Pine Valley Investments Ltd Liability Co

CIK 1975417 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions have no disclosed value and are left out of the sum, counted here rather than dropped: $2.2B
every reported holding for this filer and quarter, including ones with no disclosed value: 574
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 46
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 32

Quarter-end snapshot, filed up to 45 days later — not current holdings. What a 13F covers ↓

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Position changes into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated	Prev value	Curr value	Prev shares	Curr shares
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: TR UNIT · position key `pos:11570` · issuer key `iss:1599`	ADD	+$331K	+7,089	$92.2M	$92.5M	134,881	141,970
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13215` · issuer key `iss:144`	TRIM	−$7.5M	−10,561	$73.1M	$65.5M	268,739	258,178
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15642` · issuer key `iss:1334`	ADD	−$3.5M	+3,965	$64.3M	$60.8M	344,765	348,730
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13266` · issuer key `iss:414`	ADD	+$22.4M	+65,155	$32.6M	$55.0M	771,578	836,733
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13381` · issuer key `iss:879`	ADD	+$22.6M	+1,133,505	$23.5M	$46.1M	1,144,732	2,278,237
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11825` · issuer key `iss:1225`	ADD	−$10.9M	+2,689	$50.6M	$39.7M	104,617	107,306
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10907` · issuer key `iss:828`	NEW	+$36.5M	+542,497	$0	$36.5M	—	542,497
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: UNIT SER 1 · position key `pos:11173` · issuer key `iss:995`	ADD	+$5.3M	+12,400	$30.1M	$35.4M	48,965	61,365
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12687` · issuer key `iss:419`	ADD	−$8.1M	+9,540	$41.2M	$33.1M	1,000,919	1,010,459
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CAP STK CL C · position key `pos:17821` · issuer key `iss:89`	TRIM	−$7.1M	−13,232	$39.0M	$31.9M	124,317	111,085
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM SER A · position key `pos:13463` · issuer key `iss:1942`	TRIM	−$52.0M	−1,750,949	$82.1M	$30.1M	2,848,883	1,097,934
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14175` · issuer key `iss:95`	ADD	−$2.3M	+3,638	$31.4M	$29.1M	136,042	139,680
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13599` · issuer key `iss:1035`	TRIM	+$3.9M	−2,673	$25.0M	$28.8M	120,652	117,979
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: TR UNIT · position key `pos:11570` · issuer key `iss:1599` PUT · PRN	ADD	+$3.3M	+6,800	$24.9M	$28.2M	36,500	43,300
—	share class as filed: CORE INTERMEDIAT · position key `sid:sec:prov:5c2c289784902facb54429218a885d8b` · issuer key `cusip6:92647N`	ADD	+$1.8M	+41,638	$25.4M	$27.1M	535,418	577,056
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12576` · issuer key `iss:622`	TRIM	−$1.4M	−103,317	$27.4M	$26.0M	511,793	408,476
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14538` · issuer key `iss:1243`	NEW	+$24.3M	+182,656	$0	$24.3M	—	182,656
—	share class as filed: CORE INVESTMENT · position key `sid:sec:prov:40daabe125f2335027108f841227a8b1` · issuer key `cusip6:33738D`	ADD	+$1.7M	+92,649	$22.7M	$24.3M	1,066,949	1,159,598
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CAP STK CL A · position key `pos:15142` · issuer key `iss:89`	TRIM	−$2.8M	−2,091	$26.5M	$23.7M	84,514	82,423
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15837` · issuer key `iss:1075` CALL · PRN	NEW	+$22.2M	+987,900	$0	$22.2M	—	987,900

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 46

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: SPONSORED ADR · position key `pos:14360` · issuer key `iss:1327`	NO CHANGE	+$147K	$1.4M	$1.5M	9,863	9,863
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12684` · issuer key `iss:650`	NO CHANGE	+$107K	$814K	$921K	17,009	17,009
—	share class as filed: COM · position key `sid:sec:prov:7c49a31a75fd2201a7a69b902f2a2637` · issuer key `cusip6:33718W`	NO CHANGE	−$44.2K	$733K	$689K	39,099	39,099
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15610` · issuer key `iss:1192`	NO CHANGE	+$209K	$435K	$643K	2,000	2,000
—	share class as filed: SML CP GRW ETF · position key `sid:sec:prov:e1fd18a8d58c43ad5ed9af37714bdfaa` · issuer key `iss:2483`	NO CHANGE	+$374	$638K	$639K	2,113	2,113
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM NEW · position key `pos:15359` · issuer key `iss:146`	NO CHANGE	−$15.0K	$523K	$508K	44,149	44,149
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13408` · issuer key `iss:2003`	NO CHANGE	+$12.3K	$441K	$454K	2,918	2,918
—	share class as filed: COM CL A · position key `sid:sec:prov:dc8f24b01f18a3ef747154ec04bee0aa` · issuer key `cusip6:23204X`	NO CHANGE	+$55.1K	$392K	$447K	68,000	68,000
—	share class as filed: VNG RUS2000IDX · position key `sid:sec:prov:bce024cedb5a73e1c516a1c8a9f328d6` · issuer key `iss:2482` CALL · PRN	NO CHANGE	+$2.6K	$398K	$401K	4,000	4,000
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CL B · position key `pos:10156` · issuer key `iss:1861` CALL · PRN	NO CHANGE	−$3.2K	$397K	$394K	4,000	4,000
—	share class as filed: NYLI MACKAY MUN · position key `sid:sec:prov:042311a990478d818add7f68883b88aa` · issuer key `cusip6:45409F`	NO CHANGE	−$3.6K	$395K	$392K	16,200	16,200
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12315` · issuer key `iss:470`	NO CHANGE	+$78.4K	$313K	$391K	2,040	2,040
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM NEW · position key `pos:17594` · issuer key `iss:1808`	NO CHANGE	−$3.7K	$388K	$385K	4,123	4,123
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COMMON STOCK · position key `pos:16130` · issuer key `iss:1508`	NO CHANGE	+$112K	$271K	$383K	3,317	3,317
—	share class as filed: BIOTECH ETF · position key `sid:sec:prov:22eb797766bbf091505946eb7eb29954` · issuer key `iss:2474`	NO CHANGE	−$2.4K	$369K	$367K	1,950	1,950
—	share class as filed: TAX EXEMPT BD · position key `sid:sec:prov:3befb2dfacacebff62a1d992609b2891` · issuer key `cusip6:922907`	NO CHANGE	−$2.9K	$369K	$366K	7,335	7,335
—	share class as filed: US CORE EQUITY 2 · position key `sid:sec:prov:365ed936e5e9529653cac956d30ecf93` · issuer key `cusip6:25434V`	NO CHANGE	−$6.7K	$363K	$356K	9,173	9,173
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:16667` · issuer key `iss:362`	NO CHANGE	+$41.2K	$311K	$353K	8,590	8,590
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17765` · issuer key `iss:595`	NO CHANGE	+$18.1K	$328K	$346K	5,600	5,600
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13464` · issuer key `iss:303`	NO CHANGE	+$58.7K	$287K	$346K	6,375	6,375
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM SHS · position key `pos:11321` · issuer key `iss:239`	NO CHANGE	−$21.5K	$340K	$318K	7,804	7,804
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17199` · issuer key `iss:1948`	NO CHANGE	+$23.3K	$292K	$316K	868	868
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM NEW · position key `pos:15134` · issuer key `iss:1844`	NO CHANGE	−$7.5K	$297K	$289K	5,560	5,560
—	share class as filed: PHYSICAL GOLD AN · position key `sid:sec:prov:51994f8a46b3655c3591e043fc86d92e` · issuer key `cusip6:85208R`	NO CHANGE	+$11.5K	$274K	$285K	5,972	5,972
—	share class as filed: STATE STREET SPD · position key `pos:13782` · issuer key `iss:1602`	NO CHANGE	−$12.1K	$290K	$278K	3,510	3,510
—	share class as filed: COM · position key `sid:sec:prov:a020d4a7fc753335a43bf51dd11e209b` · issuer key `cusip6:09254X`	NO CHANGE	−$6.6K	$278K	$271K	23,369	23,369
—	share class as filed: WORLD EX US CORE · position key `sid:sec:prov:fe863a92c085dbd45400c9c6e3316425` · issuer key `cusip6:25434V`	NO CHANGE	+$9.8K	$258K	$268K	7,875	7,875
—	share class as filed: CONSUM DIS ETF · position key `sid:sec:prov:519902191eab5520c75b9ee010e71ebf` · issuer key `iss:2481`	NO CHANGE	−$24.4K	$276K	$251K	700	700
—	share class as filed: STATE STREET SPD · position key `sid:sec:prov:8eb35ebc152e2250618fad852c7a297e` · issuer key `cusip6:78463X`	NO CHANGE	+$6.6K	$235K	$241K	5,285	5,285
—	share class as filed: S&P MC 400GR ETF · position key `pos:12699` · issuer key `iss:1012`	NO CHANGE	+$8.8K	$227K	$235K	2,340	2,340
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17365` · issuer key `iss:1396`	NO CHANGE	+$18.9K	$208K	$227K	5,936	5,936
—	share class as filed: US SMALL CAP CAS · position key `sid:sec:prov:41257f0525b51d882eb0276a8118b6eb` · issuer key `cusip6:69374H`	NO CHANGE	+$1.9K	$223K	$225K	5,016	5,016
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12725` · issuer key `iss:1615` CALL · PRN	NO CHANGE	−$93.9K	$318K	$224K	1,200	1,200
—	share class as filed: STATE STREET SPD · position key `pos:16053` · issuer key `iss:2452`	NO CHANGE	+$6.6K	$210K	$217K	4,485	4,485
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:16072` · issuer key `iss:1370` CALL · PRN	NO CHANGE	−$66.9K	$273K	$206K	1,400	1,400
—	share class as filed: COM · position key `sid:sec:prov:45ae9855f7e96ce796e87b6d90fb7c78` · issuer key `cusip6:67069Y`	NO CHANGE	−$4.0K	$181K	$177K	14,350	14,350
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11163` · issuer key `iss:374` CALL · PRN	NO CHANGE	+$18.2K	$140K	$159K	6,000	6,000
—	share class as filed: ENERGY ETF · position key `sid:sec:prov:49a1c9813222e2b85deb4a678e98f6ca` · issuer key `cusip6:890930`	NO CHANGE	+$19.9K	$129K	$149K	14,299	14,299
—	share class as filed: COM · position key `sid:sec:prov:c003b19895564d810907444215df46b2` · issuer key `cusip6:69346J`	NO CHANGE	−$8.9K	$155K	$146K	12,500	12,500
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: SPONSORED ADS · position key `pos:15694` · issuer key `iss:72` CALL · PRN	NO CHANGE	−$21.1K	$147K	$125K	1,000	1,000
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12576` · issuer key `iss:622` CALL · PRN	NO CHANGE	+$18.1K	$96.5K	$115K	1,800	1,800
—	share class as filed: COM · position key `sid:sec:prov:9506e20e95b8ca4a36e10ffec46e091e` · issuer key `cusip6:09255P`	NO CHANGE	−$4.0K	$93.2K	$89.2K	10,470	10,470
—	share class as filed: COM NEW · position key `sid:sec:prov:779e0646f1b848a6c3b8a2033a950e3e` · issuer key `cusip6:02451V`	NO CHANGE	−$5.9K	$35.9K	$30.0K	10,754	10,754
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: CAP STK CL C · position key `pos:17821` · issuer key `iss:89` CALL · PRN	NO CHANGE	−$2.7K	$31.4K	$28.7K	100	100
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15642` · issuer key `iss:1334` CALL · PRN	NO CHANGE	−$1.2K	$18.7K	$17.4K	100	100
—	share class as filed: *W EXP 01/10/202 · position key `sid:sec:prov:dbdc2c2178e87aabb619d6ec1e9ccc2d` · issuer key `cusip6:76135L`	NO CHANGE	−$319	$2.0K	$1.6K	245,429	245,429

Flags: no row carries a flag.

Holdings without a security ID are counted, not compared. Method ↗

Reported positions — 2026-03-31

417 issuers · 574 rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

STATE STR SPDR S&P 500 ETF T

3 positions · 3 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for STATE STR SPDR S&P 500 ETF T, as it reported them
STATE STR SPDR S&P 500 ETF T · TR UNIT CUSIP — src ↗	$92.5M	141,970
STATE STR SPDR S&P 500 ETF T · TR UNIT · PUT CUSIP — src ↗	$28.2M	43,300 PRN
STATE STR SPDR S&P 500 ETF T · TR UNIT · CALL CUSIP — src ↗	$5.4M	8,300 PRN

$126M

—

5.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WARNER BROS DISCOVERY INC

3 positions · 3 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for WARNER BROS DISCOVERY INC, as it reported them
WARNER BROS DISCOVERY INC · COM SER A CUSIP — src ↗	$30.1M	1,097,934
WARNER BROS DISCOVERY INC · COM SER A · CALL CUSIP — src ↗	$21.1M	768,900 PRN
WARNER BROS DISCOVERY INC · COM SER A · PUT CUSIP — src ↗	$15.0M	546,900 PRN

$66.3M

—

3.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLE INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$65.5M

258,178

3.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION

2 positions · 2 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for NVIDIA CORPORATION, as it reported them
NVIDIA CORPORATION · COM CUSIP — src ↗	$60.8M	348,730
NVIDIA CORPORATION · COM · CALL CUSIP — src ↗	$17.4K	100 PRN

$60.8M

—

2.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred) verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ALPHABET INC

3 positions · 3 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for ALPHABET INC, as it reported them
ALPHABET INC · CAP STK CL C CUSIP — src ↗	$31.9M	111,085
ALPHABET INC · CAP STK CL A CUSIP — src ↗	$23.7M	82,423
ALPHABET INC · CAP STK CL C · CALL CUSIP — src ↗	$28.7K	100 PRN

$55.6M

—

2.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CELANESE CORP DEL · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$55.0M

836,733

2.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HARLEY DAVIDSON INC

2 positions · 2 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for HARLEY DAVIDSON INC, as it reported them
HARLEY DAVIDSON INC · COM CUSIP — src ↗	$46.1M	2,278,237
HARLEY DAVIDSON INC · COM · CALL CUSIP — src ↗	$7.5M	370,700 PRN

$53.6M

—

2.5%

—

J P MORGAN EXCHANGE TRADED F

5 positions · 5 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · ACTIVE BOND ETF CUSIP 46654Q716 src ↗	$18.3M	339,904
J P MORGAN EXCHANGE TRADED F · JPMORGAN INTL VL CUSIP 46654Q757 src ↗	$13.2M	153,576
J P MORGAN EXCHANGE TRADED F · U S TECH LEADERS CUSIP 46654Q732 src ↗	$11.3M	142,357
J P MORGAN EXCHANGE TRADED F · NASDAQ EQT PREM CUSIP — src ↗	$4.8M	86,849
J P MORGAN EXCHANGE TRADED F · HEDGED EQUITY LA CUSIP 46654Q724 src ↗	$2.3M	36,628

ticker not yet mapped

$49.9M

759,314

2.3%

—

JANUS DETROIT STR TR

4 positions · 4 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for JANUS DETROIT STR TR, as it reported them
JANUS DETROIT STR TR · HENDRSON AAA CL CUSIP 47103U845 src ↗	$21.2M	418,897
JANUS DETROIT STR TR · HENDERSON MTG CUSIP — src ↗	$14.1M	311,683
JANUS DETROIT STR TR · HENDERSON SECURI CUSIP 47103U746 src ↗	$10.4M	201,736
JANUS DETROIT STR TR · HENDRSN SHRT ETF CUSIP 47103U886 src ↗	$255K	5,202

