Public record / Tickers / PFG

PFG — PRINCIPAL FINANCIAL GROUP INC

Both disclosure regimes on one name: who in Congress filed about PFG, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
7
all PTR rows naming PFG
Members · 12m
2
2 buys · 2 sells · by trade date
Latest PTR
07-21
filed 2026-07-21
13F holders
500
top-500 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

Alan Armstrong · $1.0K–$15.0K

Purchase · traded 2026-03-27 → filed 2026-07-21. Ranked over every PFG row by the provable lower bound, never a point estimate.

2 members · 2 buys / 2 sells

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

2 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

5 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 5 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING PFG · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning PFG
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2026-07-21Alan Armstrong R–OKPurchaseTraded 03-27 LATE·116d$1K–$15K
2025-11-21Lisa C. McClain R–MI-9Sale · SP (spouse-owned)Traded 10-31 +21d$1K–$15K
2025-11-21Lisa C. McClain R–MI-9Sale · SP (spouse-owned)Traded 10-30 +22d$1K–$15K
2025-11-21Lisa C. McClain R–MI-9Purchase · SP (spouse-owned)Traded 10-30 +22d$1K–$15K
2025-08-13Lisa C. McClain R–MI-9Purchase · SP (spouse-owned)Traded 06-17 LATE·57d$1K–$15K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 7 ↗

Members active in PFG

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14
Members disclosing PFG in the trailing 12 months
MemberRowsNetNet disclosed flow for this ticker: purchases minus sales, computed as a net range on the disclosed amounts. A lower bound is provable, never a point.CommitteesNumber of committees the member sat on as of their latest trade date in the window, from the cc0-legislators roster snapshot. Context, never an allegation; jurisdiction overlap needs the sector join.
Lisa C. McClain R–MI-93−$29.0K to $13.0K2
Alan Armstrong R–OK1$1.0K to $15.0K2

2 members in the window · counts of disclosures, not dollars.

Congress ↔ notable managers · PFG

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
1 Alan Armstrong R–OK $1K–$15K
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
1 Gotham Asset Management $16.1M held
Trimming
1 Bridgewater Associates $19.9M held

new + add vs trim + exit, by shares · $ = reported value now, not the change · PRINCIPAL FINANCIAL GROUP IN

Merged timeline of congressional filings and notable-manager moves on PFG
DateWhoChangeSize
2026-07-21Alan Armstrong CongressPurchase$1K–$15K
2026-05-15Gotham Asset Management 13Fadd+169,688 sh
2026-05-15Bridgewater Associates 13Ftrim−254,565 sh

3 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of PFG for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1BlackRock, Inc.$1.8B1
2VANGUARD CAPITAL MANAGEMENT LLC$1.2B1
3VANGUARD PORTFOLIO MANAGEMENT LLC$1.0B1
4STATE STREET CORP$917M1
5BANK OF AMERICA CORP /DE/$795M1
6Capital World Investors$543M1
7CHARLES SCHWAB INVESTMENT MANAGEMENT INC$534M1
8DIMENSIONAL FUND ADVISORS LP$350M1
9Invesco Ltd.$319M1
10NORTHERN TRUST CORP$300M1
11MORGAN STANLEY$271M1
12AQR CAPITAL MANAGEMENT LLC$221M1
13UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$178M1
14Legal & General Group Plc$153M1
15DEUTSCHE BANK AG\$125M1
16UBS Group AG$105M1
17Amundi$104M1
18VANGUARD FIDUCIARY TRUST CO$102M1
19AustralianSuper Pty Ltd$84.5M1
20ROYAL BANK OF CANADA$79.1M1
21HSBC HOLDINGS PLC$70.4M1
22LPL Financial LLC$65.6M1
23VICTORY CAPITAL MANAGEMENT INC$65.6M1
24BARCLAYS PLC$65.4M1
25Swiss National Bank$58.1M1
26Nuveen, LLC$54.4M1
27RAYMOND JAMES FINANCIAL INC$54.3M1
28HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$53.3M1
29AMERICAN CENTURY COMPANIES INC$53.3M1
30FEDERATED HERMES, INC.$52.4M1
31WELLS FARGO & COMPANY/MN$52.1M1
32FIRST TRUST ADVISORS LP$50.1M1
33FMR LLC$49.0M1
34BNP Paribas Asset Management Holding S.A.$45.7M1
35Mitsubishi UFJ Asset Management Co., Ltd.$43.3M1
36VANGUARD ASSET MANAGEMENT, Ltd$40.8M1
37TEACHER RETIREMENT SYSTEM OF TEXAS$40.6M1
38Vanguard Global Advisers, LLC$39.5M1
39MASSACHUSETTS FINANCIAL SERVICES CO /MA/$37.8M1
40O'SHAUGHNESSY ASSET MANAGEMENT, LLC$37.6M1
41CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM$37.0M1
42CONNING INC.$35.9M1
43Eurizon Capital SGR S.p.A.$34.5M1
44ENVESTNET ASSET MANAGEMENT INC$29.6M1
45TWO SIGMA INVESTMENTS, LP$27.5M1
46FRANKLIN RESOURCES INC$25.2M1
47Zurcher Kantonalbank (Zurich Cantonalbank)$23.7M1
48ALLIANCEBERNSTEIN L.P.$23.2M1
49AE Wealth Management LLC$20.5M1
50PRINCIPAL FINANCIAL GROUP INC$20.4M1
51GW HENSSLER & ASSOCIATES LTD$20.2M1
52Bridgewater Associates, LP$19.9M1
53Universal- Beteiligungs- und Servicegesellschaft mbH$19.0M1
54STIFEL FINANCIAL CORP$18.5M1
55Swedbank AB$18.5M1
56Cerity Partners LLC$18.3M1
57STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$18.3M1
58CITIGROUP INC$18.3M1
59ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$18.2M1
60STATE OF WISCONSIN INVESTMENT BOARD$18.1M1
61Quantinno Capital Management LP$17.9M1
62Mirae Asset Global Investments Co., Ltd.$16.5M1
63Gotham Asset Management, LLC$16.1M1
64STOREBRAND ASSET MANAGEMENT AS$15.5M1
65CANADA PENSION PLAN INVESTMENT BOARD$15.3M1
66BANK OF MONTREAL /CAN/$15.3M1
67Focus Partners Wealth$15.2M1
68MAIRS & POWER INC$14.8M1
69Aberdeen Group plc$14.6M1
70CAPITAL MANAGEMENT CORP /VA$13.7M1
71Allianz Asset Management GmbH$13.0M1
72AMG National Trust Bank$12.4M1
73Cetera Investment Advisers$11.9M1
74National Pension Service$11.8M1
75Pictet Asset Management Holding SA$11.6M1
76Robeco Institutional Asset Management B.V.$11.6M1
77TD ASSET MANAGEMENT INC$11.2M1
78Korea Investment CORP$11.2M1
79Goelzer Investment Management, Inc.$10.5M1
80Swiss Life Asset Management Ltd$10.2M1
81LBP AM SA$9.9M1
82Vanguard Investments Australia, Ltd.$9.8M1
83MANUFACTURERS LIFE INSURANCE COMPANY, THE$9.5M1
84Assenagon Asset Management S.A.$9.5M1
85PRINCIPAL SECURITIES, INC.$9.5M1
86Cambria Investment Management, L.P.$9.3M1
87Chevy Chase Trust Holdings, LLC$8.8M1
88PRUDENTIAL FINANCIAL INC$8.8M1
89APG Asset Management N.V.$8.8M1
90EDENTREE ASSET MANAGEMENT Ltd$8.6M1
91Tredje AP-fonden$8.4M1
92NOMURA ASSET MANAGEMENT CO LTD$8.3M1
93Creative Planning$8.1M1
94Mariner, LLC$8.0M1
95Asset Management One Co., Ltd.$8.0M1
96Interval Partners, LP$7.9M1
97ROYAL LONDON ASSET MANAGEMENT LTD$7.8M1
98FIFTH THIRD BANCORP$7.6M1
99TORONTO DOMINION BANK$7.4M1
100Illinois Municipal Retirement Fund$7.1M1
101MACQUARIE GROUP LTD$6.9M1
102DMKC Advisory Services, LLC$6.6M1
103CI INVESTMENTS INC.$6.2M1
104Resona Asset Management Co.,Ltd.$6.2M1
105CIBC Asset Management Inc$6.2M1
106Wealthfront Advisers LLC$6.2M1
107State of New Jersey Common Pension Fund D$5.9M1
108NORDEA INVESTMENT MANAGEMENT AB$5.6M1
109Unison Advisors LLC$5.6M1
110COMMONWEALTH EQUITY SERVICES, LLC$5.5M1
111XPONANCE LLC$5.5M1
112Arizona State Retirement System$5.4M1
113PUBLIC SECTOR PENSION INVESTMENT BOARD$5.4M1
114CIBC Bancorp USA Inc.$5.3M1
115Lombard Odier Asset Management (Switzerland) SA$5.2M1
116IEQ CAPITAL, LLC$5.2M1
117MACKENZIE FINANCIAL CORP$5.0M1
118STATE OF MICHIGAN RETIREMENT SYSTEM$5.0M1
119FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND$5.0M1
120CITADEL ADVISORS LLC$4.9M1
121Czech National Bank$4.9M1
122Lansforsakringar Fondforvaltning AB (publ)$4.7M1
123LAZARD ASSET MANAGEMENT LLC$4.7M1
124NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$4.6M1
125MUFG Securities EMEA plc$4.6M1
126Empowered Funds, LLC$4.6M1
127CIBC WORLD MARKET INC.$4.5M1
128Groupe la Francaise$4.4M1
129SEB Asset Management AB$4.4M1
130SEI INVESTMENTS CO$4.3M1
131Rafferty Asset Management, LLC$4.3M1
132Donoghue Forlines LLC$4.3M1
133TRUIST FINANCIAL CORP$4.3M1
134Kerusso Capital Management LLC$4.3M1
135Squarepoint Ops LLC$4.2M1
136CWM, LLC$4.2M1
137IFM Investors Pty Ltd$4.2M1
138COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS$4.2M1
139Kintegral Advisory, LLC$4.1M1
140OSAIC HOLDINGS, INC.$4.1M1
141WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$4.0M1
142VOYA INVESTMENT MANAGEMENT LLC$3.9M1
143Retirement Systems of Alabama$3.8M1
144Pathstone Holdings, LLC$3.7M1
145ProShare Advisors LLC$3.6M1
146MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$3.6M1
147Advisors Asset Management, Inc.$3.6M1
148Vanguard Personalized Indexing Management, LLC$3.6M1
149MERCER GLOBAL ADVISORS INC /ADV$3.5M1
150ODDO BHF ASSET MANAGEMENT SAS$3.5M1
151FAS Wealth Partners, Inc.$3.5M1
152Corient Private Wealth LLC$3.5M1
153Federation des caisses Desjardins du Quebec$3.5M1
154ALERUS FINANCIAL NA$3.4M1
155Baird Financial Group, Inc.$3.3M1
156Elo Mutual Pension Insurance Co$3.2M1
157Avantax Planning Partners, Inc.$3.2M1
158Daiwa Securities Group Inc.$3.2M1
159Utah Retirement Systems$3.2M1
160Freestone Capital Holdings, LLC$3.1M1
161Centric Wealth Management$3.1M1
162BANK OF NOVA SCOTIA$2.9M1
163USS Investment Management Ltd$2.9M1
164Private Advisor Group, LLC$2.9M1
165NEOS Investment Management LLC$2.8M1
166NATIONAL BANK OF CANADA /FI/$2.8M1
167BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp$2.7M1
168Vident Advisory, LLC$2.7M1
169Rakuten Investment Management, Inc.$2.7M1
170NEW YORK LIFE INVESTMENT MANAGEMENT LLC$2.7M1
171Claro Advisors Inc.$2.6M1
172NISSAY ASSET MANAGEMENT CORP /JAPAN$2.6M1
173SUSQUEHANNA INTERNATIONAL GROUP, LLP$2.5M1
174NATIXIS$2.5M1
175Ensign Peak Advisors, Inc$2.4M1
176UniSuper Management Pty Ltd$2.4M1
177SIMON QUICK ADVISORS, LLC$2.4M1
178Janus Henderson Group Ltd.$2.3M1
179Sumitomo Mitsui DS Asset Management Company, Ltd$2.3M1
180Columbus Macro, LLC$2.3M1
181Man Group plc$2.3M1
182Tidal Investments LLC$2.2M1
183HOHIMER WEALTH MANAGEMENT, LLC$2.2M1
184CREDIT AGRICOLE S A$2.2M1
185HighTower Advisors, LLC$2.2M1
186OP Asset Management Ltd$2.1M1
187GUGGENHEIM CAPITAL LLC$2.1M1
188Estate Counselors, LLC$2.0M1
189Siemens Fonds Invest GmbH$2.0M1
190OREGON PUBLIC EMPLOYEES RETIREMENT FUND$2.0M1
191MAI Capital Management$2.0M1
192Sanctuary Advisors, LLC$2.0M1
193Jefferies Financial Group Inc.$2.0M1
194NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$1.9M1
195Verdence Capital Advisors LLC$1.9M1
196Dakota Wealth Management$1.9M1
197MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC$1.9M1
198DAVENPORT & Co LLC$1.9M1
199Virtus Investment Advisers, LLC$1.9M1
200ASSETMARK, INC$1.8M1
201MML INVESTORS SERVICES, LLC$1.8M1
202Weaver C. Barksdale & Associates, Inc.$1.8M1
203Osmosis Investment Management UK Ltd$1.8M1
204Foster Group, Inc.$1.8M1
205PICTON MAHONEY ASSET MANAGEMENT$1.8M1
206&PARTNERS$1.7M1
207Holocene Advisors, LP$1.7M1
208Atria Investments, Inc$1.7M1
209COMMERCE BANK$1.7M1
210US BANCORP \DE\$1.7M1
211ASR Vermogensbeheer N.V.$1.7M1
212BANCO BILBAO VIZCAYA ARGENTARIA, S.A.$1.7M1
213Grantham, Mayo, Van Otterloo & Co. LLC$1.6M1
214NIPPON LIFE INSURANCE CO$1.6M1
215Cresset Asset Management, LLC$1.6M1
216Rockefeller Capital Management L.P.$1.6M1
217Kestra Advisory Services, LLC$1.6M1
218Crossmark Global Holdings, Inc.$1.5M1
219Invst, LLC$1.5M1
220CHOREO, LLC$1.5M1
221OpenArc Corporate Advisory, LLC$1.5M1
222SummitTX Capital, L.P.$1.5M1
223United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund$1.5M1
224Modern Wealth Management, LLC$1.5M1
225Impact Partnership Wealth, LLC$1.4M1
226Brookstone Capital Management$1.4M1
227Investment Management Corp of Ontario$1.4M1
228Sequoia Financial Advisors, LLC$1.4M1
229SCHRODER INVESTMENT MANAGEMENT GROUP$1.4M1
230D.A. DAVIDSON & CO.$1.3M1
231Merit Financial Group, LLC$1.3M1
232WIREGRASS INVESTMENT MANAGEMENT LLC$1.3M1
233WELLINGTON MANAGEMENT GROUP LLP$1.3M1
234Avanza Fonder AB$1.3M1
235Savant Capital, LLC$1.3M1
236Candriam S.C.A.$1.3M1
237Procyon Advisors, LLC$1.3M1
238Summit Trail Advisors, LLC$1.2M1
239AssuredPartners Investment Advisors, LLC$1.2M1
240OneDigital Investment Advisors LLC$1.2M1
241VCI Wealth Management LLC$1.2M1
242Caprock Group, LLC$1.1M1
243EP Wealth Advisors, LLC$1.1M1
244NewEdge Advisors, LLC$1.1M1
245Mork Capital Management, LLC$1.1M1
246TOUNJIAN ADVISORY PARTNERS, LLC$1.1M1
247Norinchukin Bank, The$1.1M1
248Waverly Advisors, LLC$1.1M1
249MIZUHO SECURITIES USA LLC$1.1M1
250BENJAMIN EDWARDS INC$1.1M1
251Gilbert & Cook, Inc.$1.1M1
252D. E. Shaw & Co., Inc.$1.1M1
253MONTAG A & ASSOCIATES INC$1.0M1
254Transamerica Financial Advisors, LLC$1.0M1
255Ascent Group, LLC$999K1
256CAISSE DE DEPOT ET PLACEMENT DU QUEBEC$992K1
257INTEGRITY ALLIANCE, LLC.$982K1
258Maryland State Retirement & Pension System$977K1
259OMERS ADMINISTRATION Corp$970K1
260GREENWOOD CAPITAL ASSOCIATES LLC$967K1
261OPPENHEIMER & CO INC$966K1
262Laird Norton Wetherby Trust Company, LLC$959K1
263ABN AMRO INVESTMENT SOLUTIONS$925K1
264Park Edge Advisors, LLC$922K1
265Board of the Pension Protection Fund$919K1
266Metis Global Partners, LLC$915K1
267Brevan Howard Capital Management LP$910K1
268QUADRANT CAPITAL GROUP LLC$909K1
269Pinion Investment Advisors, LLC$898K1
270ELEVATION POINT WEALTH PARTNERS, LLC$861K1
271FIL Ltd$860K1
272EVOLVE PRIVATE WEALTH, LLC$860K1
273Allspring Global Investments Holdings, LLC$840K1
274Generali Asset Management SPA SGR$834K1
275Ausdal Financial Partners, Inc.$823K1
276ING GROEP NV$815K1
277HOLDERNESS INVESTMENTS CO$809K1
278Allworth Financial LP$806K1
279UNITED CAPITAL FINANCIAL ADVISORS, LLC$796K1
280Walleye Trading LLC$794K1
281Focus Partners Advisor Solutions, LLC$793K1
282Chicago Partners Investment Group LLC$788K1
283Woodline Partners LP$772K1
284FULTON BANK, N.A.$769K1
285JANE STREET GROUP, LLC$763K1
286Curat Global, LLC$759K1
287PINNACLE ASSOCIATES LTD$759K1
288WORLDQUANT MILLENNIUM ADVISORS LLC$756K1
289Hilltop Holdings Inc.$746K1
290INTECH INVESTMENT MANAGEMENT LLC$740K1
291Curi Capital, LLC$737K1
292Equitable Holdings, Inc.$736K1
293Vestmark Advisory Solutions, Inc.$730K1
294Cornerstone Wealth Management, LLC$718K1
295HB Wealth Management, LLC$716K1
296Empirical Finance, LLC$705K1
297Wolff Financial Management LLC$704K1
298DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$704K1
299Raleigh Capital Management Inc.$703K1
300EXCHANGE TRADED CONCEPTS, LLC$701K1
301SEEDS INVESTOR LLC$693K1
302KESTRA PRIVATE WEALTH SERVICES, LLC$693K1
303Elevated Capital Advisors, LLC$690K1
304Vivid Wealth Management, LLC$687K1
305TOKIO MARINE ASSET MANAGEMENT CO LTD$668K1
306National Wealth Management Group, LLC$662K1
307Centennial Wealth Advisory LLC$653K1
308Mokosak Advisory Group, LLC$631K1
309Prosperity Consulting Group, LLC$624K1
310KEYBANK NATIONAL ASSOCIATION/OH$622K1
311J.W. COLE ADVISORS, INC.$620K1
312Frec Markets, Inc.$619K1
313CenterStar Asset Management, LLC$610K1
314REGIONS FINANCIAL CORP$606K1
315UMB Bank, n.a.$605K1
316Steward Partners Investment Advisory, LLC$601K1
317Lido Advisors, LLC$601K1
318Obermeyer Wealth Partners$594K1
319Jacobi Capital Management LLC$594K1
320M&T BANK CORP$591K1
321OmniStar Financial Group, Inc.$585K1
322Callan Family Office, LLC$584K1
323COLDSTREAM CAPITAL MANAGEMENT INC$581K1
324NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC$570K1
325Hilltop National Bank$568K1
326North Dakota State Investment Board$567K1
327Venture Visionary Partners LLC$567K1
328ROMANO BROTHERS AND COMPANY$557K1
329JOHNSON INVESTMENT COUNSEL INC$557K1
330Smartleaf Asset Management LLC$551K1
331Vontobel Holding Ltd.$550K1
332Apollon Wealth Management, LLC$537K1
333Envestnet Portfolio Solutions, Inc.$530K1
334Polymer Capital Management (US) LLC$530K1
335GENTRY PRIVATE WEALTH, LLC$519K1
336Concurrent Investment Advisors, LLC$518K1
337Apella Capital, LLC$510K1
338Palisade Asset Management, LLC$508K1
339WEALTH ALLIANCE, LLC$499K1
340AIA Group Ltd$497K1
341Focus Financial Network, Inc.$496K1
342SECURIAN ASSET MANAGEMENT, INC$481K1
343TEMA ETFS LLC$476K1
344CWA Asset Management Group, LLC$474K1
345Waldron Private Wealth LLC$469K1
346Benin Management CORP$469K1
347Kingsview Wealth Management, LLC$467K1
348NOMURA HOLDINGS INC$467K1
349Aprio Wealth Management, LLC$463K1
350Krilogy Financial LLC$462K1
351QRG CAPITAL MANAGEMENT, INC.$461K1
352HANCOCK WHITNEY CORP$457K1
353SAGESPRING WEALTH PARTNERS, LLC$457K1
354MGO ONE SEVEN LLC$451K1
355PRUDENTIAL PLC$450K1
356Lighthouse Investment Partners, LLC$443K1
357Stratos Wealth Partners, LTD.$436K1
358LVW Advisors, LLC$430K1
359Meiji Yasuda Asset Management Co Ltd.$425K1
360AlphaStar Capital Management, LLC$409K1
361Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$408K1
362Premier Path Wealth Partners, LLC$401K1
363Vise Technologies, Inc.$401K1
364Aaron Wealth Advisors LLC$399K1
365Perpetual Ltd$391K1
366Perigon Wealth Management, LLC$384K1
367Argentarii, LLC$383K1
368Sompo Asset Management Co., Ltd.$382K1
369Bull Harbor Capital LLC$381K1
370OPTIMA CAPITAL LLC$376K1
371GATEWAY INVESTMENT ADVISERS LLC$369K1
372RITHOLTZ WEALTH MANAGEMENT$369K1
373FOURPATH CAPITAL MANAGEMENT, LLC$367K1
374Blackhawk Capital Partners, LLC$366K1
375Machina Capital S.A.S.$363K1
376JMN Financial LLC$363K1
377Aptus Capital Advisors, LLC$361K1
378Jackson, Grant Investment Advisers, Inc.$360K1
379Independent Advisor Alliance$356K1
380Glaxis Capital Management, LLC$355K1
381One Wealth Advisors, LLC$351K1
382HBK Sorce Advisory LLC$347K1
383Arax Advisory Partners$346K1
384DAYMARK WEALTH PARTNERS, LLC$345K1
385ROBINSON SMITH WEALTH ADVISORS LLC$344K1
386Gateway Wealth Partners, LLC$341K1
387ASAHI LIFE ASSET MANAGEMENT CO., LTD.$340K1
388Beacon Pointe Advisors, LLC$338K1
389Essex Financial Services, Inc.$338K1
390Trivium Point Advisory, LLC$335K1
391Forvis Mazars Wealth Advisors, LLC$335K1
392Orion Porfolio Solutions, LLC$333K1
393Checchi Capital Advisers, LLC$327K1
394International Private Wealth Advisors LLC$327K1
395Meeder Advisory Services, Inc.$319K1
396GREAT VALLEY ADVISOR GROUP, INC.$317K1
397WADDELL & ASSOCIATES, LLC$311K1
398Gladstone Institutional Advisory LLC$305K1
399Provident Living Financial Services, Inc.$304K1
400Central Pacific Bank - Trust Division$302K1
401KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT$300K1
402MIRABELLA FINANCIAL SERVICES LLP$296K1
403GTS SECURITIES LLC$295K1
404BLAIR WILLIAM & CO/IL$293K1
405Sound View Wealth Advisors Group, LLC$292K1
406EVERGREEN CAPITAL MANAGEMENT LLC$291K1
407Ashton Thomas Private Wealth, LLC$290K1
408Ameritas Advisory Services, LLC$289K1
409FOUNDATIONS INVESTMENT ADVISORS, LLC$289K1
410Chesley Taft & Associates LLC$289K1
411NICOLET BANKSHARES INC$287K1
412Mutual Advisors, LLC$286K1
413Csenge Advisory Group$285K1
414Sivia Capital Partners, LLC$285K1
415Midwest Heritage Bank, FSB$284K1
416Adams Wealth Management$282K1
417CacheTech Inc.$282K1
418Kane Co Wealth Management, Inc.$279K1
419Compound Planning, Inc.$277K1
420Regal Investment Advisors LLC$274K1
421ROCKLAND TRUST CO$273K1
422Patriot Financial Group Insurance Agency, LLC$272K1
423Shepherd Financial Partners LLC$271K1
424Glassy Mountain Advisors, Inc.$270K1
425BALYASNY ASSET MANAGEMENT L.P.$266K1
426Kera Capital Partners, Inc.$262K1
427Symphony Financial, Ltd. Co.$259K1
428Accredited Investors Inc.$258K1
429XXI WEALTH, LLC$257K1
430OFS Enterprise LLC$255K1
431Apeiron RIA LLC$251K1
432Balefire, LLC$250K1
433CIDEL ASSET MANAGEMENT INC$248K1
434Ballentine Partners, LLC$247K1
435180 WEALTH ADVISORS, LLC$246K1
436WINNACLE WEALTH LLC$246K1
437PATTON FUND MANAGEMENT, INC.$244K1
438Kinloch Capital, LLC$241K1
439RFG - Bristol Wealth Advisors, LLC$241K1
440Snowden Capital Advisors LLC$240K1
441Westmount Partners, LLC$239K1
442MASTERINVEST Kapitalanlage GmbH$238K1
443LAKE STREET PRIVATE WEALTH, LLC$237K1
444Turtle Creek Wealth Advisors, LLC$235K1
445Wedmont Private Capital$235K1
446SIGNATUREFD, LLC$233K1
447World Investment Advisors$229K1
448Caerus Investment Advisors, LLC$229K1
449ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC$227K1
450Edgestream Partners, L.P.$225K1
451First Nebraska Trust Co$223K1
452RENAISSANCE GROUP LLC$218K1
453Resurgent Financial Advisors LLC$218K1
454CORA CAPITAL ADVISORS LLC$216K1
455TOCQUEVILLE ASSET MANAGEMENT L.P.$216K1
456Simplicity Wealth,LLC$214K1
457KAVAR CAPITAL PARTNERS GROUP, LLC$213K1
458JOURNEY STRATEGIC WEALTH LLC$213K1
459NorthCrest Asset Manangement, LLC$212K1
460Paragon Capital Management Ltd$212K1
461Trust Asset Management LLC$212K1
462Pallas Capital Advisors LLC$212K1
463Composition Wealth, LLC$211K1
464Acropolis Investment Management, LLC$210K1
465Tower Research Capital LLC (TRC)$210K1
466Wealthspire Advisors, LLC$210K1
467Koshinski Asset Management, Inc.$208K1
468Pinnacle Wealth Planning Services, Inc.$207K1
469Plancorp, LLC$206K1
470BROWN ADVISORY INC$205K1
471HUB Investment Partners, LLC$204K1
472Rothschild Wealth LLC$203K1
473EVOKE WEALTH, LLC$200K1
474Clarity Asset Management, Inc.$192K1
475Ameritas Investment Partners, Inc.$184K1
476MATHER GROUP, LLC.$177K1
477MV CAPITAL MANAGEMENT, INC.$171K1
478Hills Bank & Trust Co$167K1
479West Financial Advisors, LLC$163K1
480Silvant Capital Management LLC$157K1
481Fideuram Asset Management (Ireland) dac$155K1
482CENTRAL TRUST Co$154K1
483Manchester Capital Management LLC$151K1
484LGT Financial Advisors LLC$139K1
485AlphaCentric Advisors LLC$132K1
486JNBA Financial Advisors$129K1
487Larson Financial Group LLC$120K1
488Key Capital Management, INC$117K1
489JFS WEALTH ADVISORS, LLC$116K1
490CVA Family Office, LLC$114K1
491GHP Investment Advisors, Inc.$99.0K1
492Destiny Wealth Partners, LLC$98.9K1
493Deseret Mutual Benefit Administrators$97.2K1
494Atlantic Union Bankshares Corp$96.1K1
495Geneos Wealth Management Inc.$93.9K1
496Pingora Partners LLC$90.1K1
497AlphaCore Capital LLC$87.6K1
498Security National Bank$86.5K1
499Johnson Financial Group, Inc.$83.8K1
500Blue Trust, Inc.$83.0K1
Truncated by Public Filings. The published aggregate ranks the top 500 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)2 buy / 2 sell
Congress net ($ bound)−$28.0K to $28.0K
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on PFG

RETAINED WINDOW · ACTIVE HITS
Signal hits naming PFG
KindRuleHits
FIRST FILINGfirst disclosure of this ticker by this member within the corpus — era-scoped: coverage begins 2014-01-03, so an earlier first disclosure cannot be seen and is not claimed against1 hit

Every rule, with its definition →

Planned modules for PFG · financials and macro

Financials — as filed PLANNED

PFG's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: PFG on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing