Public record / Tickers / BABA

BABA — Alibaba Group Holding Ltd

Both disclosure regimes on one name: who in Congress filed about BABA, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
187
all PTR rows naming BABA
Members · 12m
3
5 buys · 4 sells · by trade date
Latest PTR
09-04
filed 2026-09-04
13F holders
500
top-500 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 06:30 UTCno price data — a disclosure record, not a chart

Elaine G. Luria · $250K–$500K

Sale · traded 2021-03-31 → filed 2021-04-13. Ranked over every BABA row by the provable lower bound, never a point estimate.

3 members · 5 buys / 4 sells

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

37 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

28 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 28 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING BABA · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning BABA
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2026-09-04Gilbert Ray Cisneros, Jr. D–CA-31SaleTraded 07-24 +42d$100K–$250K
2026-07-07Josh Gottheimer D–NJ-5Sale · JT (jointly owned)Traded 06-01 +36d$1K–$15K
2026-03-09Gilbert Ray Cisneros, Jr. D–CA-31PurchaseTraded 02-09 +28d$50K–$100K
2025-12-15Gilbert Ray Cisneros, Jr. D–CA-31PurchaseTraded 11-19 +26d$15K–$50K
2025-11-21Lisa C. McClain R–MI-9Sale · SP (spouse-owned)Traded 10-31 +21d$1K–$15K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 187 ↗

Members active in BABA

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14
Members disclosing BABA in the trailing 12 months
MemberRowsNetNet disclosed flow for this ticker: purchases minus sales, computed as a net range on the disclosed amounts. A lower bound is provable, never a point.CommitteesNumber of committees the member sat on as of their latest trade date in the window, from the cc0-legislators roster snapshot. Context, never an allegation; jurisdiction overlap needs the sector join.
Gilbert Ray Cisneros, Jr. D–CA-315−$155K to $150K2
Lisa C. McClain R–MI-93−$29.0K to $13.0K2
Josh Gottheimer D–NJ-51−$15.0K to −$1.0K2

3 members in the window · counts of disclosures, not dollars.

Congress ↔ notable managers · BABA

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0
Sellers
2 Gilbert Ray Cisneros, Jr. D–CA-31, Josh Gottheimer D–NJ-5 $101K–$265K

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
1 Tudor Investment Corp $26.4M held

new + add vs trim + exit, by shares · $ = reported value now, not the change · ALIBABA GROUP HLDG LTD

Merged timeline of congressional filings and notable-manager moves on BABA
DateWhoChangeSize
2026-09-04Gilbert Ray Cisneros, Jr. CongressSale$100K–$250K
2026-07-07Josh Gottheimer CongressSale$1K–$15K
2026-05-15Tudor Investment Corp 13Fadd+207,266 sh
2026-05-15Appaloosa 13Ftrim−1,672,931 sh
2026-05-15Third Point 13Fexit−825,000 sh
2026-05-15Moore Capital Management 13Fexit−18,006 sh
2026-05-14Caxton Associates 13Fexit−5,884 sh

7 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

full holders view ↗
Top institutional holders of BABA for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1PRIMECAP MANAGEMENT CO/CA/$2.3B1
2UBS Group AG$1.3B1
3HSBC HOLDINGS PLC$1.1B1
4FMR LLC$985M1
5MORGAN STANLEY$771M1
6UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$694M1
7BANK OF AMERICA CORP /DE/$655M1
8SIH Partners, LLLP$617M1
9Capital World Investors$522M1
10CITIGROUP INC$435M1
11Appaloosa LP$435M1
12BlackRock, Inc.$397M1
13AMERICAN CENTURY COMPANIES INC$343M1
14Discerene Group LP$332M1
15HHLR ADVISORS, LTD.$308M1
16NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$296M1
17ROYAL BANK OF CANADA$286M1
18AMF Tjanstepension AB$277M1
19DEUTSCHE BANK AG\$271M1
20RWWM, Inc.$271M1
21DIMENSIONAL FUND ADVISORS LP$229M1
22NORTHERN TRUST CORP$226M1
23LANDESBANK BADEN-WUERTTEMBERG$221M1
24MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$182M1
25CITADEL ADVISORS LLC$180M1
26WELLS FARGO & COMPANY/MN$179M1
27Carrhae Capital LLP$167M1
28Temasek Holdings (Private) Ltd$165M1
29Ruffer LLP$147M1
30Invesco Ltd.$145M1
31NORDEA INVESTMENT MANAGEMENT AB$143M1
32Altshuler Shaham Ltd$137M1
33Man Group plc$126M1
34CI INVESTMENTS INC.$120M1
35WELLINGTON MANAGEMENT GROUP LLP$120M1
36BANK OF MONTREAL /CAN/$119M1
37TT International Asset Management LTD$116M1
38LAZARD ASSET MANAGEMENT LLC$115M1
39MILLENNIUM MANAGEMENT LLC$114M1
40EMINENCE CAPITAL, LP$108M1
41JANE STREET GROUP, LLC$107M1
42Amundi$107M1
43Artisan Partners Limited Partnership$104M1
44LPL Financial LLC$92.5M1
45BBFIT INVESTMENTS PTE LTD$91.4M1
46D. E. Shaw & Co., Inc.$91.1M1
47Baird Financial Group, Inc.$88.7M1
48SUSQUEHANNA INTERNATIONAL GROUP, LLP$88.3M1
49Greenwoods Asset Management Hong Kong Ltd.$88.2M1
50Clear Street Group Inc.$84.1M1
51BRANDES INVESTMENT PARTNERS, LP$83.6M1
52Rockefeller Capital Management L.P.$83.4M1
53Alyeska Investment Group, L.P.$80.0M1
54BAMCO INC /NY/$79.7M1
55THORNBURG INVESTMENT MANAGEMENT INC$76.6M1
56Walleye Trading LLC$73.8M1
57Legal & General Group Plc$73.3M1
58VOYA INVESTMENT MANAGEMENT LLC$72.6M1
59SEI INVESTMENTS CO$71.9M1
60Candriam S.C.A.$70.9M1
61TORONTO DOMINION BANK$70.5M1
62HighTower Advisors, LLC$68.9M1
63Jain Global LLC$67.7M1
64OLD MISSION CAPITAL LLC$67.1M1
65Alpine Investment Management Ltd$65.6M1
66LMR Partners LLP$63.8M1
67BNP Paribas Asset Management Holding S.A.$62.7M1
68ALKEON CAPITAL MANAGEMENT LLC$62.7M1
69STATE STREET CORP$60.5M1
70RAYMOND JAMES FINANCIAL INC$59.9M1
71AXA S.A.$58.9M1
72Allianz Asset Management GmbH$58.4M1
73Teewinot Capital Advisers, L.L.C.$58.2M1
74Squarepoint Ops LLC$55.3M1
75Vontobel Holding Ltd.$54.8M1
76Capital Research Global Investors$53.2M1
77Parallax Volatility Advisers, L.P.$53.0M1
78CIBC Bancorp USA Inc.$52.3M1
79BANCO BILBAO VIZCAYA ARGENTARIA, S.A.$51.9M1
80TODD ASSET MANAGEMENT LLC$50.7M1
81ENVESTNET ASSET MANAGEMENT INC$49.4M1
82Tidal Investments LLC$48.6M1
83HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$48.2M1
84FEDERATED HERMES, INC.$48.2M1
85Steward Partners Investment Advisory, LLC$46.0M1
86Nuveen, LLC$45.5M1
87CREDIT AGRICOLE S A$43.9M1
88Mirae Asset Global Investments Co., Ltd.$43.8M1
89GFS Advisors, LLC$43.0M1
90IMC-Chicago, LLC$42.7M1
91M&G Plc$41.6M1
92ALLIANCEBERNSTEIN L.P.$40.3M1
93Think Investments LP$40.2M1
94EDMOND DE ROTHSCHILD HOLDING S.A.$39.7M1
95Rokos Capital Management LLP$39.7M1
96CONTRARIAN CAPITAL MANAGEMENT, L.L.C.$38.4M1
97KADENSA CAPITAL Ltd$38.1M1
98Leonteq Securities AG$37.7M1
99Korea Investment CORP$36.5M1
100Migdal Insurance & Financial Holdings Ltd.$36.5M1
101ShawSpring Partners LLC$36.4M1
102NATIONAL BANK OF CANADA /FI/$35.0M1
103Qube Research & Technologies Ltd$34.1M1
104Newlands Management Operations LLC$33.9M1
105Capital International Investors$33.1M1
106Novo Holdings A/S$32.3M1
107FOUNDATIONS INVESTMENT ADVISORS, LLC$32.1M1
108PEAK6 LLC$30.8M1
109WCM INVESTMENT MANAGEMENT, LLC$30.5M1
110Capital Wealth Planning, LLC$30.4M1
111Creative Planning$30.2M1
112Taikang Asset Management (Hong Kong) Co Ltd$30.1M1
113OSAIC HOLDINGS, INC.$29.8M1
114Pictet Asset Management Holding SA$29.7M1
115Triata Capital Ltd$29.5M1
116O'SHAUGHNESSY ASSET MANAGEMENT, LLC$29.0M1
117STATE OF MICHIGAN RETIREMENT SYSTEM$28.1M1
118ABN AMRO INVESTMENT SOLUTIONS$27.6M1
119TUDOR INVESTMENT CORP ET AL$26.4M1
120PARUS FINANCE (UK) Ltd$26.1M1
121HCEP Management Ltd$25.7M1
122ARMISTICE CAPITAL, LLC$25.6M1
123RWC ASSET ADVISORS (US) LLC$25.5M1
124SCHRODER INVESTMENT MANAGEMENT GROUP$25.0M1
125Union Bancaire Privee, UBP SA$24.9M1
126PRIVATE MANAGEMENT GROUP INC$24.5M1
127DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.$24.3M1
128Cerity Partners LLC$24.1M1
129MASSACHUSETTS FINANCIAL SERVICES CO /MA/$23.5M1
130STIFEL FINANCIAL CORP$23.5M1
131Tairen Capital Ltd$23.2M1
132Tamar Securities, LLC$23.2M1
133Federation des caisses Desjardins du Quebec$22.8M1
134Contrarius Group Holdings Ltd$22.6M1
135Polar Capital Holdings Plc$22.1M1
136Marex Group Ltd$21.3M1
137Arnhold LLC$21.0M1
138DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$19.8M1
1393G Capital Partners LP$18.8M1
140NewEdge Advisors, LLC$18.7M1
141UG Investment Advisers Ltd.$18.7M1
142BALYASNY ASSET MANAGEMENT L.P.$18.4M1
143Crossmark Global Holdings, Inc.$18.0M1
144Eurizon Capital SGR S.p.A.$17.9M1
145Mitsubishi UFJ Trust & Banking Corp$17.8M1
146U.S. Capital Wealth Advisors, LLC$16.8M1
147MANE GLOBAL CAPITAL MANAGEMENT LP$16.6M1
148Cetera Investment Advisers$16.3M1
149Quantinno Capital Management LP$14.9M1
150Baker Avenue Asset Management, LP$14.8M1
151Galaxy Digital Inc.$14.7M1
152OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC$14.5M1
153Capula Management Ltd$14.4M1
154Yarbrough Capital, LLC$14.0M1
155NWF Advisory Services Inc.$14.0M1
156Georgetown University$13.5M1
157Compagnie Lombard Odier SCmA$13.2M1
158FRANKLIN RESOURCES INC$12.8M1
159Ma Investment Partnership, LP$12.5M1
160Saba Capital Management, L.P.$12.3M1
161Holowesko Partners Ltd.$11.4M1
162ASSETMARK, INC$11.3M1
163KINGDON CAPITAL MANAGEMENT, L.L.C.$11.3M1
164Vise Technologies, Inc.$11.2M1
165Mariner, LLC$11.0M1
166Highlander Partners, L.P.$10.9M1
167CTC LLC$10.9M1
168Walleye Capital LLC$10.8M1
169BLAIR WILLIAM & CO/IL$10.8M1
170AustralianSuper Pty Ltd$10.6M1
171OPPENHEIMER ASSET MANAGEMENT INC.$10.5M1
172PROFUND ADVISORS LLC$10.5M1
173JENNISON ASSOCIATES LLC$10.5M1
174NOMURA HOLDINGS INC$10.5M1
175RWC Asset Management LLP$10.2M1
176SCOTIA CAPITAL INC.$10.1M1
177Rovida Investment Management Ltd$10.0M1
178Long Focus Capital Management, LLC$10.0M1
179NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$9.8M1
180Schonfeld Strategic Advisors LLC$9.7M1
181Maytus Capital Management, LLC$9.6M1
182STOREBRAND ASSET MANAGEMENT AS$9.5M1
183MIRAE ASSET SECURITIES (USA) INC.$9.5M1
184EXCHANGE TRADED CONCEPTS, LLC$9.3M1
185Lido Advisors, LLC$9.1M1
186Private Advisor Group, LLC$8.9M1
187EVERGREEN CAPITAL MANAGEMENT LLC$8.9M1
188Formidable Asset Management, LLC$8.9M1
189Elo Mutual Pension Insurance Co$8.8M1
190SERENITY CAPITAL MANAGEMENT PTE. LTD.$8.8M1
191Kamunting Street Capital Management, L.P.$8.8M1
192Yelin Lapidot Holdings Management Ltd.$8.7M1
193Alphadyne Asset Management LP$8.7M1
194DRW Securities, LLC$8.5M1
195First Washington CORP$8.5M1
196COMMONWEALTH EQUITY SERVICES, LLC$8.4M1
197TD ASSET MANAGEMENT INC$8.3M1
198Jessup Wealth Management, Inc$7.9M1
199ArrowMark Colorado Holdings LLC$7.8M1
200Strong Tower Advisory Services$7.8M1
201Varma Mutual Pension Insurance Co$7.7M1
202IEQ CAPITAL, LLC$7.7M1
203TRUIST FINANCIAL CORP$7.6M1
204Symmetry Investments LP$7.5M1
205Quintet Private Bank (Europe) S.A.$7.4M1
206Claar Advisors LLC$7.2M1
207Sanctuary Advisors, LLC$7.2M1
208RWA WEALTH PARTNERS, LLC$7.1M1
209Eos Management, L.P.$6.9M1
210ProShare Advisors LLC$6.9M1
211OPPENHEIMER & CO INC$6.9M1
212Banco Santander, S.A.$6.9M1
213WILSON ASSET MANAGEMENT (INTERNATIONAL) PTY LTD$6.8M1
214NewEdge Wealth, LLC$6.8M1
215Equitable Holdings, Inc.$6.7M1
216FIRST TRUST ADVISORS LP$6.7M1
217FACTORY MUTUAL INSURANCE CO$6.6M1
218WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$6.6M1
219Massar Capital Management, LP$6.5M1
220Blue Zone Wealth Advisors, LLC$6.3M1
221RITHOLTZ WEALTH MANAGEMENT$6.3M1
222Corient Private Wealth LLC$6.3M1
223GenTrust, LLC$6.3M1
224Polymer Capital Management (HK) LTD$6.2M1
225Calamos Advisors LLC$6.2M1
226MMBG INVESTMENT ADVISORS CO.$6.2M1
227RENAISSANCE GROUP LLC$6.1M1
228IQ EQ FUND MANAGEMENT (IRELAND) Ltd$6.1M1
229Quilter Plc$6.0M1
230Kestra Advisory Services, LLC$5.9M1
231Alden Global Capital LLC$5.9M1
232Integrated Quantitative Investments LLC$5.9M1
233WCG Wealth Advisors LLC$5.8M1
234HELIOS CAPITAL MANAGEMENT PTE. LTD$5.7M1
235Philip James Wealth Mangement, LLC$5.7M1
236Caprock Group, LLC$5.7M1
237JUPITER ASSET MANAGEMENT LTD$5.6M1
238MML INVESTORS SERVICES, LLC$5.5M1
239FengHe Fund Management Pte. Ltd.$5.5M1
240QRG CAPITAL MANAGEMENT, INC.$5.5M1
241US BANCORP \DE\$5.4M1
242Infusive Asset Management Inc.$5.3M1
243XY Capital Ltd$5.3M1
244Chou Associates Management Inc.$5.3M1
245Orion Porfolio Solutions, LLC$5.1M1
246Horiko Capital Management LLC$5.1M1
247HBK INVESTMENTS L P$5.0M1
248EULAV Asset Management$5.0M1
249Shay Capital LLC$4.9M1
250DCF Advisers, LLC$4.8M1
251Aperture Investors, LLC$4.8M1
252SeaBridge Investment Advisors LLC$4.8M1
253Canal Capital Management, LLC$4.8M1
254Atria Investments, Inc$4.8M1
255Limestone Investment Advisors LP$4.7M1
256EAGLE GLOBAL ADVISORS LLC$4.7M1
257Bell & Brown Wealth Advisors, LLC$4.6M1
258Pingora Partners LLC$4.5M1
259Vanguard Personalized Indexing Management, LLC$4.4M1
260Pathstone Holdings, LLC$4.4M1
261Laird Norton Wetherby Trust Company, LLC$4.4M1
262Cypress Capital Group$4.3M1
263Gradient Investments LLC$4.3M1
264PITTENGER & ANDERSON INC$4.2M1
265PANAGORA ASSET MANAGEMENT INC$4.1M1
266Focus Partners Wealth$4.1M1
267PURSUE WEALTH PARTNERS LLC$4.1M1
268Intesa Sanpaolo Wealth Management$4.1M1
269Maniro Ltd$4.0M1
270EFG International AG$4.0M1
271Concurrent Investment Advisors, LLC$4.0M1
272Mitsubishi UFJ Asset Management Co., Ltd.$4.0M1
273Solstein Capital, LLC$4.0M1
274ALLIANZ SE$3.9M1
275Bank Julius Baer & Co. Ltd, Zurich$3.9M1
276SONA ASSET MANAGEMENT (US) LLC$3.9M1
277AMG National Trust Bank$3.9M1
278MARIETTA INVESTMENT PARTNERS LLC$3.9M1
279Aberdeen Group plc$3.9M1
280ANGELES WEALTH MANAGEMENT, LLC$3.8M1
281Waverly Advisors, LLC$3.8M1
282Veradace Capital Management LLC$3.8M1
283TD Waterhouse Canada Inc.$3.6M1
284Vident Advisory, LLC$3.6M1
285PZENA INVESTMENT MANAGEMENT LLC$3.6M1
286GREAT VALLEY ADVISOR GROUP, INC.$3.5M1
287Compound Planning, Inc.$3.3M1
288Accuvest Global Advisors$3.3M1
289FIDEURAM - INTESA SANPAOLO PRIVATE BANKING S.P.A.$3.3M1
290NAPLES GLOBAL ADVISORS, LLC$3.3M1
291PING CAPITAL MANAGEMENT, INC.$3.3M1
292Zurcher Kantonalbank (Zurich Cantonalbank)$3.2M1
293BANQUE PICTET & CIE SA$3.1M1
294Monaco Asset Management SAM$3.1M1
295Troluce Capital Advisors LLC$3.1M1
296MERCER GLOBAL ADVISORS INC /ADV$3.1M1
297Advisors Asset Management, Inc.$3.1M1
298GKV Capital Management Co., Inc.$3.1M1
299Advisors Capital Management, LLC$3.1M1
300Caption Management, LLC$3.1M1
301Vestmark Advisory Solutions, Inc.$3.1M1
302V2 Financial group LLC$3.0M1
303American Assets Investment Management, LLC$3.0M1
304Beacon Pointe Advisors, LLC$2.9M1
305M&T BANK CORP$2.9M1
306Aaron Wealth Advisors LLC$2.9M1
307Allspring Global Investments Holdings, LLC$2.8M1
308Banque Transatlantique SA$2.8M1
309Great Hill Capital LLC$2.8M1
310&PARTNERS$2.8M1
311Sequoia Financial Advisors, LLC$2.8M1
312Beverly Hills Private Wealth, LLC$2.7M1
313IronBridge Private Wealth, LLC$2.7M1
314BLKBRD Asset Management, LP$2.7M1
315Intellectus Partners, LLC$2.7M1
316Fortis Group Advisors, LLC$2.7M1
317Purpose Unlimited Inc.$2.7M1
318BigSur Wealth Management LLC$2.7M1
319Pekin Hardy Strauss, Inc.$2.6M1
320CLOVERFIELDS CAPITAL GROUP, LP$2.6M1
321Parametrica Management Ltd$2.6M1
322INSIGNEO ADVISORY SERVICES, LLC$2.6M1
323Bleakley Financial Group, LLC$2.6M1
324London & Capital Asset Management Ltd$2.5M1
325Kera Capital Partners, Inc.$2.5M1
326SIGNATUREFD, LLC$2.4M1
327HUB Investment Partners, LLC$2.4M1
328Essex Financial Services, Inc.$2.4M1
329Capital Investment Counsel, Inc$2.4M1
330Independent Advisor Alliance$2.3M1
331FLAGSHIP HARBOR ADVISORS, LLC$2.3M1
332National Philanthropic Trust$2.3M1
333ArchPoint Investors$2.2M1
334Calamos Wealth Management LLC$2.2M1
335DAVENPORT & Co LLC$2.2M1
336Ballentine Partners, LLC$2.2M1
337CastleKnight Management LP$2.2M1
338Jackson Hole Capital Partners, LLC$2.2M1
339TRUSTMARK BANK TRUST DEPARTMENT$2.2M1
340Lingotto Investment Management LLP$2.1M1
341KESTRA PRIVATE WEALTH SERVICES, LLC$2.1M1
342Fosun International Ltd$2.1M1
343Mystic Asset Management, Inc.$2.1M1
344UDINE WEALTH MANAGEMENT, INC.$2.1M1
345Blue Trust, Inc.$2.1M1
346Verition Fund Management LLC$2.0M1
347NTV ASSET MANAGEMENT LLC$2.0M1
348New Insight Wealth Advisors$2.0M1
349FIL Ltd$2.0M1
350Callan Family Office, LLC$2.0M1
351OneDigital Investment Advisors LLC$1.9M1
352Brevan Howard Capital Management LP$1.9M1
353Y-Intercept (Hong Kong) Ltd$1.9M1
354MEANS INVESTMENT CO., INC.$1.9M1
355Lakeshore Capital Group, Inc.$1.9M1
356Summit Place Financial Advisors, LLC$1.9M1
357Summit Trail Advisors, LLC$1.9M1
358Leo Wealth, LLC$1.9M1
359INTEGRITY ALLIANCE, LLC.$1.8M1
360Retirement Planning Co of New England, Inc.$1.8M1
361BOOTHBAY FUND MANAGEMENT, LLC$1.8M1
362Summit Financial, LLC$1.8M1
363Chemistry Wealth Management LLC$1.8M1
364Ark Wealth Advisors LLC$1.8M1
365Snowden Capital Advisors LLC$1.8M1
366Whitaker-Myers Wealth Managers, LTD.$1.7M1
367Fourier Capital Management Ltd$1.7M1
368LITTLE HOUSE CAPITAL LLC$1.7M1
369PRINCIPAL SECURITIES, INC.$1.7M1
370Future Fund LLC$1.7M1
371Twin Lakes Capital Management, LLC$1.7M1
372Skandinaviska Enskilda Banken AB (publ)$1.7M1
373Oasis Management Co Ltd.$1.7M1
374XTX Topco Ltd$1.7M1
375HARRIS ASSOCIATES L P$1.7M1
376Wynn Capital, LLC$1.7M1
377D.A. DAVIDSON & CO.$1.7M1
378WEXFORD CAPITAL LP$1.7M1
379AE Wealth Management LLC$1.7M1
380Everstar Asset Management, LLC$1.6M1
381Stablepoint Partners, LLC$1.6M1
382MEITAV INVESTMENT HOUSE LTD$1.6M1
383Altman Advisors, Inc.$1.6M1
384READYSTATE ASSET MANAGEMENT LP$1.6M1
385DIVERSIFY WEALTH MANAGEMENT, LLC$1.6M1
386Comprehensive Financial Management LLC$1.6M1
387MAI Capital Management$1.6M1
388PICTON MAHONEY ASSET MANAGEMENT$1.6M1
389Bluebird Wealth Management LLC$1.6M1
390jvl associates llc$1.5M1
391KMG FIDUCIARY PARTNERS, LLC$1.5M1
392Cornerstone Planning, LLC$1.5M1
393AlTi Global, Inc.$1.5M1
394Kathmere Capital Management, LLC$1.5M1
395GUGGENHEIM CAPITAL LLC$1.5M1
396Worth Financial Advisory Group, LLC$1.5M1
397INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.5M1
398MAPLELANE CAPITAL, LLC$1.5M1
399INDEPENDENT FINANCIAL GROUP, LLC$1.5M1
400Lansforsakringar Fondforvaltning AB (publ)$1.5M1
401GC Wealth Management RIA, LLC$1.5M1
402Point Break Capital Management, LLC$1.5M1
403Quadrant Private Wealth Management, LLC$1.5M1
404Composition Wealth, LLC$1.5M1
405Central Asset Investments & Management Holdings (HK) Ltd$1.5M1
406Merit Financial Group, LLC$1.5M1
407CWM, LLC$1.4M1
408Savant Capital, LLC$1.4M1
409Frec Markets, Inc.$1.4M1
410Circle Wealth Management, LLC$1.4M1
411Magnus Financial Group LLC$1.4M1
412WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC$1.4M1
413QUADRANT CAPITAL GROUP LLC$1.4M1
414Legacy Advisors, LLC$1.4M1
415INTERCAPITAL, LLC$1.4M1
416FIDELIS CAPITAL PARTNERS, LLC$1.4M1
417Phoenix Financial Ltd.$1.4M1
418COOKSON PEIRCE & CO INC$1.4M1
419Guardian Partners Inc.$1.3M1
420World Investment Advisors$1.3M1
421May Hill Capital, LLC$1.3M1
422Robeco Institutional Asset Management B.V.$1.3M1
423BERKSHIRE ASSET MANAGEMENT LLC/PA$1.3M1
424Capital International Sarl$1.3M1
425BARINGS LLC$1.3M1
426Maven Securities LTD$1.3M1
427Cresset Asset Management, LLC$1.3M1
428Richard W. Paul & Associates, LLC$1.3M1
429ALPS ADVISORS INC$1.3M1
430Parrish Capital LLC$1.3M1
431PCM Encore, LLC$1.2M1
432FIFTH THIRD BANCORP$1.2M1
433SAGESPRING WEALTH PARTNERS, LLC$1.2M1
434Laidlaw Wealth Management LLC$1.2M1
435Banque Cantonale Vaudoise$1.2M1
436PFG Investments, LLC$1.2M1
437Stratos Wealth Partners, LTD.$1.2M1
438180 WEALTH ADVISORS, LLC$1.2M1
439B. Riley Wealth Advisors, Inc.$1.1M1
440Advisory Resource Group$1.1M1
441Harbor Advisors LLC$1.1M1
442CUMBERLAND ADVISORS INC$1.1M1
443WINCAP FINANCIAL LLC$1.1M1
444AQR CAPITAL MANAGEMENT LLC$1.1M1
445HB Wealth Management, LLC$1.1M1
446SIG BROKERAGE, LP$1.1M1
447Eaton Financial Holdings Company, LLC$1.1M1
448IPG Investment Advisors LLC$1.1M1
449WOODWARD DIVERSIFIED CAPITAL, LLC$1.1M1
450WEALTH ALLIANCE, LLC$1.1M1
451TAGStone Capital, Inc.$1.1M1
452Kazazian Asset Management, LLC$1.1M1
453COLDSTREAM CAPITAL MANAGEMENT INC$1.0M1
454HANCOCK WHITNEY CORP$1.0M1
455LAZARI CAPITAL MANAGEMENT, INC.$1.0M1
456Pine Valley Investments Ltd Liability Co$1.0M1
457ICONIQ Capital, LLC$1.0M1
458CAPSTONE INVESTMENT ADVISORS, LLC$999K1
459Joule Financial, LLC$998K1
460Rehmann Capital Advisory Group$993K1
461Waterfront Wealth Inc.$982K1
462SANDS CAPITAL MANAGEMENT, LLC$978K1
463Strategic Global Advisors, LLC$974K1
464BIGLARI, SARDAR$972K1
465PINNACLE ASSOCIATES LTD$972K1
466Institute for Wealth Management, LLC.$949K1
467Intesa Sanpaolo S.p.A.$947K1
468PDS Planning, Inc$939K1
469Gordian Capital Singapore Pte Ltd$927K1
470CHOREO, LLC$921K1
471Fairtree Asset Management (Pty) Ltd$909K1
472Eurizon Asset Management Slovakia, sprav. spol., a.s.$892K1
473Ionic Capital Management LLC$892K1
474Mutual Advisors, LLC$890K1
475BENJAMIN EDWARDS INC$887K1
476West Family Investments, Inc.$886K1
477J.W. COLE ADVISORS, INC.$881K1
478Gladstone Institutional Advisory LLC$876K1
479Ausdal Financial Partners, Inc.$872K1
480Allworth Financial LP$869K1
481Sowell Financial Services LLC$865K1
482BANK OF NOVA SCOTIA$863K1
483Hardin Capital Partners, LLC$858K1
484Maridea Wealth Management LLC$843K1
485J. Safra Sarasin Holding AG$839K1
486Moors & Cabot, Inc.$834K1
487LFG Wealth Partners, LLC$826K1
488Pinnacle Financial Partners, Inc.$823K1
489Clear Harbor Asset Management, LLC$821K1
490Resonant Capital Advisors, LLC$817K1
491Longitude (Cayman) Ltd.$803K1
492EP Wealth Advisors, LLC$788K1
493BIT Capital GmbH$788K1
494Wealthspire Advisors, LLC$786K1
495XPONANCE LLC$784K1
496MGO ONE SEVEN LLC$783K1
497AlphaStar Capital Management, LLC$778K1
498Avidian Wealth Enterprises, LLC$773K1
499Ranch Capital Advisors Inc.$771K1
500LGT Group Foundation$770K1
Truncated by Public Filings. The published aggregate ranks the top 500 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)5 buy / 4 sell
Congress net ($ bound)−$199K to $162K
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on BABA

RETAINED WINDOW · ACTIVE HITS

Zero hits on BABA in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for BABA · financials and macro

Financials — as filed PLANNED

BABA's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: BABA on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing