NWAM LLC

CIK 1655006 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions have no disclosed value and are left out of the sum, counted here rather than dropped: $1.7B
every reported holding for this filer and quarter, including ones with no disclosed value: 621
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 64
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 60

Quarter-end snapshot, filed up to 45 days later — not current holdings. What a 13F covers ↓

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Position changes into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated	Prev value	Curr value	Prev shares	Curr shares
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11825` · issuer key `iss:1225`	TRIM	−$30.0M	−13,220	$115M	$85.0M	242,776	229,556
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13215` · issuer key `iss:144`	ADD	−$552K	+3,156	$65.5M	$64.9M	252,603	255,759
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15642` · issuer key `iss:1334`	ADD	−$836K	+11,052	$42.7M	$41.8M	228,896	239,948
—	share class as filed: GROWTH ETF · position key `pos:11209` · issuer key `iss:2483`	ADD	−$3.8M	+1,271	$41.8M	$38.0M	85,751	87,022
—	share class as filed: VALUE ETF · position key `pos:10986` · issuer key `iss:2483`	TRIM	+$183K	−1,343	$34.6M	$34.8M	178,489	177,146
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: UNIT SER 1 · position key `pos:11173` · issuer key `iss:995`	TRIM	−$6.2M	−5,711	$40.5M	$34.3M	65,200	59,489
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12827` · issuer key `iss:323`	ADD	+$1.5M	+9,477	$28.8M	$30.3M	88,568	98,045
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14175` · issuer key `iss:95`	TRIM	−$9.1M	−20,312	$38.7M	$29.6M	162,664	142,352
—	share class as filed: CORE S&P TTL STK · position key `pos:11463` · issuer key `iss:1012`	ADD	+$3.0M	+31,304	$23.7M	$26.7M	156,046	187,350
—	share class as filed: RUS 1000 GRW ETF · position key `pos:11528` · issuer key `iss:1012`	TRIM	−$3.2M	−948	$28.8M	$25.6M	60,937	59,989
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14552` · issuer key `iss:711`	TRIM	+$4.5M	−713	$17.1M	$21.7M	128,443	127,730
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12030` · issuer key `iss:525`	TRIM	+$456K	−147	$20.4M	$20.8M	21,044	20,897
—	share class as filed: CORE S&P500 ETF · position key `pos:10307` · issuer key `iss:1012`	TRIM	−$8.0M	−9,865	$28.8M	$20.8M	41,642	31,777
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CL B NEW · position key `pos:11205` · issuer key `iss:255`	ADD	−$400K	+99	$20.7M	$20.3M	42,338	42,437
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10357` · issuer key `iss:1786`	ADD	−$2.8M	+2,096	$21.8M	$19.0M	49,036	51,132
—	share class as filed: SHORT TRM BOND · position key `pos:10984` · issuer key `iss:2477`	ADD	+$575K	+8,517	$18.2M	$18.8M	231,011	239,528
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CAP STK CL C · position key `pos:17821` · issuer key `iss:89`	ADD	+$3.6M	+18,799	$13.7M	$17.4M	41,724	60,523
—	share class as filed: VAN FTSE DEV MKT · position key `pos:17409` · issuer key `iss:2478`	TRIM	−$185K	−3,041	$15.4M	$15.2M	240,674	237,633
—	share class as filed: TOTAL BND MRKT · position key `pos:17965` · issuer key `iss:2477`	TRIM	−$1.0M	−12,176	$16.2M	$15.2M	218,880	206,704
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: GOLD SHS · position key `pos:11237` · issuer key `iss:1601`	ADD	−$712K	+932	$15.9M	$15.2M	34,384	35,316

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 37

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
—	share class as filed: COM · position key `sid:sec:prov:e9b255125f6aa090f39fda6a22a68207` · issuer key `cusip6:683712`	NO CHANGE	−$524K	$2.6M	$2.1M	440,500	440,500
—	share class as filed: RUS 2000 VAL ETF · position key `pos:11296` · issuer key `iss:1012`	NO CHANGE	+$80.9K	$1.8M	$1.9M	10,039	10,039
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:16386` · issuer key `iss:1178`	NO CHANGE	−$82.0K	$1.1M	$1.1M	30,605	30,605
—	share class as filed: S&P500 QUALITY · position key `pos:10164` · issuer key `iss:1000`	NO CHANGE	−$23.3K	$861K	$838K	11,145	11,145
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CL A · position key `pos:11020` · issuer key `iss:255`	NO CHANGE	−$8.3K	$726K	$718K	1	1
—	share class as filed: NEXT GNRTN INTER · position key `sid:sec:prov:9d4e0b14cf8547efe7ebf3db36f73d2b` · issuer key `iss:2316`	NO CHANGE	−$102K	$597K	$495K	4,105	4,105
—	share class as filed: GLOB HLTHCRE ETF · position key `pos:17268` · issuer key `iss:1012`	NO CHANGE	−$35.8K	$511K	$476K	5,085	5,085
—	share class as filed: MSCI AUST ETF · position key `sid:sec:prov:cb5e7ff2563f749504b428e0411ec81f` · issuer key `cusip6:464286`	NO CHANGE	+$2.3K	$448K	$450K	16,221	16,221
—	share class as filed: MUNICIPAL INCOME · position key `sid:sec:prov:316d6f989028f9f4ac553823fd99a644` · issuer key `cusip6:14020Y`	NO CHANGE	−$7.1K	$454K	$447K	16,459	16,459
—	share class as filed: GLBL X MLP ETF · position key `sid:sec:prov:5ed5a1049b26f97fd3bdbc6d91cdf800` · issuer key `iss:2391`	NO CHANGE	+$33.7K	$360K	$394K	7,317	7,317
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17153` · issuer key `iss:386`	NO CHANGE	+$89.7K	$255K	$345K	7,073	7,073
—	share class as filed: RUSSELL 3000 ETF · position key `pos:10235` · issuer key `iss:1012`	NO CHANGE	−$15.5K	$352K	$337K	908	908
—	share class as filed: STATE STREET US · position key `sid:sec:prov:29e66e8bf1266276d4ae22a683bfb32f` · issuer key `cusip6:78470P`	NO CHANGE	−$26.6K	$339K	$312K	5,408	5,408
—	share class as filed: COM SH BEN INT · position key `sid:sec:prov:89808e5e9b2717aa91bef466fb624798` · issuer key `cusip6:756158`	NO CHANGE	+$13.0K	$298K	$311K	7,912	7,912
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15131` · issuer key `iss:87`	NO CHANGE	−$27.9K	$330K	$302K	914	914
—	share class as filed: MIDCP 400 IDX · position key `sid:sec:prov:81f16c3a097494098bf7837d528d1fa8` · issuer key `cusip6:921932`	NO CHANGE	−$9.1K	$306K	$297K	2,600	2,600
—	share class as filed: MSCI INTL QUALTY · position key `sid:sec:prov:5892083dd5422cc02647a9cefd0e22d9` · issuer key `iss:2405`	NO CHANGE	−$9.1K	$299K	$290K	6,271	6,271
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: SPONSORED ADR · position key `pos:16000` · issuer key `iss:215`	NO CHANGE	+$61.7K	$221K	$283K	6,023	6,023
—	share class as filed: STATE STREET FIX · position key `sid:sec:prov:d4b681ba1e5b3c91bbb4215fb309244b` · issuer key `cusip6:78470P`	NO CHANGE	−$3.1K	$283K	$280K	10,883	10,883
—	share class as filed: STATE STREET SPD · position key `pos:13453` · issuer key `iss:1602`	NO CHANGE	−$1.3K	$263K	$262K	9,128	9,128
—	share class as filed: PSHS ULTRA QQQ · position key `sid:sec:prov:5e2560c991a548f1a2d5cda3c4188e22` · issuer key `cusip6:74347R`	NO CHANGE	−$48.2K	$300K	$252K	4,130	4,130
—	share class as filed: COM · position key `sid:sec:prov:1175b6b72beb288ab65ba1116b2bad70` · issuer key `cusip6:45826J`	NO CHANGE	−$22.1K	$273K	$251K	19,540	19,540
—	share class as filed: S&P MC 400GR ETF · position key `pos:12699` · issuer key `iss:1012`	NO CHANGE	+$3.0K	$245K	$248K	2,466	2,466
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11517` · issuer key `iss:1003`	NO CHANGE	−$19.1K	$262K	$243K	3,238	3,238
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:16680` · issuer key `iss:1336`	NO CHANGE	+$29.4K	$211K	$240K	3,184	3,184
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:18169` · issuer key `iss:1577`	NO CHANGE	−$9.2K	$236K	$227K	1,403	1,403
—	share class as filed: COM · position key `sid:sec:prov:57ff8c44ef651ab87c492c47ff5fe1f0` · issuer key `cusip6:092508`	NO CHANGE	−$10.2K	$205K	$195K	19,267	19,267
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: SPONSORED ADR · position key `pos:12980` · issuer key `iss:964`	NO CHANGE	−$47.7K	$189K	$141K	10,470	10,470
—	share class as filed: COM · position key `sid:sec:prov:aa2e751c58ef48c1ef2f18ca6afe641b` · issuer key `cusip6:94987D`	NO CHANGE	−$4.9K	$116K	$111K	12,359	12,359
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11702` · issuer key `iss:802`	NO CHANGE	+$20.3K	$54.9K	$75.1K	10,659	10,659
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM CL A · position key `pos:14087` · issuer key `iss:699`	NO CHANGE	−$3.8K	$64.3K	$60.5K	10,000	10,000
—	share class as filed: COM · position key `sid:sec:prov:dbdd1ea895d57b4689152f8bb7b4c066` · issuer key `cusip6:68621F`	NO CHANGE	−$31.6K	$79.0K	$47.4K	20,000	20,000
—	share class as filed: COM · position key `sid:sec:prov:18181c9dd8f150a36111259b294214c3` · issuer key `cusip6:105230`	NO CHANGE	+$5.7K	$35.2K	$40.9K	12,398	12,398
—	share class as filed: *W EXP 11/20/202 · position key `sid:sec:prov:328806cd5b7cc3ce3e1967f9508e1ed8` · issuer key `cusip6:683712`	NO CHANGE	−$6.7K	$15.6K	$8.9K	14,683	14,683
—	share class as filed: COM · position key `sid:sec:prov:9ba2e92441f28aee4fcd841221b45f57` · issuer key `cusip6:46583A`	NO CHANGE	−$7.9K	$11.9K	$4.0K	15,625	15,625
—	share class as filed: *W EXP 11/20/202 · position key `sid:sec:prov:cd27346f5d8e23242090c8583b4561c0` · issuer key `cusip6:683712`	NO CHANGE	−$5.3K	$9.0K	$3.6K	14,683	14,683
—	share class as filed: *W EXP 11/20/202 · position key `sid:sec:prov:fe16a0c632d954f97f3d9fc127011e48` · issuer key `cusip6:683712`	NO CHANGE	−$4.5K	$7.9K	$3.5K	14,683	14,683

Flags: no row carries a flag.

Holdings without a security ID are counted, not compared. Method ↗

Reported positions — 2026-03-31

388 issuers · 621 rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

—

ISHARES TR

37 positions · 37 reported rows

Rows NWAM LLC reported for ISHARES TR, as it reported them
ISHARES TR · CORE S&P TTL STK CUSIP — src ↗	$26.7M	187,350
ISHARES TR · RUS 1000 GRW ETF CUSIP — src ↗	$25.6M	59,989
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$20.8M	31,777
ISHARES TR · CORE US AGGBD ET CUSIP — src ↗	$12.3M	124,275
ISHARES TR · RUS 1000 VAL ETF CUSIP — src ↗	$10.3M	48,038
ISHARES TR · CORE S&P MCP ETF CUSIP — src ↗	$8.1M	120,358
ISHARES TR · CORE S&P SCP ETF CUSIP — src ↗	$6.2M	49,937
ISHARES TR · LATN AMER 40 ETF CUSIP — src ↗	$4.7M	133,200
ISHARES TR · S&P 500 GRWT ETF CUSIP — src ↗	$4.4M	38,500
ISHARES TR · MSCI EAFE ETF CUSIP — src ↗	$3.5M	36,278
ISHARES TR · TIPS BD ETF CUSIP — src ↗	$3.3M	30,335
ISHARES TR · S&P 500 VAL ETF CUSIP — src ↗	$2.9M	13,916
ISHARES TR · 1 3 YR TREAS BD CUSIP — src ↗	$2.8M	34,334
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$2.6M	10,307
ISHARES TR · SP SMCP600VL ETF CUSIP — src ↗	$2.5M	21,393
ISHARES TR · U.S. TECH ETF CUSIP — src ↗	$2.1M	11,769
ISHARES TR · RUS MD CP GR ETF CUSIP — src ↗	$2.1M	16,540
ISHARES TR · SELECT DIVID ETF CUSIP — src ↗	$1.9M	12,602
ISHARES TR · RUS 2000 VAL ETF CUSIP — src ↗	$1.9M	10,039
ISHARES TR · IBOXX INV CP ETF CUSIP — src ↗	$1.8M	16,891
ISHARES TR · S&P 100 ETF CUSIP — src ↗	$1.6M	5,139
ISHARES TR · 20 YR TR BD ETF CUSIP — src ↗	$1.3M	14,679
ISHARES TR · MSCI EMG MKT ETF CUSIP — src ↗	$1.2M	21,943
ISHARES TR · S&P MC 400VL ETF CUSIP — src ↗	$1.2M	9,391
ISHARES TR · CORE S&P US VLU CUSIP — src ↗	$1.1M	10,831
ISHARES TR · RUS 1000 ETF CUSIP — src ↗	$1.1M	2,979
ISHARES TR · CORE S&P US GWT CUSIP — src ↗	$713K	4,596
ISHARES TR · S&P SML 600 GWT CUSIP — src ↗	$652K	4,506
ISHARES TR · U.S. REAL ES ETF CUSIP — src ↗	$620K	6,557
ISHARES TR · RUS MID CAP ETF CUSIP — src ↗	$569K	5,854
ISHARES TR · GLOB HLTHCRE ETF CUSIP — src ↗	$476K	5,085
ISHARES TR · RUS MDCP VAL ETF CUSIP — src ↗	$378K	2,594
ISHARES TR · RUSSELL 3000 ETF CUSIP — src ↗	$337K	908
ISHARES TR · 7-10 YR TRSY BD CUSIP — src ↗	$332K	3,476
ISHARES TR · RUS 2000 GRW ETF CUSIP — src ↗	$280K	891
ISHARES TR · S&P MC 400GR ETF CUSIP — src ↗	$248K	2,466
ISHARES TR · ISHARES BIOTECH CUSIP — src ↗	$238K	1,408

ticker not yet mapped

$159M

1,111,131

9.2%

—

VANGUARD INDEX FDS

13 positions · 13 reported rows

Rows NWAM LLC reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · GROWTH ETF CUSIP — src ↗	$38.0M	87,022
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$34.8M	177,146
VANGUARD INDEX FDS · REAL ESTATE ETF CUSIP 922908553 src ↗	$11.4M	128,627
VANGUARD INDEX FDS · TOTAL STK MKT CUSIP — src ↗	$10.2M	31,665
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$9.2M	15,443
VANGUARD INDEX FDS · LARGE CAP ETF CUSIP — src ↗	$8.7M	29,007
VANGUARD INDEX FDS · MID CAP ETF CUSIP — src ↗	$7.3M	25,289
VANGUARD INDEX FDS · SMALL CP ETF CUSIP — src ↗	$6.9M	26,212
VANGUARD INDEX FDS · SM CP VAL ETF CUSIP — src ↗	$6.1M	28,218
VANGUARD INDEX FDS · MCAP GR IDXVIP CUSIP 922908538 src ↗	$4.8M	18,604
VANGUARD INDEX FDS · MCAP VL IDXVIP CUSIP 922908512 src ↗	$1.5M	8,296
VANGUARD INDEX FDS · SML CP GRW ETF CUSIP 922908595 src ↗	$516K	1,707
VANGUARD INDEX FDS · EXTEND MKT ETF CUSIP — src ↗	$279K	1,357

ticker not yet mapped

$140M

578,593

8.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$85.0M

229,556

4.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$64.9M

255,759

3.7%

—

VANGUARD BD INDEX FDS

4 positions · 4 reported rows

Rows NWAM LLC reported for VANGUARD BD INDEX FDS, as it reported them
VANGUARD BD INDEX FDS · SHORT TRM BOND CUSIP — src ↗	$18.8M	239,528
VANGUARD BD INDEX FDS · TOTAL BND MRKT CUSIP — src ↗	$15.2M	206,704
VANGUARD BD INDEX FDS · INTERMED TERM CUSIP 921937819 src ↗	$12.0M	155,792
VANGUARD BD INDEX FDS · LONG TERM BOND CUSIP 921937793 src ↗	$1.3M	18,795

ticker not yet mapped

$47.3M

620,819

2.7%

—

DIMENSIONAL ETF TRUST

22 positions · 22 reported rows

Rows NWAM LLC reported for DIMENSIONAL ETF TRUST, as it reported them
DIMENSIONAL ETF TRUST · US CORE EQUITY 2 CUSIP 25434V708 src ↗	$13.7M	353,526
DIMENSIONAL ETF TRUST · US SUSTAINABILTY CUSIP 25434V716 src ↗	$8.6M	209,350
DIMENSIONAL ETF TRUST · INTL CORE EQUITY CUSIP 25434V799 src ↗	$3.5M	97,460
DIMENSIONAL ETF TRUST · US HIGH PROFITAB CUSIP 25434V831 src ↗	$2.6M	70,841
DIMENSIONAL ETF TRUST · INTL HIGH PROFIT CUSIP 25434V765 src ↗	$2.3M	71,163
DIMENSIONAL ETF TRUST · GLOBAL CORE PLUS CUSIP 25434V583 src ↗	$2.2M	40,634
DIMENSIONAL ETF TRUST · INFLATION PROTE CUSIP 25434V856 src ↗	$2.2M	52,471
DIMENSIONAL ETF TRUST · EMERGING MKTS CO CUSIP 25434V732 src ↗	$1.9M	55,026
DIMENSIONAL ETF TRUST · INTL SMALL CAP V CUSIP 25434V781 src ↗	$1.7M	43,465
DIMENSIONAL ETF TRUST · INTERNATIONAL CUSIP 25434V690 src ↗	$1.4M	32,158
DIMENSIONAL ETF TRUST · SHORT DURATION F CUSIP 25434V864 src ↗	$846K	17,661
DIMENSIONAL ETF TRUST · EMERGING MARKETS CUSIP 25434V682 src ↗	$761K	17,966
DIMENSIONAL ETF TRUST · INTERNATNAL VAL CUSIP 25434V807 src ↗	$717K	13,588
DIMENSIONAL ETF TRUST · US SMALL CAP VAL CUSIP 25434V815 src ↗	$650K	18,558
DIMENSIONAL ETF TRUST · DIMENSIONAL US CUSIP 25434V559 src ↗	$443K	7,465
DIMENSIONAL ETF TRUST · US SMALL CAP ETF CUSIP 25434V500 src ↗	$409K	5,750
DIMENSIONAL ETF TRUST · GLOBAL REAL EST CUSIP 25434V658 src ↗	$389K	14,652
DIMENSIONAL ETF TRUST · INTL CORE EQT MK CUSIP 25434V203 src ↗	$291K	7,457
DIMENSIONAL ETF TRUST · EMERGING MKTS HI CUSIP 25434V757 src ↗	$261K	7,711
DIMENSIONAL ETF TRUST · US TARGETED VLU CUSIP 25434V609 src ↗	$239K	3,828
DIMENSIONAL ETF TRUST · EMERGING MKTS VA CUSIP 25434V740 src ↗	$229K	6,397
DIMENSIONAL ETF TRUST · EMGR CRE EQT MNG CUSIP 25434V302 src ↗	$217K	6,420

ticker not yet mapped

$45.5M

1,153,547

2.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$41.8M

239,948

2.4%

—

AMERICAN CENTY ETF TR

9 positions · 9 reported rows

Rows NWAM LLC reported for AMERICAN CENTY ETF TR, as it reported them
AMERICAN CENTY ETF TR · US SML CP VALU CUSIP 025072877 src ↗	$14.8M	133,933
AMERICAN CENTY ETF TR · INTERNATIONAL LR CUSIP 025072364 src ↗	$9.3M	123,633
AMERICAN CENTY ETF TR · AVANTIS EMGMKT CUSIP 025072604 src ↗	$2.5M	30,796
AMERICAN CENTY ETF TR · INTL EQT ETF CUSIP 025072703 src ↗	$2.4M	28,317
AMERICAN CENTY ETF TR · US EQT ETF CUSIP 025072885 src ↗	$2.3M	20,739
AMERICAN CENTY ETF TR · INTL SMCP VLU CUSIP 025072802 src ↗	$1.6M	16,228
AMERICAN CENTY ETF TR · US LARGE CAP VLU CUSIP 025072349 src ↗	$1.3M	16,416
AMERICAN CENTY ETF TR · AVANTIS SHFXDINC CUSIP 025072687 src ↗	$379K	8,101
AMERICAN CENTY ETF TR · REAL ESTATE ETF CUSIP 025072356 src ↗	$240K	5,452

ticker not yet mapped

$34.8M

383,615

2.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INVESCO QQQ TR · UNIT SER 1 CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$34.3M

59,489

2.0%

—

VANECK ETF TRUST

3 positions · 3 reported rows

Rows NWAM LLC reported for VANECK ETF TRUST, as it reported them
VANECK ETF TRUST · GOLD MINERS ETF CUSIP 92189F106 src ↗	$12.9M	140,446
VANECK ETF TRUST · JUNIOR GOLD MINE CUSIP 92189F791 src ↗	$11.7M	97,525
VANECK ETF TRUST · SEMICONDUCTR ETF CUSIP — src ↗	$9.6M	25,084

ticker not yet mapped

$34.2M

263,055

2.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

2 positions · 2 reported rows

Rows NWAM LLC reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$17.4M	60,523
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$14.1M	49,128

$31.5M

109,651

1.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BROADCOM INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$30.3M

98,045

1.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$29.6M

142,352

1.7%

—

SCHWAB STRATEGIC TR

13 positions · 13 reported rows

Rows NWAM LLC reported for SCHWAB STRATEGIC TR, as it reported them
SCHWAB STRATEGIC TR · US DIVIDEND EQ CUSIP — src ↗	$7.7M	251,717
SCHWAB STRATEGIC TR · INTL EQTY ETF CUSIP — src ↗	$3.2M	128,817
SCHWAB STRATEGIC TR · US LCAP GR ETF CUSIP — src ↗	$2.9M	99,183
SCHWAB STRATEGIC TR · US AGGREGATE B CUSIP — src ↗	$1.8M	76,309
SCHWAB STRATEGIC TR · US TIPS ETF CUSIP — src ↗	$1.2M	45,278
SCHWAB STRATEGIC TR · US SML CAP ETF CUSIP — src ↗	$1.2M	41,287
SCHWAB STRATEGIC TR · INTL SCEQT ETF CUSIP — src ↗	$1.2M	25,660
SCHWAB STRATEGIC TR · US LCAP VA ETF CUSIP — src ↗	$1.1M	35,496
SCHWAB STRATEGIC TR · US MID-CAP ETF CUSIP — src ↗	$1.0M	32,897
SCHWAB STRATEGIC TR · US LRG CAP ETF CUSIP — src ↗	$482K	18,815
SCHWAB STRATEGIC TR · US BRD MKT ETF CUSIP — src ↗	$445K	17,729
SCHWAB STRATEGIC TR · US REIT ETF CUSIP — src ↗	$418K	19,440
SCHWAB STRATEGIC TR · SHT TM US TRES CUSIP — src ↗	$358K	14,748

ticker not yet mapped

$23.0M

807,376

1.3%

—

SELECT SECTOR SPDR TR

11 positions · 11 reported rows

Rows NWAM LLC reported for SELECT SECTOR SPDR TR, as it reported them
SELECT SECTOR SPDR TR · STATE STREET TEC CUSIP — src ↗	$7.4M	55,394
SELECT SECTOR SPDR TR · STATE STREET ENE CUSIP 81369Y506 src ↗	$2.9M	47,440
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP — src ↗	$2.3M	28,043
SELECT SECTOR SPDR TR · STATE STREET FIN CUSIP 81369Y605 src ↗	$2.0M	41,346
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP 81369Y407 src ↗	$1.7M	15,846
SELECT SECTOR SPDR TR · STATE STREET IND CUSIP 81369Y704 src ↗	$1.7M	10,605
SELECT SECTOR SPDR TR · STATE STREET HEA CUSIP 81369Y209 src ↗	$1.4M	9,746
SELECT SECTOR SPDR TR · STATE STREET COM CUSIP 81369Y852 src ↗	$1.4M	12,860
SELECT SECTOR SPDR TR · STATE STREET UTI CUSIP — src ↗	$1.2M	25,157
SELECT SECTOR SPDR TR · STATE STREET MAT CUSIP 81369Y100 src ↗	$510K	10,215
SELECT SECTOR SPDR TR · STATE STREET REA CUSIP 81369Y860 src ↗	$309K	7,573

ticker not yet mapped

$22.9M

264,225

1.3%

—

SPDR SERIES TRUST

13 positions · 13 reported rows

Rows NWAM LLC reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$8.4M	89,267
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$6.2M	80,733
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$2.6M	15,413
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.3M	37,649
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$827K	5,667
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$712K	7,417
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$492K	5,021
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$382K	6,448
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$323K	12,435
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$279K	1,097
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$276K	11,113
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$262K	9,128
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$202K	3,562

ticker not yet mapped

$22.3M

284,950

1.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$21.7M

127,730

1.2%

BERKSHIRE HATHAWAY INC DEL

2 positions · 2 reported rows

Rows NWAM LLC reported for BERKSHIRE HATHAWAY INC DEL, as it reported them
BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP — src ↗	$20.3M	42,437
BERKSHIRE HATHAWAY INC DEL · CL A CUSIP — src ↗	$718K	1

$21.1M

42,438

1.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$20.8M

20,897

1.2%

—

ISHARES TR

18 positions · 18 reported rows

Rows NWAM LLC reported for ISHARES TR, as it reported them
ISHARES TR · MRGSTR MD CP GRW CUSIP — src ↗	$4.1M	51,953
ISHARES TR · JPMORGAN USD EMG CUSIP — src ↗	$3.3M	35,490
ISHARES TR · NATIONAL MUN ETF CUSIP — src ↗	$1.9M	18,125
ISHARES TR · IBOXX HI YD ETF CUSIP — src ↗	$1.7M	20,850
ISHARES TR · MSCI ACWI EX US CUSIP — src ↗	$1.6M	23,663
ISHARES TR · 3 7 YR TREAS BD CUSIP — src ↗	$1.4M	11,829
ISHARES TR · ISHS 1-5YR INVS CUSIP — src ↗	$1.1M	21,851
ISHARES TR · EAFE VALUE ETF CUSIP — src ↗	$1.0M	14,071
ISHARES TR · SHRT NAT MUN ETF CUSIP — src ↗	$1.0M	9,676
ISHARES TR · MBS ETF CUSIP — src ↗	$862K	9,081
ISHARES TR · EAFE SML CP ETF CUSIP — src ↗	$499K	6,365
ISHARES TR · 10-20 YR TRS ETF CUSIP — src ↗	$416K	4,127
ISHARES TR · TRUST ISHARE 0-1 CUSIP — src ↗	$414K	3,751
ISHARES TR · CRE U S REIT ETF CUSIP — src ↗	$328K	5,538
ISHARES TR · U.S. MED DVC ETF CUSIP — src ↗	$327K	6,122
ISHARES TR · EAFE GRWTH ETF CUSIP — src ↗	$249K	2,237
ISHARES TR · MORNINGSTAR VALU CUSIP — src ↗	$234K	2,516
ISHARES TR · US AER DEF ETF CUSIP — src ↗	$201K	917

ticker not yet mapped

$20.8M

248,162

1.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TESLA INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$19.0M

51,132

1.1%

—

INVESCO EXCH TRADED FD TR II

5 positions · 5 reported rows

Rows NWAM LLC reported for INVESCO EXCH TRADED FD TR II, as it reported them
INVESCO EXCH TRADED FD TR II · S&P 500 REVENUE CUSIP 46138G698 src ↗	$6.0M	51,825
INVESCO EXCH TRADED FD TR II · S&P MDCP 400 REV CUSIP 46138G672 src ↗	$5.1M	39,790
INVESCO EXCH TRADED FD TR II · SOLAR ETF CUSIP 46138G706 src ↗	$5.0M	90,588
INVESCO EXCH TRADED FD TR II · NASDAQ 100 ETF CUSIP — src ↗	$2.3M	9,750
INVESCO EXCH TRADED FD TR II · SR LN ETF CUSIP 46138G508 src ↗	$363K	17,802

ticker not yet mapped

$18.8M

209,755

1.1%

—

VANGUARD INTL EQUITY INDEX F

6 positions · 6 reported rows

Rows NWAM LLC reported for VANGUARD INTL EQUITY INDEX F, as it reported them
VANGUARD INTL EQUITY INDEX F · ALLWRLD EX US CUSIP — src ↗	$6.8M	90,260
VANGUARD INTL EQUITY INDEX F · FTSE EMR MKT ETF CUSIP 922042858 src ↗	$5.2M	95,891
VANGUARD INTL EQUITY INDEX F · FTSE SMCAP ETF CUSIP 922042718 src ↗	$4.8M	33,207
VANGUARD INTL EQUITY INDEX F · FTSE EUROPE ETF CUSIP 922042874 src ↗	$1.2M	14,978
VANGUARD INTL EQUITY INDEX F · FTSE PACIFIC ETF CUSIP 922042866 src ↗	$422K	4,318
VANGUARD INTL EQUITY INDEX F · TT WRLD ST ETF CUSIP — src ↗	$312K	2,256

ticker not yet mapped

$18.8M

240,910

1.1%

—

VANGUARD WHITEHALL FDS

3 positions · 3 reported rows

Rows NWAM LLC reported for VANGUARD WHITEHALL FDS, as it reported them
VANGUARD WHITEHALL FDS · HIGH DIV YLD CUSIP — src ↗	$13.0M	87,793
VANGUARD WHITEHALL FDS · EM MK GOV BD ETF CUSIP 921946885 src ↗	$2.5M	38,731
VANGUARD WHITEHALL FDS · INTL HIGH ETF CUSIP — src ↗	$2.0M	20,824

ticker not yet mapped

$17.5M

147,348

1.0%

—

ISHARES TR

4 positions · 4 reported rows

Rows NWAM LLC reported for ISHARES TR, as it reported them
ISHARES TR · CORE MSCI EAFE CUSIP 46432F842 src ↗	$7.3M	81,145
ISHARES TR · CORE MSCI TOTAL CUSIP 46432F834 src ↗	$6.8M	78,454
ISHARES TR · MSCI USA QLT FCT CUSIP 46432F339 src ↗	$2.1M	11,144
ISHARES TR · MSCI USA MMENTM CUSIP 46432F396 src ↗	$946K	3,942

ticker not yet mapped

$17.2M

174,685

1.0%

—

INVESCO EXCHANGE TRADED FD T

10 positions · 10 reported rows

Rows NWAM LLC reported for INVESCO EXCHANGE TRADED FD T, as it reported them
INVESCO EXCHANGE TRADED FD T · S&P MDCP MOMNTUM CUSIP — src ↗	$6.3M	43,626
INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT CUSIP — src ↗	$3.8M	19,668
INVESCO EXCHANGE TRADED FD T · S&P 500 GARP ETF CUSIP — src ↗	$3.1M	28,638
INVESCO EXCHANGE TRADED FD T · WILDERHIL CLAN CUSIP — src ↗	$1.0M	32,495
INVESCO EXCHANGE TRADED FD T · S&P500 QUALITY CUSIP — src ↗	$838K	11,145
INVESCO EXCHANGE TRADED FD T · AEROSPACE DEFN CUSIP — src ↗	$482K	2,910
INVESCO EXCHANGE TRADED FD T · S&P500 EQL ENR CUSIP — src ↗	$423K	3,862
INVESCO EXCHANGE TRADED FD T · S&P MDCP QUALITY CUSIP — src ↗	$410K	3,969
INVESCO EXCHANGE TRADED FD T · DORSEY WRIGHT MO CUSIP — src ↗	$339K	2,807
INVESCO EXCHANGE TRADED FD T · WATER RES ETF CUSIP — src ↗	$263K	3,926

ticker not yet mapped

$17.0M

153,046

1.0%

—

VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$15.2M

237,633

0.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SPDR GOLD TR · GOLD SHS CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$15.2M

35,316

0.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC · CL A CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$13.8M

24,156

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$13.4M

14,539

0.8%

—

VANGUARD CHARLOTTE FDS · TOTAL INT BD ETF CUSIP 92203J407
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$12.5M

259,954

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$12.3M

18,971

0.7%

—

SPDR SERIES TRUST

8 positions · 8 reported rows

Rows NWAM LLC reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R101 src ↗	$3.6M	123,819
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R663 src ↗	$2.8M	30,175
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R812 src ↗	$1.8M	10,278
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R622 src ↗	$1.5M	15,986
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$819K	16,956
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R606 src ↗	$682K	29,234
SPDR SERIES TRUST · STATE STRET SPDR CUSIP 78468R440 src ↗	$416K	11,817
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R689 src ↗	$209K	6,452

ticker not yet mapped

$11.8M

244,717

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

UNITED PARCEL SVCS INC · CL B CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$10.6M

107,544

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BOEING CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$10.5M

53,006

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER & GAMBLE CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$10.2M

70,477

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GE VERNOVA INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$9.9M

11,359

0.6%

—

SIMPLIFY EXCHANGE TRADED FUN

3 positions · 3 reported rows

Rows NWAM LLC reported for SIMPLIFY EXCHANGE TRADED FUN, as it reported them
SIMPLIFY EXCHANGE TRADED FUN · MBS ETF CUSIP 82889N525 src ↗	$6.7M	135,658
SIMPLIFY EXCHANGE TRADED FUN · AGGREGATE BOND E CUSIP 82889N723 src ↗	$1.4M	69,683
SIMPLIFY EXCHANGE TRADED FUN · MANAGED FUTURES CUSIP 82889N699 src ↗	$934K	30,915

ticker not yet mapped

$9.1M

236,256

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TAIWAN SEMICONDUCTOR MANUFAC · SPONSORED ADS CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$8.9M

26,312

0.5%

—

AMPLIFY ETF TR

2 positions · 2 reported rows

Rows NWAM LLC reported for AMPLIFY ETF TR, as it reported them
AMPLIFY ETF TR · AMPLIFY JUNIOR S CUSIP 032108649 src ↗	$4.9M	165,032
AMPLIFY ETF TR · BLOCKCHAIN TECHN CUSIP 032108607 src ↗	$3.9M	78,599

ticker not yet mapped

$8.8M

243,631

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CAMECO CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$8.5M

78,590

0.5%

—

EA SERIES TRUST · ALPHA ARCH 1-3 CUSIP 02072L565
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$8.3M

71,745

0.5%

—

ALPS ETF TR · ALERIAN MLP CUSIP 00162Q452
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$8.3M

157,549

0.5%

—

VANGUARD SCOTTSDALE FDS

6 positions · 6 reported rows

Rows NWAM LLC reported for VANGUARD SCOTTSDALE FDS, as it reported them
VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS CUSIP 92206C102 src ↗	$3.9M	67,258
VANGUARD SCOTTSDALE FDS · INTER TERM TREAS CUSIP 92206C706 src ↗	$1.5M	25,448
VANGUARD SCOTTSDALE FDS · INT-TERM CORP CUSIP — src ↗	$1.1M	13,299
VANGUARD SCOTTSDALE FDS · SHRT TRM CORP BD CUSIP 92206C409 src ↗	$579K	7,308
VANGUARD SCOTTSDALE FDS · LONG TERM TREAS CUSIP 92206C847 src ↗	$522K	9,432
VANGUARD SCOTTSDALE FDS · MTG-BKD SECS ETF CUSIP 92206C771 src ↗	$508K	10,817

ticker not yet mapped

$8.2M

133,562

0.5%

—

VANGUARD STAR FDS · VG TL INTL STK F CUSIP 921909768
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$7.8M

101,750

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HONEYWELL INTL INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$7.5M

33,402

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VERTIV HOLDINGS CO · COM CL A CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$7.4M

29,621

0.4%

—

VANGUARD SPECIALIZED FUNDS · DIV APP ETF CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$7.4M

34,472

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INSMED INC · COM PAR $.01 CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$7.3M

44,883

0.4%

—

PACER FDS TR

2 positions · 2 reported rows

Rows NWAM LLC reported for PACER FDS TR, as it reported them
PACER FDS TR · US CASH COWS 100 CUSIP 69374H881 src ↗	$6.5M	104,639
PACER FDS TR · PACER CASH COWZ CUSIP 69374H246 src ↗	$371K	14,094

ticker not yet mapped

$6.9M

118,733

0.4%

—

ISHARES U S ETF TR · GSCI CMDTY STGY CUSIP 46431W853
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$6.8M

200,180

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HUNTINGTON INGALLS INDS INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$6.7M

17,742

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AGNICO EAGLE MINES LTD · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$6.3M

31,152

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

US BANCORP · COM NEW CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$6.3M

120,202

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$6.2M

21,223

0.4%

—

FIDELITY COVINGTON TRUST

7 positions · 7 reported rows

Rows NWAM LLC reported for FIDELITY COVINGTON TRUST, as it reported them
FIDELITY COVINGTON TRUST · MSCI RL EST ETF CUSIP 316092857 src ↗	$2.1M	76,616
FIDELITY COVINGTON TRUST · MSCI INFO TECH I CUSIP 316092808 src ↗	$1.7M	8,405
FIDELITY COVINGTON TRUST · MSCI UTILS INDEX CUSIP 316092865 src ↗	$1.3M	22,173
FIDELITY COVINGTON TRUST · MSCI FINLS IDX CUSIP 316092501 src ↗	$336K	4,780
FIDELITY COVINGTON TRUST · DIVID ETF RISI CUSIP 316092832 src ↗	$229K	3,894
FIDELITY COVINGTON TRUST · MSCI COMMNTN SVC CUSIP 316092873 src ↗	$221K	3,238
FIDELITY COVINGTON TRUST · MSCI INDL INDX CUSIP 316092709 src ↗	$209K	2,417

ticker not yet mapped

$6.1M

121,523

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ISHARES SILVER TR · ISHARES CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$6.1M

89,283

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$6.1M

24,809

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMGEN INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$5.9M

16,900

0.3%

—

FIRST TR EXCHANGE TRADED FD

2 positions · 2 reported rows

Rows NWAM LLC reported for FIRST TR EXCHANGE TRADED FD, as it reported them
FIRST TR EXCHANGE TRADED FD · RBA INDL ETF CUSIP 33738R704 src ↗	$5.2M	47,135
FIRST TR EXCHANGE TRADED FD · RISNG DIVD ACHIV CUSIP 33738R506 src ↗	$628K	9,196

ticker not yet mapped

$5.8M

56,331

0.3%

—

SPDR INDEX SHS FDS

2 positions · 2 reported rows

Rows NWAM LLC reported for SPDR INDEX SHS FDS, as it reported them
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X889 src ↗	$4.7M	102,949
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X509 src ↗	$1.1M	22,903

ticker not yet mapped

$5.8M

125,852

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CORNING INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$5.6M

41,480

0.3%

—

ISHARES INC

4 positions · 4 reported rows

Rows NWAM LLC reported for ISHARES INC, as it reported them
ISHARES INC · CORE MSCI EMKT CUSIP — src ↗	$3.7M	53,629
ISHARES INC · MSCI GBL GOLD MN CUSIP — src ↗	$853K	10,794
ISHARES INC · MSCI JAPAN ETF CUSIP — src ↗	$607K	7,184
ISHARES INC · MSCI GBL ETF NEW CUSIP — src ↗	$269K	4,762

ticker not yet mapped

$5.5M

76,369

0.3%

—

ISHARES TR

4 positions · 4 reported rows

Rows NWAM LLC reported for ISHARES TR, as it reported them
ISHARES TR · MSCI USA MIN VOL CUSIP 46429B697 src ↗	$2.0M	21,524
ISHARES TR · US TREAS BD ETF CUSIP 46429B267 src ↗	$1.6M	71,879
ISHARES TR · 0-5 YR TIPS ETF CUSIP 46429B747 src ↗	$1.2M	11,748
ISHARES TR · FLTG RATE NT ETF CUSIP 46429B655 src ↗	$442K	8,668

ticker not yet mapped

$5.3M

113,819

0.3%

—

VANGUARD MUN BD FDS · TAX EXEMPT BD CUSIP 922907746
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$5.2M

104,851

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR DOW JONES IND · UT SER 1 CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$5.2M

11,185

0.3%

—

ISHARES INC

3 positions · 3 reported rows

Rows NWAM LLC reported for ISHARES INC, as it reported them
ISHARES INC · MSCI BRAZIL ETF CUSIP 464286400 src ↗	$3.8M	99,360
ISHARES INC · MSCI JAPN SMCETF CUSIP 464286582 src ↗	$900K	9,268
ISHARES INC · MSCI AUST ETF CUSIP 464286103 src ↗	$450K	16,221

ticker not yet mapped

$5.2M

124,849

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HALLIBURTON CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$5.1M

131,497

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STARBUCKS CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$5.1M

57,044

0.3%

—

PROCURE ETF TRUST II · SPACE ETF CUSIP 74280R205
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$4.8M

106,895

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SLB LIMITED · COM STK CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$4.8M

92,652

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

FREEPORT MCMORAN INC · CL B CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$4.7M

80,621

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PACCAR INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$4.7M

40,359

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTUITIVE SURGICAL INC · COM NEW CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$4.6M

10,065

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$4.6M

20,962

0.3%

—

ARK ETF TR

4 positions · 4 reported rows

Rows NWAM LLC reported for ARK ETF TR, as it reported them
ARK ETF TR · BLOCKCHAIN & FIN CUSIP 00214Q708 src ↗	$1.8M	48,473
ARK ETF TR · INNOVATION ETF CUSIP — src ↗	$1.6M	23,847
ARK ETF TR · GENOMIC REV ETF CUSIP 00214Q302 src ↗	$539K	20,410
ARK ETF TR · NEXT GNRTN INTER CUSIP 00214Q401 src ↗	$495K	4,105

ticker not yet mapped

$4.5M

96,835

0.3%

—

ISHARES TR · RUS TP200 GR ETF CUSIP 464289438
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$4.2M

16,822

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEVRON CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$4.2M

20,197

0.2%

—

BLACKROCK ETF TRUST

6 positions · 6 reported rows

Rows NWAM LLC reported for BLACKROCK ETF TRUST, as it reported them
BLACKROCK ETF TRUST · ISHARES US EQUIT CUSIP — src ↗	$1.4M	23,375
BLACKROCK ETF TRUST · ISHARES A I INNO CUSIP — src ↗	$741K	22,495
BLACKROCK ETF TRUST · ISHARES INTL CTR CUSIP — src ↗	$605K	18,810
BLACKROCK ETF TRUST · ISHARES US THEMA CUSIP — src ↗	$512K	14,133
BLACKROCK ETF TRUST · DYNAMIC EQTY ACT CUSIP — src ↗	$455K	18,732
BLACKROCK ETF TRUST · ISHARES LARGE CA CUSIP — src ↗	$438K	10,664

ticker not yet mapped

$4.1M

108,209

0.2%

—

ISHARES TR

6 positions · 6 reported rows

Rows NWAM LLC reported for ISHARES TR, as it reported them
ISHARES TR · CORE DIV GRWTH CUSIP — src ↗	$1.3M	18,059
ISHARES TR · CORE UNIVRSL USD CUSIP 46434V613 src ↗	$1.2M	26,696
ISHARES TR · 0-5YR HI YL CP CUSIP — src ↗	$568K	13,422
ISHARES TR · HDG MSCI EAFE CUSIP 46434V803 src ↗	$343K	8,071
ISHARES TR · TRS FLT RT BD CUSIP 46434V860 src ↗	$294K	5,805
ISHARES TR · MSCI INTL QUALTY CUSIP 46434V456 src ↗	$290K	6,271

ticker not yet mapped

$4.0M

78,324

0.2%

—

VANGUARD WORLD FD

4 positions · 4 reported rows

Rows NWAM LLC reported for VANGUARD WORLD FD, as it reported them
VANGUARD WORLD FD · INF TECH ETF CUSIP 92204A702 src ↗	$2.0M	2,908
VANGUARD WORLD FD · COMM SRVC ETF CUSIP 92204A884 src ↗	$1.3M	7,040
VANGUARD WORLD FD · HEALTH CAR ETF CUSIP 92204A504 src ↗	$385K	1,415
VANGUARD WORLD FD · CONSUM DIS ETF CUSIP 92204A108 src ↗	$267K	744

ticker not yet mapped

$3.9M

12,107

0.2%

—

ISHARES TR

6 positions · 6 reported rows

Rows NWAM LLC reported for ISHARES TR, as it reported them
ISHARES TR · 0-3 MNTH TREASRY CUSIP 46436E718 src ↗	$1.9M	19,110
ISHARES TR · IBONDS 2026 TERM CUSIP 46436E528 src ↗	$983K	42,814
ISHARES TR · IBONDS DEC 2030 CUSIP 46436E726 src ↗	$283K	12,946
ISHARES TR · IBONDS DEC 29 CUSIP 46436E205 src ↗	$265K	11,375
ISHARES TR · IBONDS DEC 2032 CUSIP 46436E312 src ↗	$248K	9,814
ISHARES TR · IBONDS DEC 2031 CUSIP 46436E486 src ↗	$234K	11,183

ticker not yet mapped

$3.9M

107,242

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICRON TECHNOLOGY INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.9M

11,591

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CATERPILLAR INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.9M

5,493

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PALANTIR TECHNOLOGIES INC · CL A CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.8M

26,143

0.2%

—

SPROTT FDS TR · NICKEL MINERS ET CUSIP 85208P600
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$3.7M

232,255

0.2%

—

J P MORGAN EXCHANGE TRADED F

2 positions · 2 reported rows

Rows NWAM LLC reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · ULTRA SHRT ETF CUSIP 46641Q837 src ↗	$3.4M	66,514
J P MORGAN EXCHANGE TRADED F · EQUITY PREMIUM CUSIP — src ↗	$227K	3,999

ticker not yet mapped

$3.6M

70,513

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CORE NATURAL RESOURCES INC · COM SHS CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.5M

33,469

0.2%

—

WISDOMTREE TR

2 positions · 2 reported rows

Rows NWAM LLC reported for WISDOMTREE TR, as it reported them
WISDOMTREE TR · FLOATNG RAT TREA CUSIP — src ↗	$2.7M	52,748
WISDOMTREE TR · ARTIFICIAL INTEL CUSIP — src ↗	$744K	26,363

ticker not yet mapped

$3.4M

79,111

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BANK AMERICA CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.2M

66,408

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ASML HLDG NV · N Y REGISTRY SHS CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.2M

2,442

0.2%

—

FIDELITY MERRIMACK STR TR

3 positions · 3 reported rows

Rows NWAM LLC reported for FIDELITY MERRIMACK STR TR, as it reported them
FIDELITY MERRIMACK STR TR · TOTAL BD ETF CUSIP 316188309 src ↗	$2.5M	55,889
FIDELITY MERRIMACK STR TR · LOW DURATION BD CUSIP 316188861 src ↗	$366K	7,276
FIDELITY MERRIMACK STR TR · CORP BOND ETF CUSIP 316188101 src ↗	$247K	5,231

ticker not yet mapped

$3.2M

68,396

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EATON CORP PLC · SHS CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.1M

8,718

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AT&T INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.1M

107,210

0.2%

—

FIDELITY WISE ORIGIN BITCOIN · SHS CUSIP 315948109
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$3.0M

50,494

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DANAHER CORP DEL · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.0M

15,675

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

QUALCOMM INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$2.9M

22,523

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERNATIONAL BUSINESS MACHS · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$2.9M

11,882

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ANALOG DEVICES INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$2.9M

8,976

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VERTEX PHARMACEUTICALS INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$2.8M

6,332

0.2%

1–20 of the 100 issuers on this page

One line per issuer, largest first — open a line for its reported rows. Grouping ↗

Book shape

Tick = median of the 8,748 tracked filers with a 2026-03-31 book (the index median: the 8,662 with a complete book). Concentration uses reported 13F long value, not total assets; the index is withheld when any position lacks a value.

share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 38.3%below median 80.0%
integer Herfindahl–Hirschman index in basis points over disclosed position values: 99 bpsbelow median 446 bps
holdings with no disclosed value (undisclosed, or unreadable on the filing) — kept and counted, never shown as zero: 621 / 621median book 97.5 positions

681 quarter-over-quarter rows

Filing history

Available filing periods
Period	Source
2026-03-31	EDGAR ↗
2026-06-30	EDGAR ↗

Complete source filings on SEC EDGAR

The filing on EDGAR is the record, including any filed after this build.

Open NWAM LLC's 13F filings on SEC EDGAR ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings: a position may have changed or closed since the quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars; each record notes its original unit.

Affiliated managers may report the same position, so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice.

Changes · Q1 2026Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Reported positions — 2026-03-31

Book shape

Filing history

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.