Public record / Tickers / CFG

CFG — CITIZENS FINANCIAL GROUP INC/RI

Both disclosure regimes on one name: who in Congress filed about CFG, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
27
all PTR rows naming CFG
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
05-08
filed 2025-05-08
13F holders
500
top-500 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

Jefferson Shreve · $15.0K–$50.0K

Sale · traded 2025-04-07 → filed 2025-05-08. Ranked over every CFG row by the provable lower bound, never a point estimate.

No member disclosed CFG in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

3 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

1 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 1 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING CFG · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning CFG
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2025-05-08Jefferson Shreve R–IN-6SaleTraded 04-07 +31d$15K–$50K
2024-02-14Tommy Tuberville R–ALSale · JT (jointly owned)Traded 01-19 +26d$15K–$50K
2024-02-06Kathy E. Manning D–NC-6Purchase · SP (spouse-owned)Traded 01-23 +14d$1K–$15K
2024-02-06Kathy E. Manning D–NC-6Purchase · SP (spouse-owned)Traded 01-23 +14d$1K–$15K
2024-02-06Kathy E. Manning D–NC-6Purchase · SP (spouse-owned)Traded 01-23 +14d$15K–$50K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 27 ↗

Members active in CFG

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14

No member disclosed CFG in the trailing 12 months.

Congress ↔ notable managers · CFG

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
1 Gotham Asset Management $898K held

new + add vs trim + exit, by shares · $ = reported value now, not the change · CITIZENS FINL GROUP INC

Merged timeline of congressional filings and notable-manager moves on CFG
DateWhoChangeSize
2026-05-15Gotham Asset Management 13Fadd+694 sh
2026-05-15Bridgewater Associates 13Ftrim−140,265 sh
2026-05-15Moore Capital Management 13Fexit−34,000 sh
2026-05-14Caxton Associates 13Ftrim−205,463 sh

4 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

full holders view ↗
Top institutional holders of CFG for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1BlackRock, Inc.$2.8B1
2Capital World Investors$1.7B1
3VANGUARD CAPITAL MANAGEMENT LLC$1.6B1
4Invesco Ltd.$1.4B1
5STATE STREET CORP$1.2B1
6VANGUARD PORTFOLIO MANAGEMENT LLC$1.2B1
7MORGAN STANLEY$762M1
8AQR CAPITAL MANAGEMENT LLC$434M1
9NORDEA INVESTMENT MANAGEMENT AB$430M1
10CHARLES SCHWAB INVESTMENT MANAGEMENT INC$401M1
11DIMENSIONAL FUND ADVISORS LP$283M1
12NORTHERN TRUST CORP$269M1
13VICTORY CAPITAL MANAGEMENT INC$246M1
14ROYAL BANK OF CANADA$242M1
15CITADEL ADVISORS LLC$233M1
16UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$201M1
17D. E. Shaw & Co., Inc.$177M1
18Legal & General Group Plc$169M1
19Amundi$169M1
20BANK OF AMERICA CORP /DE/$161M1
21WELLINGTON MANAGEMENT GROUP LLP$156M1
22FMR LLC$151M1
23BALYASNY ASSET MANAGEMENT L.P.$147M1
24VANGUARD FIDUCIARY TRUST CO$143M1
25HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC$138M1
26UBS Group AG$135M1
27Swedbank AB$126M1
28Capital International Investors$124M1
29MANUFACTURERS LIFE INSURANCE COMPANY, THE$123M1
30Artemis Investment Management LLP$114M1
31Point72 Asset Management, L.P.$109M1
32ASSETMARK, INC$107M1
33DEUTSCHE BANK AG\$107M1
34Qube Research & Technologies Ltd$102M1
35HSBC HOLDINGS PLC$94.6M1
36RAYMOND JAMES FINANCIAL INC$94.6M1
37BARCLAYS PLC$83.5M1
38MILLENNIUM MANAGEMENT LLC$78.7M1
39Quantinno Capital Management LP$78.6M1
40Alyeska Investment Group, L.P.$76.5M1
41Junto Capital Management LP$75.9M1
42WELLS FARGO & COMPANY/MN$74.4M1
43BANK OF MONTREAL /CAN/$69.9M1
44FIRST TRUST ADVISORS LP$68.3M1
45JANE STREET GROUP, LLC$63.3M1
46Assenagon Asset Management S.A.$61.1M1
47CITIGROUP INC$58.8M1
48TODD ASSET MANAGEMENT LLC$58.4M1
49BRUNI J V & CO /CO$58.2M1
50Mitsubishi UFJ Asset Management Co., Ltd.$56.9M1
51Vanguard Global Advisers, LLC$56.8M1
52ALGEBRIS (UK) LTD$55.6M1
53Nuveen, LLC$55.4M1
54Freestone Grove Partners LP$54.8M1
55National Pension Service$54.7M1
56VANGUARD ASSET MANAGEMENT, Ltd$52.7M1
57Engineers Gate Manager LP$51.7M1
58CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM$49.6M1
59Korea Investment CORP$49.0M1
60FRANKLIN RESOURCES INC$47.8M1
61Longaeva Partners L.P.$47.1M1
62ENVESTNET ASSET MANAGEMENT INC$45.5M1
63ZACKS INVESTMENT MANAGEMENT$45.1M1
64Bridgewater Associates, LP$42.8M1
65BNP Paribas Asset Management Holding S.A.$41.3M1
66Vinva Investment Management Ltd$40.2M1
67HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$39.9M1
68TEACHER RETIREMENT SYSTEM OF TEXAS$36.6M1
69ALLIANCEBERNSTEIN L.P.$34.9M1
70Man Group plc$34.7M1
71Ensign Peak Advisors, Inc$34.5M1
72LPL Financial LLC$32.8M1
73PRUDENTIAL FINANCIAL INC$32.8M1
74BASSWOOD CAPITAL MANAGEMENT, L.L.C.$32.2M1
75HoldCo Asset Management, LP$31.3M1
76Allspring Global Investments Holdings, LLC$31.1M1
77AE Wealth Management LLC$30.7M1
78IEQ CAPITAL, LLC$30.4M1
79PRINCIPAL FINANCIAL GROUP INC$29.6M1
80FEDERATED HERMES, INC.$28.9M1
81Klingman & Associates, LLC$27.4M1
82CAISSE DE DEPOT ET PLACEMENT DU QUEBEC$26.3M1
83TWO SIGMA INVESTMENTS, LP$26.3M1
84SCHRODER INVESTMENT MANAGEMENT GROUP$25.5M1
85STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$24.4M1
86NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$24.3M1
87Creative Planning$24.2M1
88Mariner, LLC$23.5M1
89Cerity Partners LLC$22.9M1
90Zurcher Kantonalbank (Zurich Cantonalbank)$22.9M1
91Prana Capital Management, LP$22.6M1
92AVIVA PLC$22.4M1
93Stieven Capital Advisors, L.P.$22.4M1
94FRONTIER CAPITAL MANAGEMENT CO LLC$22.4M1
95Capital International, Inc./CA/$21.9M1
96Ceredex Value Advisors LLC$21.4M1
97Hudson Bay Capital Management LP$21.3M1
98SEI INVESTMENTS CO$20.9M1
99Universal- Beteiligungs- und Servicegesellschaft mbH$20.0M1
100Aberdeen Group plc$19.8M1
101Eurizon Capital SGR S.p.A.$19.3M1
102STIFEL FINANCIAL CORP$18.9M1
103CITIZENS FINANCIAL GROUP INC/RI$18.9M1
104Zurich Insurance Group Ltd/FI$18.0M1
105OLD NATIONAL BANCORP /IN/$18.0M1
106SOROS FUND MANAGEMENT LLC$17.9M1
107STATE OF WISCONSIN INVESTMENT BOARD$16.8M1
108JUPITER ASSET MANAGEMENT LTD$16.1M1
109United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund$15.9M1
110O'SHAUGHNESSY ASSET MANAGEMENT, LLC$15.6M1
111TORONTO DOMINION BANK$15.1M1
112Ategra Capital Management, LLC$14.9M1
113Corient Private Wealth LLC$14.8M1
114Pictet Asset Management Holding SA$14.4M1
115Taikang Asset Management (Hong Kong) Co Ltd$14.3M1
116CWM, LLC$13.5M1
117Soapstone Management L.P.$13.5M1
118Baird Financial Group, Inc.$13.4M1
119SUSQUEHANNA INTERNATIONAL GROUP, LLP$13.1M1
120Vanguard Investments Australia, Ltd.$12.9M1
121Chevy Chase Trust Holdings, LLC$12.6M1
122Focus Partners Wealth$12.1M1
123AustralianSuper Pty Ltd$11.7M1
124Wealthfront Advisers LLC$11.6M1
125NATIONAL BANK OF CANADA /FI/$11.5M1
126Tredje AP-fonden$11.4M1
127AMERICAN CENTURY COMPANIES INC$11.1M1
128APG Asset Management N.V.$11.1M1
129Asset Management One Co., Ltd.$10.9M1
130Rafferty Asset Management, LLC$10.9M1
131Mitsubishi UFJ Trust & Banking Corp$10.7M1
132CIBC WORLD MARKET INC.$10.5M1
133WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$10.4M1
134ROYAL LONDON ASSET MANAGEMENT LTD$10.0M1
135Cambria Investment Management, L.P.$10.0M1
136Channing Capital Management, LLC$9.8M1
137ExodusPoint Capital Management, LP$9.6M1
138Cetera Investment Advisers$9.5M1
139MACQUARIE GROUP LTD$9.5M1
140NOMURA ASSET MANAGEMENT CO LTD$9.4M1
141TD ASSET MANAGEMENT INC$9.3M1
142Goelzer Investment Management, Inc.$9.2M1
143MERCER GLOBAL ADVISORS INC /ADV$9.2M1
144DRW Securities, LLC$8.5M1
145Pathstone Holdings, LLC$8.4M1
146Graham Capital Management, L.P.$8.4M1
147NFJ INVESTMENT GROUP, LLC$8.4M1
148Andra AP-fonden$8.3M1
149TRUIST FINANCIAL CORP$8.3M1
150Resona Asset Management Co.,Ltd.$8.2M1
151MACKENZIE FINANCIAL CORP$7.8M1
152FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND$7.7M1
153Tidal Investments LLC$7.6M1
154FJ Capital Management LLC$7.6M1
155FLPUTNAM INVESTMENT MANAGEMENT CO$7.5M1
156FIRST NATIONAL TRUST CO$7.5M1
157Fisher Asset Management, LLC$7.4M1
158Robeco Institutional Asset Management B.V.$7.4M1
159STATE OF MICHIGAN RETIREMENT SYSTEM$7.3M1
160ZWJ INVESTMENT COUNSEL INC$7.3M1
161PUBLIC SECTOR PENSION INVESTMENT BOARD$7.2M1
162LBP AM SA$7.1M1
163Swiss Life Asset Management Ltd$7.1M1
164Arizona State Retirement System$7.0M1
165Czech National Bank$6.9M1
166VOYA INVESTMENT MANAGEMENT LLC$6.9M1
167NewEdge Advisors, LLC$6.7M1
168State of New Jersey Common Pension Fund D$6.5M1
169MALTESE CAPITAL MANAGEMENT LLC$6.5M1
170CIBC Bancorp USA Inc.$6.3M1
171MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$6.3M1
172RED CEDAR INVESTMENT MANAGEMENT, LLC$6.3M1
173GUGGENHEIM CAPITAL LLC$6.2M1
174CIBC Asset Management Inc$6.2M1
175IFM Investors Pty Ltd$6.1M1
176Asio Capital, LLC$6.1M1
177ProShare Advisors LLC$6.0M1
178Harvest Portfolios Group Inc.$6.0M1
179Shellback Capital, LP$6.0M1
180COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS$5.9M1
181FIFTH THIRD BANCORP$5.9M1
182HighTower Advisors, LLC$5.7M1
183MILFORD FUNDS LTD$5.6M1
184Retirement Systems of Alabama$5.4M1
185XTX Topco Ltd$5.4M1
186BTC Capital Management, Inc.$5.3M1
187SEB Asset Management AB$5.2M1
188BANCO BILBAO VIZCAYA ARGENTARIA, S.A.$5.1M1
189Mirae Asset Global Investments Co., Ltd.$5.0M1
190Woodline Partners LP$5.0M1
191Ascent Group, LLC$5.0M1
192INFRASTRUCTURE CAPITAL ADVISORS, LLC$4.9M1
193Vanguard Personalized Indexing Management, LLC$4.9M1
194HORAN Wealth, LLC$4.9M1
195Stanley-Laman Group, Ltd.$4.7M1
196NEOS Investment Management LLC$4.6M1
197BRANDES INVESTMENT PARTNERS, LP$4.6M1
198Federation des caisses Desjardins du Quebec$4.4M1
199Elizabeth Park Capital Advisors, Ltd.$4.4M1
200Daiwa Securities Group Inc.$4.4M1
201Trexquant Investment LP$4.3M1
202XPONANCE LLC$4.3M1
203VISTA INVESTMENT PARTNERS LLC$4.3M1
204Utah Retirement Systems$4.2M1
205COMMONWEALTH EQUITY SERVICES, LLC$4.1M1
206Capital Investment Counsel, LLC$4.1M1
207Crossmark Global Holdings, Inc.$4.1M1
208Bellwether Advisors, LLC$4.0M1
209Merit Financial Group, LLC$3.9M1
210ABN AMRO INVESTMENT SOLUTIONS$3.9M1
211MML INVESTORS SERVICES, LLC$3.8M1
212NEW YORK LIFE INVESTMENT MANAGEMENT LLC$3.8M1
213Triasima Portfolio Management inc.$3.7M1
214Factorial Partners, LLC$3.7M1
215Rakuten Investment Management, Inc.$3.6M1
216MV CAPITAL MANAGEMENT, INC.$3.6M1
217BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp$3.6M1
218Sumitomo Mitsui DS Asset Management Company, Ltd$3.5M1
219BANK OF NOVA SCOTIA$3.5M1
220Private Advisor Group, LLC$3.5M1
221Petiole USA ltd$3.4M1
222OSAIC HOLDINGS, INC.$3.4M1
223Summit Trail Advisors, LLC$3.4M1
224COOKSON PEIRCE & CO INC$3.4M1
225NISSAY ASSET MANAGEMENT CORP /JAPAN$3.4M1
226Sanctuary Advisors, LLC$3.3M1
227Janus Henderson Group Ltd.$3.3M1
228Rockefeller Capital Management L.P.$3.3M1
229Dynamic Advisor Solutions LLC$3.2M1
230USS Investment Management Ltd$3.2M1
231Verition Fund Management LLC$3.2M1
232BRIDGEWAY CAPITAL MANAGEMENT, LLC$3.1M1
233Y-Intercept (Hong Kong) Ltd$3.1M1
234Aster Capital Management (DIFC) Ltd$3.1M1
235INTECH INVESTMENT MANAGEMENT LLC$3.0M1
236Sequoia Financial Advisors, LLC$3.0M1
237OREGON PUBLIC EMPLOYEES RETIREMENT FUND$2.9M1
238B. Metzler seel. Sohn & Co. AG$2.9M1
239BTG Pactual Asset Management US LLC$2.8M1
240INTRUST BANK NA$2.8M1
241Candriam S.C.A.$2.8M1
242Allianz Asset Management GmbH$2.8M1
243Financiere des Professionnels - Fonds d'investissement inc.$2.8M1
244Brevan Howard Capital Management LP$2.8M1
245VISTA INVESTMENT PARTNERS II, LLC$2.7M1
246MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC$2.7M1
247OP Asset Management Ltd$2.7M1
248EVERGREEN CAPITAL MANAGEMENT LLC$2.7M1
249FIRST MANHATTAN CO. LLC.$2.7M1
250Venture Visionary Partners LLC$2.6M1
251StoneX Group Inc.$2.5M1
252Orion Porfolio Solutions, LLC$2.5M1
253KEYBANK NATIONAL ASSOCIATION/OH$2.5M1
254PRIVATE MANAGEMENT GROUP INC$2.4M1
255HB Wealth Management, LLC$2.3M1
256OMERS ADMINISTRATION Corp$2.3M1
257Arvest Bank Trust Division$2.2M1
258CREDIT AGRICOLE S A$2.2M1
259Lee Financial Co$2.1M1
260&PARTNERS$2.1M1
261Avanza Fonder AB$2.1M1
262Vident Advisory, LLC$2.1M1
263Empowered Funds, LLC$2.1M1
264ALTFEST L J & CO INC$2.1M1
265Trust Investment Advisors$2.0M1
266QRG CAPITAL MANAGEMENT, INC.$2.0M1
267Osmosis Investment Management UK Ltd$2.0M1
268TD Waterhouse Canada Inc.$2.0M1
269DAVENPORT & Co LLC$2.0M1
270Parallax Volatility Advisers, L.P.$2.0M1
271Sterling Investment Counsel, LLC$1.9M1
272Diversified Trust Co$1.9M1
273Investment Management Corp of Ontario$1.8M1
274FIDUCIARY TRUST CO$1.8M1
275NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$1.8M1
276Jefferies Financial Group Inc.$1.8M1
277Apollon Wealth Management, LLC$1.7M1
278Chicago Partners Investment Group LLC$1.7M1
279Caprock Group, LLC$1.7M1
280Prosperity Consulting Group, LLC$1.7M1
281Donoghue Forlines LLC$1.7M1
282Atria Investments, Inc$1.7M1
283Ameritas Advisory Services, LLC$1.7M1
284US BANCORP \DE\$1.7M1
285Focus Partners Advisor Solutions, LLC$1.7M1
286Vontobel Holding Ltd.$1.7M1
287Generali Asset Management SPA SGR$1.6M1
288ASR Vermogensbeheer N.V.$1.6M1
289SALZHAUER MICHAEL$1.6M1
290Bastion Asset Management Inc.$1.6M1
291Krilogy Financial LLC$1.6M1
292TOUNJIAN ADVISORY PARTNERS, LLC$1.6M1
293Integrated Quantitative Investments LLC$1.6M1
294EFG International AG$1.6M1
295Norinchukin Bank, The$1.6M1
296Portfolio Design Labs, LLC$1.6M1
297Meeder Advisory Services, Inc.$1.5M1
298MIZUHO SECURITIES USA LLC$1.5M1
299Royal Palms Capital LLC$1.5M1
300ARVEST INVESTMENTS, INC.$1.5M1
301AlTi Global, Inc.$1.5M1
302Callan Family Office, LLC$1.5M1
303Lombard Odier Asset Management (Switzerland) SA$1.5M1
304GRIMES & Co WEALTH MANAGEMENT, LLC$1.5M1
305Fideuram Asset Management (Ireland) dac$1.5M1
306Trivium Point Advisory, LLC$1.5M1
307PINNACLE ASSOCIATES LTD$1.4M1
308BROWN, LISLE/CUMMINGS, INC.$1.4M1
309Steward Partners Investment Advisory, LLC$1.4M1
310Highview Capital Management LLC/DE/$1.4M1
311Magnetar Financial LLC$1.4M1
312Bull Harbor Capital LLC$1.4M1
313UNITED CAPITAL FINANCIAL ADVISORS, LLC$1.4M1
314Covenant Asset Management, LLC$1.4M1
315New England Research & Management, Inc.$1.4M1
316MAVERICK CAPITAL LTD$1.3M1
317Tower Research Capital LLC (TRC)$1.3M1
318Everhart Financial Group, Inc.$1.3M1
319Maryland State Retirement & Pension System$1.3M1
320Minerva Advisors LLC$1.3M1
321Phoenix Financial Ltd.$1.3M1
322Strategic Advisors LLC$1.3M1
323Qsemble Capital Management, LP$1.3M1
324COLDSTREAM CAPITAL MANAGEMENT INC$1.3M1
325Curi Capital, LLC$1.3M1
326OPPENHEIMER & CO INC$1.2M1
327Bleakley Financial Group, LLC$1.2M1
328Aaron Wealth Advisors LLC$1.2M1
329M&T BANK CORP$1.2M1
330Belpointe Asset Management LLC$1.2M1
331ROMANO BROTHERS AND COMPANY$1.2M1
332Fort Sheridan Advisors LLC$1.2M1
333ING GROEP NV$1.2M1
334TOKIO MARINE ASSET MANAGEMENT CO LTD$1.2M1
335SeaCrest Wealth Management, LLC$1.2M1
336PVG ASSET MANAGEMENT CORP$1.1M1
337FOX RUN MANAGEMENT, L.L.C.$1.1M1
338Vise Technologies, Inc.$1.1M1
339EVOLVE PRIVATE WEALTH, LLC$1.1M1
340Pallas Capital Advisors LLC$1.1M1
341BENJAMIN EDWARDS INC$1.1M1
342Metis Global Partners, LLC$1.1M1
343QUADRANT CAPITAL GROUP LLC$1.1M1
344Elevated Capital Advisors, LLC$1.1M1
345Savant Capital, LLC$1.1M1
346MUFG Securities EMEA plc$1.0M1
347WealthTrust Asset Management, LLC$1.0M1
348CSS LLC/IL$1.0M1
349Pekin Hardy Strauss, Inc.$1.0M1
350Weiss Asset Management LP$1.0M1
351CANADA PENSION PLAN INVESTMENT BOARD$990K1
352Wedmont Private Capital$968K1
353KESTRA PRIVATE WEALTH SERVICES, LLC$968K1
354STOREBRAND ASSET MANAGEMENT AS$961K1
355PAR CAPITAL MANAGEMENT INC$960K1
356Centennial Wealth Advisory LLC$953K1
357Empirical Finance, LLC$953K1
358INDEPENDENT FINANCIAL GROUP, LLC$937K1
359Arax Advisory Partners$934K1
360BLAIR WILLIAM & CO/IL$919K1
361GREENWOOD CAPITAL ASSOCIATES LLC$918K1
362Bluesphere Advisors LLC$910K1
363Kestra Advisory Services, LLC$907K1
364Simplicity Wealth,LLC$906K1
365BROWN ADVISORY INC$901K1
366Gotham Asset Management, LLC$898K1
367Allworth Financial LP$897K1
368CHOREO, LLC$887K1
369MAI Capital Management$884K1
370World Investment Advisors$877K1
371D.A. DAVIDSON & CO.$868K1
372Waverly Advisors, LLC$865K1
373Lido Advisors, LLC$863K1
374Carl P. Sherr & Co., LLC$861K1
37544 WEALTH MANAGEMENT LLC$860K1
376GREENLEAF TRUST$855K1
377SILVER OAK SECURITIES, INCORPORATED$847K1
378Center For Asset Management LLC$820K1
379AFFINITY INVESTMENT ADVISORS, LLC$818K1
380Banque Cantonale Vaudoise$816K1
381NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC$815K1
382GROUPAMA ASSET MANAGMENT$810K1
383Csenge Advisory Group$807K1
3841834 INVESTMENT ADVISORS CO$790K1
385Clear Harbor Asset Management, LLC$785K1
386Legacy Capital Group California, Inc.$776K1
387Kera Capital Partners, Inc.$759K1
388North Dakota State Investment Board$744K1
389Savvy Advisors, Inc.$722K1
390Rothschild Wealth LLC$716K1
391Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$713K1
392Laird Norton Wetherby Trust Company, LLC$699K1
393Frec Markets, Inc.$698K1
394COMMERCE BANK$697K1
395Fortis Capital Advisors, LLC$692K1
396SECURIAN ASSET MANAGEMENT, INC$691K1
397Baker Avenue Asset Management, LP$688K1
398Inscription Capital, LLC$682K1
399NorthCrest Asset Manangement, LLC$681K1
400JACKSON SQUARE CAPITAL, LLC$679K1
401Squarepoint Ops LLC$677K1
402Sagewood Asset Management LP$663K1
403One Wealth Advisors, LLC$657K1
404Sivia Capital Partners, LLC$653K1
405Compass Wealth Management LLC$642K1
406EVOKE WEALTH, LLC$637K1
407Aptus Capital Advisors, LLC$631K1
408MIRABELLA FINANCIAL SERVICES LLP$628K1
409NEW WAVE WEALTH ADVISORS LLC$627K1
410Perbak Capital Partners LLP$626K1
411MEEDER ASSET MANAGEMENT INC$626K1
412Gateway Wealth Partners, LLC$625K1
413Wealthspire Advisors, LLC$621K1
414Meiji Yasuda Asset Management Co Ltd.$618K1
415GTS SECURITIES LLC$617K1
416United Asset Strategies, Inc.$607K1
417CWA Asset Management Group, LLC$603K1
418Accurate Wealth Management, LLC$588K1
419Caerus Investment Advisors, LLC$586K1
420RITHOLTZ WEALTH MANAGEMENT$584K1
421PRINCIPAL SECURITIES, INC.$584K1
422Concurrent Investment Advisors, LLC$568K1
423OXFORD ASSET MANAGEMENT LLP$562K1
424MARK SHEPTOFF FINANCIAL PLANNING, LLC$560K1
425Dai-ichi Life Insurance Company, Ltd$560K1
426LECAP ASSET MANAGEMENT LTD$555K1
427Mystic Asset Management, Inc.$553K1
428WADDELL & ASSOCIATES, LLC$552K1
429Resonant Capital Advisors, LLC$552K1
430Smartleaf Asset Management LLC$550K1
431Ballentine Partners, LLC$546K1
432Envestnet Portfolio Solutions, Inc.$546K1
433Cresset Asset Management, LLC$542K1
434Harbour Capital Advisors, LLC$541K1
435VestGen Advisors, LLC$536K1
436Wilmington Savings Fund Society, FSB$536K1
437FORA Capital, LLC$516K1
438SAGESPRING WEALTH PARTNERS, LLC$506K1
439TOTH FINANCIAL ADVISORY CORP$497K1
440Advisors Capital Management, LLC$487K1
441FORTEM FINANCIAL GROUP, LLC$486K1
442Equitable Holdings, Inc.$484K1
443Diversified Enterprises, LLC$482K1
444Polymer Capital Management (US) LLC$482K1
445Clearstead Advisors, LLC$476K1
446International Private Wealth Advisors LLC$475K1
447JACKSON THORNTON WEALTH MANAGEMENT, LLC$472K1
448Summit Financial, LLC$469K1
449SHEETS SMITH WEALTH MANAGEMENT$468K1
450Gladstone Institutional Advisory LLC$466K1
451TEMA ETFS LLC$462K1
452SUMMITRY LLC$462K1
453TWO SIGMA SECURITIES, LLC$460K1
454J. Safra Sarasin Holding AG$459K1
455FULLER & THALER ASSET MANAGEMENT, INC.$456K1
456DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$453K1
457Perigon Wealth Management, LLC$451K1
458ATALANTA SOSNOFF CAPITAL, LLC$444K1
459BEESE FULMER INVESTMENT MANAGEMENT, INC.$443K1
460Fund Advisors of America Inc/FL$439K1
461Compound Planning, Inc.$433K1
462Grantham, Mayo, Van Otterloo & Co. LLC$430K1
463MATHER GROUP, LLC.$427K1
464GATEWAY INVESTMENT ADVISERS LLC$424K1
465Sandro Wealth Management LLC$420K1
466Continuum Advisory, LLC$417K1
467PICTON MAHONEY ASSET MANAGEMENT$415K1
468WOODWARD DIVERSIFIED CAPITAL, LLC$412K1
469Walleye Trading LLC$410K1
470Brookstone Capital Management$403K1
471Severin Investments, LLC$401K1
472Gilbert & Cook, Inc.$400K1
473SIGNATUREFD, LLC$398K1
474SYM FINANCIAL Corp$397K1
475FIDELIS CAPITAL PARTNERS, LLC$395K1
476HUB Investment Partners, LLC$394K1
477Gallagher Fiduciary Advisors, LLC$387K1
478Pinion Investment Advisors, LLC$385K1
479EP Wealth Advisors, LLC$384K1
480Essex Financial Services, Inc.$383K1
481Virtus Wealth Solutions LLC$379K1
482PARSONS CAPITAL MANAGEMENT INC/RI$376K1
483Sowell Financial Services LLC$375K1
484Siemens Fonds Invest GmbH$374K1
485HBK Sorce Advisory LLC$371K1
486AlphaCore Capital LLC$369K1
487Larson Financial Group LLC$364K1
488Crumly & Associates Inc.$362K1
489waypoint wealth counsel$359K1
490ASAHI LIFE ASSET MANAGEMENT CO., LTD.$358K1
491UMB Bank, n.a.$358K1
492Pointe Capital Management LLC$358K1
493Moors & Cabot, Inc.$355K1
494Beacon Pointe Advisors, LLC$352K1
495PRELUDE CAPITAL MANAGEMENT, LLC$352K1
496NORDEN GROUP LLC$347K1
497Ponta Wealth Partners, LLC$336K1
498Soltis Investment Advisors LLC$334K1
499Parcion Private Wealth LLC$332K1
500HALL CAPITAL MANAGEMENT CO INC$331K1
Truncated by Public Filings. The published aggregate ranks the top 500 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on CFG

RETAINED WINDOW · ACTIVE HITS

Zero hits on CFG in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for CFG · financials and macro

Financials — as filed PLANNED

CFG's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: CFG on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing