CAPSTONE INVESTMENT ADVISORS, LLC

CIK 1426196 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions have no disclosed value and are left out of the sum, counted here rather than dropped: $57.4B
every reported holding for this filer and quarter, including ones with no disclosed value: 1,558
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 403
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 375

Quarter-end snapshot, filed up to 45 days later — not current holdings. What a 13F covers ↓

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Position changes into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated	Prev value	Curr value	Prev shares	Curr shares
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: TR UNIT · position key `pos:11570` · issuer key `iss:1599` PUT	TRIM	−$3.3B	−4,188,000	$13.3B	$10.0B	19,554,400	15,366,400
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: UNIT SER 1 · position key `pos:11173` · issuer key `iss:995` PUT	ADD	+$6.6B	+11,758,200	$3.1B	$9.7B	5,101,200	16,859,400
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: UNIT SER 1 · position key `pos:11173` · issuer key `iss:995` CALL	ADD	+$4.2B	+7,426,900	$1.4B	$5.6B	2,329,900	9,756,800
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14175` · issuer key `iss:95` PUT	ADD	+$591M	+3,260,500	$905M	$1.5B	3,920,100	7,180,600
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15642` · issuer key `iss:1334` PUT	TRIM	−$830M	−3,920,400	$2.3B	$1.4B	12,100,100	8,179,700
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11825` · issuer key `iss:1225` PUT	ADD	+$551M	+1,941,700	$715M	$1.3B	1,478,900	3,420,600
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14175` · issuer key `iss:95`	ADD	+$585M	+3,100,042	$616M	$1.2B	2,669,268	5,769,310
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11825` · issuer key `iss:1225`	ADD	+$677M	+2,051,565	$349M	$1.0B	722,332	2,773,897
—	share class as filed: CORE S&P500 ETF · position key `pos:10307` · issuer key `iss:1012`	TRIM	−$202M	−223,106	$1.2B	$1.0B	1,780,940	1,557,834
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13215` · issuer key `iss:144` PUT	ADD	+$46.0M	+398,900	$831M	$877M	3,057,900	3,456,800
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10357` · issuer key `iss:1786` PUT	ADD	−$32.4M	+304,300	$839M	$807M	1,866,600	2,170,900
—	share class as filed: NOTE 1.500%12/1 · position key `pos:17086` · issuer key `iss:1145` PRN	ADD	+$456M	+18,569,000	$296M	$753M	55,778,000	74,347,000
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: TR UNIT · position key `pos:11570` · issuer key `iss:1599` CALL	ADD	−$33.2M	+3,800	$771M	$737M	1,130,000	1,133,800
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15642` · issuer key `iss:1334`	TRIM	−$899M	−4,562,393	$1.6B	$700M	8,577,701	4,015,308
—	share class as filed: NOTE 3.000%11/1 · position key `pos:16720` · issuer key `iss:1962` PRN	ADD	+$306M	+21,500,000	$271M	$577M	59,000,000	80,500,000
—	share class as filed: IBOXX INV CP ETF · position key `pos:14841` · issuer key `iss:1012` PUT	ADD	+$480M	+4,408,800	$77.1M	$557M	700,000	5,108,800
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10357` · issuer key `iss:1786`	ADD	+$130M	+540,313	$411M	$541M	913,787	1,454,100
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CAP STK CL C · position key `pos:17821` · issuer key `iss:89` PUT	TRIM	−$116M	−211,700	$647M	$530M	2,060,800	1,849,100
—	share class as filed: S&P 500 ETF SHS · position key `sid:sec:prov:127f0021d8310eeeecdea8298c5f12e5` · issuer key `iss:2483`	ADD	−$9.3M	+25,440	$520M	$511M	829,895	855,335
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CAP STK CL A · position key `pos:15142` · issuer key `iss:89` PUT	TRIM	−$682M	−2,039,900	$1.2B	$490M	3,743,100	1,703,200

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 53

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
—	share class as filed: NOTE 2.250% 5/0 · position key `pos:12034` · issuer key `iss:363` PRN	NO CHANGE	+$4.6M	$67.6M	$72.2M	23,604,000	23,604,000
—	share class as filed: NOTE 1.000% 4/1 · position key `pos:15466` · issuer key `iss:1490` PRN	NO CHANGE	+$110K	$53.8M	$54.0M	54,019,000	54,019,000
—	share class as filed: NOTE 4.000%11/1 · position key `pos:13570` · issuer key `iss:548` PRN	NO CHANGE	+$2.0M	$52.0M	$53.9M	8,631,000	8,631,000
—	share class as filed: NOTE 8.000% 7/1 · position key `pos:12040` · issuer key `iss:1998` PRN	NO CHANGE	−$13.9M	$61.1M	$47.2M	23,074,000	23,074,000
—	share class as filed: NOTE 4.000% 5/0 · position key `pos:11444` · issuer key `iss:749` PRN	NO CHANGE	+$1.1M	$16.4M	$17.5M	16,000,000	16,000,000
—	share class as filed: NOTE 2/1 · position key `sid:sec:prov:d56ab0d7d77773d511a97d2af55722be` · issuer key `cusip6:56087F` PRN	NO CHANGE	−$9.8M	$21.5M	$11.7M	10,000,000	10,000,000
—	share class as filed: NOTE 3.500% 7/0 · position key `pos:13414` · issuer key `iss:548` PRN	NO CHANGE	+$194K	$7.1M	$7.3M	5,000,000	5,000,000
—	share class as filed: NOTE 12/0 · position key `pos:10165` · issuer key `iss:1226` PRN	NO CHANGE	+$75.7K	$7.0M	$7.1M	8,500,000	8,500,000
—	share class as filed: COM · position key `sid:sec:prov:519a527ffbf2ebf53505e7296b2d1376` · issuer key `cusip6:36242H`	NO CHANGE	−$220K	$7.3M	$7.1M	262,242	262,242
—	share class as filed: COM · position key `sid:sec:prov:b5fb87475a6cc894e2b24e3265f767e6` · issuer key `cusip6:92840R`	NO CHANGE	−$147K	$6.8M	$6.6M	526,672	526,672
—	share class as filed: NOTE 2.125% 5/1 · position key `pos:18056` · issuer key `iss:1403` PRN	NO CHANGE	−$212K	$5.0M	$4.8M	5,000,000	5,000,000
—	share class as filed: NOTE 3.750% 6/0 · position key `sid:sec:prov:9ec243716fefc2c71c19f40377b03c67` · issuer key `cusip6:004397` PRN	NO CHANGE	+$55	$4.3M	$4.3M	4,500,000	4,500,000
—	share class as filed: COM · position key `sid:sec:prov:a884e7eb631d42f553166371ddb02241` · issuer key `cusip6:95766R`	NO CHANGE	−$60.2K	$4.0M	$3.9M	462,748	462,748
—	share class as filed: NOTE 0.500% 4/0 · position key `sid:sec:prov:96e8c26648ba8662f5fb0c4a1fb269a3` · issuer key `cusip6:05988J` PRN	NO CHANGE	+$86.0K	$3.5M	$3.6M	4,000,000	4,000,000
—	share class as filed: NOTE 0.250% 1/1 · position key `pos:13892` · issuer key `iss:1286` PRN	NO CHANGE	+$78.8K	$3.3M	$3.4M	3,708,000	3,708,000
—	share class as filed: COM · position key `sid:sec:prov:03b80f46c25a7599a79957285bd29eb2` · issuer key `cusip6:00548F`	NO CHANGE	+$689K	$2.5M	$3.2M	113,761	113,761
—	share class as filed: SH BEN INT · position key `sid:sec:prov:0efaea8995a80fecd38a0a366dfecd1c` · issuer key `cusip6:18914E`	NO CHANGE	−$50.5K	$3.2M	$3.1M	560,671	560,671
—	share class as filed: COM · position key `sid:sec:prov:c3eef7133305b88c9c801f3f0b0a41fe` · issuer key `cusip6:94987C`	NO CHANGE	$0	$2.9M	$2.9M	489,310	489,310
—	share class as filed: NOTE 2.500% 2/0 · position key `pos:16796` · issuer key `iss:1108` PRN	NO CHANGE	+$328K	$2.5M	$2.8M	2,500,000	2,500,000
—	share class as filed: COM · position key `sid:sec:prov:b9ba01663d89ff85607b42deb89aaa99` · issuer key `cusip6:92835W`	NO CHANGE	+$118K	$2.3M	$2.5M	370,223	370,223
—	share class as filed: COM · position key `sid:sec:prov:a5025a13d6c8435feefb070ba7157b03` · issuer key `cusip6:05588W`	NO CHANGE	−$26.6K	$2.4M	$2.4M	379,865	379,865
—	share class as filed: NOTE 3.250%10/1 · position key `sid:sec:prov:63d67d421bc234ac29c1983fed007125` · issuer key `cusip6:45783Q` PRN	NO CHANGE	−$11.9K	$2.3M	$2.3M	9,510,000	9,510,000
—	share class as filed: COM · position key `sid:sec:prov:690ba144fac451f122e4913d75e3c497` · issuer key `cusip6:368802`	NO CHANGE	−$9.3K	$2.1M	$2.1M	35,841	35,841
—	share class as filed: COM · position key `sid:sec:prov:6708c2e0ae7dbc87c369f088fa1fdcfe` · issuer key `cusip6:101507`	NO CHANGE	−$161K	$2.1M	$1.9M	111,819	111,819
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11472` · issuer key `iss:581` PUT	NO CHANGE	+$222K	$1.3M	$1.6M	8,700	8,700
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM CL A · position key `pos:16048` · issuer key `iss:1235`	NO CHANGE	−$366K	$1.8M	$1.4M	75,700	75,700
—	share class as filed: NOTE 11/1 · position key `pos:16346` · issuer key `iss:52` PRN	NO CHANGE	+$7.0K	$1.4M	$1.4M	1,400,000	1,400,000
—	share class as filed: SEMICONDUCTR ETF · position key `pos:15938` · issuer key `iss:2474` PUT	NO CHANGE	+$69.8K	$1.1M	$1.2M	3,000	3,000
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM SHS · position key `pos:11122` · issuer key `iss:1684` PUT	NO CHANGE	−$514K	$1.6M	$1.1M	7,500	7,500
—	share class as filed: COM · position key `sid:sec:prov:91d33b2be20a0429db43baf3030c5b86` · issuer key `cusip6:09662E`	NO CHANGE	−$30.0K	$1.2M	$1.1M	187,555	187,555
—	share class as filed: SH BEN INT · position key `sid:sec:prov:22ec300db1fa279a5f5c010322695db7` · issuer key `cusip6:939653`	NO CHANGE	−$8.6M	$9.7M	$1.1M	557,487	557,487
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17928` · issuer key `iss:1322` CALL	NO CHANGE	+$179K	$912K	$1.1M	1,600	1,600
—	share class as filed: COM · position key `sid:sec:prov:0dd5d45b428fe23eff0f9072a763c6e5` · issuer key `cusip6:36249W`	NO CHANGE	+$1.4K	$1.0M	$1.0M	69,157	69,157
—	share class as filed: COM · position key `sid:sec:prov:842bbdd2485fe3610aacf29a815b3aac` · issuer key `cusip6:18469P`	NO CHANGE	+$156K	$852K	$1.0M	19,073	19,073
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM NEW · position key `pos:16620` · issuer key `iss:1142` PUT	NO CHANGE	−$104K	$1.1M	$953K	100,000	100,000
—	share class as filed: COM · position key `sid:sec:prov:2e933e119cb654839c2eebc7de048271` · issuer key `cusip6:289074`	NO CHANGE	−$39.1K	$948K	$909K	81,490	81,490
—	share class as filed: SHS · position key `sid:sec:prov:65f535a50d02b16a1bed5e8873b37ec1` · issuer key `cusip6:36246K`	NO CHANGE	−$57.7K	$958K	$900K	99,441	99,441
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10449` · issuer key `iss:2012` PUT	NO CHANGE	−$449K	$1.2M	$744K	5,300	5,300
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14064` · issuer key `iss:2295` CALL	NO CHANGE	−$72.7K	$781K	$709K	3,600	3,600
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CL A SUB VTG SHS · position key `pos:18191` · issuer key `iss:1654` PUT	NO CHANGE	−$224K	$853K	$629K	5,300	5,300
—	share class as filed: COM · position key `sid:sec:prov:4cd60b606e3ad12449dde44aa9306f5e` · issuer key `cusip6:72200N`	NO CHANGE	−$10.7K	$625K	$614K	71,579	71,579
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17450` · issuer key `iss:1190` CALL	NO CHANGE	+$83.0K	$501K	$584K	5,900	5,900
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: SPONSORED ADS · position key `pos:10513` · issuer key `iss:168` PUT	NO CHANGE	+$113K	$295K	$408K	2,700	2,700
—	share class as filed: COMMON SHARES · position key `sid:sec:prov:8c0c758a9ddc4ec579f18dcb87426a4c` · issuer key `cusip6:25065A`	NO CHANGE	−$39.5K	$412K	$372K	45,894	45,894
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15270` · issuer key `iss:439` PUT	NO CHANGE	−$1.9K	$353K	$351K	3,200	3,200
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14819` · issuer key `iss:262`	NO CHANGE	−$136K	$458K	$322K	8,400	8,400
—	share class as filed: COM SH BEN INT · position key `sid:sec:prov:1917583dba480039a51e14699446c668` · issuer key `cusip6:95766Q`	NO CHANGE	−$6.4K	$277K	$271K	33,548	33,548
—	share class as filed: NOTE 2.500% 6/1 · position key `pos:15867` · issuer key `iss:1984` PRN	NO CHANGE	−$9.4K	$254K	$245K	171,000	171,000
—	share class as filed: *W EXP 10/30/202 · position key `pos:17306` · issuer key `iss:801`	NO CHANGE	+$37.2K	$132K	$169K	43,778	43,778
—	share class as filed: COM · position key `sid:sec:prov:bff7e952ee6c68560211bb7dddf4890d` · issuer key `cusip6:156727`	NO CHANGE	−$113K	$276K	$163K	25,787	25,787
—	share class as filed: COM · position key `sid:sec:prov:b9bc3e668b9365795865d2e56c67b68e` · issuer key `cusip6:14147L`	NO CHANGE	−$60.9K	$144K	$82.9K	51,190	51,190
—	share class as filed: COM · position key `sid:sec:prov:7f4328ff25913ded12b4564ac86f376d` · issuer key `cusip6:47100L`	NO CHANGE	−$26.7K	$76.5K	$49.8K	15,144	15,144
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM NEW · position key `pos:12066` · issuer key `iss:1464`	NO CHANGE	+$4.1K	$27.6K	$31.7K	14,007	14,007

Flags: no row carries a flag.

Holdings without a security ID are counted, not compared. Method ↗

Reported positions — 2026-03-31

945 issuers · 1,558 rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INVESCO QQQ TR

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for INVESCO QQQ TR, as it reported them
INVESCO QQQ TR · UNIT SER 1 · PUT CUSIP — src ↗	$9.7B	16,859,400
INVESCO QQQ TR · UNIT SER 1 · CALL CUSIP — src ↗	$5.6B	9,756,800
INVESCO QQQ TR · UNIT SER 1 CUSIP — src ↗	$18.2M	31,488

$15.4B

26,647,688

26.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for STATE STR SPDR S&P 500 ETF T, as it reported them
STATE STR SPDR S&P 500 ETF T · TR UNIT · PUT CUSIP — src ↗	$10.0B	15,366,400
STATE STR SPDR S&P 500 ETF T · TR UNIT · CALL CUSIP — src ↗	$737M	1,133,800
STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP — src ↗	$386M	593,324

$11.1B

17,093,524

19.4%

—

ISHARES TR

19 positions · 19 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ISHARES TR, as it reported them
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$1.0B	1,557,834
ISHARES TR · IBOXX INV CP ETF · PUT CUSIP — src ↗	$557M	5,108,800
ISHARES TR · CHINA LG-CAP ETF · PUT CUSIP — src ↗	$420M	11,692,800
ISHARES TR · RUSSELL 2000 ETF · PUT CUSIP — src ↗	$399M	1,610,000
ISHARES TR · CHINA LG-CAP ETF · CALL CUSIP — src ↗	$361M	10,049,600
ISHARES TR · MSCI EMG MKT ETF · PUT CUSIP — src ↗	$253M	4,453,100
ISHARES TR · MSCI EAFE ETF · CALL CUSIP — src ↗	$114M	1,169,200
ISHARES TR · MSCI EAFE ETF · PUT CUSIP — src ↗	$77.2M	794,700
ISHARES TR · RUSSELL 2000 ETF · CALL CUSIP — src ↗	$50.3M	202,900
ISHARES TR · MSCI EMG MKT ETF CUSIP — src ↗	$41.4M	728,967
ISHARES TR · CHINA LG-CAP ETF CUSIP — src ↗	$37.6M	1,046,789
ISHARES TR · MSCI EAFE ETF CUSIP — src ↗	$14.6M	149,910
ISHARES TR · 20 YR TR BD ETF · CALL CUSIP — src ↗	$8.7M	100,000
ISHARES TR · MSCI EMG MKT ETF · CALL CUSIP — src ↗	$7.2M	127,100
ISHARES TR · EXPANDED TECH · CALL CUSIP — src ↗	$6.0M	75,000
ISHARES TR · EXPANDED TECH · PUT CUSIP — src ↗	$2.8M	35,000
ISHARES TR · ISHARES BIOTECH · CALL CUSIP — src ↗	$2.5M	14,900
ISHARES TR · EXPANDED TECH CUSIP — src ↗	$2.4M	29,969
ISHARES TR · ISHARES SEMICDTR CUSIP — src ↗	$439K	1,337

ticker not yet mapped

$3.4B

38,947,906

5.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for AMAZON COM INC, as it reported them
AMAZON COM INC · COM · PUT CUSIP — src ↗	$1.5B	7,180,600
AMAZON COM INC · COM CUSIP — src ↗	$1.2B	5,769,310
AMAZON COM INC · COM · CALL CUSIP — src ↗	$297M	1,427,800

$3.0B

14,377,710

5.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for MICROSOFT CORP, as it reported them
MICROSOFT CORP · COM · PUT CUSIP — src ↗	$1.3B	3,420,600
MICROSOFT CORP · COM CUSIP — src ↗	$1.0B	2,773,897
MICROSOFT CORP · COM · CALL CUSIP — src ↗	$278M	750,200

$2.6B

6,944,697

4.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for NVIDIA CORPORATION, as it reported them
NVIDIA CORPORATION · COM · PUT CUSIP — src ↗	$1.4B	8,179,700
NVIDIA CORPORATION · COM CUSIP — src ↗	$700M	4,015,308
NVIDIA CORPORATION · COM · CALL CUSIP — src ↗	$418M	2,394,900

$2.5B

14,589,908

4.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

6 positions · 6 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL C · PUT CUSIP — src ↗	$530M	1,849,100
ALPHABET INC · CAP STK CL A · PUT CUSIP — src ↗	$490M	1,703,200
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$241M	838,609
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$197M	684,171
ALPHABET INC · CAP STK CL C · CALL CUSIP — src ↗	$156M	545,100
ALPHABET INC · CAP STK CL A · CALL CUSIP — src ↗	$72.0M	250,500

$1.7B

5,870,680

2.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TESLA INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for TESLA INC, as it reported them
TESLA INC · COM · PUT CUSIP — src ↗	$807M	2,170,900
TESLA INC · COM CUSIP — src ↗	$541M	1,454,100
TESLA INC · COM · CALL CUSIP — src ↗	$248M	666,800

$1.6B

4,291,800

2.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for APPLE INC, as it reported them
APPLE INC · COM · PUT CUSIP — src ↗	$877M	3,456,800
APPLE INC · COM CUSIP — src ↗	$250M	986,365
APPLE INC · COM · CALL CUSIP — src ↗	$204M	802,900

$1.3B

5,246,065

2.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LUMENTUM HLDGS INC

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for LUMENTUM HLDGS INC, as it reported them
LUMENTUM HLDGS INC · NOTE 1.500%12/1 CUSIP — src ↗	$753M	74,347,000 PRN
LUMENTUM HLDGS INC · COM CUSIP — src ↗	$615K	875

$753M

—

1.3%

—

SELECT SECTOR SPDR TR

11 positions · 11 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for SELECT SECTOR SPDR TR, as it reported them
SELECT SECTOR SPDR TR · STATE STREET FIN · PUT CUSIP 81369Y605 src ↗	$352M	7,123,800
SELECT SECTOR SPDR TR · STATE STREET FIN · CALL CUSIP 81369Y605 src ↗	$290M	5,873,400
SELECT SECTOR SPDR TR · STATE STREET ENE CUSIP 81369Y506 src ↗	$71.3M	1,163,460
SELECT SECTOR SPDR TR · STATE STREET TEC CUSIP — src ↗	$13.4M	101,046
SELECT SECTOR SPDR TR · STATE STREET CON · PUT CUSIP — src ↗	$6.0M	72,800
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP 81369Y407 src ↗	$1.5M	14,183
SELECT SECTOR SPDR TR · STATE STREET REA CUSIP 81369Y860 src ↗	$911K	22,315
SELECT SECTOR SPDR TR · STATE STREET CON · CALL CUSIP — src ↗	$820K	10,000
SELECT SECTOR SPDR TR · STATE STREET UTI CUSIP — src ↗	$720K	15,684
SELECT SECTOR SPDR TR · STATE STREET COM CUSIP 81369Y852 src ↗	$443K	3,996
SELECT SECTOR SPDR TR · STATE STREET HEA CUSIP 81369Y209 src ↗	$380K	2,595

ticker not yet mapped

$737M

14,403,279

1.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for META PLATFORMS INC, as it reported them
META PLATFORMS INC · CL A · PUT CUSIP — src ↗	$287M	501,000
META PLATFORMS INC · CL A CUSIP — src ↗	$194M	339,072
META PLATFORMS INC · CL A · CALL CUSIP — src ↗	$177M	309,200

$658M

1,149,272

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WESTERN DIGITAL CORP

4 positions · 4 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for WESTERN DIGITAL CORP, as it reported them
WESTERN DIGITAL CORP · NOTE 3.000%11/1 CUSIP — src ↗	$577M	80,500,000 PRN
WESTERN DIGITAL CORP · COM · PUT CUSIP — src ↗	$12.6M	46,600
WESTERN DIGITAL CORP · COM · CALL CUSIP — src ↗	$2.4M	8,700
WESTERN DIGITAL CORP · COM CUSIP — src ↗	$2.1M	7,825

$594M

—

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WARNER BROS DISCOVERY INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for WARNER BROS DISCOVERY INC, as it reported them
WARNER BROS DISCOVERY INC · COM SER A CUSIP — src ↗	$280M	10,205,000
WARNER BROS DISCOVERY INC · COM SER A · PUT CUSIP — src ↗	$253M	9,218,800
WARNER BROS DISCOVERY INC · COM SER A · CALL CUSIP — src ↗	$1.5M	54,400

$535M

19,478,200

0.9%

—

VANGUARD INDEX FDS

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$511M	855,335
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$3.2M	16,401

ticker not yet mapped

$514M

871,736

0.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BROADCOM INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for BROADCOM INC, as it reported them
BROADCOM INC · COM · PUT CUSIP — src ↗	$230M	741,700
BROADCOM INC · COM CUSIP — src ↗	$117M	377,895
BROADCOM INC · COM · CALL CUSIP — src ↗	$95.4M	308,300

$442M

1,427,895

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ADVANCED MICRO DEVICES INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ADVANCED MICRO DEVICES INC, as it reported them
ADVANCED MICRO DEVICES INC · COM · PUT CUSIP — src ↗	$198M	973,900
ADVANCED MICRO DEVICES INC · COM CUSIP — src ↗	$146M	715,929
ADVANCED MICRO DEVICES INC · COM · CALL CUSIP — src ↗	$13.7M	67,500

$357M

1,757,329

0.6%

—

ISHARES TR · IBOXX HI YD ETF · PUT CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$355M

4,467,200

0.6%

—

ISHARES INC

6 positions · 6 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ISHARES INC, as it reported them
ISHARES INC · MSCI BRAZIL ETF · PUT CUSIP 464286400 src ↗	$203M	5,285,200
ISHARES INC · MSCI STH KOR ETF CUSIP 464286772 src ↗	$9.2M	74,678
ISHARES INC · MSCI STH KOR ETF · CALL CUSIP 464286772 src ↗	$5.0M	40,800
ISHARES INC · MSCI STH KOR ETF · PUT CUSIP 464286772 src ↗	$3.5M	28,200
ISHARES INC · MSCI BRAZIL ETF CUSIP 464286400 src ↗	$2.2M	56,247
ISHARES INC · MSCI CHILE ETF · CALL CUSIP 464286640 src ↗	$2.0M	50,000

ticker not yet mapped

$225M

5,535,125

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEBIUS GROUP N.V. · SHS CLASS A · PUT CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$224M

2,161,000

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ORACLE CORP

4 positions · 4 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ORACLE CORP, as it reported them
ORACLE CORP · COM CUSIP — src ↗	$130M	884,183
ORACLE CORP · COM · PUT CUSIP — src ↗	$51.3M	348,800
ORACLE CORP · COM · CALL CUSIP — src ↗	$25.2M	171,200
ORACLE CORP · 6.5 DEP CUM SR D CUSIP — src ↗	$9.0M	170,030,000 PRN

$216M

—

0.4%

—

ECHOSTAR CORP · NOTE 3.875%11/3 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$187M

52,388,000 PRN

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICRON TECHNOLOGY INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for MICRON TECHNOLOGY INC, as it reported them
MICRON TECHNOLOGY INC · COM · PUT CUSIP — src ↗	$141M	418,100
MICRON TECHNOLOGY INC · COM · CALL CUSIP — src ↗	$19.1M	56,500
MICRON TECHNOLOGY INC · COM CUSIP — src ↗	$18.0M	53,392

$178M

527,992

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for EXXON MOBIL CORP, as it reported them
EXXON MOBIL CORP · COM · PUT CUSIP — src ↗	$148M	873,500
EXXON MOBIL CORP · COM · CALL CUSIP — src ↗	$28.5M	168,100
EXXON MOBIL CORP · COM CUSIP — src ↗	$378K	2,228

$177M

1,043,828

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PALANTIR TECHNOLOGIES INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for PALANTIR TECHNOLOGIES INC, as it reported them
PALANTIR TECHNOLOGIES INC · CL A · PUT CUSIP — src ↗	$107M	731,700
PALANTIR TECHNOLOGIES INC · CL A CUSIP — src ↗	$46.9M	320,818
PALANTIR TECHNOLOGIES INC · CL A · CALL CUSIP — src ↗	$17.4M	119,200

$171M

1,171,718

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for JPMORGAN CHASE & CO, as it reported them
JPMORGAN CHASE & CO · COM · PUT CUSIP — src ↗	$125M	423,300
JPMORGAN CHASE & CO · COM · CALL CUSIP — src ↗	$28.0M	95,100
JPMORGAN CHASE & CO · COM CUSIP — src ↗	$14.8M	50,444

$167M

568,844

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BERKSHIRE HATHAWAY INC DEL

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for BERKSHIRE HATHAWAY INC DEL, as it reported them
BERKSHIRE HATHAWAY INC DEL · CL B NEW · PUT CUSIP — src ↗	$117M	244,500
BERKSHIRE HATHAWAY INC DEL · CL B NEW · CALL CUSIP — src ↗	$22.3M	46,500
BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP — src ↗	$13.0M	27,107

$152M

318,107

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ISHARES BITCOIN TRUST ETF · SHS BEN INT · PUT CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$137M

3,570,000

0.2%

—

INTERDIGITAL INC · NOTE 3.500% 6/0 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$135M

34,532,000 PRN

0.2%

—

SPDR SERIES TRUST · STATE STREET SPD · PUT CUSIP 78468R556
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$132M

727,100

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VISA INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for VISA INC, as it reported them
VISA INC · COM CL A · PUT CUSIP — src ↗	$55.9M	184,800
VISA INC · COM CL A · CALL CUSIP — src ↗	$48.1M	159,200
VISA INC · COM CL A CUSIP — src ↗	$12.4M	41,189

$116M

385,189

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for WALMART INC, as it reported them
WALMART INC · COM · PUT CUSIP — src ↗	$71.0M	571,400
WALMART INC · COM · CALL CUSIP — src ↗	$36.3M	292,400
WALMART INC · COM CUSIP — src ↗	$2.5M	20,345

$110M

884,145

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ELI LILLY & CO, as it reported them
ELI LILLY & CO · COM · PUT CUSIP — src ↗	$87.7M	95,300
ELI LILLY & CO · COM · CALL CUSIP — src ↗	$16.8M	18,300
ELI LILLY & CO · COM CUSIP — src ↗	$4.7M	5,107

$109M

118,707

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BANK AMERICA CORP

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for BANK AMERICA CORP, as it reported them
BANK AMERICA CORP · COM · PUT CUSIP — src ↗	$68.2M	1,398,500
BANK AMERICA CORP · COM · CALL CUSIP — src ↗	$28.0M	574,000
BANK AMERICA CORP · COM CUSIP — src ↗	$11.8M	242,897

$108M

2,215,397

0.2%

—

CLOUDFLARE INC · NOTE 8/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$107M

91,250,000 PRN

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NETFLIX INC.

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for NETFLIX INC., as it reported them
NETFLIX INC. · COM · PUT CUSIP — src ↗	$71.6M	744,200
NETFLIX INC. · COM · CALL CUSIP — src ↗	$25.4M	263,700
NETFLIX INC. · COM CUSIP — src ↗	$9.8M	102,385

$107M

1,110,285

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERNATIONAL BUSINESS MACHS

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for INTERNATIONAL BUSINESS MACHS, as it reported them
INTERNATIONAL BUSINESS MACHS · COM · PUT CUSIP — src ↗	$56.5M	233,200
INTERNATIONAL BUSINESS MACHS · COM CUSIP — src ↗	$36.8M	151,717
INTERNATIONAL BUSINESS MACHS · COM · CALL CUSIP — src ↗	$12.9M	53,200

$106M

438,117

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for JOHNSON & JOHNSON, as it reported them
JOHNSON & JOHNSON · COM · PUT CUSIP — src ↗	$86.9M	355,700
JOHNSON & JOHNSON · COM · CALL CUSIP — src ↗	$14.3M	58,500
JOHNSON & JOHNSON · COM CUSIP — src ↗	$1.2M	4,933

$102M

419,133

0.2%

—

BRIDGEBIO PHARMA INC · NOTE 2.500% 3/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$98.0M

54,372,000 PRN

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTEL CORP

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for INTEL CORP, as it reported them
INTEL CORP · COM · PUT CUSIP — src ↗	$79.8M	1,808,200
INTEL CORP · COM CUSIP — src ↗	$9.8M	221,755
INTEL CORP · COM · CALL CUSIP — src ↗	$7.9M	178,500

$97.5M

2,208,455

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

UBER TECHNOLOGIES INC

4 positions · 4 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for UBER TECHNOLOGIES INC, as it reported them
UBER TECHNOLOGIES INC · NOTE 0.875%12/0 CUSIP — src ↗	$39.6M	32,871,000 PRN
UBER TECHNOLOGIES INC · COM · PUT CUSIP — src ↗	$28.1M	391,200
UBER TECHNOLOGIES INC · COM CUSIP — src ↗	$22.3M	310,031
UBER TECHNOLOGIES INC · COM · CALL CUSIP — src ↗	$4.7M	64,900

$94.7M

—

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEVRON CORPORATION

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for CHEVRON CORPORATION, as it reported them
CHEVRON CORPORATION · COM · PUT CUSIP — src ↗	$71.0M	343,000
CHEVRON CORPORATION · COM · CALL CUSIP — src ↗	$13.0M	62,600

$83.9M

405,600

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for COSTCO WHOLESALE CORPORATION, as it reported them
COSTCO WHOLESALE CORPORATION · COM · PUT CUSIP — src ↗	$41.1M	41,200
COSTCO WHOLESALE CORPORATION · COM · CALL CUSIP — src ↗	$40.5M	40,600
COSTCO WHOLESALE CORPORATION · COM CUSIP — src ↗	$1.4M	1,425

$82.9M

83,225

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MASTERCARD INCORPORATED

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for MASTERCARD INCORPORATED, as it reported them
MASTERCARD INCORPORATED · CL A · PUT CUSIP — src ↗	$44.9M	89,900
MASTERCARD INCORPORATED · CL A CUSIP — src ↗	$20.2M	40,342
MASTERCARD INCORPORATED · CL A · CALL CUSIP — src ↗	$15.9M	31,900

$81.0M

162,142

0.1%

—

MIRUM PHARMACEUTICALS INC · NOTE 4.000% 5/0 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$80.8M

27,000,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SALESFORCE INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for SALESFORCE INC, as it reported them
SALESFORCE INC · COM · CALL CUSIP — src ↗	$36.0M	192,900
SALESFORCE INC · COM · PUT CUSIP — src ↗	$33.3M	178,500
SALESFORCE INC · COM CUSIP — src ↗	$3.2M	17,149

$72.5M

388,549

0.1%

—

CNX RES CORP · NOTE 2.250% 5/0 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$72.2M

23,604,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLIED MATLS INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for APPLIED MATLS INC, as it reported them
APPLIED MATLS INC · COM · PUT CUSIP — src ↗	$51.3M	150,200
APPLIED MATLS INC · COM · CALL CUSIP — src ↗	$17.4M	50,800
APPLIED MATLS INC · COM CUSIP — src ↗	$539K	1,576

$69.2M

202,576

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PALO ALTO NETWORKS INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for PALO ALTO NETWORKS INC, as it reported them
PALO ALTO NETWORKS INC · COM · PUT CUSIP — src ↗	$39.4M	245,700
PALO ALTO NETWORKS INC · COM CUSIP — src ↗	$16.6M	103,791
PALO ALTO NETWORKS INC · COM · CALL CUSIP — src ↗	$11.5M	71,700

$67.5M

421,191

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ADOBE INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ADOBE INC, as it reported them
ADOBE INC · COM · PUT CUSIP — src ↗	$31.4M	129,200
ADOBE INC · COM CUSIP — src ↗	$20.6M	84,715
ADOBE INC · COM · CALL CUSIP — src ↗	$14.1M	57,900

$66.1M

271,815

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CITIGROUP INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for CITIGROUP INC, as it reported them
CITIGROUP INC · COM NEW · PUT CUSIP — src ↗	$50.8M	447,600
CITIGROUP INC · COM NEW · CALL CUSIP — src ↗	$9.6M	84,800
CITIGROUP INC · COM NEW CUSIP — src ↗	$3.8M	33,724

$64.2M

566,124

0.1%

—

SPDR SERIES TRUST

6 positions · 6 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$24.8M	381,043
SPDR SERIES TRUST · STATE STREET SPD · CALL CUSIP — src ↗	$13.9M	213,400
SPDR SERIES TRUST · STATE STREET SPD · PUT CUSIP — src ↗	$12.9M	101,200
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$7.4M	57,915
SPDR SERIES TRUST · STATE STREET SPD · PUT CUSIP — src ↗	$3.9M	59,400
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$874K	8,090

ticker not yet mapped

$63.8M

821,048

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CATERPILLAR INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for CATERPILLAR INC, as it reported them
CATERPILLAR INC · COM · PUT CUSIP — src ↗	$50.1M	70,700
CATERPILLAR INC · COM · CALL CUSIP — src ↗	$12.9M	18,200
CATERPILLAR INC · COM CUSIP — src ↗	$647K	913

$63.6M

89,813

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER & GAMBLE CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for PROCTER & GAMBLE CO, as it reported them
PROCTER & GAMBLE CO · COM · PUT CUSIP — src ↗	$48.2M	333,500
PROCTER & GAMBLE CO · COM · CALL CUSIP — src ↗	$7.7M	53,100
PROCTER & GAMBLE CO · COM CUSIP — src ↗	$7.0M	48,355

$62.8M

434,955

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WELLS FARGO & CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for WELLS FARGO & CO, as it reported them
WELLS FARGO & CO · COM · PUT CUSIP — src ↗	$43.5M	545,900
WELLS FARGO & CO · COM CUSIP — src ↗	$9.3M	116,357
WELLS FARGO & CO · COM · CALL CUSIP — src ↗	$9.2M	115,000

$61.9M

777,257

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STRATEGY INC

7 positions · 7 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for STRATEGY INC, as it reported them
STRATEGY INC · NOTE 2.250% 6/1 CUSIP — src ↗	$21.0M	20,500,000 PRN
STRATEGY INC · NOTE 0.625% 3/1 CUSIP — src ↗	$11.5M	10,000,000 PRN
STRATEGY INC · CL A NEW CUSIP — src ↗	$7.9M	63,394
STRATEGY INC · NOTE 12/0 CUSIP — src ↗	$7.1M	8,500,000 PRN
STRATEGY INC · NOTE 3/0 CUSIP — src ↗	$7.0M	7,975,000 PRN
STRATEGY INC · CL A NEW · PUT CUSIP — src ↗	$6.4M	51,100
STRATEGY INC · CL A NEW · CALL CUSIP — src ↗	$599K	4,800

$61.5M

—

0.1%

—

CYTOKINETICS INC

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for CYTOKINETICS INC, as it reported them
CYTOKINETICS INC · NOTE 4.000%11/1 CUSIP — src ↗	$53.9M	8,631,000 PRN
CYTOKINETICS INC · NOTE 3.500% 7/0 CUSIP — src ↗	$7.3M	5,000,000 PRN

ticker not yet mapped

$61.2M

13,631,000 PRN

0.1%

—

CHEFS WHSE INC · NOTE 2.375%12/1 CUSIP 163086AE1
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$61.2M

41,411,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BRISTOL-MYERS SQUIBB CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for BRISTOL-MYERS SQUIBB CO, as it reported them
BRISTOL-MYERS SQUIBB CO · COM · PUT CUSIP — src ↗	$46.5M	767,000
BRISTOL-MYERS SQUIBB CO · COM · CALL CUSIP — src ↗	$13.5M	222,500
BRISTOL-MYERS SQUIBB CO · COM CUSIP — src ↗	$1.1M	18,442

$61.1M

1,007,942

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WEBSTER FINL CORP · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$59.0M

849,500

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MERCK & CO INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for MERCK & CO INC, as it reported them
MERCK & CO INC · COM · PUT CUSIP — src ↗	$47.8M	397,200
MERCK & CO INC · COM · CALL CUSIP — src ↗	$7.3M	61,000
MERCK & CO INC · COM CUSIP — src ↗	$779K	6,472

$55.9M

464,672

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RTX CORPORATION

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for RTX CORPORATION, as it reported them
RTX CORPORATION · COM · PUT CUSIP — src ↗	$42.7M	221,500
RTX CORPORATION · COM · CALL CUSIP — src ↗	$7.0M	36,300
RTX CORPORATION · COM CUSIP — src ↗	$6.1M	31,403

$55.8M

289,203

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LAM RESEARCH CORP

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for LAM RESEARCH CORP, as it reported them
LAM RESEARCH CORP · COM NEW · PUT CUSIP — src ↗	$44.2M	207,100
LAM RESEARCH CORP · COM NEW · CALL CUSIP — src ↗	$9.3M	43,500
LAM RESEARCH CORP · COM NEW CUSIP — src ↗	$1.9M	8,990

$55.5M

259,590

0.1%

—

MARA HOLDINGS INC

5 positions · 5 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for MARA HOLDINGS INC, as it reported them
MARA HOLDINGS INC · NOTE 2.125% 9/0 CUSIP 565788AD8 src ↗	$22.4M	26,327,000 PRN
MARA HOLDINGS INC · NOTE 3/0 CUSIP 565788AF3 src ↗	$15.5M	17,500,000 PRN
MARA HOLDINGS INC · NOTE 6/0 CUSIP 565788AH9 src ↗	$9.2M	10,000,000 PRN
MARA HOLDINGS INC · COM · PUT CUSIP 565788106 src ↗	$6.9M	844,000
MARA HOLDINGS INC · COM CUSIP 565788106 src ↗	$1.2M	143,996

ticker not yet mapped

$55.2M

—

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GOLDMAN SACHS GROUP INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for GOLDMAN SACHS GROUP INC, as it reported them
GOLDMAN SACHS GROUP INC · COM · PUT CUSIP — src ↗	$41.9M	49,500
GOLDMAN SACHS GROUP INC · COM · CALL CUSIP — src ↗	$7.1M	8,400
GOLDMAN SACHS GROUP INC · COM CUSIP — src ↗	$5.5M	6,443

$54.4M

64,343

0.1%

—

PROGRESS SOFTWARE CORP · NOTE 1.000% 4/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$54.0M

54,019,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ABBVIE INC, as it reported them
ABBVIE INC · COM · PUT CUSIP — src ↗	$39.4M	181,200
ABBVIE INC · COM · CALL CUSIP — src ↗	$12.7M	58,200
ABBVIE INC · COM CUSIP — src ↗	$1.0M	4,761

$53.1M

244,161

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELECTRONIC ARTS INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ELECTRONIC ARTS INC, as it reported them
ELECTRONIC ARTS INC · COM CUSIP — src ↗	$47.9M	235,000
ELECTRONIC ARTS INC · COM · PUT CUSIP — src ↗	$3.8M	18,800
ELECTRONIC ARTS INC · COM · CALL CUSIP — src ↗	$714K	3,500

$52.5M

257,300

0.1%

—

BIOMARIN PHARMACEUTICAL INC · NOTE 1.250% 5/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$52.3M

54,243,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOME DEPOT INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for HOME DEPOT INC, as it reported them
HOME DEPOT INC · COM · PUT CUSIP — src ↗	$36.7M	111,700
HOME DEPOT INC · COM · CALL CUSIP — src ↗	$8.8M	26,800
HOME DEPOT INC · COM CUSIP — src ↗	$6.0M	18,365

$51.6M

156,865

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MORGAN STANLEY

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for MORGAN STANLEY, as it reported them
MORGAN STANLEY · COM NEW · PUT CUSIP — src ↗	$33.5M	203,500
MORGAN STANLEY · COM NEW · CALL CUSIP — src ↗	$13.2M	80,000
MORGAN STANLEY · COM NEW CUSIP — src ↗	$4.6M	28,203

$51.3M

311,703

0.1%

—

ASCENDIS PHARMA A/S · NOTE 2.250% 4/0 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$51.0M

34,659,000 PRN

0.1%

—

CONMED CORP · NOTE 2.250% 6/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$51.0M

52,500,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LULULEMON ATHLETICA INC

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for LULULEMON ATHLETICA INC, as it reported them
LULULEMON ATHLETICA INC · COM · PUT CUSIP — src ↗	$28.8M	188,300
LULULEMON ATHLETICA INC · COM CUSIP — src ↗	$22.1M	144,317

$50.9M

332,617

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RAPID7 INC

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for RAPID7 INC, as it reported them
RAPID7 INC · NOTE 0.250% 3/1 CUSIP — src ↗	$50.4M	53,390,000 PRN
RAPID7 INC · COM CUSIP — src ↗	$59.5K	10,800

$50.5M

—

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GXO LOGISTICS INCORPORATED · COMMON STOCK CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$50.0M

964,467

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GE VERNOVA INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for GE VERNOVA INC, as it reported them
GE VERNOVA INC · COM · PUT CUSIP — src ↗	$38.4M	44,000
GE VERNOVA INC · COM · CALL CUSIP — src ↗	$8.4M	9,600
GE VERNOVA INC · COM CUSIP — src ↗	$3.1M	3,545

$49.9M

57,145

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

KENVUE INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for KENVUE INC, as it reported them
KENVUE INC · COM CUSIP — src ↗	$45.9M	2,664,593
KENVUE INC · COM · PUT CUSIP — src ↗	$3.1M	180,300
KENVUE INC · COM · CALL CUSIP — src ↗	$817K	47,400

$49.9M

2,892,293

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AKAMAI TECHNOLOGIES INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for AKAMAI TECHNOLOGIES INC, as it reported them
AKAMAI TECHNOLOGIES INC · NOTE 1.125% 2/1 CUSIP — src ↗	$30.9M	26,979,000 PRN
AKAMAI TECHNOLOGIES INC · NOTE 0.375% 9/0 CUSIP — src ↗	$16.4M	14,110,000 PRN
AKAMAI TECHNOLOGIES INC · COM · PUT CUSIP — src ↗	$666K	5,800

$47.9M

—

0.1%

—

XERIS BIOPHARMA HOLDINGS INC · NOTE 8.000% 7/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$47.2M

23,074,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CISCO SYS INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for CISCO SYS INC, as it reported them
CISCO SYS INC · COM · PUT CUSIP — src ↗	$28.4M	365,600
CISCO SYS INC · COM · CALL CUSIP — src ↗	$18.3M	236,100
CISCO SYS INC · COM CUSIP — src ↗	$290K	3,741

$47.0M

605,441

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SERVICENOW INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for SERVICENOW INC, as it reported them
SERVICENOW INC · COM · PUT CUSIP — src ↗	$27.2M	260,200
SERVICENOW INC · COM CUSIP — src ↗	$9.8M	94,119
SERVICENOW INC · COM · CALL CUSIP — src ↗	$9.0M	86,400

$46.1M

440,719

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

QUALCOMM INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for QUALCOMM INC, as it reported them
QUALCOMM INC · COM · PUT CUSIP — src ↗	$27.6M	214,500
QUALCOMM INC · COM CUSIP — src ↗	$14.8M	115,081
QUALCOMM INC · COM · CALL CUSIP — src ↗	$3.2M	24,700

$45.6M

354,281

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PHILIP MORRIS INTL INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for PHILIP MORRIS INTL INC, as it reported them
PHILIP MORRIS INTL INC · COM · PUT CUSIP — src ↗	$24.7M	149,100
PHILIP MORRIS INTL INC · COM · CALL CUSIP — src ↗	$9.2M	55,800
PHILIP MORRIS INTL INC · COM CUSIP — src ↗	$9.2M	55,613

$43.1M

260,513

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COCA COLA CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for COCA COLA CO, as it reported them
COCA COLA CO · COM · PUT CUSIP — src ↗	$32.5M	427,900
COCA COLA CO · COM · CALL CUSIP — src ↗	$6.8M	89,400
COCA COLA CO · COM CUSIP — src ↗	$2.7M	35,569

$42.0M

552,869

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

UNITEDHEALTH GROUP INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for UNITEDHEALTH GROUP INC, as it reported them
UNITEDHEALTH GROUP INC · COM · PUT CUSIP — src ↗	$27.4M	101,100
UNITEDHEALTH GROUP INC · COM · CALL CUSIP — src ↗	$9.9M	36,600
UNITEDHEALTH GROUP INC · COM CUSIP — src ↗	$4.7M	17,459

$42.0M

155,159

0.1%

—

PTC THERAPEUTICS INC · NOTE 1.500% 9/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$41.6M

31,200,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GE AEROSPACE

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for GE AEROSPACE, as it reported them
GE AEROSPACE · COM NEW · PUT CUSIP — src ↗	$28.0M	98,600
GE AEROSPACE · COM NEW · CALL CUSIP — src ↗	$11.0M	38,600
GE AEROSPACE · COM NEW CUSIP — src ↗	$2.5M	8,890

$41.5M

146,090

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

FLUOR CORP

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for FLUOR CORP, as it reported them
FLUOR CORP · COM CUSIP — src ↗	$22.0M	471,937
FLUOR CORP · NOTE 1.125% 8/1 CUSIP — src ↗	$18.5M	15,000,000 PRN

$40.5M

—

0.1%

—

EVERGY INC · NOTE 4.500%12/1 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$40.5M

30,000,000 PRN

0.1%

—

ALPHATEC HLDGS INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for ALPHATEC HLDGS INC, as it reported them
ALPHATEC HLDGS INC · NOTE 0.750% 8/0 CUSIP 02081GAB8 src ↗	$20.7M	20,904,000 PRN
ALPHATEC HLDGS INC · NOTE 0.750% 3/1 CUSIP 02081GAD4 src ↗	$19.3M	18,800,000 PRN
ALPHATEC HLDGS INC · COM NEW CUSIP — src ↗	$238K	21,881

ticker not yet mapped

$40.3M

—

0.1%

—

BENTLEY SYS INC · NOTE 0.375% 7/0 CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

ticker not yet mapped

$39.7M

41,762,000 PRN

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PEPSICO INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for PEPSICO INC, as it reported them
PEPSICO INC · COM · PUT CUSIP — src ↗	$32.0M	206,100
PEPSICO INC · COM · CALL CUSIP — src ↗	$5.3M	33,900
PEPSICO INC · COM CUSIP — src ↗	$2.0M	12,733

$39.2M

252,733

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

BOEING CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for BOEING CO, as it reported them
BOEING CO · COM · PUT CUSIP — src ↗	$17.6M	88,400
BOEING CO · COM CUSIP — src ↗	$14.1M	71,006
BOEING CO · COM · CALL CUSIP — src ↗	$7.2M	36,100

$38.9M

195,506

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEXTERA ENERGY INC

2 positions · 2 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for NEXTERA ENERGY INC, as it reported them
NEXTERA ENERGY INC · COM · PUT CUSIP — src ↗	$32.8M	353,000
NEXTERA ENERGY INC · COM · CALL CUSIP — src ↗	$6.0M	64,800

$38.8M

417,800

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VERIZON COMMUNICATIONS INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for VERIZON COMMUNICATIONS INC, as it reported them
VERIZON COMMUNICATIONS INC · COM · PUT CUSIP — src ↗	$31.2M	621,400
VERIZON COMMUNICATIONS INC · COM · CALL CUSIP — src ↗	$5.7M	114,200
VERIZON COMMUNICATIONS INC · COM CUSIP — src ↗	$968K	19,291

$37.9M

754,891

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DISNEY WALT CO

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for DISNEY WALT CO, as it reported them
DISNEY WALT CO · COM · PUT CUSIP — src ↗	$19.7M	203,900
DISNEY WALT CO · COM · CALL CUSIP — src ↗	$13.2M	137,400
DISNEY WALT CO · COM CUSIP — src ↗	$4.9M	51,191

$37.8M

392,491

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NIKE INC

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for NIKE INC, as it reported them
NIKE INC · CL B · CALL CUSIP — src ↗	$22.1M	419,000
NIKE INC · CL B · PUT CUSIP — src ↗	$10.1M	192,000
NIKE INC · CL B CUSIP — src ↗	$4.5M	84,571

$36.7M

695,571

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

FEDEX CORP

3 positions · 3 reported rows

Rows CAPSTONE INVESTMENT ADVISORS, LLC reported for FEDEX CORP, as it reported them
FEDEX CORP · COM · PUT CUSIP — src ↗	$34.3M	96,300
FEDEX CORP · COM · CALL CUSIP — src ↗	$1.2M	3,400
FEDEX CORP · COM CUSIP — src ↗	$602K	1,690

$36.1M

101,390

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALCOA CORP · COM CUSIP —
2026-03-31 filed 2026-05-15 +45d

src ↗

$36.1M

543,665

0.1%

1–20 of the 100 issuers on this page

One line per issuer, largest first — open a line for its reported rows. Grouping ↗

Book shape

Tick = median of the 8,748 tracked filers with a 2026-03-31 book (the index median: the 8,662 with a complete book). Concentration uses reported 13F long value, not total assets; the index is withheld when any position lacks a value.

share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 72.9%below median 80.0%
integer Herfindahl–Hirschman index in basis points over disclosed position values: 737 bpsabove median 446 bps
holdings with no disclosed value (undisclosed, or unreadable on the filing) — kept and counted, never shown as zero: 1558 / 1558median book 97.5 positions

1,933 quarter-over-quarter rows

Filing history

Available filing periods
Period	Source
2026-03-31	EDGAR ↗

Complete source filings on SEC EDGAR

The filing on EDGAR is the record, including any filed after this build.

Open CAPSTONE INVESTMENT ADVISORS, LLC's 13F filings on SEC EDGAR ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings: a position may have changed or closed since the quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars; each record notes its original unit.

Affiliated managers may report the same position, so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice.

Changes · Q1 2026Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Reported positions — 2026-03-31

Book shape

Filing history

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.