Hennion & Walsh Asset Management, Inc.

CIK 1861642 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions have no disclosed value and are left out of the sum, counted here rather than dropped: $3.0B
every reported holding for this filer and quarter, including ones with no disclosed value: 934
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 69
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 67

Quarter-end snapshot, filed up to 45 days later — not current holdings. What a 13F covers ↓

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Position changes into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated	Prev value	Curr value	Prev shares	Curr shares
—	share class as filed: CORE S&P500 ETF · position key `pos:10307` · issuer key `iss:1012`	ADD	−$1.4M	+6,225	$117M	$116M	171,258	177,483
—	share class as filed: ACTIVEBETA US LG · position key `sid:sec:prov:7e3935dc1f8b30677f3ae168aaf27ee0` · issuer key `iss:2392`	ADD	+$32.4K	+31,044	$70.4M	$70.5M	532,053	563,097
—	share class as filed: DYNAMIC INTL EQT · position key `pos:12649` · issuer key `iss:1982`	ADD	+$3.9M	+71,311	$54.9M	$58.7M	1,259,777	1,331,088
—	share class as filed: COM · position key `sid:sec:prov:ac28903fea201c096baec0f118afc4bb` · issuer key `cusip6:09254F`	ADD	+$34.4M	+3,268,284	$16.1M	$50.6M	1,428,403	4,696,687
—	share class as filed: VALUE ETF · position key `pos:10986` · issuer key `iss:2483`	ADD	+$2.5M	+6,559	$43.8M	$46.3M	229,528	236,087
—	share class as filed: ACTIVEBETA INT · position key `sid:sec:prov:0eefd08f4910374e561c8074d513084d` · issuer key `iss:2392`	TRIM	−$10.4M	−247,878	$55.2M	$44.7M	1,284,447	1,036,569
—	share class as filed: S&P 500 HIGH INC · position key `sid:sec:prov:6bdbb54c38bc44f8795100dc12c96005` · issuer key `cusip6:74347G`	ADD	−$1.0M	+27,595	$44.6M	$43.6M	977,889	1,005,484
—	share class as filed: EM CORE EX ETF · position key `sid:sec:prov:85ce85b77f9ebc9b364456ce20610699` · issuer key `cusip6:19762B`	ADD	+$13.5M	+291,633	$25.6M	$39.2M	668,209	959,842
—	share class as filed: INVESTMENT GRADE · position key `sid:sec:prov:e2a500f67d9f3a733fe3f8cfa1dbc235` · issuer key `cusip6:46435G`	TRIM	−$5.4M	−107,899	$40.7M	$35.3M	890,865	782,966
—	share class as filed: HENDERSN CAP ETF · position key `sid:sec:prov:cfd4ab114b8f693865acf23f9afc37ce` · issuer key `iss:2410`	NEW	+$32.9M	+469,624	$0	$32.9M	—	469,624
—	share class as filed: COM · position key `sid:sec:prov:24bdfff782124ac2dade857a9a0184cc` · issuer key `cusip6:09253N`	ADD	+$19.1M	+1,736,132	$11.2M	$30.4M	956,725	2,692,857
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CAP STK CL A · position key `pos:15142` · issuer key `iss:89`	TRIM	−$4.3M	−6,221	$30.8M	$26.5M	98,395	92,174
—	share class as filed: PFD AND INCM SEC · position key `pos:13661` · issuer key `iss:1013`	ADD	+$469K	+32,123	$24.5M	$24.9M	789,794	821,917
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15642` · issuer key `iss:1334`	TRIM	−$4.9M	−17,384	$28.6M	$23.7M	153,307	135,923
—	share class as filed: COM · position key `sid:sec:prov:c5c19451a690f2077a1295f775de7f4c` · issuer key `cusip6:67071L`	ADD	+$2.8M	+268,812	$20.9M	$23.6M	1,649,211	1,918,023
—	share class as filed: S&P500 EQL WGT · position key `pos:15152` · issuer key `iss:1000`	TRIM	−$12.5M	−65,416	$34.6M	$22.1M	180,480	115,064
—	share class as filed: COM · position key `pos:14962` · issuer key `iss:2431`	ADD	+$723K	+98,619	$21.2M	$21.9M	2,341,462	2,440,081
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10390` · issuer key `iss:416`	TRIM	+$1.8M	−8,332	$19.0M	$20.8M	190,933	182,601
—	share class as filed: HIGH YLD CORP BD · position key `sid:sec:prov:66f2225041aa890b27d77927a7e07ab5` · issuer key `iss:2406`	ADD	+$657K	+30,206	$19.2M	$19.9M	643,866	674,072
—	share class as filed: COM · position key `sid:sec:prov:1af177d0715d9d6475975bd73addf6d3` · issuer key `cusip6:670657`	TRIM	−$874K	−14,699	$20.6M	$19.8M	1,773,541	1,758,842

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 13

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14294` · issuer key `iss:1347`	NO CHANGE	+$275K	$577K	$851K	24,000	24,000
—	share class as filed: RUSSELL 2000 ETF · position key `pos:15702` · issuer key `iss:1012`	NO CHANGE	+$6.2K	$830K	$836K	3,370	3,370
—	share class as filed: ISHARES BIOTECH · position key `pos:13874` · issuer key `iss:1012`	NO CHANGE	+$281	$592K	$593K	3,510	3,510
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: GOLD SHS · position key `pos:11237` · issuer key `iss:1601`	NO CHANGE	+$40.8K	$476K	$516K	1,200	1,200
—	share class as filed: STATE STREET UTI · position key `pos:17300` · issuer key `iss:2454`	NO CHANGE	+$32.4K	$432K	$465K	10,124	10,124
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10185` · issuer key `iss:399`	NO CHANGE	−$100K	$553K	$452K	9,350	9,350
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:16185` · issuer key `iss:647`	NO CHANGE	−$5.7K	$445K	$440K	3,355	3,355
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10756` · issuer key `iss:1132`	NO CHANGE	−$145K	$582K	$437K	1,750	1,750
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13408` · issuer key `iss:2003`	NO CHANGE	+$11.6K	$416K	$428K	2,750	2,750
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17095` · issuer key `iss:588`	NO CHANGE	−$63.7K	$417K	$353K	3,665	3,665
—	share class as filed: GLB INFRASTR ETF · position key `pos:16688` · issuer key `iss:1013`	NO CHANGE	+$25.5K	$278K	$304K	4,530	4,530
—	share class as filed: RUS 1000 GRW ETF · position key `pos:11528` · issuer key `iss:1012`	NO CHANGE	−$23.5K	$237K	$214K	501	501
—	share class as filed: US AER DEF ETF · position key `pos:11793` · issuer key `iss:1013`	NO CHANGE	+$3.9K	$204K	$208K	950	950

Flags: no row carries a flag.

Holdings without a security ID are counted, not compared. Method ↗

Reported positions — 2026-03-31

880 issuers · 934 rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

—

ISHARES TR

5 positions · 5 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for ISHARES TR, as it reported them
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$116M	177,483
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$836K	3,370
ISHARES TR · ISHARES BIOTECH CUSIP — src ↗	$593K	3,510
ISHARES TR · CORE US AGGBD ET CUSIP — src ↗	$461K	4,639
ISHARES TR · RUS 1000 GRW ETF CUSIP — src ↗	$214K	501

ticker not yet mapped

$118M

189,503

4.0%

—

GOLDMAN SACHS ETF TR

2 positions · 2 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for GOLDMAN SACHS ETF TR, as it reported them
GOLDMAN SACHS ETF TR · ACTIVEBETA US LG CUSIP 381430503 src ↗	$70.5M	563,097
GOLDMAN SACHS ETF TR · ACTIVEBETA INT CUSIP 381430107 src ↗	$44.7M	1,036,569

ticker not yet mapped

$115M

1,599,666

3.9%

—

WISDOMTREE TR · DYNAMIC INTL EQT CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$58.7M

1,331,088

2.0%

—

ISHARES TR

9 positions · 9 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for ISHARES TR, as it reported them
ISHARES TR · PFD AND INCM SEC CUSIP — src ↗	$24.9M	821,917
ISHARES TR · INTL SEL DIV ETF CUSIP — src ↗	$12.3M	289,624
ISHARES TR · ISHS 5-10YR INVT CUSIP — src ↗	$6.5M	123,019
ISHARES TR · NEW YORK MUN ETF CUSIP — src ↗	$5.1M	95,611
ISHARES TR · AGENCY BOND ETF CUSIP — src ↗	$2.9M	26,582
ISHARES TR · ISHS 1-5YR INVS CUSIP — src ↗	$2.0M	38,823
ISHARES TR · CALIF MUN BD ETF CUSIP — src ↗	$1.5M	26,723
ISHARES TR · GLB INFRASTR ETF CUSIP — src ↗	$304K	4,530
ISHARES TR · US AER DEF ETF CUSIP — src ↗	$208K	950

ticker not yet mapped

$55.9M

1,427,779

1.9%

—

JANUS DETROIT STR TR

3 positions · 3 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for JANUS DETROIT STR TR, as it reported them
JANUS DETROIT STR TR · HENDERSN CAP ETF CUSIP 47103U100 src ↗	$32.9M	469,624
JANUS DETROIT STR TR · HENDRSON AAA CL CUSIP 47103U845 src ↗	$10.5M	208,646
JANUS DETROIT STR TR · HENDERSON EMERGI CUSIP 47103U738 src ↗	$8.6M	164,622

ticker not yet mapped

$52.0M

842,892

1.8%

—

BLACKROCK MUNIYILD QULT FD I

1 position · 2 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for BLACKROCK MUNIYILD QULT FD I, as it reported them
BLACKROCK MUNIYILD QULT FD I · COM CUSIP 09254F100 src ↗	$27.8M	2,531,630
BLACKROCK MUNIYIELD QUALITY · COM CUSIP 09254F100 src ↗	$22.8M	2,165,057

ticker not yet mapped

$50.6M

4,696,687

1.7%

—

VANGUARD INDEX FDS

2 positions · 2 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$46.3M	236,087
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$883K	1,478

ticker not yet mapped

$47.2M

237,565

1.6%

—

PROSHARES TR · S&P 500 HIGH INC CUSIP 74347G242
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$43.6M

1,005,484

1.5%

—

COLUMBIA ETF TR II · EM CORE EX ETF CUSIP 19762B202
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$39.2M

959,842

1.3%

—

ISHARES TR

4 positions · 4 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for ISHARES TR, as it reported them
ISHARES TR · INVESTMENT GRADE CUSIP 46435G219 src ↗	$35.3M	782,966
ISHARES TR · CONV BD ETF CUSIP 46435G102 src ↗	$933K	9,166
ISHARES TR · CORE INTL AGGR CUSIP 46435G672 src ↗	$762K	15,227
ISHARES TR · HIGH YLD SYSTM B CUSIP 46435G250 src ↗	$423K	9,091

ticker not yet mapped

$37.4M

816,450

1.3%

—

BLACKROCK MUNIHOLDINGS FD IN · COM CUSIP 09253N104
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$30.4M

2,692,857

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC · CAP STK CL A CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$26.5M

92,174

0.9%

—

ISHARES TR

2 positions · 2 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for ISHARES TR, as it reported them
ISHARES TR · HIGH YLD CORP BD CUSIP 46436E320 src ↗	$19.9M	674,072
ISHARES TR · 0-3 MNTH TREASRY CUSIP 46436E718 src ↗	$6.6M	65,246

ticker not yet mapped

$26.5M

739,318

0.9%

—

INVESCO EXCHANGE TRADED FD T

6 positions · 6 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for INVESCO EXCHANGE TRADED FD T, as it reported them
INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT CUSIP — src ↗	$22.1M	115,064
INVESCO EXCHANGE TRADED FD T · AEROSPACE DEFN CUSIP — src ↗	$844K	5,095
INVESCO EXCHANGE TRADED FD T · SEMICONDUCTORS CUSIP — src ↗	$836K	8,855
INVESCO EXCHANGE TRADED FD T · PHARMACEUTICALS CUSIP — src ↗	$721K	6,950
INVESCO EXCHANGE TRADED FD T · BUILDING & CONST CUSIP — src ↗	$717K	7,350
INVESCO EXCHANGE TRADED FD T · NEXT GEN CONNECT CUSIP — src ↗	$677K	4,884

ticker not yet mapped

$25.9M

148,198

0.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$23.7M

135,923

0.8%

—

NUVEEN AMT FREE MUN CR INC F · COM CUSIP 67071L106
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$23.6M

1,918,023

0.8%

—

NUVEEN MUN VALUE FD INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$21.9M

2,440,081

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CELCUITY INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$20.8M

182,601

0.7%

—

NUVEEN AMT FREE QLTY MUN INC · COM CUSIP 670657105
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$19.8M

1,758,842

0.7%

—

PIMCO MUN INCOME FD II · COM CUSIP 72200W106
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$19.7M

2,602,156

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BROADCOM INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$19.6M

63,241

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC

1 position · 2 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for AMAZON COM INC, as it reported them
AMAZON COM INC · COM CUSIP — src ↗	$18.0M	86,647
AMAZON COM INC · COM CUSIP — src ↗	$559K	2,685

$18.6M

89,332

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ANALOG DEVICES INC

1 position · 2 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for ANALOG DEVICES INC, as it reported them
ANALOG DEVICES INC · COM CUSIP — src ↗	$17.6M	55,467
ANALOG DEVICES INC · COM CUSIP — src ↗	$482K	1,515

$18.1M

56,982

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLIED MATLS INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$18.0M

52,730

0.6%

—

VANECK ETF TRUST

4 positions · 4 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for VANECK ETF TRUST, as it reported them
VANECK ETF TRUST · LONG MUNI ETF CUSIP 92189F536 src ↗	$9.8M	562,695
VANECK ETF TRUST · EMERGING MRKT HI CUSIP 92189F353 src ↗	$5.1M	259,402
VANECK ETF TRUST · GOLD MINERS ETF CUSIP 92189F106 src ↗	$2.1M	22,637
VANECK ETF TRUST · INTERNATIONAL HI CUSIP 92189F445 src ↗	$521K	24,291

ticker not yet mapped

$17.5M

869,025

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC

1 position · 2 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for APPLE INC, as it reported them
APPLE INC · COM CUSIP — src ↗	$15.6M	61,559
APPLE INC · COM CUSIP — src ↗	$1.5M	5,919

$17.1M

67,478

0.6%

—

NUVEEN MUN HIGH INCOME OPPOR · COM CUSIP 670682103
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$17.0M

1,639,102

0.6%

—

NUVEEN MUN CR INCOME FD · COM SH BEN INT CUSIP 67070X101
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$16.5M

1,355,685

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LAM RESEARCH CORP · COM NEW CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$16.4M

76,867

0.6%

—

J P MORGAN EXCHANGE TRADED F

2 positions · 2 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · SHORT DURA CORE CUSIP 46641Q274 src ↗	$13.2M	279,897
J P MORGAN EXCHANGE TRADED F · MUNICIPAL ETF CUSIP 46641Q647 src ↗	$2.5M	50,655

ticker not yet mapped

$15.8M

330,552

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

KLA CORP · COM NEW CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$15.4M

10,431

0.5%

—

VANGUARD SCOTTSDALE FDS

5 positions · 5 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for VANGUARD SCOTTSDALE FDS, as it reported them
VANGUARD SCOTTSDALE FDS · LONG TERM TREAS CUSIP 92206C847 src ↗	$7.5M	136,374
VANGUARD SCOTTSDALE FDS · INTER TERM TREAS CUSIP 92206C706 src ↗	$5.5M	92,619
VANGUARD SCOTTSDALE FDS · LG-TERM COR BD CUSIP 92206C813 src ↗	$1.1M	14,315
VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS CUSIP 92206C102 src ↗	$752K	12,853
VANGUARD SCOTTSDALE FDS · INT-TERM CORP CUSIP — src ↗	$295K	3,564

ticker not yet mapped

$15.2M

259,725

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VISA INC · COM CL A CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$14.2M

46,963

0.5%

—

BLACKROCK MUN TARGET TERM TR · COM SHS BEN IN CUSIP 09257P105
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$14.0M

617,560

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$13.6M

36,656

0.5%

—

J P MORGAN EXCHANGE TRADED F · NASDAQ EQT PREM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$13.6M

244,262

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$13.2M

14,325

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GE AEROSPACE · COM NEW CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$13.1M

45,998

0.4%

—

BLACKROCK MUNIASSETS FD INC · COM CUSIP 09254J102
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$13.0M

1,224,966

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$12.9M

43,700

0.4%

—

EATON VANCE MUN BD FD · COM CUSIP 27827X101
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$12.7M

1,303,983

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COGENT BIOSCIENCES INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$12.6M

326,472

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$12.2M

98,299

0.4%

—

NUVEEN SELECT TAX-FREE INCOM · SH BEN INT CUSIP 67062F100
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$11.5M

802,072

0.4%

—

NYLI MACKAY DEFINEDTERM MUNI · COM CUSIP 56064K100
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$10.9M

736,048

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC · CL A CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$10.9M

19,039

0.4%

—

NUVEEN QUALITY MUNCP INCOME · COM CUSIP 67066V101
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$10.7M

927,745

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LOCKHEED MARTIN CORP · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$10.6M

17,525

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

QUANTA SVCS INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$10.5M

19,132

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TEVA PHARMACEUTICAL INDS LTD · SPONSORED ADS CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$10.2M

337,044

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INDIVIOR PHARMACEUTICALS INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$10.1M

330,691

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$10.1M

41,172

0.3%

—

INVESCO EXCH TRD SLF IDX FD

6 positions · 6 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for INVESCO EXCH TRD SLF IDX FD, as it reported them
INVESCO EXCH TRD SLF IDX FD · INVSCO BLSH 28 CUSIP 46138J643 src ↗	$3.0M	147,779
INVESCO EXCH TRD SLF IDX FD · INVSCO 28 HYCORP CUSIP 46138J452 src ↗	$2.0M	90,279
INVESCO EXCH TRD SLF IDX FD · BULETSHS 2029 CUSIP 46138J577 src ↗	$1.5M	82,857
INVESCO EXCH TRD SLF IDX FD · BULSHS 2027 CB CUSIP 46138J783 src ↗	$1.5M	78,150
INVESCO EXCH TRD SLF IDX FD · BULETSHS 2027 CUSIP 46138J585 src ↗	$1.0M	45,258
INVESCO EXCH TRD SLF IDX FD · BULETSHS 2029 HG CUSIP 46138J395 src ↗	$982K	46,663

ticker not yet mapped

$10.0M

490,986

0.3%

—

MORGAN STANLEY ETF TRUST · EATON VANCE MORT CUSIP 61774R767
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$9.9M

196,763

0.3%

—

EATON VANCE MUN INCOME TR · SH BEN INT CUSIP 27826U108
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$9.8M

940,891

0.3%

—

INVESCO TR INVT GRADE MUNS · COM CUSIP 46131M106
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$9.7M

978,215

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$9.6M

9,629

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PALO ALTO NETWORKS INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$9.3M

58,207

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JAZZ PHARMACEUTICALS PLC · SHS USD CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$9.3M

49,352

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NORTHROP GRUMMAN CORP · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$9.2M

13,426

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICRON TECHNOLOGY INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$9.1M

26,832

0.3%

—

BLACKROCK MUNIYIELD N Y QUAL · COM CUSIP 09255E102
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$9.0M

940,056

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MERCK & CO INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.9M

73,593

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CONSTELLATION ENERGY CORP · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.7M

31,249

0.3%

—

INVESCO VALUE MUN INCOME TR · COM CUSIP 46132P108
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$8.7M

712,545

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MIRUM PHARMACEUTICALS INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.6M

93,592

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOWMET AEROSPACE INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.6M

37,456

0.3%

—

VANGUARD WORLD FD

4 positions · 4 reported rows

Rows Hennion & Walsh Asset Management, Inc. reported for VANGUARD WORLD FD, as it reported them
VANGUARD WORLD FD · INF TECH ETF CUSIP 92204A702 src ↗	$5.4M	7,811
VANGUARD WORLD FD · COMM SRVC ETF CUSIP 92204A884 src ↗	$1.7M	9,373
VANGUARD WORLD FD · HEALTH CAR ETF CUSIP 92204A504 src ↗	$972K	3,568
VANGUARD WORLD FD · CONSUM STP ETF CUSIP 92204A207 src ↗	$355K	1,580

ticker not yet mapped

$8.5M

22,332

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEXTERA ENERGY INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.4M

90,743

0.3%

—

PROSHARES TR · RUSSELL 2000 HIG CUSIP 74349Y787
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$8.4M

210,743

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.3M

49,128

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TARGA RES CORP · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.3M

33,194

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MCKESSON CORP · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.2M

9,513

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TJX COS INC NEW · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$8.1M

50,883

0.3%

—

INVESCO MUNI INCOME OPP TRST · COM CUSIP 46132X101
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$7.9M

1,284,322

0.3%

—

DAY ONE BIOPHARMACEUTICALS I · COM CUSIP 23954D109
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$7.9M

367,134

0.3%

—

INVESCO QUALITY MUN INCOME T · COM CUSIP 46133G107
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$7.8M

814,720

0.3%

—

SSGA ACTIVE ETF TR · STATE STREET BLA CUSIP 78467V608
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$7.8M

194,232

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ARISTA NETWORKS INC · COM SHS CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$7.7M

62,994

0.3%

—

ISHARES TR · 10+ YR INVST GRD CUSIP 464289511
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$7.6M

152,686

0.3%

—

KALVISTA PHARMACEUTICALS INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$7.6M

375,995

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TRANE TECHNOLOGIES PLC · SHS CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$7.5M

18,100

0.3%

—

PUTNAM MANAGED MUN INCOME TR · COM CUSIP 746823103
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$7.5M

1,214,019

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MASTERCARD INCORPORATED · CL A CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$7.5M

14,918

0.3%

—

NUVEEN NY AMT FREE · COM CUSIP 670656107
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$7.4M

726,559

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GENERAL DYNAMICS CORP · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$7.4M

21,604

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

OLEMA PHARMACEUTICALS INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$7.2M

481,485

0.2%

—

BLACKROCK MUNIHLDNGS CALI · COM CUSIP 09254L107
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$7.0M

673,975

0.2%

—

INVESCO EXCH TRADED FD TR II · NY AMT FRE MUN CUSIP 46138E529
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$6.9M

314,685

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMERICAN ELEC PWR CO INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$6.9M

52,559

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COMFORT SYS USA INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$6.8M

4,963

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ASML HLDG NV · N Y REGISTRY SHS CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$6.8M

5,141

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

S&P GLOBAL INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$6.7M

15,687

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BOSTON SCIENTIFIC CORP · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$6.6M

105,906

0.2%

—

ADAMS DIVERSIFIED EQUITY FD · COM CUSIP 006212104
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$6.6M

301,196

0.2%

—

FLAHERTY & CRUMRIN PFD & INM · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$6.6M

424,778

0.2%

—

ALLIANCEBERNSTEIN NATL MUN I · COM CUSIP 01864U106
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$6.5M

606,136

0.2%

—

INVESCO MUN OPPORTUNIT TR · COM CUSIP 46132C107
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$6.4M

673,017

0.2%

—

WESTERN ASSET DIVERSIFIED IN · COM SHS BEN INT CUSIP 95790K109
2026-03-31 filed 2026-05-13 +43d

src ↗

ticker not yet mapped

$6.4M

473,962

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ECOLAB INC · COM CUSIP —
2026-03-31 filed 2026-05-13 +43d

src ↗

$6.2M

23,344

0.2%

1–20 of the 100 issuers on this page

One line per issuer, largest first — open a line for its reported rows. Grouping ↗

Book shape

Tick = median of the 8,748 tracked filers with a 2026-03-31 book (the index median: the 8,662 with a complete book). Concentration uses reported 13F long value, not total assets; the index is withheld when any position lacks a value.

share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 29.1%below median 80.0%
integer Herfindahl–Hirschman index in basis points over disclosed position values: 60 bpsbelow median 446 bps
holdings with no disclosed value (undisclosed, or unreadable on the filing) — kept and counted, never shown as zero: 934 / 934median book 97.5 positions

995 quarter-over-quarter rows

Filing history

Available filing periods
Period	Source
2026-03-31	EDGAR ↗
2026-06-30	EDGAR ↗

Complete source filings on SEC EDGAR

The filing on EDGAR is the record, including any filed after this build.

Open Hennion & Walsh Asset Management, Inc.'s 13F filings on SEC EDGAR ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings: a position may have changed or closed since the quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars; each record notes its original unit.

Affiliated managers may report the same position, so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice.

Changes · Q1 2026Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Reported positions — 2026-03-31

Book shape

Filing history

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.