Public record / Tickers / NDAQ

NDAQ — NASDAQ, INC.

Both disclosure regimes on one name: who in Congress filed about NDAQ, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
45
all PTR rows naming NDAQ
Members · 12m
2
11 buys · 2 sells · by trade date
Latest PTR
09-09
filed 2026-09-09
13F holders
500
top-500 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

April McClain Delaney · $100K–$250K

Sale · traded 2026-08-25 → filed 2026-09-09. Ranked over every NDAQ row by the provable lower bound, never a point estimate.

2 members · 11 buys / 2 sells

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

3 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

14 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 14 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING NDAQ · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning NDAQ
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2026-09-09April McClain Delaney D–MD-6Sale · DC (dependent-child-owned)Traded 08-25 +15d$100K–$250K
2026-07-21Alan Armstrong R–OKSaleTraded 03-27 LATE·116d$50K–$100K
2026-05-06April McClain Delaney D–MD-6Purchase · DC (dependent-child-owned)Traded 04-24 +12d$1K–$15K
2026-04-06April McClain Delaney D–MD-6Purchase · DC (dependent-child-owned)Traded 03-31 +6d$1K–$15K
2026-04-06April McClain Delaney D–MD-6Purchase · DC (dependent-child-owned)Traded 03-18 +19d$1K–$15K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 45 ↗

Members active in NDAQ

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14
Members disclosing NDAQ in the trailing 12 months
MemberRowsNetNet disclosed flow for this ticker: purchases minus sales, computed as a net range on the disclosed amounts. A lower bound is provable, never a point.CommitteesNumber of committees the member sat on as of their latest trade date in the window, from the cc0-legislators roster snapshot. Context, never an allegation; jurisdiction overlap needs the sector join.
April McClain Delaney D–MD-612−$211K to $135K2
Alan Armstrong R–OK1−$100K to −$50.0K2

2 members in the window · counts of disclosures, not dollars.

Congress ↔ notable managers · NDAQ

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0
Sellers
2 Alan Armstrong R–OK, April McClain Delaney D–MD-6 $150K–$350K

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
1 Gotham Asset Management $36.3M held
Trimming
1 Bridgewater Associates $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · NASDAQ INC

Merged timeline of congressional filings and notable-manager moves on NDAQ
DateWhoChangeSize
2026-09-09April McClain Delaney CongressSale$100K–$250K
2026-07-21Alan Armstrong CongressSale$50K–$100K
2026-05-15Gotham Asset Management 13Fadd+87,865 sh
2026-05-15Bridgewater Associates 13Fexit−111,620 sh

4 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

full holders view ↗
Top institutional holders of NDAQ for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1INVESTOR AB$4.9B1
2BlackRock, Inc.$3.2B1
3WELLINGTON MANAGEMENT GROUP LLP$3.1B1
4VANGUARD CAPITAL MANAGEMENT LLC$2.7B1
5MASSACHUSETTS FINANCIAL SERVICES CO /MA/$2.5B1
6VANGUARD PORTFOLIO MANAGEMENT LLC$2.2B1
7STATE STREET CORP$1.7B1
8GEODE CAPITAL MANAGEMENT, LLC$1.1B1
9MORGAN STANLEY$871M1
10FRANKLIN RESOURCES INC$779M1
11HARRIS ASSOCIATES L P$680M1
12BANK OF AMERICA CORP /DE/$666M1
13UBS Group AG$593M1
14Nuveen, LLC$498M1
15Select Equity Group, L.P.$472M1
16AMERIPRISE FINANCIAL INC$455M1
17MANUFACTURERS LIFE INSURANCE COMPANY, THE$385M1
18Invesco Ltd.$380M1
19NORTHERN TRUST CORP$361M1
20FMR LLC$349M1
21UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$315M1
22Mariner, LLC$252M1
23Amundi$247M1
24Legal & General Group Plc$245M1
25CHARLES SCHWAB INVESTMENT MANAGEMENT INC$239M1
26DIMENSIONAL FUND ADVISORS LP$227M1
27VANGUARD FIDUCIARY TRUST CO$219M1
28ENVESTNET ASSET MANAGEMENT INC$209M1
29TWO SIGMA INVESTMENTS, LP$198M1
30Bank of New York Mellon Corp$186M1
31PRINCIPAL FINANCIAL GROUP INC$183M1
32AMERICAN CENTURY COMPANIES INC$166M1
33AQR CAPITAL MANAGEMENT LLC$161M1
34DEUTSCHE BANK AG\$159M1
35D. E. Shaw & Co., Inc.$148M1
36Robeco Institutional Asset Management B.V.$135M1
37JOHNSON INVESTMENT COUNSEL INC$131M1
38RAYMOND JAMES FINANCIAL INC$117M1
39BARCLAYS PLC$111M1
40HSBC HOLDINGS PLC$100M1
41Man Group plc$92.9M1
42Qube Research & Technologies Ltd$89.3M1
43CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM$87.4M1
44BLAIR WILLIAM & CO/IL$87.1M1
45Sumitomo Mitsui Trust Group, Inc.$86.6M1
46Mitsubishi UFJ Asset Management Co., Ltd.$86.6M1
47Chevy Chase Trust Holdings, LLC$85.0M1
48Bank Julius Baer & Co. Ltd, Zurich$84.7M1
49Vanguard Global Advisers, LLC$83.5M1
50WELLS FARGO & COMPANY/MN$82.8M1
51CITADEL ADVISORS LLC$80.3M1
52RHUMBLINE ADVISERS$75.3M1
53Rockefeller Capital Management L.P.$74.7M1
54ROYAL BANK OF CANADA$73.8M1
55Point72 Asset Management, L.P.$68.8M1
56VANGUARD ASSET MANAGEMENT, Ltd$67.3M1
57BNP Paribas Asset Management Holding S.A.$64.2M1
58Stony Point Capital LLC$62.2M1
59EVENTIDE ASSET MANAGEMENT, LLC$60.2M1
60National Pension Service$58.7M1
61FLOSSBACH VON STORCH SE$58.1M1
62Zurich Insurance Group Ltd/FI$55.8M1
63MACKENZIE FINANCIAL CORP$55.1M1
64FIRST TRUST ADVISORS LP$51.8M1
65Freestone Grove Partners LP$51.0M1
66CANADA PENSION PLAN INVESTMENT BOARD$50.8M1
67Assenagon Asset Management S.A.$50.5M1
68SEI INVESTMENTS CO$45.9M1
69LAZARD ASSET MANAGEMENT LLC$45.7M1
70ALLIANCEBERNSTEIN L.P.$45.7M1
71CITIGROUP INC$44.3M1
72Universal- Beteiligungs- und Servicegesellschaft mbH$43.9M1
73Dundas Partners LLP$43.5M1
74WORLDQUANT MILLENNIUM ADVISORS LLC$42.9M1
75LPL Financial LLC$42.2M1
76BENJAMIN EDWARDS INC$38.7M1
77LBP AM SA$37.7M1
78PANAGORA ASSET MANAGEMENT INC$37.2M1
79Korea Investment CORP$37.1M1
80Evelyn Partners Investment Management LLP$36.3M1
81Mediolanum International Funds Ltd$36.3M1
82Vinva Investment Management Ltd$36.3M1
83Gotham Asset Management, LLC$36.3M1
84LGT CAPITAL PARTNERS LTD.$35.7M1
85BALYASNY ASSET MANAGEMENT L.P.$35.7M1
86Walleye Capital LLC$34.6M1
87Prana Capital Management, LP$34.4M1
88ADAGE CAPITAL PARTNERS GP, L.L.C.$34.2M1
89Union Bancaire Privee, UBP SA$34.2M1
90TRUIST FINANCIAL CORP$32.6M1
91STIFEL FINANCIAL CORP$32.1M1
92CREDIT AGRICOLE S A$32.1M1
93BANK OF NOVA SCOTIA$31.7M1
94AVIVA PLC$31.7M1
95Ceredex Value Advisors LLC$31.3M1
96GFS Advisors, LLC$30.8M1
97BRAUN STACEY ASSOCIATES INC$30.6M1
98DANSKE BANK A/S$29.4M1
99STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$28.5M1
100Foster Victor Wealth Advisors, LLC$28.5M1
101Aberdeen Group plc$28.2M1
102Pathstone Holdings, LLC$28.2M1
103BANK OF MONTREAL /CAN/$27.4M1
104Quantinno Capital Management LP$27.0M1
105NorthCrest Asset Manangement, LLC$26.9M1
106Sterling Capital Management LLC$25.9M1
107COMMERCE BANK$25.3M1
108MILLENNIUM MANAGEMENT LLC$24.2M1
109DEARBORN PARTNERS LLC$24.1M1
110NEW YORK STATE COMMON RETIREMENT FUND$23.9M1
111Capital World Investors$23.4M1
112Pictet Asset Management Holding SA$23.3M1
113STATE OF WISCONSIN INVESTMENT BOARD$23.2M1
114TORONTO DOMINION BANK$22.8M1
115NORDEA INVESTMENT MANAGEMENT AB$22.0M1
116SEVEN GRAND MANAGERS, LLC$21.2M1
117VOYA INVESTMENT MANAGEMENT LLC$21.2M1
118KLP KAPITALFORVALTNING AS$21.1M1
119STOREBRAND ASSET MANAGEMENT AS$20.7M1
120HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$20.3M1
121HighTower Advisors, LLC$20.1M1
122VICTORY CAPITAL MANAGEMENT INC$19.7M1
123ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$19.5M1
124Northern Right Capital Management, L.P.$19.3M1
125Vanguard Investments Australia, Ltd.$19.2M1
126ZACKS INVESTMENT MANAGEMENT$19.0M1
127MCRAE CAPITAL MANAGEMENT INC$19.0M1
128SHAPIRO CAPITAL MANAGEMENT LLC$18.6M1
129Cetera Investment Advisers$18.6M1
130Mitsubishi UFJ Trust & Banking Corp$18.4M1
131NATIONAL BANK OF CANADA /FI/$18.2M1
132UNITED CAPITAL FINANCIAL ADVISORS, LLC$17.8M1
133FIFTH THIRD BANCORP$17.7M1
134Schonfeld Strategic Advisors LLC$17.6M1
135Zurcher Kantonalbank (Zurich Cantonalbank)$17.2M1
136PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO$17.0M1
137ROYAL LONDON ASSET MANAGEMENT LTD$17.0M1
138Asset Management One Co., Ltd.$17.0M1
139APG Asset Management N.V.$16.8M1
140Baltimore-Washington Financial Advisors, Inc.$16.5M1
141NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$16.5M1
142Baird Financial Group, Inc.$16.5M1
143Cerity Partners LLC$16.1M1
144Tredje AP-fonden$16.1M1
145CIBC Asset Management Inc$16.0M1
146Varma Mutual Pension Insurance Co$15.9M1
147Hudson Bay Capital Management LP$15.7M1
148GHP Investment Advisors, Inc.$15.6M1
149Holocene Advisors, LP$15.6M1
150TD ASSET MANAGEMENT INC$15.4M1
151IEQ CAPITAL, LLC$13.7M1
152Lighthouse Investment Partners, LLC$13.7M1
153NOMURA ASSET MANAGEMENT CO LTD$13.2M1
154NATIXIS$12.9M1
155Creative Planning$12.7M1
156State of New Jersey Common Pension Fund D$12.6M1
157Janus Henderson Group Ltd.$12.4M1
158Lansforsakringar Fondforvaltning AB (publ)$12.3M1
159FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND$12.3M1
160Raub Brock Capital Management LP$12.1M1
161Resona Asset Management Co.,Ltd.$12.0M1
162MERCER GLOBAL ADVISORS INC /ADV$11.5M1
163OFI INVEST ASSET MANAGEMENT$11.4M1
164Groupe la Francaise$11.1M1
165Andra AP-fonden$11.1M1
166PUBLIC SECTOR PENSION INVESTMENT BOARD$10.8M1
167ASSETMARK, INC$10.6M1
168Ensign Peak Advisors, Inc$10.6M1
169Arizona State Retirement System$10.5M1
170NISA INVESTMENT ADVISORS, LLC$10.5M1
171Czech National Bank$10.4M1
172Aperture Investors, LLC$10.3M1
173Corient Private Wealth LLC$10.3M1
174STATE OF MICHIGAN RETIREMENT SYSTEM$10.0M1
175Federation des caisses Desjardins du Quebec$9.8M1
176SCHRODER INVESTMENT MANAGEMENT GROUP$9.7M1
177COMMONWEALTH EQUITY SERVICES, LLC$9.3M1
178Rafferty Asset Management, LLC$9.3M1
179FRONTIER CAPITAL MANAGEMENT CO LLC$9.1M1
180MetLife Investment Management, LLC$8.9M1
181COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS$8.9M1
182SEB Asset Management AB$8.8M1
183IFM Investors Pty Ltd$8.8M1
184JANE STREET GROUP, LLC$8.7M1
185Mirae Asset Global Investments Co., Ltd.$8.6M1
186Daiwa Securities Group Inc.$8.6M1
187CIBC Bancorp USA Inc.$8.5M1
188DnB Asset Management AS$8.4M1
189XPONANCE LLC$8.4M1
190Baker Avenue Asset Management, LP$8.3M1
191Cumberland Partners Ltd$8.2M1
192Retirement Systems of Alabama$8.1M1
193O'SHAUGHNESSY ASSET MANAGEMENT, LLC$8.1M1
194Swiss Life Asset Management Ltd$7.8M1
195ProShare Advisors LLC$7.7M1
196Ethic Inc.$7.6M1
197AIA Group Ltd$7.6M1
198Woodline Partners LP$7.5M1
199Round Hill Asset Management$7.4M1
200EDMOND DE ROTHSCHILD HOLDING S.A.$7.4M1
201Calamos Advisors LLC$7.3M1
202Sanctuary Advisors, LLC$7.2M1
203KANAWHA CAPITAL MANAGEMENT LLC$6.9M1
204Snowden Capital Advisors LLC$6.9M1
205VOLORIDGE INVESTMENT MANAGEMENT, LLC$6.8M1
206Swedbank AB$6.7M1
207Evelyn Partners Investment Management Services Ltd$6.6M1
208USS Investment Management Ltd$6.6M1
209BAILARD, INC.$6.5M1
210Headlands Technologies LLC$6.4M1
211WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$6.4M1
212Utah Retirement Systems$6.3M1
213Sequoia Financial Advisors, LLC$6.2M1
214FIL Ltd$6.2M1
215NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$6.1M1
216Kintegral Advisory, LLC$6.1M1
217Eurizon Capital SGR S.p.A.$6.0M1
218HORIZON KINETICS ASSET MANAGEMENT LLC$6.0M1
219Hennion & Walsh Asset Management, Inc.$5.9M1
220MML INVESTORS SERVICES, LLC$5.8M1
221OPPENHEIMER ASSET MANAGEMENT INC.$5.8M1
222First Washington CORP$5.7M1
223NEW YORK LIFE INVESTMENT MANAGEMENT LLC$5.7M1
224Mirova US LLC$5.6M1
225Rakuten Investment Management, Inc.$5.6M1
226Tidal Investments LLC$5.5M1
227NEOS Investment Management LLC$5.4M1
228Sumitomo Mitsui DS Asset Management Company, Ltd$5.4M1
229Candriam S.C.A.$5.4M1
230Robertson Opportunity Capital, LLC$5.4M1
231BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp$5.3M1
232Vanguard Personalized Indexing Management, LLC$5.2M1
233FIRST MANHATTAN CO. LLC.$5.2M1
234CWM, LLC$5.1M1
235DAVENPORT & Co LLC$5.1M1
236Wealthfront Advisers LLC$5.1M1
237AE Wealth Management LLC$5.0M1
238NISSAY ASSET MANAGEMENT CORP /JAPAN$5.0M1
239Orion Porfolio Solutions, LLC$5.0M1
240Allianz Asset Management GmbH$4.9M1
241NORTHSTAR ASSET MANAGEMENT INC$4.9M1
242Tairen Capital Ltd$4.8M1
243Y-Intercept (Hong Kong) Ltd$4.8M1
244Castlefield Investment Partners LLP$4.8M1
245FIRST NATIONAL BANK OF OMAHA$4.7M1
246Stratos Wealth Partners, LTD.$4.7M1
247OSAIC HOLDINGS, INC.$4.7M1
248Atria Investments, Inc$4.5M1
249M&T BANK CORP$4.5M1
250Qsemble Capital Management, LP$4.5M1
251NewEdge Advisors, LLC$4.5M1
252OREGON PUBLIC EMPLOYEES RETIREMENT FUND$4.4M1
253VISTA INVESTMENT PARTNERS LLC$4.4M1
254DNCA FINANCE$4.4M1
255LGT Fund Management Co Ltd.$4.3M1
256NorthCoast Asset Management LLC$4.3M1
257MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$4.2M1
258Stanley-Laman Group, Ltd.$4.2M1
259US BANCORP \DE\$4.1M1
260OP Asset Management Ltd$4.1M1
261MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC$4.1M1
262Polar Asset Management Partners Inc.$4.1M1
263Lombard Odier Asset Management (Europe) Ltd$4.0M1
264GROUPAMA ASSET MANAGMENT$3.9M1
265YOUSIF CAPITAL MANAGEMENT, LLC$3.8M1
266UniSuper Management Pty Ltd$3.7M1
267CAPITOLIS LIQUID GLOBAL MARKETS LLC$3.7M1
268BANCO BILBAO VIZCAYA ARGENTARIA, S.A.$3.6M1
269Southeast Asset Advisors, LLC$3.6M1
270FJ Capital Management LLC$3.6M1
271MONTAG A & ASSOCIATES INC$3.6M1
272Siemens Fonds Invest GmbH$3.5M1
273Atom Investors LP$3.5M1
274FEDERATED HERMES, INC.$3.4M1
275LGT Group Foundation$3.4M1
276Gold Investment Management Ltd.$3.4M1
277Bensler, LLC$3.3M1
278Penobscot Investment Management Company, Inc.$3.3M1
279EFG International AG$3.2M1
280Graphene Investments SAS$3.2M1
281MACQUARIE GROUP LTD$3.2M1
282Advisors Preferred, LLC$3.1M1
283PROMETHIUM ADVISORS,LLC$3.0M1
284Focus Partners Wealth$3.0M1
285Paralel Advisors LLC$3.0M1
286Aquatic Capital Management LLC$3.0M1
287DIVIDEND ASSETS CAPITAL, LLC$2.9M1
288Texas Yale Capital Corp.$2.9M1
289Laird Norton Wetherby Trust Company, LLC$2.9M1
290Jefferies Financial Group Inc.$2.8M1
291United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund$2.8M1
292G&S Capital LLC$2.8M1
293Guardian Partners Inc.$2.8M1
294Osmosis Investment Management UK Ltd$2.8M1
295PEAK6 LLC$2.8M1
296Investment Management Corp of Ontario$2.8M1
297Metis Global Partners, LLC$2.8M1
298SAX WEALTH ADVISORS, LLC$2.8M1
299VISTA INVESTMENT PARTNERS II, LLC$2.8M1
300TD Waterhouse Canada Inc.$2.7M1
301TKG Advisors, LLC$2.7M1
302LIGHTHOUSE FINANCIAL SERVICES INC /ADV$2.7M1
303Applied Capital LLC/FL$2.7M1
304Keebeck Wealth Management$2.7M1
305Concurrent Investment Advisors, LLC$2.7M1
306Kestra Advisory Services, LLC$2.6M1
307INTECH INVESTMENT MANAGEMENT LLC$2.6M1
308Aurora Investment Counsel$2.6M1
309CIBC WORLD MARKET INC.$2.6M1
310Avanza Fonder AB$2.6M1
311RBF Capital, LLC$2.5M1
312Elo Mutual Pension Insurance Co$2.5M1
313Lido Advisors, LLC$2.5M1
314B. Metzler seel. Sohn & Co. AG$2.5M1
315Crossmark Global Holdings, Inc.$2.4M1
316Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$2.4M1
317Norinchukin Bank, The$2.4M1
318Prosperity Consulting Group, LLC$2.3M1
319MIZUHO SECURITIES USA LLC$2.3M1
320MAI Capital Management$2.3M1
321FLPUTNAM INVESTMENT MANAGEMENT CO$2.3M1
322SUSQUEHANNA INTERNATIONAL GROUP, LLP$2.2M1
323FORTEM FINANCIAL GROUP, LLC$2.2M1
324HARTFORD INVESTMENT MANAGEMENT CO$2.2M1
325QRG CAPITAL MANAGEMENT, INC.$2.2M1
326Banque Cantonale Vaudoise$2.1M1
327Steward Partners Investment Advisory, LLC$2.1M1
328RWA WEALTH PARTNERS, LLC$2.1M1
329Vontobel Holding Ltd.$2.0M1
330&PARTNERS$2.0M1
331GARDNER LEWIS ASSET MANAGEMENT L P$2.0M1
332Ameritas Investment Partners, Inc.$2.0M1
333LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$2.0M1
334Numerai GP LLC$2.0M1
335D.A. DAVIDSON & CO.$2.0M1
336Anfield Capital Management, LLC$2.0M1
337Quantbot Technologies LP$2.0M1
338Maryland State Retirement & Pension System$2.0M1
339ABN AMRO INVESTMENT SOLUTIONS$1.9M1
340STEADFAST CAPITAL MANAGEMENT LP$1.9M1
341Generali Investments CEE, investicni spolecnost, a.s.$1.9M1
342Allspring Global Investments Holdings, LLC$1.9M1
343ROMAN BUTLER FULLERTON & CO$1.9M1
344Westover Capital Advisors, LLC$1.8M1
345Engineers Gate Manager LP$1.8M1
346QUADRANT CAPITAL GROUP LLC$1.8M1
347Empowered Funds, LLC$1.8M1
348Generali Asset Management SPA SGR$1.7M1
349Machina Capital S.A.S.$1.7M1
350Summit Trail Advisors, LLC$1.7M1
351ING GROEP NV$1.7M1
352Vident Advisory, LLC$1.7M1
353Fosun International Ltd$1.7M1
354AG2R LA MONDIALE GESTION D'ACTIFS$1.7M1
355HARMONY ASSET MANAGEMENT LLC$1.7M1
356REGIONS FINANCIAL CORP$1.7M1
357Carlson Capital, L.P.$1.7M1
358HB Wealth Management, LLC$1.6M1
359Clarus Wealth Advisors$1.6M1
360Virtus Investment Advisers, LLC$1.6M1
361Waterfront Wealth Inc.$1.6M1
362Portfolio Design Labs, LLC$1.6M1
363Evelyn Partners Investment Management (Europe) Ltd$1.6M1
364MUFG Securities EMEA plc$1.6M1
365Graham Capital Management, L.P.$1.6M1
366PITTENGER & ANDERSON INC$1.6M1
367Legacy Bridge, LLC$1.6M1
368Phoenix Financial Ltd.$1.5M1
369Envestnet Portfolio Solutions, Inc.$1.5M1
370Guinness Asset Management LTD$1.5M1
371OMERS ADMINISTRATION Corp$1.5M1
372HELIOS CAPITAL MANAGEMENT PTE. LTD$1.4M1
373Saudi Central Bank$1.4M1
374Ballentine Partners, LLC$1.4M1
375Curi Capital, LLC$1.4M1
376ARWA LLC$1.4M1
377Cresset Asset Management, LLC$1.4M1
378TOKIO MARINE ASSET MANAGEMENT CO LTD$1.4M1
379Tower Research Capital LLC (TRC)$1.4M1
380Lombard Odier Asset Management (Switzerland) SA$1.4M1
381Dai-ichi Life Insurance Company, Ltd$1.4M1
382Ascent Group, LLC$1.4M1
383COMPASS CAPITAL CORP /MA/ /ADV$1.3M1
384Bridgefront Capital, LLC$1.3M1
385Global Financial Private Client, LLC$1.3M1
386New England Research & Management, Inc.$1.3M1
387Trueblood Wealth Management, LLC$1.3M1
388Caprock Group, LLC$1.3M1
389NLB Skladi, upravljanje premozenja, d.o.o.$1.3M1
390Advisors Asset Management, Inc.$1.3M1
391Ramirez Asset Management, Inc.$1.3M1
392Merit Financial Group, LLC$1.2M1
393Wilmington Savings Fund Society, FSB$1.2M1
394NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC$1.2M1
395Apollon Wealth Management, LLC$1.2M1
396Focus Partners Advisor Solutions, LLC$1.2M1
397Clark Capital Management Group, Inc.$1.2M1
398MISSION WEALTH MANAGEMENT, LP$1.2M1
399Dorsey & Whitney Trust CO LLC$1.2M1
400Martin Capital Advisors, LLP$1.2M1
401Illinois Municipal Retirement Fund$1.1M1
402WHITENER CAPITAL MANAGEMENT, INC.$1.1M1
403WCG Wealth Advisors LLC$1.1M1
404Hartford Funds Management Co LLC$1.1M1
405Copeland Capital Management, LLC$1.1M1
406ASR Vermogensbeheer N.V.$1.1M1
407NINE MASTS CAPITAL Ltd$1.1M1
408KEYBANK NATIONAL ASSOCIATION/OH$1.1M1
409North Dakota State Investment Board$1.1M1
410Militia Capital Management LLC$1.1M1
411VCI Wealth Management LLC$1.1M1
412AlphaCore Capital LLC$1.1M1
413Investmark Advisory Group LLC$1.1M1
414MUFG SECURITIES AMERICAS INC.$1.1M1
415Brooklyn Investment Group$1.1M1
416Empirical Finance, LLC$1.0M1
417SECURIAN ASSET MANAGEMENT, INC$1.0M1
418Heritage Family Offices, LLP$1.0M1
419Kepler Cheuvreux (Suisse) SA$1.0M1
420Squarepoint Ops LLC$1.0M1
421Stablepoint Partners, LLC$1.0M1
422DIVERSIFY WEALTH MANAGEMENT, LLC$1.0M1
423World Investment Advisors$999K1
424NOMURA HOLDINGS INC$997K1
425OPPENHEIMER & CO INC$950K1
426PRUDENTIAL PLC$947K1
427Crestmont Private Wealth LLC$941K1
428OneAscent Investment Solutions LLC$939K1
429ELEVATION POINT WEALTH PARTNERS, LLC$939K1
430FIDUCIARY TRUST CO$934K1
431EVERGREEN CAPITAL MANAGEMENT LLC$928K1
432Private Advisor Group, LLC$914K1
433Callan Family Office, LLC$911K1
434Sivia Capital Partners, LLC$892K1
435COLDSTREAM CAPITAL MANAGEMENT INC$886K1
436Lebenthal Global Advisors, LLC$884K1
437First National Advisers, LLC$879K1
438GUGGENHEIM CAPITAL LLC$879K1
439Journey Advisory Group, LLC$875K1
440Johnson Financial Group, Inc.$875K1
441NAPLES GLOBAL ADVISORS, LLC$873K1
442Diversified Trust Co$866K1
443SIGNATUREFD, LLC$857K1
444Dynamic Technology Lab Private Ltd$856K1
445Everhart Financial Group, Inc.$830K1
446Coastal Bridge Advisors, LLC$830K1
447Venture Visionary Partners LLC$803K1
448AAFMAA Wealth Management & Trust LLC$800K1
449Pathway Financial Advisers, LLC$784K1
450Ashton Thomas Private Wealth, LLC$758K1
451Frank, Rimerman Advisors LLC$752K1
452First Pacific Financial$748K1
453Chicago Partners Investment Group LLC$747K1
454S-Bank Fund Management Ltd$745K1
455SEEDS INVESTOR LLC$742K1
456Indivisible Partners$737K1
457CHOREO, LLC$736K1
458BROWN, LISLE/CUMMINGS, INC.$735K1
459TritonPoint Partners, LLC$726K1
460INVICTUS PRIVATE WEALTH, LLC$726K1
461Verity & Verity, LLC$722K1
462TWINBEECH CAPITAL LP$705K1
463Plato Investment Management Ltd$705K1
464SHELTON CAPITAL MANAGEMENT$699K1
465FOURPATH CAPITAL MANAGEMENT, LLC$690K1
466Aviance Capital Partners, LLC$690K1
467INTRUST BANK NA$689K1
468Smith Salley Wealth Management$673K1
469Glen Eagle Advisors, LLC$667K1
470CITIZENS FINANCIAL GROUP INC/RI$664K1
471Western Wealth Management, LLC$661K1
472OAK RIDGE INVESTMENTS LLC$659K1
473Aviso Financial Inc.$651K1
474Beverly Hills Private Wealth, LLC$648K1
475GeoWealth Management, LLC$646K1
476Equitable Holdings, Inc.$646K1
477KIRTLAND HILLS CAPITAL MANAGEMENT, LLC$638K1
478TEMA ETFS LLC$630K1
479Sone Capital Management, LLC$630K1
480Fifth Third Wealth Advisors LLC$628K1
481Verus Financial Partners, Inc.$625K1
482Gladstone Institutional Advisory LLC$624K1
483Checchi Capital Advisers, LLC$619K1
484INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$615K1
485Stratos Wealth Advisors, LLC$608K1
486Quantum Portfolio Management LLC$606K1
487Principle Wealth Partners LLC$602K1
488Vise Technologies, Inc.$601K1
489Avidian Wealth Enterprises, LLC$601K1
490Kenora Financial, LLC$592K1
491Sompo Asset Management Co., Ltd.$587K1
492Pinnacle Financial Partners, Inc.$586K1
493BRADLEY FOSTER & SARGENT INC/CT$584K1
494Modern Wealth Management, LLC$582K1
495TEACHER RETIREMENT SYSTEM OF TEXAS$580K1
496Applied Finance Capital Management, LLC$578K1
497PAX Financial Group, LLC$574K1
498Premier Path Wealth Partners, LLC$571K1
499KESTRA PRIVATE WEALTH SERVICES, LLC$562K1
500NorthRock Partners, LLC$562K1
Truncated by Public Filings. The published aggregate ranks the top 500 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)11 buy / 2 sell
Congress net ($ bound)−$311K to $85.0K
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on NDAQ

RETAINED WINDOW · ACTIVE HITS
Signal hits naming NDAQ
KindRuleHits
FIRST FILINGfirst disclosure of this ticker by this member within the corpus — era-scoped: coverage begins 2014-01-03, so an earlier first disclosure cannot be seen and is not claimed against1 hit

Every rule, with its definition →

Planned modules for NDAQ · financials and macro

Financials — as filed PLANNED

NDAQ's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: NDAQ on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing