Public record / Tickers / DUK

DUK — Duke Energy CORP

Both disclosure regimes on one name: who in Congress filed about DUK, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
76
all PTR rows naming DUK
Members · 12m
4
2 buys · 4 sells · by trade date
Latest PTR
08-05
filed 2026-08-05
13F holders
500
top-500 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

Virginia Foxx · $100K–$250K

Sale · traded 2020-08-31 → filed 2020-09-04. Ranked over every DUK row by the provable lower bound, never a point estimate.

4 members · 2 buys / 4 sells

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

6 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

15 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 15 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING DUK · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning DUK
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2026-08-05Tommy Tuberville R–ALSale · JT (jointly owned)Traded 2025-04-15 LATE·477d$15K–$50Kamendment pending
2026-07-21Alan Armstrong R–OKSaleTraded 03-27 LATE·116d$1K–$15K
2026-07-17Dan Newhouse R–WA-4Purchase · SP (spouse-owned)Traded 07-10 +7d$1K–$15K
2026-07-16Tommy Tuberville R–ALSale · JT (jointly owned)Traded 06-08 +38d$15K–$50K
2026-01-13Julia Letlow R–LA-5PurchaseTraded 2024-10-23 LATE·447d$1K–$15K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 76 ↗

Members active in DUK

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14
Members disclosing DUK in the trailing 12 months
MemberRowsNetNet disclosed flow for this ticker: purchases minus sales, computed as a net range on the disclosed amounts. A lower bound is provable, never a point.CommitteesNumber of committees the member sat on as of their latest trade date in the window, from the cc0-legislators roster snapshot. Context, never an allegation; jurisdiction overlap needs the sector join.
Lisa C. McClain R–MI-93−$29.0K to $13.0K2
Alan Armstrong R–OK1−$15.0K to −$1.0K2
Dan Newhouse R–WA-41$1.0K to $15.0K3
Tommy Tuberville R–AL1−$50.0K to −$15.0K5

4 members in the window · counts of disclosures, not dollars.

Congress ↔ notable managers · DUK

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
1 Dan Newhouse R–WA-4 $1K–$15K
Sellers
2 Tommy Tuberville R–AL, Alan Armstrong R–OK $31K–$115K

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · DUKE ENERGY CORP NEW

Merged timeline of congressional filings and notable-manager moves on DUK
DateWhoChangeSize
2026-08-05Tommy Tuberville CongressSale$15K–$50K
2026-07-21Alan Armstrong CongressSale$1K–$15K
2026-07-17Dan Newhouse CongressPurchase$1K–$15K
2026-07-16Tommy Tuberville CongressSale$15K–$50K
2026-05-15Gotham Asset Management 13Ftrim−67,491 sh
2026-05-14Caxton Associates 13Ftrim−1,357 sh

6 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

full holders view ↗
Top institutional holders of DUK for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1BlackRock, Inc.$9.1B1
2VANGUARD CAPITAL MANAGEMENT LLC$6.6B1
3STATE STREET CORP$5.8B1
4GEODE CAPITAL MANAGEMENT, LLC$2.6B1
5VANGUARD PORTFOLIO MANAGEMENT LLC$2.6B1
6MASSACHUSETTS FINANCIAL SERVICES CO /MA/$1.9B1
7MORGAN STANLEY$1.7B1
8FMR LLC$1.4B1
9FRANKLIN RESOURCES INC$1.4B1
10BANK OF AMERICA CORP /DE/$1.2B1
11CHARLES SCHWAB INVESTMENT MANAGEMENT INC$1.2B1
12ROYAL BANK OF CANADA$1.0B1
13GQG Partners LLC$1.0B1
14NORTHERN TRUST CORP$964M1
15WELLINGTON MANAGEMENT GROUP LLP$866M1
16Nuveen, LLC$843M1
17Legal & General Group Plc$809M1
18Invesco Ltd.$632M1
19RAYMOND JAMES FINANCIAL INC$628M1
20Capital Research Global Investors$587M1
21VANGUARD FIDUCIARY TRUST CO$573M1
22UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$522M1
23WELLS FARGO & COMPANY/MN$509M1
24FEDERATED HERMES, INC.$500M1
25STATE FARM MUTUAL AUTOMOBILE INSURANCE CO$467M1
26AMERICAN CENTURY COMPANIES INC$431M1
27UBS Group AG$360M1
28Capital Wealth Planning, LLC$359M1
29Janus Henderson Group Ltd.$358M1
30MACKENZIE FINANCIAL CORP$353M1
31ENVESTNET ASSET MANAGEMENT INC$343M1
32CITADEL ADVISORS LLC$327M1
33LPL Financial LLC$325M1
34Swiss National Bank$299M1
35DIMENSIONAL FUND ADVISORS LP$274M1
36National Pension Service$273M1
37Amundi$255M1
38VOYA INVESTMENT MANAGEMENT LLC$241M1
39DEUTSCHE BANK AG\$236M1
40Mitsubishi UFJ Asset Management Co., Ltd.$231M1
41Vanguard Global Advisers, LLC$231M1
42CAISSE DE DEPOT ET PLACEMENT DU QUEBEC$208M1
43BANK OF MONTREAL /CAN/$196M1
44VANGUARD ASSET MANAGEMENT, Ltd$191M1
45HSBC HOLDINGS PLC$188M1
46Ensign Peak Advisors, Inc$187M1
47COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS$181M1
48CANADA PENSION PLAN INVESTMENT BOARD$176M1
49OMERS ADMINISTRATION Corp$159M1
50Focus Partners Wealth$150M1
51Mariner, LLC$147M1
52Sarasin & Partners LLP$146M1
53Energy Income Partners, LLC$136M1
54PRINCIPAL FINANCIAL GROUP INC$135M1
55CITIGROUP INC$122M1
56DUFF & PHELPS INVESTMENT MANAGEMENT CO$117M1
57Assenagon Asset Management S.A.$117M1
58MANUFACTURERS LIFE INSURANCE COMPANY, THE$114M1
59NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$107M1
60STIFEL FINANCIAL CORP$106M1
61FIRST TRUST ADVISORS LP$101M1
62ALLIANCEBERNSTEIN L.P.$101M1
63HighTower Advisors, LLC$99.5M1
64Vanguard Investments Australia, Ltd.$99.0M1
65NEW YORK STATE COMMON RETIREMENT FUND$98.0M1
66Clark Capital Management Group, Inc.$97.3M1
67FIL Ltd$95.8M1
68FIFTH THIRD BANCORP$95.0M1
69TRUIST FINANCIAL CORP$94.3M1
70JANE STREET GROUP, LLC$93.2M1
71Baird Financial Group, Inc.$92.5M1
72Cetera Investment Advisers$90.2M1
73STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$87.9M1
74TWO SIGMA INVESTMENTS, LP$87.6M1
75HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$86.8M1
76SCHRODER INVESTMENT MANAGEMENT GROUP$83.9M1
77Advisors Capital Management, LLC$78.9M1
78Quantinno Capital Management LP$77.6M1
79SEI INVESTMENTS CO$75.8M1
80OSAIC HOLDINGS, INC.$74.8M1
81Korea Investment CORP$74.3M1
82AQR CAPITAL MANAGEMENT LLC$73.7M1
83COMMONWEALTH EQUITY SERVICES, LLC$69.7M1
84MACQUARIE GROUP LTD$69.2M1
85NORDEA INVESTMENT MANAGEMENT AB$66.2M1
86Bank Julius Baer & Co. Ltd, Zurich$65.8M1
87APG Asset Management N.V.$64.9M1
88WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$64.8M1
89Gotham Asset Management, LLC$64.6M1
90Connor, Clark & Lunn Investment Management Ltd.$60.2M1
91Pictet Asset Management Holding SA$58.5M1
92Creative Planning$58.1M1
93Cerity Partners LLC$57.7M1
94Zimmer Partners, LP$57.3M1
95STATE OF WISCONSIN INVESTMENT BOARD$56.0M1
96Zurcher Kantonalbank (Zurich Cantonalbank)$55.3M1
97Aberdeen Group plc$54.1M1
98Allspring Global Investments Holdings, LLC$53.3M1
99KEYBANK NATIONAL ASSOCIATION/OH$53.2M1
100Magellan Asset Management Ltd$52.7M1
101EXCHANGE TRADED CONCEPTS, LLC$52.3M1
102NATIONAL BANK OF CANADA /FI/$51.7M1
103Investment Management Corp of Ontario$51.4M1
104CIBC Asset Management Inc$50.7M1
105Chevy Chase Trust Holdings, LLC$50.6M1
106MML INVESTORS SERVICES, LLC$50.2M1
107Epoch Investment Partners, Inc.$49.0M1
108TD ASSET MANAGEMENT INC$48.6M1
109Asset Management One Co., Ltd.$48.5M1
110M&T BANK CORP$46.5M1
111STEPHENS INC /AR/$45.3M1
112US BANCORP \DE\$45.2M1
113CIBC Bancorp USA Inc.$44.7M1
114Yaupon Capital Management LP$44.2M1
115GUGGENHEIM CAPITAL LLC$44.0M1
116COMMERCE BANK$43.4M1
117CRAWFORD INVESTMENT COUNSEL INC$43.1M1
118Resona Asset Management Co.,Ltd.$41.6M1
119NOMURA ASSET MANAGEMENT CO LTD$39.2M1
120Corient Private Wealth LLC$38.7M1
121TEACHER RETIREMENT SYSTEM OF TEXAS$38.3M1
122Universal- Beteiligungs- und Servicegesellschaft mbH$37.2M1
123Swiss Life Asset Management Ltd$36.7M1
124Rockefeller Capital Management L.P.$35.4M1
125State of New Jersey Common Pension Fund D$35.0M1
126Squarepoint Ops LLC$33.4M1
127JENNISON ASSOCIATES LLC$33.4M1
128D.A. DAVIDSON & CO.$33.3M1
129INTECH INVESTMENT MANAGEMENT LLC$33.3M1
130Pinnacle Financial Partners, Inc.$32.1M1
131TORONTO DOMINION BANK$31.9M1
132FUKOKU MUTUAL LIFE INSURANCE CO$31.9M1
133Illinois Municipal Retirement Fund$31.4M1
134DAVENPORT & Co LLC$30.5M1
135LOCKHEED MARTIN INVESTMENT MANAGEMENT CO$30.5M1
136LIBERTY ONE INVESTMENT MANAGEMENT, LLC$30.4M1
137ADAGE CAPITAL PARTNERS GP, L.L.C.$30.1M1
138WORLDQUANT MILLENNIUM ADVISORS LLC$30.0M1
139MERCER GLOBAL ADVISORS INC /ADV$29.5M1
140IFM Investors Pty Ltd$29.4M1
141NewEdge Advisors, LLC$29.2M1
142PUBLIC SECTOR PENSION INVESTMENT BOARD$29.0M1
143SUSQUEHANNA INTERNATIONAL GROUP, LLP$28.1M1
144Aptus Capital Advisors, LLC$28.1M1
145Sanctuary Advisors, LLC$27.9M1
146Arizona State Retirement System$27.9M1
147&PARTNERS$27.9M1
148Czech National Bank$27.7M1
149HANCOCK WHITNEY CORP$27.7M1
150Envestnet Portfolio Solutions, Inc.$27.6M1
151CWM, LLC$27.5M1
152Kestra Advisory Services, LLC$26.9M1
153GODSEY & GIBB, INC$26.7M1
154O'SHAUGHNESSY ASSET MANAGEMENT, LLC$26.5M1
155Daiwa Securities Group Inc.$26.4M1
156Steward Partners Investment Advisory, LLC$26.1M1
157Arbejdsmarkedets Tillaegspension$26.0M1
158Eurizon Capital SGR S.p.A.$26.0M1
159MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$25.6M1
160Stack Financial Management, Inc$24.9M1
161OSSIAM$24.8M1
162Hudson Bay Capital Management LP$24.7M1
163FIRST CITIZENS BANK & TRUST CO$24.1M1
164Allworth Financial LP$23.9M1
165MetLife Investment Management, LLC$23.8M1
166UMB Bank, n.a.$23.2M1
167Calamos Advisors LLC$23.1M1
168ROYAL LONDON ASSET MANAGEMENT LTD$22.5M1
169OPPENHEIMER ASSET MANAGEMENT INC.$22.3M1
170Aventail Capital Group, LP$22.0M1
171QRG CAPITAL MANAGEMENT, INC.$21.9M1
172Retirement Systems of Alabama$21.6M1
173Wealthfront Advisers LLC$21.3M1
174WOODMONT INVESTMENT COUNSEL LLC$20.7M1
175Clarity Financial LLC$20.7M1
176Mirae Asset Global Investments Co., Ltd.$20.4M1
177Laurel Wealth Advisors LLC$20.3M1
178Orion Porfolio Solutions, LLC$20.1M1
179Woodline Partners LP$19.9M1
180XTX Topco Ltd$19.7M1
181ARS Wealth Advisors Group, LLC$19.4M1
182Robeco Institutional Asset Management B.V.$18.9M1
183NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$18.7M1
184XPONANCE LLC$18.5M1
185ASSETMARK, INC$18.5M1
186Vanguard Personalized Indexing Management, LLC$17.8M1
187CWA Asset Management Group, LLC$17.2M1
188Dai-ichi Life Insurance Company, Ltd$17.0M1
189USS Investment Management Ltd$16.9M1
190Utah Retirement Systems$16.6M1
191Randolph Co Inc$16.5M1
192Guardian Partners Inc.$16.3M1
193United Capital Management of KS, Inc.$16.2M1
194CIBC WORLD MARKET INC.$16.1M1
195DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$16.0M1
196Oak Grove Capital LLC$15.7M1
197Independent Advisor Alliance$15.5M1
198ProShare Advisors LLC$15.4M1
199Sumitomo Mitsui DS Asset Management Company, Ltd$15.4M1
200Rakuten Investment Management, Inc.$15.2M1
201Brookstone Capital Management$15.1M1
202BCWM, LLC$15.0M1
203BANK OF NOVA SCOTIA$15.0M1
204United Asset Strategies, Inc.$14.6M1
205NEOS Investment Management LLC$14.6M1
206Waverly Advisors, LLC$14.4M1
207NEW YORK LIFE INVESTMENT MANAGEMENT LLC$14.2M1
208BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp$14.0M1
209CANTOR FITZGERALD INVESTMENT ADVISORS L.P.$13.8M1
210Pathstone Holdings, LLC$13.4M1
211LOWE BROCKENBROUGH & CO INC$13.3M1
212Jefferies Financial Group Inc.$13.2M1
213NISSAY ASSET MANAGEMENT CORP /JAPAN$13.1M1
214HFR Wealth Management, LLC$12.8M1
215Vinva Investment Management Ltd$12.7M1
216SageGuard Financial Group, LLC$12.7M1
217Oak Harvest Investment Services$12.7M1
218NorthCrest Asset Manangement, LLC$12.5M1
219MILLENNIUM MANAGEMENT LLC$12.5M1
220HENNESSY ADVISORS INC$12.4M1
221Biondo Investment Advisors, LLC$12.4M1
222BLAIR WILLIAM & CO/IL$12.1M1
223J.W. COLE ADVISORS, INC.$12.0M1
224OPPENHEIMER & CO INC$11.7M1
225TECTONIC ADVISORS LLC$11.7M1
226OREGON PUBLIC EMPLOYEES RETIREMENT FUND$11.7M1
227Private Advisor Group, LLC$11.5M1
228SHELTON CAPITAL MANAGEMENT$11.5M1
229Alley Investment Management Company, LLC$11.4M1
230Qsemble Capital Management, LP$11.3M1
231Capital Investment Advisory Services, LLC$11.1M1
232Cyndeo Wealth Partners, LLC$11.0M1
233FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND$11.0M1
234Metis Global Partners, LLC$10.9M1
235HB Wealth Management, LLC$10.8M1
236INTACT INVESTMENT MANAGEMENT INC.$10.8M1
237MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC$10.8M1
238ROMANO BROTHERS AND COMPANY$10.8M1
239TOMPKINS FINANCIAL CORP$10.7M1
240BENJAMIN EDWARDS INC$10.5M1
241Bell Bank$10.4M1
242ADVOCATE GROUP LLC$10.0M1
243Strategic Wealth Investment Group, LLC$9.9M1
244Linscomb Wealth, Inc.$9.9M1
245Visionary Wealth Advisors$9.8M1
246GLENMEDE TRUST CO NA$9.6M1
247Beacon Pointe Advisors, LLC$9.5M1
248Union Bancaire Privee, UBP SA$9.5M1
249Kingsview Wealth Management, LLC$9.2M1
250Concurrent Investment Advisors, LLC$9.0M1
251Strategic Advisors LLC$8.9M1
252Greenland Capital Management LP$8.9M1
253Savant Capital, LLC$8.8M1
254New Age Alpha Advisors, LLC$8.8M1
255NEW ENGLAND ASSET MANAGEMENT INC$8.7M1
256Capital Investment Advisors, LLC$8.5M1
257Vident Advisory, LLC$8.5M1
258Mediolanum International Funds Ltd$8.4M1
259Northside Capital Management, LLC$8.4M1
260WINDWARD CAPITAL MANAGEMENT CO /CA$8.3M1
261GLOBALT Investments LLC / GA$8.3M1
262Rafferty Asset Management, LLC$8.2M1
263WHITENER CAPITAL MANAGEMENT, INC.$8.1M1
264KMG FIDUCIARY PARTNERS, LLC$8.1M1
265WELCH & FORBES LLC$8.1M1
266Lido Advisors, LLC$8.1M1
267UniSuper Management Pty Ltd$8.1M1
268WASHINGTON TRUST BANK$8.1M1
269Greystone Financial Group, LLC$8.0M1
270Merit Financial Group, LLC$8.0M1
271BEACON INVESTMENT ADVISORY SERVICES, INC.$7.9M1
272CLOUGH CAPITAL PARTNERS L P$7.9M1
273Founders Financial Alliance, LLC$7.9M1
274Reliant Investment Partners, LLC$7.8M1
275PATTEN & PATTEN INC/TN$7.8M1
276Smith Salley Wealth Management$7.8M1
277Pathway Financial Advisers, LLC$7.7M1
278UNITED CAPITAL FINANCIAL ADVISORS, LLC$7.6M1
279MONEY CONCEPTS CAPITAL CORP$7.6M1
280PARSONS CAPITAL MANAGEMENT INC/RI$7.6M1
281Red Door Wealth Management, LLC$7.6M1
282Prospera Financial Services Inc$7.6M1
283RWA WEALTH PARTNERS, LLC$7.5M1
284Atria Investments, Inc$7.4M1
285Canal Capital Management, LLC$7.4M1
286PRINCIPAL SECURITIES, INC.$7.4M1
287MEYER HANDELMAN CO$7.3M1
288HUDSON EDGE INVESTMENT PARTNERS INC.$7.3M1
289FARMERS & MERCHANTS INVESTMENTS INC$7.3M1
290BROWN ADVISORY INC$7.2M1
291Vontobel Holding Ltd.$7.2M1
292Sequoia Financial Advisors, LLC$7.2M1
293Ellsworth Advisors, LLC$7.2M1
294Csenge Advisory Group$7.2M1
295Dynamic Advisor Solutions LLC$7.1M1
296Caprock Group, LLC$7.1M1
297JAMISON PRIVATE WEALTH MANAGEMENT, INC.$7.0M1
298Tidal Investments LLC$7.0M1
299Geneos Wealth Management Inc.$6.9M1
300ProVise Management Group, LLC$6.9M1
301Moors & Cabot, Inc.$6.9M1
302COLDSTREAM CAPITAL MANAGEMENT INC$6.9M1
303Stratos Wealth Partners, LTD.$6.8M1
304Empowered Funds, LLC$6.7M1
305CHOREO, LLC$6.7M1
306PRUDENTIAL PLC$6.7M1
307Constitution Capital LLC$6.6M1
308Edgestream Partners, L.P.$6.6M1
309Family Legacy, Inc.$6.6M1
310CREDIT AGRICOLE S A$6.5M1
311FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC$6.4M1
312Advisors Asset Management, Inc.$6.4M1
313Providence Capital Advisors, LLC$6.4M1
314NewSquare Capital LLC$6.4M1
315Apollon Wealth Management, LLC$6.4M1
316NOMURA HOLDINGS INC$6.3M1
317Sone Capital Management, LLC$6.3M1
318Quadcap Wealth Management, LLC$6.3M1
319Eliot Finkel Investment Counsel, LLC$6.2M1
320PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$6.2M1
321Richard C. Young & CO., LTD.$6.2M1
322Capital Investment Counsel, LLC$6.2M1
323MIZUHO SECURITIES USA LLC$6.2M1
324Crossmark Global Holdings, Inc.$6.1M1
325Chicago Partners Investment Group LLC$6.1M1
326Clearstead Advisors, LLC$6.1M1
327Regal Investment Advisors LLC$6.1M1
328CENTRAL TRUST Co$6.1M1
329TOCQUEVILLE ASSET MANAGEMENT L.P.$6.0M1
330STRATEGIC PLANNING GROUP, LLC$6.0M1
331Rice Partnership, LLC$5.9M1
332SevenBridge Financial Group, LLC$5.9M1
333Stablepoint Partners, LLC$5.9M1
334DAYMARK WEALTH PARTNERS, LLC$5.9M1
335STRATEGY ASSET MANAGERS LLC$5.8M1
336SPIREPOINT PRIVATE CLIENT, LLC$5.7M1
337Vest Financial, LLC$5.7M1
338SHERMAN PORFOLIOS, LLC$5.7M1
339Jackson Hole Capital Partners, LLC$5.7M1
340one8zero8, LLC$5.7M1
341Equitable Holdings, Inc.$5.7M1
342Occidental Asset Management, LLC$5.7M1
343Global Wealth Management Investment Advisory, Inc.$5.6M1
344LEVEL FOUR ADVISORY SERVICES, LLC$5.6M1
345World Investment Advisors$5.5M1
346Principle Wealth Partners LLC$5.4M1
347WASATCH ADVISORS LP$5.4M1
348MAI Capital Management$5.4M1
349AE Wealth Management LLC$5.4M1
350MORGAN DEMPSEY CAPITAL MANAGEMENT LLC$5.3M1
351Banque Cantonale Vaudoise$5.3M1
352Hennion & Walsh Asset Management, Inc.$5.3M1
353Aull & Monroe Investment Management Corp$5.2M1
354HOLDERNESS INVESTMENTS CO$5.2M1
355KKM Financial LLC$5.2M1
356VIRGINIA WEALTH MANAGEMENT GROUP, INC.$5.2M1
357OneDigital Investment Advisors LLC$5.2M1
358EVENTIDE ASSET MANAGEMENT, LLC$5.2M1
359Pegasus Asset Management, Inc.$5.2M1
360Sigma Planning Corp$5.2M1
361Atlantic Union Bankshares Corp$5.2M1
362JOHNSON INVESTMENT COUNSEL INC$5.2M1
363BNP Paribas Asset Management Holding S.A.$5.2M1
364MGO ONE SEVEN LLC$5.2M1
365Maryland State Retirement & Pension System$5.2M1
366FAS Wealth Partners, Inc.$5.1M1
367Seven Springs Wealth Group, LLC$5.1M1
368TOKIO MARINE ASSET MANAGEMENT CO LTD$5.1M1
369Turtle Creek Wealth Advisors, LLC$5.1M1
370Royal Fund Management, LLC$5.1M1
371MONECO ADVISORS, LLC$5.0M1
372Vise Technologies, Inc.$5.0M1
373Federation des caisses Desjardins du Quebec$5.0M1
374Vertrix Wealth Management, LLC$4.9M1
375TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV$4.9M1
376Sargent Investment Group, LLC$4.8M1
377Bragg Financial Advisors, Inc$4.8M1
378ABN AMRO INVESTMENT SOLUTIONS$4.8M1
379Pure Financial Advisors, LLC$4.7M1
380LEAVELL INVESTMENT MANAGEMENT, INC.$4.7M1
381Qube Research & Technologies Ltd$4.7M1
382BEACON FINANCIAL GROUP$4.7M1
383AlphaStar Capital Management, LLC$4.7M1
384LGT Fund Management Co Ltd.$4.7M1
385Orange Investment Advisors, Inc.$4.7M1
386SAGESPRING WEALTH PARTNERS, LLC$4.7M1
387Trilogy Capital Inc.$4.6M1
388LAZARD ASSET MANAGEMENT LLC$4.6M1
389CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT$4.6M1
390GWN SECURITIES INC.$4.6M1
391Norinchukin Bank, The$4.6M1
392MARCO INVESTMENT MANAGEMENT LLC$4.6M1
393Blue Trust, Inc.$4.5M1
394Farringdon Capital, Ltd.$4.5M1
395REGIONS FINANCIAL CORP$4.5M1
396Cypress Capital Group$4.4M1
397Davidson Capital Management Inc.$4.4M1
398WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV$4.4M1
399PANAGORA ASSET MANAGEMENT INC$4.4M1
400Caldwell Trust Co$4.4M1
401Snowden Capital Advisors LLC$4.4M1
402Asset One Wealth Management LLC$4.4M1
403Texas Yale Capital Corp.$4.3M1
404American Assets Investment Management, LLC$4.3M1
405Sowell Financial Services LLC$4.3M1
406ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$4.2M1
407HAMEL ASSOCIATES, INC.$4.2M1
408AXXCESS WEALTH MANAGEMENT, LLC$4.2M1
409MUFG Securities EMEA plc$4.2M1
410NORTHCAPE WEALTH MANAGEMENT, LLC$4.2M1
411Summit Trail Advisors, LLC$4.2M1
412SALEM INVESTMENT COUNSELORS INC$4.1M1
413Te Ahumairangi Investment Management Ltd$4.1M1
414Glenview Trust Co$4.1M1
415KCM Capital Inc$4.1M1
416GUARDIAN CAPITAL LP$4.1M1
417PFG Investments, LLC$4.0M1
418Carson Advisory Inc.$4.0M1
419Townsend & Associates, Inc$4.0M1
420Empire Financial Management Company, LLC$4.0M1
421FOUNDATIONS INVESTMENT ADVISORS, LLC$4.0M1
422Empirical Finance, LLC$4.0M1
423Coastal Bridge Advisors, LLC$3.9M1
424Bleakley Financial Group, LLC$3.9M1
425BANQUE PICTET & CIE SA$3.9M1
426Asio Capital, LLC$3.9M1
427AMG National Trust Bank$3.9M1
428Slocum, Gordon & Co LLP$3.9M1
429MONTAG A & ASSOCIATES INC$3.9M1
430PINNACLE ASSOCIATES LTD$3.9M1
431Old North State Wealth Management, LLC$3.9M1
432Fox Hill Wealth Management$3.9M1
433Spectrum Asset Management, Inc. (NB/CA)$3.9M1
434CGN Advisors LLC$3.8M1
435Ashton Thomas Private Wealth, LLC$3.8M1
436Triangle Securities Wealth Management$3.8M1
437EP Wealth Advisors, LLC$3.8M1
4381832 Asset Management L.P.$3.8M1
439Saudi Central Bank$3.8M1
440Leo Wealth, LLC$3.8M1
441Tower Research Capital LLC (TRC)$3.7M1
442Modera Wealth Management, LLC$3.7M1
443Shepherd Financial Partners LLC$3.7M1
444Convergence Financial, LLC$3.7M1
445Avidian Wealth Enterprises, LLC$3.7M1
446SHEETS SMITH WEALTH MANAGEMENT$3.7M1
447Retirement Planning Group, LLC$3.6M1
448Griffith & Werner, Inc.$3.6M1
449Ascent Group, LLC$3.6M1
450Apollon Financial, LLC$3.5M1
451Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$3.5M1
452Morningstar Investment Management LLC$3.5M1
453PROFUND ADVISORS LLC$3.5M1
454MARSHALL INVESTMENT MANAGEMENT, LLC$3.5M1
455Synergy Asset Management, LLC$3.5M1
456Wilmington Savings Fund Society, FSB$3.4M1
457TRUSTMARK BANK TRUST DEPARTMENT$3.4M1
458AXQ CAPITAL, LP$3.4M1
459Moran Wealth Management, LLC$3.4M1
460Emerald Investment Advisers, LLC$3.4M1
461NAPLES GLOBAL ADVISORS, LLC$3.4M1
462Smartleaf Asset Management LLC$3.4M1
463TD Waterhouse Canada Inc.$3.4M1
464HALL CAPITAL MANAGEMENT CO INC$3.3M1
465Aspire Private Capital, LLC$3.3M1
466RMR Wealth Builders$3.3M1
467WealthShield Partners, LLC$3.3M1
468Verdence Capital Advisors LLC$3.3M1
469NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC$3.3M1
470FULTON BANK, N.A.$3.2M1
471Mill Capital Management, LLC$3.2M1
472Counterweight Ventures, LLC$3.2M1
473Evercore Wealth Management, LLC$3.2M1
474WCG Wealth Advisors LLC$3.1M1
475Brooklyn Investment Group$3.1M1
476ONTARIO TEACHERS PENSION PLAN BOARD$3.1M1
477Live Oak Private Wealth LLC$3.0M1
478HUB Investment Partners, LLC$3.0M1
479Wealthcare Advisory Partners LLC$3.0M1
480AMERICAN NATIONAL BANK & TRUST$3.0M1
481BANCO BILBAO VIZCAYA ARGENTARIA, S.A.$3.0M1
482North Dakota State Investment Board$3.0M1
483Ranch Capital Advisors Inc.$3.0M1
484Adalta Capital Management LLC$2.9M1
485apricus wealth, LLC$2.9M1
486Mutual Advisors, LLC$2.9M1
487Siemens Fonds Invest GmbH$2.9M1
488Hardin Capital Partners, LLC$2.9M1
489Kentucky Trust Co$2.9M1
490DELTA FINANCIAL ADVISORS LLC$2.9M1
491Murphy, Middleton, Hinkle & Parker, Inc.$2.9M1
492SIGNATUREFD, LLC$2.9M1
493GREENWOOD CAPITAL ASSOCIATES LLC$2.9M1
494Sound View Wealth Advisors Group, LLC$2.9M1
495BLB&B Advisors, LLC$2.9M1
496Compound Planning, Inc.$2.8M1
497Summit Financial, LLC$2.8M1
498Cornerstone Wealth Group, LLC$2.8M1
499Platform Technology Partners$2.8M1
500Plan Group Financial, LLC$2.8M1
Truncated by Public Filings. The published aggregate ranks the top 500 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)2 buy / 4 sell
Congress net ($ bound)−$93.0K to $12.0K
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on DUK

RETAINED WINDOW · ACTIVE HITS
Signal hits naming DUK
KindRuleHits
FIRST FILINGfirst disclosure of this ticker by this member within the corpus — era-scoped: coverage begins 2014-01-03, so an earlier first disclosure cannot be seen and is not claimed against2 hits

Every rule, with its definition →

Planned modules for DUK · financials and macro

Financials — as filed PLANNED

DUK's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: DUK on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing