Klingman & Associates, LLC

CIK 1662449 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions have no disclosed value and are left out of the sum, counted here rather than dropped: $2.1B
every reported holding for this filer and quarter, including ones with no disclosed value: 332
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 26
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 20

Quarter-end snapshot, filed up to 45 days later — not current holdings. What a 13F covers ↓

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Position changes into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated	Prev value	Curr value	Prev shares	Curr shares
—	share class as filed: CORE S&P500 ETF · position key `pos:10307` · issuer key `iss:1012`	ADD	−$8.1M	+12,506	$352M	$344M	514,195	526,701
—	share class as filed: STRM INFPROIDX · position key `sid:sec:prov:fd0585629cc2c56c522b14f4ca767dfd` · issuer key `cusip6:922020`	ADD	+$17.9M	+338,106	$103M	$121M	2,087,310	2,425,416
—	share class as filed: CORE S&P MCP ETF · position key `pos:16868` · issuer key `iss:1012`	ADD	+$5.2M	+43,379	$99.8M	$105M	1,512,766	1,556,145
—	share class as filed: CORE MSCI EAFE · position key `sid:sec:prov:f1fd766d326ca552a85c000a4415c3d6` · issuer key `cusip6:46432F`	ADD	+$5.3M	+48,129	$81.3M	$86.7M	909,227	957,356
—	share class as filed: VAN FTSE DEV MKT · position key `pos:17409` · issuer key `iss:2478`	ADD	+$6.0M	+65,390	$71.6M	$77.6M	1,145,549	1,210,939
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: TR UNIT · position key `pos:11570` · issuer key `iss:1599`	ADD	−$3.6M	+87	$78.6M	$75.0M	115,228	115,315
—	share class as filed: CORE S&P SCP ETF · position key `pos:14033` · issuer key `iss:1012`	ADD	+$5.5M	+25,363	$68.2M	$73.7M	567,432	592,795
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13215` · issuer key `iss:144`	TRIM	−$5.5M	−2,170	$73.9M	$68.5M	272,012	269,842
—	share class as filed: STATE STREET SPD · position key `pos:12962` · issuer key `iss:1602`	TRIM	−$1.5M	−21,660	$67.9M	$66.4M	1,195,167	1,173,507
—	share class as filed: STATE STREET SPD · position key `pos:12580` · issuer key `iss:1602`	TRIM	−$7.0M	−11,395	$71.1M	$64.1M	666,209	654,814
—	share class as filed: FTSE EMR MKT ETF · position key `sid:sec:prov:2727b63284f6235da134480881be8949` · issuer key `iss:2480`	ADD	+$788K	+9,248	$53.5M	$54.3M	995,128	1,004,376
—	share class as filed: S&P 500 REVENUE · position key `sid:sec:prov:11dffc33c80c14a94cfc7691071c9bc1` · issuer key `iss:2404`	ADD	+$3.2M	+26,672	$34.6M	$37.8M	302,357	329,029
—	share class as filed: IBONDS DEC 29 · position key `sid:sec:prov:4a71b6dfa34cdbeba4ded30a6459d58a` · issuer key `iss:2406`	ADD	+$746K	+41,673	$36.0M	$36.8M	1,539,005	1,580,678
—	share class as filed: IBONDS DEC 2030 · position key `sid:sec:prov:dd26f3315903a7ab529f26650c2ac746` · issuer key `iss:2406`	ADD	+$1.5M	+80,610	$34.6M	$36.1M	1,569,753	1,650,363
—	share class as filed: IBONDS DEC 2031 · position key `sid:sec:prov:cd51e70c2eb877752540b7cb773d38b7` · issuer key `iss:2406`	ADD	+$2.2M	+119,450	$33.4M	$35.6M	1,580,348	1,699,798
—	share class as filed: CORE MSCI EMKT · position key `pos:13905` · issuer key `iss:1016`	ADD	+$2.8M	+23,407	$31.0M	$33.8M	460,682	484,089
—	share class as filed: MSCI USA MIN VOL · position key `sid:sec:prov:ead4136001e20c053d7f45b14bcdc536` · issuer key `cusip6:46429B`	TRIM	−$654K	−1,490	$34.2M	$33.5M	363,088	361,598
—	share class as filed: IBDS DEC28 ETF · position key `sid:sec:prov:36a0da3023e53ab7ca1edd24166747ff` · issuer key `cusip6:46435U`	ADD	+$792K	+37,530	$32.2M	$33.0M	1,266,855	1,304,385
—	share class as filed: STATE STREET SPD · position key `pos:10894` · issuer key `iss:1602`	TRIM	+$75.3K	−1,295	$31.4M	$31.5M	371,154	369,859
—	share class as filed: STATE STREET SPD · position key `pos:13139` · issuer key `iss:1602`	TRIM	+$967K	−1,917	$30.1M	$31.1M	326,092	324,175

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 43

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
—	share class as filed: ISHARES SEMICDTR · position key `pos:17516` · issuer key `iss:1012`	NO CHANGE	+$384K	$4.2M	$4.6M	13,969	13,969
—	share class as filed: RUS 2000 VAL ETF · position key `pos:11296` · issuer key `iss:1012`	NO CHANGE	+$120K	$2.6M	$2.7M	14,297	14,297
—	share class as filed: S&P500 EQL WGT · position key `pos:15152` · issuer key `iss:1000`	NO CHANGE	+$4.9K	$2.6M	$2.6M	13,603	13,603
—	share class as filed: ULTRA SHRT ETF · position key `sid:sec:prov:da76927ea7bfa34385e39a3ae24e4aeb` · issuer key `iss:2408`	NO CHANGE	+$956	$2.4M	$2.4M	47,808	47,808
—	share class as filed: ENHAN SHRT MA AC · position key `pos:13378` · issuer key `iss:2436`	NO CHANGE	+$4.7K	$2.1M	$2.1M	20,500	20,500
—	share class as filed: SHORT DURATION B · position key `sid:sec:prov:7bcdf14911a7fd0ef5217ab7ac306d5d` · issuer key `cusip6:46431W`	NO CHANGE	−$10.7K	$2.1M	$2.1M	40,413	40,413
—	share class as filed: S&P MDCP 400 REV · position key `sid:sec:prov:0e87799667b06d0382ba9b6155cc423d` · issuer key `iss:2404`	NO CHANGE	+$23.3K	$1.6M	$1.7M	12,954	12,954
—	share class as filed: S&P SMALLCAP 600 · position key `sid:sec:prov:8927a826248da2375efea47456a25507` · issuer key `iss:2404`	NO CHANGE	+$49.8K	$1.4M	$1.4M	28,269	28,269
—	share class as filed: HIGH DIV YLD · position key `pos:12412` · issuer key `iss:2479`	NO CHANGE	+$42.4K	$1.3M	$1.4M	9,264	9,264
—	share class as filed: SMLLCP 600 IDX · position key `sid:sec:prov:957a021f9396315cb43ebdf4a8edae8b` · issuer key `cusip6:921932`	NO CHANGE	+$42.5K	$1.2M	$1.3M	10,986	10,986
—	share class as filed: RAFI DVLPD MRKTS · position key `sid:sec:prov:56d1b1c178efc07d430ecd3640c15ac5` · issuer key `iss:2403`	NO CHANGE	+$25.3K	$900K	$926K	21,342	21,342
—	share class as filed: US EQUITY MARKET · position key `sid:sec:prov:795d93bd698aef36d86c0911c9c03979` · issuer key `cusip6:25434V`	NO CHANGE	−$38.2K	$870K	$831K	11,724	11,724
—	share class as filed: ENERGY ETF · position key `sid:sec:prov:89cc3441e94df1e6ade34b90004054c1` · issuer key `iss:2481`	NO CHANGE	+$222K	$593K	$815K	4,707	4,707
—	share class as filed: US LRG CAP ETF · position key `pos:11230` · issuer key `iss:1633`	NO CHANGE	−$39.1K	$828K	$789K	30,778	30,778
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CL A · position key `pos:11020` · issuer key `iss:255`	NO CHANGE	−$36.7K	$755K	$718K	1	1
—	share class as filed: CORE MSCI INTL · position key `sid:sec:prov:29f8d97ab26dd0c9ac1e35bec6ed33b8` · issuer key `cusip6:46435G`	NO CHANGE	+$7.4K	$557K	$564K	6,749	6,749
—	share class as filed: RUS 1000 VAL ETF · position key `pos:17700` · issuer key `iss:1012`	NO CHANGE	+$8.8K	$554K	$563K	2,633	2,633
—	share class as filed: SHORT TERM TREAS · position key `sid:sec:prov:5c0159d8e365eac662fab857eba96ecb` · issuer key `iss:2482`	NO CHANGE	−$1.8K	$545K	$543K	9,273	9,273
—	share class as filed: US QTLY DIV GRT · position key `pos:17423` · issuer key `iss:1982`	NO CHANGE	−$8.2K	$459K	$451K	5,129	5,129
—	share class as filed: CORE 80/20 AGGRE · position key `sid:sec:prov:d97f42b79d0eee9ac3bc5b3169c53465` · issuer key `cusip6:464289`	NO CHANGE	−$5.4K	$449K	$444K	5,013	5,013
—	share class as filed: US BRD MKT ETF · position key `pos:15909` · issuer key `iss:1633`	NO CHANGE	−$19.1K	$442K	$423K	16,862	16,862