ticker not yet mapped

$45.9M

937,518

2.1%

—

ISHARES TR

19 positions · 19 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for ISHARES TR, as it reported them
ISHARES TR · CORE S&P500 ETF CUSIP — src ↗	$16.4M	25,115
ISHARES TR · RUSSELL 2000 ETF CUSIP — src ↗	$8.2M	33,199
ISHARES TR · RUSSELL 2000 ETF · PUT CUSIP — src ↗	$2.5M	10,000 PRN
ISHARES TR · RUSSELL 2000 ETF · CALL CUSIP — src ↗	$2.4M	9,800 PRN
ISHARES TR · MSCI EMG MKT ETF CUSIP — src ↗	$2.1M	36,322
ISHARES TR · CORE S&P MCP ETF CUSIP — src ↗	$1.6M	24,380
ISHARES TR · MSCI EAFE ETF CUSIP — src ↗	$1.5M	14,960
ISHARES TR · RUS 1000 GRW ETF CUSIP — src ↗	$1.2M	2,830
ISHARES TR · CORE S&P SCP ETF CUSIP — src ↗	$1.1M	8,965
ISHARES TR · TIPS BD ETF CUSIP — src ↗	$1.1M	9,575
ISHARES TR · S&P 500 VAL ETF CUSIP — src ↗	$714K	3,381
ISHARES TR · ISHARES BIOTECH CUSIP — src ↗	$667K	3,952
ISHARES TR · RUS 2000 VAL ETF CUSIP — src ↗	$650K	3,431
ISHARES TR · CHINA LG-CAP ETF CUSIP — src ↗	$546K	15,218
ISHARES TR · S&P 500 GRWT ETF CUSIP — src ↗	$510K	4,508
ISHARES TR · EXPANDED TECH CUSIP — src ↗	$317K	3,965
ISHARES TR · SELECT DIVID ETF CUSIP — src ↗	$297K	1,961
ISHARES TR · S&P MC 400GR ETF CUSIP — src ↗	$235K	2,340
ISHARES TR · MSCI EMG MKT ETF · CALL CUSIP — src ↗	$5.7K	100 PRN

ticker not yet mapped

$42.0M

—

1.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICROSOFT CORP · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$39.7M

107,306

1.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INVESCO QQQ TR

3 positions · 3 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for INVESCO QQQ TR, as it reported them
INVESCO QQQ TR · UNIT SER 1 CUSIP — src ↗	$35.4M	61,365
INVESCO QQQ TR · UNIT SER 1 · CALL CUSIP — src ↗	$2.6M	4,500 PRN
INVESCO QQQ TR · UNIT SER 1 · PUT CUSIP — src ↗	$289K	500 PRN

$38.3M

—

1.8%

—

COLUMBIA ETF TR I

4 positions · 4 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for COLUMBIA ETF TR I, as it reported them
COLUMBIA ETF TR I · DIVERSIFID FXD CUSIP 19761L508 src ↗	$14.9M	822,937
COLUMBIA ETF TR I · CORE BOND ETF CUSIP 19761L748 src ↗	$13.4M	446,510
COLUMBIA ETF TR I · RESH ENHNC COR CUSIP 19761L706 src ↗	$9.5M	243,577
COLUMBIA ETF TR I · RESH ENHNC VLU CUSIP 19761L805 src ↗	$200K	6,991

ticker not yet mapped

$38.0M

1,520,015

1.7%

—

VANGUARD INDEX FDS

9 positions · 9 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for VANGUARD INDEX FDS, as it reported them
VANGUARD INDEX FDS · S&P 500 ETF SHS CUSIP 922908363 src ↗	$11.3M	18,979
VANGUARD INDEX FDS · GROWTH ETF CUSIP — src ↗	$8.6M	19,628
VANGUARD INDEX FDS · VALUE ETF CUSIP — src ↗	$7.4M	37,866
VANGUARD INDEX FDS · MID CAP ETF CUSIP — src ↗	$4.3M	15,035
VANGUARD INDEX FDS · SMALL CP ETF CUSIP — src ↗	$2.2M	8,215
VANGUARD INDEX FDS · SM CP VAL ETF CUSIP — src ↗	$1.9M	8,872
VANGUARD INDEX FDS · TOTAL STK MKT CUSIP — src ↗	$974K	3,036
VANGUARD INDEX FDS · SML CP GRW ETF CUSIP 922908595 src ↗	$639K	2,113
VANGUARD INDEX FDS · MCAP VL IDXVIP CUSIP 922908512 src ↗	$291K	1,579

ticker not yet mapped

$37.6M

115,323

1.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GLOBAL PMTS INC

2 positions · 2 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for GLOBAL PMTS INC, as it reported them
GLOBAL PMTS INC · COM CUSIP — src ↗	$36.5M	542,497
GLOBAL PMTS INC · COM · CALL CUSIP — src ↗	$6.7K	100 PRN

$36.5M

—

1.7%

—

FIRST TR EXCHANGE TRADED FD

4 positions · 4 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for FIRST TR EXCHANGE TRADED FD, as it reported them
FIRST TR EXCHANGE TRADED FD · RISNG DIVD ACHIV CUSIP 33738R506 src ↗	$19.6M	286,474
FIRST TR EXCHANGE TRADED FD · NASD TECH DIV CUSIP 33738R118 src ↗	$12.3M	130,979
FIRST TR EXCHANGE TRADED FD · DORSEY WRIGHT CUSIP 33738R886 src ↗	$855K	33,843
FIRST TR EXCHANGE TRADED FD · DORSEY WRT 5 ETF CUSIP — src ↗	$476K	7,868

ticker not yet mapped

$33.2M

459,164

1.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CENTENE CORP DEL · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$33.1M

1,010,459

1.5%

—

VICTORY PORTFOLIOS II

2 positions · 2 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for VICTORY PORTFOLIOS II, as it reported them
VICTORY PORTFOLIOS II · CORE INTERMEDIAT CUSIP 92647N527 src ↗	$27.1M	577,056
VICTORY PORTFOLIOS II · SHORT TRM BD ETF CUSIP 92647N535 src ↗	$5.9M	116,556

ticker not yet mapped

$33.0M

693,612

1.5%

—

SELECT SECTOR SPDR TR

11 positions · 11 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for SELECT SECTOR SPDR TR, as it reported them
SELECT SECTOR SPDR TR · STATE STREET TEC CUSIP — src ↗	$9.2M	69,184
SELECT SECTOR SPDR TR · STATE STREET ENE CUSIP 81369Y506 src ↗	$4.0M	65,125
SELECT SECTOR SPDR TR · STATE STREET FIN CUSIP 81369Y605 src ↗	$3.5M	71,196
SELECT SECTOR SPDR TR · STATE STREET HEA CUSIP 81369Y209 src ↗	$2.9M	20,092
SELECT SECTOR SPDR TR · STATE STREET IND CUSIP 81369Y704 src ↗	$2.3M	14,515
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP 81369Y407 src ↗	$2.1M	19,116
SELECT SECTOR SPDR TR · STATE STREET COM CUSIP 81369Y852 src ↗	$2.1M	18,517
SELECT SECTOR SPDR TR · STATE STREET UTI CUSIP — src ↗	$1.4M	31,532
SELECT SECTOR SPDR TR · STATE STREET CON CUSIP — src ↗	$1.4M	16,491
SELECT SECTOR SPDR TR · STATE STREET MAT CUSIP 81369Y100 src ↗	$523K	10,470
SELECT SECTOR SPDR TR · STATE STREET REA CUSIP 81369Y860 src ↗	$346K	8,471

ticker not yet mapped

$29.8M

344,709

1.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AMAZON COM INC

2 positions · 2 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for AMAZON COM INC, as it reported them
AMAZON COM INC · COM CUSIP — src ↗	$29.1M	139,680
AMAZON COM INC · COM · CALL CUSIP — src ↗	$20.8K	100 PRN

$29.1M

—

1.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JOHNSON & JOHNSON · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$28.8M

117,979

1.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EQT CORP

2 positions · 2 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for EQT CORP, as it reported them
EQT CORP · COM CUSIP — src ↗	$26.0M	408,476
EQT CORP · COM · CALL CUSIP — src ↗	$115K	1,800 PRN

$26.1M

—

1.2%

—

FIRST TR EXCHANGE-TRADED FD

5 positions · 5 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for FIRST TR EXCHANGE-TRADED FD, as it reported them
FIRST TR EXCHANGE-TRADED FD · CORE INVESTMENT CUSIP 33738D788 src ↗	$24.3M	1,159,598
FIRST TR EXCHANGE-TRADED FD · SENIOR LN FD CUSIP 33738D309 src ↗	$477K	10,649
FIRST TR EXCHANGE-TRADED FD · LIMITED DURATION CUSIP 33738D804 src ↗	$449K	23,690
FIRST TR EXCHANGE-TRADED FD · FT VEST RIS CUSIP 33738D879 src ↗	$444K	17,384
FIRST TR EXCHANGE-TRADED FD · LNG DUR OPRTUN CUSIP 33738D606 src ↗	$315K	14,584

ticker not yet mapped

$26.0M

1,225,905

1.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MOLINA HEALTHCARE INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$24.3M

182,656

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

KRAFT HEINZ CO

2 positions · 2 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for KRAFT HEINZ CO, as it reported them
KRAFT HEINZ CO · COM · CALL CUSIP — src ↗	$22.2M	987,900 PRN
KRAFT HEINZ CO · COM CUSIP — src ↗	$151K	6,704

$22.4M

—

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ASSURED GUARANTY LTD

2 positions · 2 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for ASSURED GUARANTY LTD, as it reported them
ASSURED GUARANTY LTD · COM CUSIP — src ↗	$20.6M	253,436
ASSURED GUARANTY LTD · COM · CALL CUSIP — src ↗	$1.5M	18,000 PRN

$22.1M

—

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EXXON MOBIL CORP · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$22.0M

129,898

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

META PLATFORMS INC · CL A CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$20.7M

36,139

0.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ADT INC DEL · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$16.9M

2,559,701

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ABBVIE INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$16.4M

75,560

0.8%

—

FIRST TR EXCHANGE TRADED FD · SMID RISNG ETF CUSIP 33741X102
2026-03-31 filed 2026-06-08 +69d

src ↗

ticker not yet mapped

$15.2M

386,211

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PRECISION DRILLING CORP · COM NEW CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$14.9M

151,800

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

3M CO · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$14.8M

102,157

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICRON TECHNOLOGY INC

2 positions · 2 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for MICRON TECHNOLOGY INC, as it reported them
MICRON TECHNOLOGY INC · COM · CALL CUSIP — src ↗	$7.6M	22,400 PRN
MICRON TECHNOLOGY INC · COM CUSIP — src ↗	$6.5M	19,107

$14.0M

—

0.6%

—

SPDR SERIES TRUST

5 positions · 5 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$11.1M	145,017
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$1.5M	11,548
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$596K	10,057
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$442K	3,029
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$278K	3,510

ticker not yet mapped

$13.9M

173,161

0.6%

—

FIRST TR EXCHNG TRADED FD VI

3 positions · 3 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for FIRST TR EXCHNG TRADED FD VI, as it reported them
FIRST TR EXCHNG TRADED FD VI · SMITH OPPORT FXD CUSIP 33740F805 src ↗	$6.0M	137,947
FIRST TR EXCHNG TRADED FD VI · FT VEST LADDERED CUSIP — src ↗	$5.6M	165,330
FIRST TR EXCHNG TRADED FD VI · SMITH UNCONSTRAI CUSIP 33740F888 src ↗	$2.2M	89,420

ticker not yet mapped

$13.8M

392,697

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$13.7M

46,422

0.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INSPERITY INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$12.9M

476,718

0.6%

—

SPDR SERIES TRUST

3 positions · 3 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for SPDR SERIES TRUST, as it reported them
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R663 src ↗	$7.5M	81,937
SPDR SERIES TRUST · STATE STREET SPD CUSIP 78468R523 src ↗	$4.4M	44,408
SPDR SERIES TRUST · STATE STREET SPD CUSIP — src ↗	$217K	4,485

ticker not yet mapped

$12.1M

130,830

0.6%

—

PROSHARES TR · S&P 500 HIGH INC CUSIP 74347G242
2026-03-31 filed 2026-06-08 +69d

src ↗

ticker not yet mapped

$12.1M

279,318

0.6%

—

VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

ticker not yet mapped

$11.9M

185,239

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MOLSON COORS BEVERAGE CO · CL B CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$11.6M

268,989

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LOCKHEED MARTIN CORP · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$11.0M

18,120

0.5%

—

VANGUARD INTL EQUITY INDEX F

3 positions · 3 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for VANGUARD INTL EQUITY INDEX F, as it reported them
VANGUARD INTL EQUITY INDEX F · ALLWRLD EX US CUSIP — src ↗	$5.4M	72,078
VANGUARD INTL EQUITY INDEX F · FTSE EMR MKT ETF CUSIP 922042858 src ↗	$4.8M	89,434
VANGUARD INTL EQUITY INDEX F · TT WRLD ST ETF CUSIP — src ↗	$693K	5,012

ticker not yet mapped

$10.9M

166,524

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ELI LILLY & CO · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$10.9M

11,837

0.5%

—

JOHN HANCOCK EXCHANGE TRADED

3 positions · 3 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for JOHN HANCOCK EXCHANGE TRADED, as it reported them
JOHN HANCOCK EXCHANGE TRADED · MULTIFACTOR MI CUSIP 47804J206 src ↗	$10.2M	151,555
JOHN HANCOCK EXCHANGE TRADED · CORE BOND ETF CUSIP 47804J693 src ↗	$400K	15,804
JOHN HANCOCK EXCHANGE TRADED · DYNAMIC MUNICIP CUSIP 47804J743 src ↗	$313K	12,074

ticker not yet mapped

$10.9M

179,433

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VISA INC · COM CL A CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$10.7M

35,544

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CHEVRON CORPORATION · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$10.2M

49,403

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

FORTINET INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$10.1M

124,128

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

HOME DEPOT INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$10.1M

30,611

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLIED MATLS INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$10.0M

29,297

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PALANTIR TECHNOLOGIES INC · CL A CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$9.8M

66,750

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ORACLE CORP

2 positions · 2 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for ORACLE CORP, as it reported them
ORACLE CORP · COM CUSIP — src ↗	$9.4M	64,225
ORACLE CORP · COM · CALL CUSIP — src ↗	$206K	1,400 PRN

$9.7M

—

0.4%

—

COLUMBIA ETF TR II · EM CORE EX ETF CUSIP 19762B202
2026-03-31 filed 2026-06-08 +69d

src ↗

ticker not yet mapped

$9.0M

221,303

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

LAM RESEARCH CORP · COM NEW CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$8.9M

41,477

0.4%

—

SCHWAB STRATEGIC TR

8 positions · 8 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for SCHWAB STRATEGIC TR, as it reported them
SCHWAB STRATEGIC TR · US MID-CAP ETF CUSIP — src ↗	$1.9M	61,120
SCHWAB STRATEGIC TR · US LCAP GR ETF CUSIP — src ↗	$1.7M	57,488
SCHWAB STRATEGIC TR · US SML CAP ETF CUSIP — src ↗	$1.3M	43,174
SCHWAB STRATEGIC TR · US DIVIDEND EQ CUSIP — src ↗	$1.1M	37,194
SCHWAB STRATEGIC TR · US LCAP VA ETF CUSIP — src ↗	$1.1M	35,168
SCHWAB STRATEGIC TR · INTL EQTY ETF CUSIP — src ↗	$668K	26,970
SCHWAB STRATEGIC TR · US LRG CAP ETF CUSIP — src ↗	$507K	19,793
SCHWAB STRATEGIC TR · EMRG MKTEQ ETF CUSIP — src ↗	$468K	14,199

ticker not yet mapped

$8.7M

295,106

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SPROUTS FMRS MKT INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$8.6M

111,168

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

THERMO FISHER SCIENTIFIC INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$8.5M

17,379

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

TESLA INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$8.5M

22,893

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WALMART INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$8.5M

67,968

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DEERE & CO · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$8.1M

14,326

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PEPSICO INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$8.0M

51,776

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GOLDMAN SACHS GROUP INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$7.9M

9,349

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COSTCO WHOLESALE CORPORATION · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$7.8M

7,798

0.4%

BERKSHIRE HATHAWAY INC DEL

2 positions · 2 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for BERKSHIRE HATHAWAY INC DEL, as it reported them
BERKSHIRE HATHAWAY INC DEL · CL B NEW CUSIP — src ↗	$6.3M	13,150
BERKSHIRE HATHAWAY INC DEL · CL A CUSIP — src ↗	$1.4M	2

$7.7M

13,152

0.4%

—

FIRST TR EXCHANGE-TRADED FD

3 positions · 3 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for FIRST TR EXCHANGE-TRADED FD, as it reported them
FIRST TR EXCHANGE-TRADED FD · NASDAQ CYB ETF CUSIP 33734X846 src ↗	$6.9M	110,644
FIRST TR EXCHANGE-TRADED FD · HLTH CARE ALPH CUSIP 33734X143 src ↗	$578K	5,261
FIRST TR EXCHANGE-TRADED FD · CLOUD COMPUTING CUSIP 33734X192 src ↗	$223K	2,035

ticker not yet mapped

$7.7M

117,940

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

AIR PRODUCTS AND CHEMICALS I · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$7.7M

26,345

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

IQVIA HLDGS INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$7.3M

42,533

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CORNING INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$7.2M

52,741

0.3%

—

J P MORGAN EXCHANGE TRADED F

4 positions · 4 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for J P MORGAN EXCHANGE TRADED F, as it reported them
J P MORGAN EXCHANGE TRADED F · CORE PLUS BD ETF CUSIP 46641Q670 src ↗	$3.8M	80,644
J P MORGAN EXCHANGE TRADED F · MUNICIPAL ETF CUSIP 46641Q647 src ↗	$1.6M	32,653
J P MORGAN EXCHANGE TRADED F · INCOME ETF CUSIP 46641Q159 src ↗	$984K	21,355
J P MORGAN EXCHANGE TRADED F · EQUITY PREMIUM CUSIP — src ↗	$725K	12,796

ticker not yet mapped

$7.1M

147,448

0.3%

—

VICTORY PORTFOLIOS II

2 positions · 2 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for VICTORY PORTFOLIOS II, as it reported them
VICTORY PORTFOLIOS II · SHARES FREE CASH CUSIP 92647X830 src ↗	$6.6M	167,702
VICTORY PORTFOLIOS II · VICTORYSHARES SM CUSIP 92647X822 src ↗	$395K	13,163

ticker not yet mapped

$7.0M

180,865

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CROWDSTRIKE HLDGS INC · CL A CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$7.0M

17,847

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NRG ENERGY INC · COM NEW CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$6.7M

45,743

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NETFLIX INC. · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$6.6M

68,837

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

SPDR GOLD TR · GOLD SHS CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$6.6M

15,286

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RTX CORPORATION · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$6.5M

33,877

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MERCK & CO INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$6.5M

54,101

0.3%

—

FIRST TR EXCHANGE-TRADED FD

3 positions · 3 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for FIRST TR EXCHANGE-TRADED FD, as it reported them
FIRST TR EXCHANGE-TRADED FD · FST LOW OPPT EFT CUSIP — src ↗	$2.7M	53,279
FIRST TR EXCHANGE-TRADED FD · FIRST TR ENH NEW CUSIP 33739Q408 src ↗	$2.4M	40,230
FIRST TR EXCHANGE-TRADED FD · FT VEST S&P 500 CUSIP 33739Q705 src ↗	$1.4M	29,252

ticker not yet mapped

$6.5M

122,761

0.3%

—

FIRST TR EXCHANGE-TRADED FD · SHS CUSIP 33734H106
2026-03-31 filed 2026-06-08 +69d

src ↗

ticker not yet mapped

$6.4M

135,500

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER & GAMBLE CO · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$6.1M

42,324

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MCDONALDS CORP · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$6.1M

19,534

0.3%

—

INVESCO EXCH TRADED FD TR II · NASDAQ 100 ETF CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

ticker not yet mapped

$6.0M

25,076

0.3%

—

SPROTT ASSET MANAGEMENT LP · PHYSICAL SILVER CUSIP 85207K107
2026-03-31 filed 2026-06-08 +69d

src ↗

ticker not yet mapped

$5.9M

240,335

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

VERIZON COMMUNICATIONS INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$5.8M

115,092

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ISHARES SILVER TR

2 positions · 2 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for ISHARES SILVER TR, as it reported them
ISHARES SILVER TR · ISHARES CUSIP — src ↗	$4.3M	63,171
ISHARES SILVER TR · ISHARES · CALL CUSIP — src ↗	$1.2M	17,900 PRN

$5.5M

—

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

DOW HLDGS INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$5.5M

132,596

0.3%

—

SPROTT FDS TR

3 positions · 3 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for SPROTT FDS TR, as it reported them
SPROTT FDS TR · SILVER MINERS CUSIP 85208P873 src ↗	$2.9M	49,324
SPROTT FDS TR · COPPER MINER ETF CUSIP 85208P881 src ↗	$1.5M	42,367
SPROTT FDS TR · JR COPPER MINERS CUSIP 85208P501 src ↗	$1.1M	27,568

ticker not yet mapped

$5.5M

119,259

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

FEDEX CORP · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$5.5M

15,389

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEXTERA ENERGY INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$5.4M

58,006

0.2%

—

VANECK ETF TRUST

4 positions · 4 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for VANECK ETF TRUST, as it reported them
VANECK ETF TRUST · GOLD MINERS ETF CUSIP 92189F106 src ↗	$2.2M	24,513
VANECK ETF TRUST · JUNIOR GOLD MINE CUSIP 92189F791 src ↗	$2.0M	16,805
VANECK ETF TRUST · SEMICONDUCTR ETF CUSIP — src ↗	$698K	1,820
VANECK ETF TRUST · BIOTECH ETF CUSIP 92189F726 src ↗	$367K	1,950

ticker not yet mapped

$5.3M

45,088

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GE AEROSPACE · COM NEW CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$5.3M

18,651

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CATERPILLAR INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$5.2M

7,327

0.2%

—

AMERICAN CENTY ETF TR

3 positions · 3 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for AMERICAN CENTY ETF TR, as it reported them
AMERICAN CENTY ETF TR · FOCUSED LRG CAP CUSIP 025072794 src ↗	$2.4M	31,873
AMERICAN CENTY ETF TR · DIVERSIFIED MU CUSIP 025072505 src ↗	$1.7M	33,855
AMERICAN CENTY ETF TR · US SML CP VALU CUSIP 025072877 src ↗	$1.0M	9,269

ticker not yet mapped

$5.2M

74,997

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

S&P GLOBAL INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$5.0M

11,743

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

GE VERNOVA INC · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$4.9M

5,662

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

INTERNATIONAL BUSINESS MACHS · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$4.9M

20,341

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

APPLOVIN CORP · COM CL A CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$4.9M

12,388

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

CF INDUSTRIES HOLD · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$4.8M

36,712

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NUCOR CORP · COM CUSIP —
2026-03-31 filed 2026-06-08 +69d

src ↗

$4.6M

26,932

0.2%

—

FIRST TR EXCHANGE-TRADED FD

4 positions · 4 reported rows

Rows Pine Valley Investments Ltd Liability Co reported for FIRST TR EXCHANGE-TRADED FD, as it reported them
FIRST TR EXCHANGE-TRADED FD · CAP STRENGTH ETF CUSIP 33733E104 src ↗	$1.8M	19,909
FIRST TR EXCHANGE-TRADED FD · DJ INTERNT IDX CUSIP 33733E302 src ↗	$1.5M	6,371
FIRST TR EXCHANGE-TRADED FD · FT VEST GOLD CUSIP — src ↗	$594K	23,260
FIRST TR EXCHANGE-TRADED FD · NY ARCA BIOTECH CUSIP 33733E203 src ↗	$587K	2,924

ticker not yet mapped

$4.5M

52,464

0.2%

1–20 of the 100 issuers on this page

One line per issuer, largest first — open a line for its reported rows. Grouping ↗

Book shape

Tick = median of the 8,748 tracked filers with a 2026-03-31 book (the index median: the 8,662 with a complete book). Concentration uses reported 13F long value, not total assets; the index is withheld when any position lacks a value.

share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 39.7%below median 80.0%
integer Herfindahl–Hirschman index in basis points over disclosed position values: 98 bpsbelow median 446 bps
holdings with no disclosed value (undisclosed, or unreadable on the filing) — kept and counted, never shown as zero: 574 / 574median book 97.5 positions

606 quarter-over-quarter rows

Filing history

Available filing periods
Period	Source
2026-03-31	EDGAR ↗
2026-06-30	EDGAR ↗

Complete source filings on SEC EDGAR

The filing on EDGAR is the record, including any filed after this build.

Open Pine Valley Investments Ltd Liability Co's 13F filings on SEC EDGAR ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings: a position may have changed or closed since the quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars; each record notes its original unit.

Affiliated managers may report the same position, so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice.

Changes · Q1 2026Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Reported positions — 2026-03-31

Book shape

Filing history

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.