Avantax Planning Partners, Inc.

CIK 1005441 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions have no disclosed value and are left out of the sum, counted here rather than dropped: $3.6B
every reported holding for this filer and quarter, including ones with no disclosed value: 435
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 30
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 32

Quarter-end snapshot, filed up to 45 days later — not current holdings. What a 13F covers ↓

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Position changes into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated	Prev value	Curr value	Prev shares	Curr shares
—	share class as filed: US LCAP GR ETF · position key `pos:17143` · issuer key `iss:1633`	ADD	−$47.9M	+140,994	$486M	$438M	14,890,533	15,031,527
—	share class as filed: US LCAP VA ETF · position key `pos:13088` · issuer key `iss:1633`	ADD	+$10.0M	+29,579	$302M	$312M	10,187,907	10,217,486
—	share class as filed: INTL EQTY ETF · position key `pos:12476` · issuer key `iss:1633`	ADD	+$8.1M	+118,781	$173M	$181M	7,198,276	7,317,057
—	share class as filed: US AGGREGATE B · position key `pos:13824` · issuer key `iss:1633`	ADD	+$5.0M	+263,321	$174M	$179M	7,447,340	7,710,661
—	share class as filed: US DIVIDEND EQ · position key `pos:10714` · issuer key `iss:1633`	TRIM	−$108M	−4,598,666	$277M	$169M	10,106,223	5,507,557
—	share class as filed: EQUITY FOCUS ETF · position key `sid:sec:prov:8313399c02a88d4857b9e39083a19322` · issuer key `iss:2409`	NEW	+$128M	+1,787,833	$0	$128M	—	1,787,833
—	share class as filed: INTL BD OPP ETF · position key `sid:sec:prov:b0d40bd6dbc77c31fb551d691a7f2079` · issuer key `iss:2408`	ADD	+$2.9M	+103,811	$113M	$116M	2,329,725	2,433,536
—	share class as filed: STATE STREET SPD · position key `pos:11486` · issuer key `iss:1602`	ADD	+$2.5M	+123,156	$111M	$113M	4,191,106	4,314,262
—	share class as filed: US SML CP VALU · position key `sid:sec:prov:3fe659bf87a2644a2d7bd1c1995519a0` · issuer key `cusip6:025072`	ADD	+$7.7M	+3,795	$87.6M	$95.3M	858,771	862,566
—	share class as filed: AVANTIS EMGMKT · position key `sid:sec:prov:e67b261774c0e9784350215e4188de1c` · issuer key `cusip6:025072`	TRIM	+$1.4M	−31,962	$85.4M	$86.8M	1,108,899	1,076,937
—	share class as filed: STATE STREET SPD · position key `sid:sec:prov:8a3b57c1d13025d1fc6662f161007e27` · issuer key `cusip6:78463X`	ADD	+$2.8M	+35,798	$81.3M	$84.2M	2,264,574	2,300,372
—	share class as filed: CORE PLUS BD ETF · position key `sid:sec:prov:39ee92c086a4100560ef55ca0374666d` · issuer key `iss:2408`	ADD	+$1.8M	+47,635	$77.0M	$78.8M	1,626,978	1,674,613
—	share class as filed: STATE STREET SPD · position key `pos:10894` · issuer key `iss:1602`	ADD	+$2.6M	+24,826	$75.6M	$78.2M	893,442	918,268
—	share class as filed: MUNICIPAL ETF · position key `sid:sec:prov:88cde289eea317fd1ce748f7b69ce026` · issuer key `iss:2408`	TRIM	−$1.1M	−10,236	$63.2M	$62.0M	1,251,400	1,241,164
—	share class as filed: NATIONAL MUN ETF · position key `pos:16556` · issuer key `iss:1013`	TRIM	−$1.2M	−7,053	$53.8M	$52.6M	502,707	495,654
—	share class as filed: MANAGD MUN ETF · position key `sid:sec:prov:3292f7a6c2e7570956d20bdb4fe22b9e` · issuer key `cusip6:33739N`	TRIM	−$987K	−11,480	$43.7M	$42.7M	854,387	842,907
—	share class as filed: STATE STREET SPD · position key `pos:15264` · issuer key `iss:1602`	ADD	+$243K	+19,180	$41.5M	$41.7M	1,662,419	1,681,599
—	share class as filed: RUS 1000 GRW ETF · position key `pos:11528` · issuer key `iss:1012`	ADD	+$5.3M	+20,461	$34.1M	$39.5M	72,138	92,599
—	share class as filed: INTL SEC DV DOG · position key `sid:sec:prov:dcb129863f57585cb4f5cddb7aa4e9a7` · issuer key `cusip6:00162Q`	TRIM	+$2.7M	−5,379	$36.4M	$39.0M	942,845	937,466
—	share class as filed: S&P 500 ETF SHS · position key `sid:sec:prov:127f0021d8310eeeecdea8298c5f12e5` · issuer key `iss:2483`	ADD	+$36.4M	+61,143	$2.4M	$38.8M	3,775	64,918

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 63

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13969` · issuer key `iss:408`	NO CHANGE	+$1.3M	$4.0M	$5.2M	7,176	7,176
—	share class as filed: SMITH UNCONSTRAI · position key `sid:sec:prov:404d5b0769752eebf6321fcdd83ac76a` · issuer key `iss:2384`	NO CHANGE	−$31.0K	$2.0M	$1.9M	77,596	77,596
—	share class as filed: COM · position key `sid:sec:prov:909ab807a85afe3c3f5170c1a7ba0aec` · issuer key `cusip6:950810`	NO CHANGE	+$60.4K	$1.6M	$1.7M	48,357	48,357
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10904` · issuer key `iss:1569`	NO CHANGE	−$124K	$1.6M	$1.5M	4,118	4,118
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CL A · position key `pos:11020` · issuer key `iss:255`	NO CHANGE	−$73.3K	$1.5M	$1.4M	2	2
—	share class as filed: IBONDS 26 TRM TS · position key `pos:13685` · issuer key `iss:2406`	NO CHANGE	+$2.3K	$1.3M	$1.3M	57,906	57,906
—	share class as filed: US EQUITY MARKET · position key `sid:sec:prov:795d93bd698aef36d86c0911c9c03979` · issuer key `cusip6:25434V`	NO CHANGE	−$51.6K	$1.2M	$1.1M	15,830	15,830
—	share class as filed: MSCI EAFE ETF · position key `pos:14648` · issuer key `iss:1012`	NO CHANGE	+$12.3K	$1.1M	$1.1M	11,166	11,166
—	share class as filed: COM CL A · position key `sid:sec:prov:04db8e230f7d6fd2ef9baff81e023a68` · issuer key `cusip6:98139A`	NO CHANGE	−$443K	$1.4M	$992K	16,640	16,640
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: ORD · position key `pos:12791` · issuer key `iss:2307`	NO CHANGE	+$73.5K	$881K	$955K	14,585	14,585
—	share class as filed: DEVELOPED MRKT · position key `sid:sec:prov:21be36405e6fe28806b6d332639e1a5a` · issuer key `cusip6:69374H`	NO CHANGE	+$80.1K	$824K	$904K	21,306	21,306
—	share class as filed: STATE STREET SPD · position key `sid:sec:prov:f5c263e782979fbc9c5b401d4d1d072b` · issuer key `iss:2452`	NO CHANGE	−$2.8K	$845K	$842K	17,599	17,599
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13049` · issuer key `iss:926`	NO CHANGE	+$80.0K	$762K	$842K	1,715	1,715
—	share class as filed: GLOB INDSTRL ETF · position key `pos:15172` · issuer key `iss:1013`	NO CHANGE	+$23.8K	$737K	$761K	4,206	4,206
—	share class as filed: ESG US STK ETF · position key `sid:sec:prov:f9edbe55caee8e3cb6eac2a550581ab6` · issuer key `cusip6:921910`	NO CHANGE	−$57.2K	$796K	$739K	6,584	6,584
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14516` · issuer key `iss:1643`	NO CHANGE	+$65.8K	$654K	$720K	7,407	7,407
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: LP INT UNIT · position key `pos:15985` · issuer key `iss:2059`	NO CHANGE	+$23.7K	$597K	$621K	17,189	17,189
—	share class as filed: INTRNL DEV APRL · position key `sid:sec:prov:e32e20a0bb9b26621935544649a03ee6` · issuer key `cusip6:45782C`	NO CHANGE	+$15.8K	$588K	$603K	19,052	19,052
—	share class as filed: U.S. TECH ETF · position key `pos:11514` · issuer key `iss:1012`	NO CHANGE	−$60.2K	$658K	$598K	3,296	3,296
—	share class as filed: S&P MC 400VL ETF · position key `pos:16414` · issuer key `iss:1012`	NO CHANGE	+$4.1K	$585K	$589K	4,446	4,446
—	share class as filed: STATE STREET SPD · position key `sid:sec:prov:2c10d4638a7d9da6a604369bde29ebb3` · issuer key `iss:2452`	NO CHANGE	−$4.7K	$581K	$576K	12,707	12,707
—	share class as filed: TT WRLD ST ETF · position key `pos:11199` · issuer key `iss:2480`	NO CHANGE	−$9.7K	$500K	$490K	3,546	3,546
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17976` · issuer key `iss:547`	NO CHANGE	+$93.2K	$396K	$489K	718	718
—	share class as filed: GLOBAL TECH ETF · position key `pos:10195` · issuer key `iss:1012`	NO CHANGE	−$22.2K	$463K	$441K	4,414	4,414
—	share class as filed: STATE STREET SPD · position key `sid:sec:prov:a36c06bdbcd1cc5dfa14a5deb2391de1` · issuer key `cusip6:78463X`	NO CHANGE	−$16.1K	$448K	$432K	6,951	6,951
—	share class as filed: COM · position key `sid:sec:prov:bb6b13cee90ddf6f941416441b7f5471` · issuer key `cusip6:09251A`	NO CHANGE	−$42.7K	$471K	$428K	49,635	49,635
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11393` · issuer key `iss:545`	NO CHANGE	+$21.7K	$401K	$423K	786	786
—	share class as filed: STRIVE SML CAP · position key `sid:sec:prov:5981da593353b366df2bd7fbb694aa36` · issuer key `cusip6:02072L`	NO CHANGE	+$1.1K	$398K	$399K	11,955	11,955
—	share class as filed: COM · position key `sid:sec:prov:ae5bf3a178debb37b4dc9001d5c88b74` · issuer key `cusip6:81768T`	NO CHANGE	+$5.2K	$359K	$364K	5,000	5,000
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17117` · issuer key `iss:1792`	NO CHANGE	+$138K	$212K	$350K	738	738
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10172` · issuer key `iss:1332`	NO CHANGE	+$12.2K	$331K	$343K	2,030	2,030
—	share class as filed: IBONDS DEC 26 · position key `sid:sec:prov:f0c68ddad0862e688f7470495d324cf9` · issuer key `cusip6:46435U`	NO CHANGE	−$93	$339K	$339K	13,229	13,229
—	share class as filed: IBONDS DEC 27 · position key `sid:sec:prov:64078a2716b1458cc42a783ce3f92a82` · issuer key `cusip6:46435U`	NO CHANGE	+$652	$331K	$332K	13,043	13,043
—	share class as filed: IBONDS DEC 28 · position key `sid:sec:prov:2db8546955dd6e5945b0a4bd74072af1` · issuer key `cusip6:46435U`	NO CHANGE	−$561	$319K	$318K	12,459	12,459
—	share class as filed: STATE STREET CON · position key `sid:sec:prov:e4cd8f69169bdfd85fd9e009c05807b1` · issuer key `iss:2454`	NO CHANGE	−$30.3K	$347K	$317K	2,906	2,906
—	share class as filed: SELECT DIVID ETF · position key `pos:11901` · issuer key `iss:1012`	NO CHANGE	+$21.4K	$294K	$315K	2,082	2,082
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12342` · issuer key `iss:1803`	NO CHANGE	+$50.2K	$257K	$307K	3,051	3,051
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CLASS A COM · position key `pos:10925` · issuer key `iss:1309`	NO CHANGE	+$84.9K	$221K	$306K	2,539	2,539
—	share class as filed: ESG AW MSCI EAFE · position key `sid:sec:prov:c6c72f204d55ac41f664cbe23f8574fe` · issuer key `cusip6:46435G`	NO CHANGE	+$1.7K	$299K	$301K	3,146	3,146
—	share class as filed: STATE STREET SPD · position key `sid:sec:prov:b109b7c8cad7049669c3adbdfaee4b50` · issuer key `iss:2452`	NO CHANGE	+$482	$296K	$297K	9,646	9,646
—	share class as filed: SHS · position key `sid:sec:prov:cd68b3f292acf72305378713e28b3aaa` · issuer key `cusip6:337345`	NO CHANGE	−$18.4K	$298K	$280K	1,296	1,296
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11213` · issuer key `iss:1227`	NO CHANGE	+$3.8K	$270K	$274K	4,239	4,239
—	share class as filed: COM SHS · position key `sid:sec:prov:cedd1a59b9256e307f09a59f9f3188a5` · issuer key `cusip6:33735J`	NO CHANGE	+$17.7K	$246K	$264K	2,855	2,855
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:16984` · issuer key `iss:187`	NO CHANGE	+$24.3K	$238K	$262K	1,420	1,420
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12281` · issuer key `iss:1321`	NO CHANGE	+$5.4K	$249K	$254K	1,821	1,821
—	share class as filed: IBONDS 27 ETF · position key `sid:sec:prov:4cb6a3f06761d13528088c4eb3d37c8e` · issuer key `cusip6:46435U`	NO CHANGE	−$418	$254K	$253K	10,447	10,447
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:18202` · issuer key `iss:1428`	NO CHANGE	+$37.1K	$211K	$248K	5,543	5,543
—	share class as filed: INTL EQT ETF · position key `sid:sec:prov:b230dc463ba740efd17545a3a0ec73b6` · issuer key `cusip6:025072`	NO CHANGE	+$7.2K	$236K	$243K	2,869	2,869
—	share class as filed: CLEARBRIDGE LRG · position key `sid:sec:prov:7ff4270d37c52ae742f4f6ac54682669` · issuer key `cusip6:524682`	NO CHANGE	−$22.8K	$263K	$240K	3,197	3,197
—	share class as filed: MSCI INTL VLU FT · position key `sid:sec:prov:eae8f1b8ce41f2d97b35ae8f78ec74d1` · issuer key `cusip6:46435G`	NO CHANGE	+$9.8K	$229K	$239K	6,031	6,031
—	share class as filed: COM · position key `sid:sec:prov:4cb2588ba6763b9b0554d5fb74d5c2bc` · issuer key `cusip6:831754`	NO CHANGE	+$74.2K	$164K	$238K	16,631	16,631
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:18169` · issuer key `iss:1577`	NO CHANGE	−$12.5K	$245K	$232K	1,436	1,436
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:16809` · issuer key `iss:119`	NO CHANGE	−$23.2K	$248K	$225K	506	506
—	share class as filed: US TARGETED VLU · position key `sid:sec:prov:beafa1ae0c917b4bc0bad88f645ea4d8` · issuer key `cusip6:25434V`	NO CHANGE	+$10.1K	$207K	$217K	3,479	3,479
—	share class as filed: FT VEST S&P 500 · position key `sid:sec:prov:d6cf4b59f3f65a9143d8ff9fbd074689` · issuer key `iss:2383`	NO CHANGE	−$1.9K	$211K	$209K	4,297	4,297
—	share class as filed: SERIES A PERP PF · position key `pos:15549` · issuer key `iss:1226`	NO CHANGE	−$23.8K	$233K	$209K	2,953	2,953
—	share class as filed: US EQTY PWR BUF · position key `sid:sec:prov:5a367bcd0f78e79fbe9e04f08896c346` · issuer key `cusip6:45782C`	NO CHANGE	−$2.0K	$206K	$204K	4,429	4,429
—	share class as filed: IBONDS DEC 2029 · position key `sid:sec:prov:0092f4ef8c0035248c7e59053f8124a7` · issuer key `iss:2406`	NO CHANGE	−$638	$203K	$202K	7,977	7,977
—	share class as filed: SHS CREATION UNI · position key `sid:sec:prov:58efed45bb6267776f77c3a3479342e3` · issuer key `cusip6:14019W`	NO CHANGE	−$410	$202K	$202K	6,844	6,844
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12966` · issuer key `iss:10`	NO CHANGE	−$3.3K	$192K	$189K	13,391	13,391
—	share class as filed: COM · position key `sid:sec:prov:98dd176488346fa9f38cd9f92ab56c62` · issuer key `cusip6:46655E`	NO CHANGE	−$8.6K	$77.2K	$68.7K	13,600	13,600
—	share class as filed: COM NEW · position key `sid:sec:prov:8bb1155076f77b169245bb7318e80e2c` · issuer key `cusip6:42981E`	NO CHANGE	−$4.6K	$33.8K	$29.2K	12,755	12,755
—	share class as filed: COM · position key `sid:sec:prov:dbdd1ea895d57b4689152f8bb7b4c066` · issuer key `cusip6:68621F`	NO CHANGE	−$29.0K	$53.5K	$24.5K	10,324	10,324

Flags: no row carries a flag.

Holdings without a security ID are counted, not compared. Method ↗

Reported positions — 2026-03-31

301 issuers · 435 rows

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This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

—

SCHWAB STRATEGIC TR

9 positions · 9 reported rows

Rows Avantax Planning Partners, Inc. reported for SCHWAB STRATEGIC TR, as it reported them
SCHWAB STRATEGIC TR · US LCAP GR ETF CUSIP — src ↗	$438M	15,031,527
SCHWAB STRATEGIC TR · US LCAP VA ETF CUSIP — src ↗	$312M	10,217,486
SCHWAB STRATEGIC TR · INTL EQTY ETF CUSIP — src ↗	$181M	7,317,057
SCHWAB STRATEGIC TR · US AGGREGATE B CUSIP — src ↗	$179M	7,710,661
SCHWAB STRATEGIC TR · US DIVIDEND EQ CUSIP — src ↗	$169M	5,507,557
SCHWAB STRATEGIC TR · US BRD MKT ETF CUSIP — src ↗	$1.3M	51,316
SCHWAB STRATEGIC TR · US LRG CAP ETF CUSIP — src ↗	$1.1M	43,824
SCHWAB STRATEGIC TR · US SML CAP ETF CUSIP — src ↗	$958K	32,928
SCHWAB STRATEGIC TR · EMRG MKTEQ ETF CUSIP — src ↗	$274K	8,324

ticker not yet mapped

$1.3B

45,920,680

35.2%

—

SPDR SERIES TRUST

9 positions · 9 reported rows

Rows Avantax Planning Partners, Inc. reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$113M	4,314,262
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$78.2M	918,268
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$41.7M	1,681,599
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$32.2M	333,499
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$30.9M	321,914
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$30.8M	544,900
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$17.4M	183,763
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$3.7M	47,968
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.5M	10,112

ticker not yet mapped

$350M

8,356,285

9.6%

—

J P MORGAN EXCHANGE TRADED F

6 positions · 6 reported rows

Rows Avantax Planning Partners, Inc. reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · INTL BD OPP ETF CUSIP 46641Q852 src ↗	$116M	2,433,536
J P MORGAN EXCHANGE TRADED F · CORE PLUS BD ETF CUSIP 46641Q670 src ↗	$78.8M	1,674,613
J P MORGAN EXCHANGE TRADED F · MUNICIPAL ETF CUSIP 46641Q647 src ↗	$62.0M	1,241,164
J P MORGAN EXCHANGE TRADED F · EQUITY PREMIUM CUSIP — src ↗	$22.4M	395,348
J P MORGAN EXCHANGE TRADED F · DIV RTN EM EQT CUSIP 46641Q308 src ↗	$7.7M	123,594
J P MORGAN EXCHANGE TRADED F · INCOME ETF CUSIP 46641Q159 src ↗	$1.4M	30,105

ticker not yet mapped

$289M

5,898,360

7.9%

—

AMERICAN CENTY ETF TR

8 positions · 8 reported rows

Rows Avantax Planning Partners, Inc. reported for AMERICAN CENTY ETF TR, as it reported them
AMERICAN CENTY ETF TR · US SML CP VALU CUSIP 025072877 src ↗	$95.3M	862,566
AMERICAN CENTY ETF TR · AVANTIS EMGMKT CUSIP 025072604 src ↗	$86.8M	1,076,937
AMERICAN CENTY ETF TR · AVANTIS ALL EQT CUSIP 025072232 src ↗	$1.1M	12,756
AMERICAN CENTY ETF TR · AVANTIS US SMALL CUSIP 025072323 src ↗	$779K	12,496
AMERICAN CENTY ETF TR · US LARGE CAP VLU CUSIP 025072349 src ↗	$418K	5,191
AMERICAN CENTY ETF TR · REAL ESTATE ETF CUSIP 025072356 src ↗	$286K	6,499
AMERICAN CENTY ETF TR · INTL EQT ETF CUSIP 025072703 src ↗	$243K	2,869
AMERICAN CENTY ETF TR · US EQT ETF CUSIP 025072885 src ↗	$206K	1,851

ticker not yet mapped

$185M

1,981,165

5.1%

—

ISHARES TR

28 positions · 28 reported rows

Rows Avantax Planning Partners, Inc. reported for ISHARES TR, as it reported them
ISHARES TR · RUS 1000 GRW ETF CUSIP — src ↗	$39.5M	92,599
ISHARES TR · S&P 500 GRWT ETF CUSIP — src ↗	$21.2M	187,275
ISHARES TR · RUS 2000 GRW ETF CUSIP — src ↗	$17.2M	54,775
ISHARES TR · RUS MDCP VAL ETF CUSIP — src ↗	$16.6M	114,135
ISHARES TR · RUS MD CP GR ETF CUSIP — src ↗	$14.3M	111,789
ISHARES TR · CORE US AGGBD ET CUSIP — src ↗	$7.6M	76,250
ISHARES TR · RUS 2000 VAL ETF CUSIP — src ↗	$5.8M	30,585
ISHARES TR · MSCI EMG MKT ETF CUSIP — src ↗	$3.4M	60,100
ISHARES TR · RUS 1000 VAL ETF CUSIP — src ↗	$2.1M	9,912
ISHARES TR · S&P MC 400GR ETF CUSIP — src ↗	$2.0M	19,606
ISHARES TR · S&P 500 VAL ETF CUSIP — src ↗	$1.8M	8,452
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$1.7M	6,890
ISHARES TR · MSCI EAFE ETF CUSIP — src ↗	$1.1M	11,166
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$1.1M	1,633
ISHARES TR · CORE S&P MCP ETF CUSIP — src ↗	$1.0M	15,341
ISHARES TR · U.S. TECH ETF CUSIP — src ↗	$598K	3,296
ISHARES TR · S&P MC 400VL ETF CUSIP — src ↗	$589K	4,446
ISHARES TR · EXPANDED TECH CUSIP — src ↗	$510K	6,375
ISHARES TR · EXPND TEC SC ETF CUSIP — src ↗	$446K	3,766
ISHARES TR · GLOBAL TECH ETF CUSIP — src ↗	$441K	4,414
ISHARES TR · IBOXX INV CP ETF CUSIP — src ↗	$409K	3,748
ISHARES TR · RUSSELL 3000 ETF CUSIP — src ↗	$362K	976
ISHARES TR · RUS 1000 ETF CUSIP — src ↗	$353K	990
ISHARES TR · GLOBAL ENERG ETF CUSIP — src ↗	$346K	5,997
ISHARES TR · SELECT DIVID ETF CUSIP — src ↗	$315K	2,082
ISHARES TR · CORE S&P US GWT CUSIP — src ↗	$281K	1,811
ISHARES TR · RUS MID CAP ETF CUSIP — src ↗	$280K	2,883
ISHARES TR · U.S. UTILITS ETF CUSIP — src ↗	$213K	1,835

ticker not yet mapped

$142M

843,127

3.9%

—

J P MORGAN EXCHANGE TRADED F · EQUITY FOCUS ETF CUSIP 46654Q781
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$128M

1,787,833

3.5%

—

VANGUARD INDEX FDS

11 positions · 11 reported rows

Rows Avantax Planning Partners, Inc. reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$38.8M	64,918
VANGUARD INDEX FDS · SML CP GRW ETF CUSIP 922908595 src ↗	$15.3M	50,527
VANGUARD INDEX FDS · MCAP GR IDXVIP CUSIP 922908538 src ↗	$11.8M	45,734
VANGUARD INDEX FDS · MCAP VL IDXVIP CUSIP 922908512 src ↗	$9.7M	52,399
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$8.1M	41,301
VANGUARD INDEX FDS · TOTAL STK MKT CUSIP — src ↗	$3.3M	10,395
VANGUARD INDEX FDS · SM CP VAL ETF CUSIP — src ↗	$3.3M	15,006
VANGUARD INDEX FDS · SMALL CP ETF CUSIP — src ↗	$1.1M	4,078
VANGUARD INDEX FDS · GROWTH ETF CUSIP — src ↗	$877K	2,008
VANGUARD INDEX FDS · MID CAP ETF CUSIP — src ↗	$773K	2,692
VANGUARD INDEX FDS · REAL ESTATE ETF CUSIP 922908553 src ↗	$289K	3,262

ticker not yet mapped

$93.2M

292,320

2.6%

—

SPDR INDEX SHS FDS

3 positions · 3 reported rows

Rows Avantax Planning Partners, Inc. reported for SPDR INDEX SHS FDS, as it reported them
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X848 src ↗	$84.2M	2,300,372
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X889 src ↗	$521K	11,421
SPDR INDEX SHS FDS · STATE STREET SPD CUSIP 78463X202 src ↗	$432K	6,951

ticker not yet mapped

$85.1M

2,318,744

2.3%

—

ISHARES TR

12 positions · 12 reported rows

Rows Avantax Planning Partners, Inc. reported for ISHARES TR, as it reported them
ISHARES TR · NATIONAL MUN ETF CUSIP — src ↗	$52.6M	495,654
ISHARES TR · 10-20 YR TRS ETF CUSIP — src ↗	$10.6M	105,266
ISHARES TR · EAFE VALUE ETF CUSIP — src ↗	$7.2M	96,298
ISHARES TR · SHRT NAT MUN ETF CUSIP — src ↗	$4.9M	46,116
ISHARES TR · INTL SEL DIV ETF CUSIP — src ↗	$2.3M	54,612
ISHARES TR · ESG OPTIMIZED CUSIP — src ↗	$1.5M	11,648
ISHARES TR · IBOXX HI YD ETF CUSIP — src ↗	$1.0M	12,897
ISHARES TR · EAFE GRWTH ETF CUSIP — src ↗	$1.0M	9,056
ISHARES TR · GLOB INDSTRL ETF CUSIP — src ↗	$761K	4,206
ISHARES TR · CALIF MUN BD ETF CUSIP — src ↗	$582K	10,244
ISHARES TR · USD INV GRDE ETF CUSIP — src ↗	$337K	6,579
ISHARES TR · GL CLEAN ENE ETF CUSIP — src ↗	$254K	13,894

ticker not yet mapped

$83.1M

866,470

2.3%

—

DIMENSIONAL ETF TRUST

8 positions · 8 reported rows

Rows Avantax Planning Partners, Inc. reported for DIMENSIONAL ETF TRUST, as it reported them
DIMENSIONAL ETF TRUST · EMGR CRE EQT MNG CUSIP 25434V302 src ↗	$15.4M	454,437
DIMENSIONAL ETF TRUST · US SMALL CAP VAL CUSIP 25434V815 src ↗	$14.5M	413,787
DIMENSIONAL ETF TRUST · US CORE EQUITY 2 CUSIP 25434V708 src ↗	$10.2M	261,521
DIMENSIONAL ETF TRUST · US EQUITY MARKET CUSIP 25434V401 src ↗	$1.1M	15,830
DIMENSIONAL ETF TRUST · US MKTWIDE VALUE CUSIP 25434V724 src ↗	$995K	20,528
DIMENSIONAL ETF TRUST · WORLD EX US CORE CUSIP 25434V880 src ↗	$641K	18,876
DIMENSIONAL ETF TRUST · US SMALL CAP ETF CUSIP 25434V500 src ↗	$314K	4,409
DIMENSIONAL ETF TRUST · US TARGETED VLU CUSIP 25434V609 src ↗	$217K	3,479

ticker not yet mapped

$43.3M

1,192,867

1.2%

—

FIRST TR EXCH TRADED FD III · MANAGD MUN ETF CUSIP 33739N108
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$42.7M

842,907

1.2%

—

ALPS ETF TR · INTL SEC DV DOG CUSIP 00162Q718
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$39.0M

937,466

1.1%

—

VANGUARD SPECIALIZED FUNDS · DIV APP ETF CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$37.5M

174,460

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$37.5M

147,675

1.0%

—

VANGUARD STAR FDS · VG TL INTL STK F CUSIP 921909768
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$34.6M

449,329

1.0%

—

VANGUARD WHITEHALL FDS

3 positions · 3 reported rows

Rows Avantax Planning Partners, Inc. reported for VANGUARD WHITEHALL FDS, as it reported them
VANGUARD WHITEHALL FDS · INTL DVD ETF CUSIP 921946810 src ↗	$16.9M	190,877
VANGUARD WHITEHALL FDS · HIGH DIV YLD CUSIP — src ↗	$9.0M	61,065
VANGUARD WHITEHALL FDS · INTL HIGH ETF CUSIP — src ↗	$1.8M	19,096

ticker not yet mapped

$27.7M

271,038

0.8%

—

VANGUARD MUN BD FDS

2 positions · 2 reported rows

Rows Avantax Planning Partners, Inc. reported for VANGUARD MUN BD FDS, as it reported them
VANGUARD MUN BD FDS · INTERMEDIATE TRM CUSIP 922907738 src ↗	$19.0M	190,307
VANGUARD MUN BD FDS · TAX EXEMPT BD CUSIP 922907746 src ↗	$4.7M	93,553

ticker not yet mapped

$23.7M

283,860

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$19.1M

51,692

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$16.7M

98,224

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$16.2M

92,691

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$14.8M

50,447

0.4%

—

WISDOMTREE TR

2 positions · 2 reported rows

Rows Avantax Planning Partners, Inc. reported for WISDOMTREE TR, as it reported them
WISDOMTREE TR · US MIDCAP DIVID CUSIP — src ↗	$12.2M	233,065
WISDOMTREE TR · US HIGH DIVIDEND CUSIP — src ↗	$2.3M	20,710

ticker not yet mapped

$14.5M

253,775

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DEERE & CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$14.2M

25,296

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BROADCOM INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$14.2M

45,911

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$13.2M

60,872

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

FASTENAL CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$13.2M

284,389

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COCA COLA CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$13.2M

173,037

0.4%

—

VANGUARD BD INDEX FDS

2 positions · 2 reported rows

Rows Avantax Planning Partners, Inc. reported for VANGUARD BD INDEX FDS, as it reported them
VANGUARD BD INDEX FDS · INTERMED TERM CUSIP 921937819 src ↗	$8.7M	112,934
VANGUARD BD INDEX FDS · TOTAL BND MRKT CUSIP — src ↗	$4.4M	59,906

ticker not yet mapped

$13.1M

172,840

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEVRON CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$12.7M

61,302

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MERCK & CO INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$11.9M

98,512

0.3%

—

VANGUARD INTL EQUITY INDEX F

2 positions · 2 reported rows

Rows Avantax Planning Partners, Inc. reported for VANGUARD INTL EQUITY INDEX F, as it reported them
VANGUARD INTL EQUITY INDEX F · FTSE EMR MKT ETF CUSIP 922042858 src ↗	$11.2M	206,723
VANGUARD INTL EQUITY INDEX F · TT WRLD ST ETF CUSIP — src ↗	$490K	3,546

ticker not yet mapped

$11.7M

210,269

0.3%

—

PIMCO ETF TR · INTER MUN BD ACT CUSIP 72201R866
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$11.3M

215,876

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$11.1M

53,248

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CISCO SYS INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$10.9M

140,202

0.3%

—

HARTFORD FDS EXCHANGE TRADED · MUN OPORTUNITE CUSIP 41653L503
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$10.8M

279,200

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$10.7M

43,955

0.3%

—

VANECK ETF TRUST · HIGH YLD MUNIETF CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$10.6M

211,755

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VERIZON COMMUNICATIONS INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$10.6M

210,476

0.3%

—

ISHARES INC · CORE MSCI EMKT CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$10.5M

150,955

0.3%

—

VANGUARD WORLD FD

9 positions · 9 reported rows

Rows Avantax Planning Partners, Inc. reported for VANGUARD WORLD FD, as it reported them
VANGUARD WORLD FD · INF TECH ETF CUSIP 92204A702 src ↗	$4.9M	7,079
VANGUARD WORLD FD · ENERGY ETF CUSIP 92204A306 src ↗	$954K	5,513
VANGUARD WORLD FD · HEALTH CAR ETF CUSIP 92204A504 src ↗	$840K	3,086
VANGUARD WORLD FD · CONSUM STP ETF CUSIP 92204A207 src ↗	$830K	3,694
VANGUARD WORLD FD · INDUSTRIAL ETF CUSIP 92204A603 src ↗	$751K	2,405
VANGUARD WORLD FD · FINANCIALS ETF CUSIP — src ↗	$743K	6,152
VANGUARD WORLD FD · COMM SRVC ETF CUSIP 92204A884 src ↗	$602K	3,349
VANGUARD WORLD FD · CONSUM DIS ETF CUSIP 92204A108 src ↗	$511K	1,422
VANGUARD WORLD FD · MATERIALS ETF CUSIP 92204A801 src ↗	$262K	1,161

ticker not yet mapped

$10.4M

33,861

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VALERO ENERGY CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$10.3M

41,733

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

2 positions · 2 reported rows

Rows Avantax Planning Partners, Inc. reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$7.4M	25,700
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$2.9M	10,155

$10.3M

35,855

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$10.2M

10,247

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMGEN INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$10.1M

28,617

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LOCKHEED MARTIN CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$9.9M

16,394

0.3%

BERKSHIRE HATHAWAY INC DEL

2 positions · 2 reported rows

Rows Avantax Planning Partners, Inc. reported for BERKSHIRE HATHAWAY INC DEL, as it reported them
BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP — src ↗	$8.2M	17,100
BERKSHIRE HATHAWAY INC DEL · CL A CUSIP — src ↗	$1.4M	2

$9.6M

17,102

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOME DEPOT INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$9.5M

28,833

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$9.4M

14,389

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TEXAS INSTRS INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$9.2M

47,307

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERNATIONAL BUSINESS MACHS · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$8.9M

36,587

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CONOCOPHILLIPS · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$8.1M

61,638

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER & GAMBLE CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$7.8M

53,904

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PEPSICO INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$7.2M

46,062

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INVESCO QQQ TR · UNIT SER 1 CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$7.0M

12,043

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALTRIA GROUP INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$7.0M

105,325

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PFIZER INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$6.8M

241,169

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TESLA INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$6.0M

16,115

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EOG RES INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$5.8M

40,066

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$5.8M

6,284

0.2%

—

BLUEROCK PVT REAL ESTATE FD · COM CUSIP 09631P102
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$5.7M

344,467

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MCDONALDS CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$5.6M

18,065

0.2%

—

ISHARES TR

3 positions · 3 reported rows

Rows Avantax Planning Partners, Inc. reported for ISHARES TR, as it reported them
ISHARES TR · MSCI USA VALUE CUSIP 46432F388 src ↗	$3.6M	25,573
ISHARES TR · CORE MSCI TOTAL CUSIP 46432F834 src ↗	$1.3M	14,624
ISHARES TR · CORE MSCI EAFE CUSIP 46432F842 src ↗	$456K	5,035

ticker not yet mapped

$5.4M

45,232

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BANK AMERICA CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$5.2M

107,237

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CASEYS GEN STORES INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$5.2M

7,176

0.1%

—

SELECT SECTOR SPDR TR

5 positions · 5 reported rows

Rows Avantax Planning Partners, Inc. reported for SELECT SECTOR SPDR TR, as it reported them
SELECT SECTOR SPDR TR · STATE STREET TEC CUSIP — src ↗	$2.8M	21,265
SELECT SECTOR SPDR TR · STATE STREET ENE CUSIP 81369Y506 src ↗	$899K	14,679
SELECT SECTOR SPDR TR · STATE STREET FIN CUSIP 81369Y605 src ↗	$686K	13,890
SELECT SECTOR SPDR TR · STATE STREET UTI CUSIP — src ↗	$386K	8,404
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP 81369Y407 src ↗	$317K	2,906

ticker not yet mapped

$5.1M

61,144

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

UNITED PARCEL SVCS INC · CL B CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$5.0M

51,129

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CATERPILLAR INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$4.9M

6,850

0.1%

—

NEW YORK LIFE INVTS ACTIVE E

2 positions · 2 reported rows

Rows Avantax Planning Partners, Inc. reported for NEW YORK LIFE INVTS ACTIVE E, as it reported them
NEW YORK LIFE INVTS ACTIVE E · NYLI MACKAY MUN CUSIP 45409F827 src ↗	$4.1M	168,469
NEW YORK LIFE INVTS ACTIVE E · NYLI MACKAY CALI CUSIP 45409F777 src ↗	$590K	27,345

ticker not yet mapped

$4.7M

195,814

0.1%

—

GLOBAL X FDS

2 positions · 2 reported rows

Rows Avantax Planning Partners, Inc. reported for GLOBAL X FDS, as it reported them
GLOBAL X FDS · S&P 500 COVERED CUSIP — src ↗	$4.2M	108,022
GLOBAL X FDS · US INFR DEV ETF CUSIP 37954Y673 src ↗	$276K	5,437

ticker not yet mapped

$4.5M

113,459

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

US BANCORP · COM NEW CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$4.5M

85,641

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BRISTOL-MYERS SQUIBB CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$4.1M

67,047

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC · CL A CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$4.0M

6,970

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ONEOK INC NEW · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.9M

43,681

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.9M

31,420

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

M & T BK CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.8M

18,336

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VISA INC · COM CL A CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.8M

12,477

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SOUTHERN CO · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.3M

33,976

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ORACLE CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.2M

22,031

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PRINCIPAL FINANCIAL GROUP IN · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.2M

35,622

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TJX COS INC NEW · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.2M

20,054

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLIED MATLS INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.1M

8,999

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SPDR GOLD TR · GOLD SHS CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$3.0M

7,029

0.1%

—

VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$3.0M

46,159

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

QUALCOMM INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$2.9M

22,600

0.1%

—

ISHARES TR

3 positions · 3 reported rows

Rows Avantax Planning Partners, Inc. reported for ISHARES TR, as it reported them
ISHARES TR · IBONDS 27 TRM TS CUSIP 46436E841 src ↗	$1.3M	59,890
ISHARES TR · IBONDS 26 TRM TS CUSIP — src ↗	$1.3M	57,906
ISHARES TR · IBONDS DEC 2029 CUSIP 46436E163 src ↗	$202K	7,977

ticker not yet mapped

$2.9M

125,773

0.1%

—

ISHARES TR

7 positions · 7 reported rows

Rows Avantax Planning Partners, Inc. reported for ISHARES TR, as it reported them
ISHARES TR · CORE MSCI INTL CUSIP 46435G326 src ↗	$703K	8,414
ISHARES TR · IBONDS DEC2026 CUSIP 46435GAA0 src ↗	$691K	28,526
ISHARES TR · ESG AWRE 1 5 YR CUSIP 46435G243 src ↗	$356K	14,192
ISHARES TR · ESG AWR MSCI USA CUSIP 46435G425 src ↗	$319K	2,253
ISHARES TR · ESG AW MSCI EAFE CUSIP 46435G516 src ↗	$301K	3,146
ISHARES TR · MSCI INTL VLU FT CUSIP 46435G409 src ↗	$239K	6,031
ISHARES TR · CORE INTL AGGR CUSIP 46435G672 src ↗	$206K	4,108

ticker not yet mapped

$2.8M

66,670

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

KIMBERLY-CLARK CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$2.7M

28,204

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

THERMO FISHER SCIENTIFIC INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$2.6M

5,188

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PHILLIPS 66 · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$2.5M

13,644

0.1%

—

INVESCO EXCH TRADED FD TR II

2 positions · 2 reported rows

Rows Avantax Planning Partners, Inc. reported for INVESCO EXCH TRADED FD TR II, as it reported them
INVESCO EXCH TRADED FD TR II · PFD ETF CUSIP 46138E511 src ↗	$1.8M	166,453
INVESCO EXCH TRADED FD TR II · CALIF AMT MUN CUSIP 46138E206 src ↗	$609K	25,503

ticker not yet mapped

$2.4M

191,956

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ADVANCED MICRO DEVICES INC · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$2.3M

11,212

0.1%

—

PACER FDS TR

3 positions · 3 reported rows

Rows Avantax Planning Partners, Inc. reported for PACER FDS TR, as it reported them
PACER FDS TR · US CASH COWS 100 CUSIP 69374H881 src ↗	$1.0M	16,256
PACER FDS TR · DEVELOPED MRKT CUSIP 69374H873 src ↗	$904K	21,306
PACER FDS TR · US SMALL CAP CAS CUSIP 69374H857 src ↗	$342K	7,611

ticker not yet mapped

$2.3M

45,173

0.1%

—

FIRST TR EXCH TRADED FD III · PFD SECS INC ETF CUSIP 33739E108
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$2.2M

125,137

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LINDE PLC · SHS CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$2.2M

4,370

0.1%

—

SLIDE INS HLDGS INC · COM CUSIP 831349105
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$2.1M

119,029

0.1%

—

SPDR SERIES TRUST

4 positions · 4 reported rows

Rows Avantax Planning Partners, Inc. reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R739 src ↗	$842K	17,599
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R721 src ↗	$576K	12,707
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$345K	7,134
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R200 src ↗	$297K	9,646

ticker not yet mapped

$2.1M

47,086

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NETFLIX INC. · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$2.0M

21,315

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALLIANT ENERGY CORP · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$2.0M

28,451

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RTX CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-04 +34d

src ↗

$2.0M

10,397

0.1%

—

FIRST TR EXCHNG TRADED FD VI · SMITH UNCONSTRAI CUSIP 33740F888
2026-03-31 filed 2026-05-04 +34d

src ↗

ticker not yet mapped

$1.9M

77,596

0.1%

1–20 of the 100 issuers on this page

One line per issuer, largest first — open a line for its reported rows. Grouping ↗

Book shape

Tick = median of the 8,748 tracked filers with a 2026-03-31 book (the index median: the 8,662 with a complete book). Concentration uses reported 13F long value, not total assets; the index is withheld when any position lacks a value.

share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 70.0%below median 80.0%
integer Herfindahl–Hirschman index in basis points over disclosed position values: 371 bpsbelow median 446 bps
holdings with no disclosed value (undisclosed, or unreadable on the filing) — kept and counted, never shown as zero: 435 / 435median book 97.5 positions

467 quarter-over-quarter rows

Filing history

Available filing periods
Period	Source
2026-03-31	EDGAR ↗
2026-06-30	EDGAR ↗

Complete source filings on SEC EDGAR

The filing on EDGAR is the record, including any filed after this build.

Open Avantax Planning Partners, Inc.'s 13F filings on SEC EDGAR ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings: a position may have changed or closed since the quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars; each record notes its original unit.

Affiliated managers may report the same position, so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice.

Changes · Q1 2026Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Reported positions — 2026-03-31

Book shape

Filing history

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.