—	share class as filed: GLOBAL 100 ETF · position key `pos:11670` · issuer key `iss:1012`	NO CHANGE	−$19.8K	$440K	$420K	3,475	3,475
—	share class as filed: MCAP VL IDXVIP · position key `sid:sec:prov:37e4995e6b67d5e138767a663c26b870` · issuer key `iss:2483`	NO CHANGE	+$15.3K	$392K	$407K	2,210	2,210
—	share class as filed: RUS 2000 GRW ETF · position key `pos:16516` · issuer key `iss:1012`	NO CHANGE	−$11.8K	$413K	$402K	1,280	1,280
—	share class as filed: DATA CTR & DIGIT · position key `sid:sec:prov:4ff13cea22b3ac1fdc429ec8826d1ba2` · issuer key `iss:2391`	NO CHANGE	+$46.9K	$346K	$393K	16,414	16,414
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10954` · issuer key `iss:836`	NO CHANGE	−$25.3K	$377K	$352K	27,788	27,788
—	share class as filed: COM · position key `sid:sec:prov:8a21b21842573dbb5167e55b05dcd55e` · issuer key `cusip6:92335C`	NO CHANGE	+$79.0K	$258K	$337K	106,722	106,722
—	share class as filed: US MULTI-SECTOR · position key `sid:sec:prov:f65c29561f54f08295887b9fa5b6293a` · issuer key `cusip6:14020Y`	NO CHANGE	−$4.8K	$342K	$337K	12,381	12,381
—	share class as filed: FUNDAMENTAL INTL · position key `pos:13224` · issuer key `iss:1633`	NO CHANGE	+$12.1K	$298K	$310K	6,684	6,684
—	share class as filed: U.S. TECH ETF · position key `pos:11514` · issuer key `iss:1012`	NO CHANGE	−$29.2K	$320K	$290K	1,601	1,601
—	share class as filed: EMER MKT HIGH FD · position key `pos:12898` · issuer key `iss:1981`	NO CHANGE	+$17.1K	$269K	$286K	5,749	5,749
—	share class as filed: MID CAP ETF · position key `pos:14055` · issuer key `iss:2483`	NO CHANGE	−$2.8K	$272K	$269K	937	937
—	share class as filed: CORE S&P US VLU · position key `pos:11640` · issuer key `iss:1012`	NO CHANGE	−$756	$267K	$267K	2,607	2,607
—	share class as filed: US TOTAL DIVIDND · position key `pos:10680` · issuer key `iss:1981`	NO CHANGE	+$4.4K	$255K	$259K	3,000	3,000
—	share class as filed: ESG AWR MSCI USA · position key `sid:sec:prov:b488cb5faaba6d66a8a9fd5a3f84f4af` · issuer key `cusip6:46435G`	NO CHANGE	−$13.8K	$272K	$258K	1,826	1,826
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:16574` · issuer key `iss:533`	NO CHANGE	−$11.7K	$259K	$247K	583	583
—	share class as filed: AKRE FOCUS ETF · position key `sid:sec:prov:39e408469d02226a8e7a6e70cae0b2be` · issuer key `cusip6:74316P`	NO CHANGE	−$58.7K	$304K	$245K	4,640	4,640
—	share class as filed: COM · position key `sid:sec:prov:7aa9129848a3e7fa8a19bd4ed3e5f99b` · issuer key `cusip6:11135E`	NO CHANGE	+$11.4K	$220K	$231K	12,648	12,648
—	share class as filed: FUNDAMENTAL US L · position key `pos:14444` · issuer key `iss:1633`	NO CHANGE	+$5.1K	$218K	$223K	7,999	7,999
—	share class as filed: EXPND TEC SC ETF · position key `pos:13047` · issuer key `iss:1012`	NO CHANGE	−$19.2K	$232K	$213K	1,800	1,800
—	share class as filed: TT WRLD ST ETF · position key `pos:11199` · issuer key `iss:2480`	NO CHANGE	−$4.2K	$215K	$211K	1,523	1,523
—	share class as filed: GLB EX US ETF · position key `sid:sec:prov:4ae6e5e370779fa3136d4bcb6bdffb76` · issuer key `iss:2480`	NO CHANGE	−$6.6K	$216K	$210K	4,720	4,720
—	share class as filed: CL A COM · position key `sid:sec:prov:42d6f0024aa551866c3528e2f1a3f741` · issuer key `cusip6:109504`	NO CHANGE	−$62.3K	$259K	$197K	148,273	148,273

Flags: no row carries a flag.

Holdings without a security ID are counted, not compared. Method ↗

Reported positions — 2026-03-31

244 issuers · 332 rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

—

ISHARES TR

23 positions · 23 reported rows

Rows Klingman & Associates, LLC reported for ISHARES TR, as it reported them
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$344M	526,701
ISHARES TR · CORE S&P MCP ETF CUSIP — src ↗	$105M	1,556,145
ISHARES TR · CORE S&P SCP ETF CUSIP — src ↗	$73.7M	592,795
ISHARES TR · RUS 1000 ETF CUSIP — src ↗	$7.9M	22,034
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$7.7M	31,249
ISHARES TR · SELECT DIVID ETF CUSIP — src ↗	$4.9M	32,219
ISHARES TR · ISHARES SEMICDTR CUSIP — src ↗	$4.6M	13,969
ISHARES TR · RUS 1000 GRW ETF CUSIP — src ↗	$3.1M	7,237
ISHARES TR · MSCI EAFE ETF CUSIP — src ↗	$3.0M	31,103
ISHARES TR · RUS 2000 VAL ETF CUSIP — src ↗	$2.7M	14,297
ISHARES TR · S&P 100 ETF CUSIP — src ↗	$2.3M	7,144
ISHARES TR · 1 3 YR TREAS BD CUSIP — src ↗	$1.7M	20,279
ISHARES TR · CORE S&P TTL STK CUSIP — src ↗	$1.5M	10,480
ISHARES TR · RUS MID CAP ETF CUSIP — src ↗	$1.3M	13,775
ISHARES TR · MSCI EMG MKT ETF CUSIP — src ↗	$1.2M	20,415
ISHARES TR · S&P 500 VAL ETF CUSIP — src ↗	$594K	2,813
ISHARES TR · RUS 1000 VAL ETF CUSIP — src ↗	$563K	2,633
ISHARES TR · GLOBAL 100 ETF CUSIP — src ↗	$420K	3,475
ISHARES TR · S&P 500 GRWT ETF CUSIP — src ↗	$415K	3,671
ISHARES TR · RUS 2000 GRW ETF CUSIP — src ↗	$402K	1,280
ISHARES TR · U.S. TECH ETF CUSIP — src ↗	$290K	1,601
ISHARES TR · CORE S&P US VLU CUSIP — src ↗	$267K	2,607
ISHARES TR · EXPND TEC SC ETF CUSIP — src ↗	$213K	1,800

ticker not yet mapped

$568M

2,919,722

27.2%

—

SPDR SERIES TRUST

7 positions · 7 reported rows

Rows Klingman & Associates, LLC reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$66.4M	1,173,507
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$64.1M	654,814
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$31.5M	369,859
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$31.1M	324,175
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$27.6M	189,356
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$26.6M	281,041
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$19.7M	204,106

ticker not yet mapped

$267M

3,196,858

12.8%

—

ISHARES TR

5 positions · 5 reported rows

Rows Klingman & Associates, LLC reported for ISHARES TR, as it reported them
ISHARES TR · IBONDS DEC 29 CUSIP 46436E205 src ↗	$36.8M	1,580,678
ISHARES TR · IBONDS DEC 2030 CUSIP 46436E726 src ↗	$36.1M	1,650,363
ISHARES TR · IBONDS DEC 2031 CUSIP 46436E486 src ↗	$35.6M	1,699,798
ISHARES TR · IBONDS DEC 2032 CUSIP 46436E312 src ↗	$27.3M	1,081,554
ISHARES TR · IBONDS DEC 2029 CUSIP 46436E163 src ↗	$382K	15,065

ticker not yet mapped

$136M

6,027,458

6.5%

—

VANGUARD MALVERN FDS · STRM INFPROIDX CUSIP 922020805
2026-03-31 filed 2026-05-14 +44d

src ↗

ticker not yet mapped

$121M

2,425,416

5.8%

—

ISHARES TR

3 positions · 3 reported rows

Rows Klingman & Associates, LLC reported for ISHARES TR, as it reported them
ISHARES TR · CORE MSCI EAFE CUSIP 46432F842 src ↗	$86.7M	957,356
ISHARES TR · CORE MSCI TOTAL CUSIP 46432F834 src ↗	$2.6M	29,919
ISHARES TR · MSCI USA QLT FCT CUSIP 46432F339 src ↗	$467K	2,435

ticker not yet mapped

$89.7M

989,710

4.3%

—

VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

ticker not yet mapped

$77.6M

1,210,939

3.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$75.0M

115,315

3.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$68.5M

269,842

3.3%

—

VANGUARD INTL EQUITY INDEX F

5 positions · 5 reported rows

Rows Klingman & Associates, LLC reported for VANGUARD INTL EQUITY INDEX F, as it reported them
VANGUARD INTL EQUITY INDEX F · FTSE EMR MKT ETF CUSIP 922042858 src ↗	$54.3M	1,004,376
VANGUARD INTL EQUITY INDEX F · ALLWRLD EX US CUSIP — src ↗	$3.6M	47,597
VANGUARD INTL EQUITY INDEX F · FTSE SMCAP ETF CUSIP 922042718 src ↗	$522K	3,583
VANGUARD INTL EQUITY INDEX F · TT WRLD ST ETF CUSIP — src ↗	$211K	1,523
VANGUARD INTL EQUITY INDEX F · GLB EX US ETF CUSIP 922042676 src ↗	$210K	4,720

ticker not yet mapped

$58.8M

1,061,799

2.8%

—

ISHARES TR

4 positions · 4 reported rows

Rows Klingman & Associates, LLC reported for ISHARES TR, as it reported them
ISHARES TR · IBDS DEC28 ETF CUSIP 46435U515 src ↗	$33.0M	1,304,385
ISHARES TR · IBONDS 27 ETF CUSIP 46435UAA9 src ↗	$23.9M	985,527 PRN
ISHARES TR · IBONDS DEC 28 CUSIP 46435U325 src ↗	$321K	12,592
ISHARES TR · IBONDS DEC 27 CUSIP 46435U283 src ↗	$293K	11,504

ticker not yet mapped

$57.5M

—

2.8%

—

INVESCO EXCH TRADED FD TR II

4 positions · 4 reported rows

Rows Klingman & Associates, LLC reported for INVESCO EXCH TRADED FD TR II, as it reported them
INVESCO EXCH TRADED FD TR II · S&P 500 REVENUE CUSIP 46138G698 src ↗	$37.8M	329,029
INVESCO EXCH TRADED FD TR II · S&P MDCP 400 REV CUSIP 46138G672 src ↗	$1.7M	12,954
INVESCO EXCH TRADED FD TR II · S&P SMALLCAP 600 CUSIP 46138G664 src ↗	$1.4M	28,269
INVESCO EXCH TRADED FD TR II · VAR RATE PFD CUSIP 46138G870 src ↗	$398K	16,594

ticker not yet mapped

$41.3M

386,846

2.0%

—

VANGUARD INDEX FDS

12 positions · 12 reported rows

Rows Klingman & Associates, LLC reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · TOTAL STK MKT CUSIP — src ↗	$14.4M	44,937
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$6.8M	11,339
VANGUARD INDEX FDS · REAL ESTATE ETF CUSIP 922908553 src ↗	$5.2M	58,289
VANGUARD INDEX FDS · GROWTH ETF CUSIP — src ↗	$2.8M	6,466
VANGUARD INDEX FDS · SMALL CP ETF CUSIP — src ↗	$2.7M	10,463
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$2.3M	11,876
VANGUARD INDEX FDS · SM CP VAL ETF CUSIP — src ↗	$1.7M	7,838
VANGUARD INDEX FDS · SML CP GRW ETF CUSIP 922908595 src ↗	$1.4M	4,479
VANGUARD INDEX FDS · MCAP VL IDXVIP CUSIP 922908512 src ↗	$407K	2,210
VANGUARD INDEX FDS · MCAP GR IDXVIP CUSIP 922908538 src ↗	$325K	1,263
VANGUARD INDEX FDS · MID CAP ETF CUSIP — src ↗	$269K	937
VANGUARD INDEX FDS · LARGE CAP ETF CUSIP — src ↗	$232K	775

ticker not yet mapped

$38.5M

160,872

1.8%

—

ISHARES TR

3 positions · 3 reported rows

Rows Klingman & Associates, LLC reported for ISHARES TR, as it reported them
ISHARES TR · MSCI USA MIN VOL CUSIP 46429B697 src ↗	$33.5M	361,598
ISHARES TR · CORE HIGH DV ETF CUSIP 46429B663 src ↗	$2.7M	20,225
ISHARES TR · MSCI EAFE MIN VL CUSIP 46429B689 src ↗	$2.1M	22,541

ticker not yet mapped

$38.3M

404,364

1.8%

—

ISHARES INC · CORE MSCI EMKT CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

ticker not yet mapped

$33.8M

484,089

1.6%

—

INVESCO EXCHANGE TRADED FD T

2 positions · 2 reported rows

Rows Klingman & Associates, LLC reported for INVESCO EXCHANGE TRADED FD T, as it reported them
INVESCO EXCHANGE TRADED FD T · RAFI US 1000 ETF CUSIP — src ↗	$29.4M	618,139
INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT CUSIP — src ↗	$2.6M	13,603

ticker not yet mapped

$32.0M

631,742

1.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CITIZENS FINL GROUP INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$27.4M

456,878

1.3%

—

ISHARES TR

6 positions · 6 reported rows

Rows Klingman & Associates, LLC reported for ISHARES TR, as it reported them
ISHARES TR · NEW YORK MUN ETF CUSIP — src ↗	$12.7M	239,875
ISHARES TR · EAFE SML CP ETF CUSIP — src ↗	$12.3M	156,770
ISHARES TR · EAFE GRWTH ETF CUSIP — src ↗	$822K	7,383
ISHARES TR · PFD AND INCM SEC CUSIP — src ↗	$425K	14,013
ISHARES TR · ESG OPTIMIZED CUSIP — src ↗	$359K	2,719
ISHARES TR · EAFE VALUE ETF CUSIP — src ↗	$235K	3,157

ticker not yet mapped

$26.9M

423,917

1.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P MIDCAP 40 · UTSER1 S&PDCRP CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$25.7M

41,668

1.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

2 positions · 2 reported rows

Rows Klingman & Associates, LLC reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$8.9M	30,999
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$7.9M	27,370

$16.8M

58,369

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$13.8M

37,161

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$12.2M

58,351

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$11.7M

66,895

0.6%

—

DIMENSIONAL ETF TRUST

5 positions · 5 reported rows

Rows Klingman & Associates, LLC reported for DIMENSIONAL ETF TRUST, as it reported them
DIMENSIONAL ETF TRUST · US TARGETED VLU CUSIP 25434V609 src ↗	$4.0M	64,332
DIMENSIONAL ETF TRUST · INTERNATNAL VAL CUSIP 25434V807 src ↗	$3.5M	66,457
DIMENSIONAL ETF TRUST · US MKTWIDE VALUE CUSIP 25434V724 src ↗	$1.5M	31,543
DIMENSIONAL ETF TRUST · INFLATION PROTE CUSIP 25434V856 src ↗	$1.1M	26,685
DIMENSIONAL ETF TRUST · US EQUITY MARKET CUSIP 25434V401 src ↗	$831K	11,724

ticker not yet mapped

$11.0M

200,741

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DATADOG INC · CL A COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$9.7M

82,167

0.5%

—

J P MORGAN EXCHANGE TRADED F

2 positions · 2 reported rows

Rows Klingman & Associates, LLC reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · ULTRA SHT MUNCPL CUSIP 46641Q654 src ↗	$6.2M	121,774
J P MORGAN EXCHANGE TRADED F · ULTRA SHRT ETF CUSIP 46641Q837 src ↗	$2.4M	47,808

ticker not yet mapped

$8.6M

169,582

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$7.6M

25,794

0.4%

BERKSHIRE HATHAWAY INC DEL

2 positions · 2 reported rows

Rows Klingman & Associates, LLC reported for BERKSHIRE HATHAWAY INC DEL, as it reported them
BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP — src ↗	$6.7M	13,891
BERKSHIRE HATHAWAY INC DEL · CL A CUSIP — src ↗	$718K	1

$7.4M

13,892

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$6.6M

38,929

0.3%

—

FLEXSHARES TR · IBOXX 3R TARGT CUSIP 33939L506
2026-03-31 filed 2026-05-14 +44d

src ↗

ticker not yet mapped

$6.4M

266,019

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JONES LANG LASALLE INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$5.8M

19,041

0.3%

—

INVESCO EXCH TRADED FD TR II

2 positions · 2 reported rows

Rows Klingman & Associates, LLC reported for INVESCO EXCH TRADED FD TR II, as it reported them
INVESCO EXCH TRADED FD TR II · S&P500 LOW VOL CUSIP 46138E354 src ↗	$4.0M	55,186
INVESCO EXCH TRADED FD TR II · RAFI DVLPD MRKTS CUSIP 46138E735 src ↗	$926K	21,342

ticker not yet mapped

$5.0M

76,528

0.2%

—

SCHWAB STRATEGIC TR

9 positions · 9 reported rows

Rows Klingman & Associates, LLC reported for SCHWAB STRATEGIC TR, as it reported them
SCHWAB STRATEGIC TR · INTL EQTY ETF CUSIP — src ↗	$1.2M	48,341
SCHWAB STRATEGIC TR · US LRG CAP ETF CUSIP — src ↗	$789K	30,778
SCHWAB STRATEGIC TR · INTL SCEQT ETF CUSIP — src ↗	$691K	14,786
SCHWAB STRATEGIC TR · US BRD MKT ETF CUSIP — src ↗	$423K	16,862
SCHWAB STRATEGIC TR · US LCAP GR ETF CUSIP — src ↗	$419K	14,381
SCHWAB STRATEGIC TR · FUNDAMENTAL INTL CUSIP — src ↗	$310K	6,684
SCHWAB STRATEGIC TR · US LCAP VA ETF CUSIP — src ↗	$299K	9,787
SCHWAB STRATEGIC TR · US DIVIDEND EQ CUSIP — src ↗	$278K	9,074
SCHWAB STRATEGIC TR · FUNDAMENTAL US L CUSIP — src ↗	$223K	7,999

ticker not yet mapped

$4.6M

158,692

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$4.4M

18,072

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BROADCOM INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$4.3M

13,912

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MASTERCARD INCORPORATED · CL A CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$3.9M

7,771

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC · CL A CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$3.8M

6,702

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLIED MATLS INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$3.6M

10,463

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$3.4M

3,418

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TESLA INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$3.0M

8,078

0.1%

—

VANGUARD ADMIRAL FDS INC

2 positions · 2 reported rows

Rows Klingman & Associates, LLC reported for VANGUARD ADMIRAL FDS INC, as it reported them
VANGUARD ADMIRAL FDS INC · MIDCP 400 IDX CUSIP 921932885 src ↗	$1.7M	14,878
VANGUARD ADMIRAL FDS INC · SMLLCP 600 IDX CUSIP 921932828 src ↗	$1.3M	10,986

ticker not yet mapped

$3.0M

25,864

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.9M

13,120

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VISA INC · COM CL A CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.8M

9,132

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GE AEROSPACE · COM NEW CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.7M

9,582

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LAMAR ADVERTISING CO · CL A CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.6M

20,424

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CROCS INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.5M

30,090

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TJX COS INC NEW · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.4M

15,141

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER & GAMBLE CO · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.2M

15,551

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GE VERNOVA INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.2M

2,547

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ORACLE CORP · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.2M

14,664

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CITIGROUP INC · COM NEW CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.2M

18,984

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.1M

2,311

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.1M

16,668

0.1%

—

PIMCO ETF TR · ENHAN SHRT MA AC CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

ticker not yet mapped

$2.1M

20,500

0.1%

—

ISHARES U S ETF TR · SHORT DURATION B CUSIP 46431W507
2026-03-31 filed 2026-05-14 +44d

src ↗

ticker not yet mapped

$2.1M

40,413

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOME DEPOT INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.0M

6,202

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PJT PARTNERS INC · COM CL A CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.0M

14,233

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CATERPILLAR INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$2.0M

2,802

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RAYMOND JAMES FINL INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.8M

12,243

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INVESCO QQQ TR · UNIT SER 1 CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.7M

2,942

0.1%

—

SELECT SECTOR SPDR TR

3 positions · 3 reported rows

Rows Klingman & Associates, LLC reported for SELECT SECTOR SPDR TR, as it reported them
SELECT SECTOR SPDR TR · STATE STREET TEC CUSIP — src ↗	$683K	5,138
SELECT SECTOR SPDR TR · STATE STREET ENE CUSIP 81369Y506 src ↗	$603K	9,848
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP — src ↗	$406K	4,947

ticker not yet mapped

$1.7M

19,933

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MCDONALDS CORP · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.7M

5,418

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEXTERA ENERGY INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.7M

18,004

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NETFLIX INC. · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.6M

16,944

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COCA COLA CO · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.6M

21,172

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BLACKSTONE INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.5M

13,362

0.1%

—

VANGUARD WORLD FD

3 positions · 3 reported rows

Rows Klingman & Associates, LLC reported for VANGUARD WORLD FD, as it reported them
VANGUARD WORLD FD · ENERGY ETF CUSIP 92204A306 src ↗	$815K	4,707
VANGUARD WORLD FD · CONSUM STP ETF CUSIP 92204A207 src ↗	$327K	1,457
VANGUARD WORLD FD · INF TECH ETF CUSIP 92204A702 src ↗	$322K	462

ticker not yet mapped

$1.5M

6,626

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEVRON CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.4M

6,668

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ISHARES GOLD TR · ISHARES NEW CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.4M

15,608

0.1%

—

VANGUARD WHITEHALL FDS · HIGH DIV YLD CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

ticker not yet mapped

$1.4M

9,264

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AUTOMATIC DATA PROCESSING IN · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.4M

6,676

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DEERE & CO · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.3M

2,339

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

UNITED BANKSHARES INC WEST V · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.3M

30,852

0.1%

—

J P MORGAN EXCHANGE TRADED F · FLEXIBLE DEBT ET CUSIP 46654Q559
2026-03-31 filed 2026-05-14 +44d

src ↗

ticker not yet mapped

$1.3M

25,713

0.1%

—

ISHARES TR

3 positions · 3 reported rows

Rows Klingman & Associates, LLC reported for ISHARES TR, as it reported them
ISHARES TR · CORE MSCI INTL CUSIP 46435G326 src ↗	$564K	6,749
ISHARES TR · IBONDS DEC2026 CUSIP 46435GAA0 src ↗	$446K	18,406 PRN
ISHARES TR · ESG AWR MSCI USA CUSIP 46435G425 src ↗	$258K	1,826

ticker not yet mapped

$1.3M

—

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SPDR GOLD TR · GOLD SHS CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.3M

2,919

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBOTT LABORATORIES · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.2M

12,164

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HUBBELL INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.2M

2,529

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MERCK & CO INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.2M

10,297

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GOLDMAN SACHS GROUP INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.2M

1,454

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CISCO SYS INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.2M

15,740

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERNATIONAL BUSINESS MACHS · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.2M

4,875

0.1%

—

ISHARES TR · IBONDS DEC 2033 CUSIP 46438G190
2026-03-31 filed 2026-05-14 +44d

src ↗

ticker not yet mapped

$1.2M

45,332

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LOCKHEED MARTIN CORP · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.1M

1,888

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MORGAN STANLEY · COM NEW CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.1M

6,779

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RTX CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.1M

5,714

0.1%

—

VANGUARD SPECIALIZED FUNDS · DIV APP ETF CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

ticker not yet mapped

$1.1M

5,064

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TAIWAN SEMICONDUCTOR MANUFAC · SPONSORED ADS CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.1M

3,212

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

OREILLY AUTOMOTIVE INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.1M

11,748

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CORNING INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.1M

7,972

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PHILIP MORRIS INTL INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$1.0M

6,325

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

THERMO FISHER SCIENTIFIC INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$956K

1,944

0.0%

—

AMERICAN CENTY ETF TR · US SML CP VALU CUSIP 025072877
2026-03-31 filed 2026-05-14 +44d

src ↗

ticker not yet mapped

$918K

8,309

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BANK AMERICA CORP · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$901K

18,492

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TEXAS INSTRS INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$897K

4,618

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COUPANG INC · CL A CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$887K

46,980

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICRON TECHNOLOGY INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$872K

2,581

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ROSS STORES INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$859K

3,966

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WELLS FARGO & CO · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$836K

10,504

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BLACKROCK INC · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$829K

862

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CSX CORP · COM CUSIP —
2026-03-31 filed 2026-05-14 +44d

src ↗

$825K

20,102

0.0%

1–20 of the 100 issuers on this page

One line per issuer, largest first — open a line for its reported rows. Grouping ↗

Book shape

Tick = median of the 8,748 tracked filers with a 2026-03-31 book (the index median: the 8,662 with a complete book). Concentration uses reported 13F long value, not total assets; the index is withheld when any position lacks a value.

share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 75.8%below median 80.0%
integer Herfindahl–Hirschman index in basis points over disclosed position values: 465 bpsabove median 446 bps
holdings with no disclosed value (undisclosed, or unreadable on the filing) — kept and counted, never shown as zero: 332 / 332median book 97.5 positions

352 quarter-over-quarter rows

Filing history

Available filing periods
Period	Source
2026-03-31	EDGAR ↗
2026-06-30	EDGAR ↗

Complete source filings on SEC EDGAR

The filing on EDGAR is the record, including any filed after this build.

Open Klingman & Associates, LLC's 13F filings on SEC EDGAR ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings: a position may have changed or closed since the quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars; each record notes its original unit.

Affiliated managers may report the same position, so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice.

Changes · Q1 2026Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Reported positions — 2026-03-31

Book shape

Filing history

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.