M

8,735

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COLGATE PALMOLIVE CO · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$2.2M

26,404

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WELLS FARGO & CO · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$2.1M

25,932

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

UNION PAC CORP · COM CUSIP —
2026-03-31 filed 2026-04-24 +24d

src ↗

$2.0M

8,061

0.1%

1–20 of the 100 issuers on this page

One line per issuer, largest first — open a line for its reported rows. Grouping ↗

Book shape

Tick = median of the 8,748 tracked filers with a 2026-03-31 book (the index median: the 8,662 with a complete book). Concentration uses reported 13F long value, not total assets; the index is withheld when any position lacks a value.

share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 71.6%below median 80.0%
integer Herfindahl–Hirschman index in basis points over disclosed position values: 349 bpsbelow median 446 bps
holdings with no disclosed value (undisclosed, or unreadable on the filing) — kept and counted, never shown as zero: 299 / 299median book 97.5 positions

327 quarter-over-quarter rows

Filing history

Available filing periods
Period	Source
2026-03-31	EDGAR ↗

Complete source filings on SEC EDGAR

The filing on EDGAR is the record, including any filed after this build.

Open Capital Asset Advisory Services LLC's 13F filings on SEC EDGAR ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings: a position may have changed or closed since the quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars; each record notes its original unit.

Affiliated managers may report the same position, so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice.

Changes · Q1 2026Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Reported positions — 2026-03-31

Book shape

Filing history

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.