Who holds DUKticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

DUKE ENERGY CORP NEW · COM NEW · quarter ended 2026-03-31 · 23 members disclosed DUK ↗

1,818

holders13F filers reporting this class for the quarter ended 2026-03-31; the 500 largest are listed

$62.0B

combined valuesum of the reported values across every holder; NULL values are excluded, never zero-filled

976

addsholders whose share count rose or who opened the position (new + add), by shares

141

exitsholders absent this quarter after holding last quarter — inferred from absence, not a sale record

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of DUK ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	BlackRock, Inc.	$9.1B	69,323,870	+433,230	add
2	VANGUARD CAPITAL MANAGEMENT LLC	$6.6B	50,526,603	—	no prior
3	STATE STREET CORP	$5.8B	44,532,642	+579,242	add
4	GEODE CAPITAL MANAGEMENT, LLC	$2.6B	20,047,801	+755,168	add
5	VANGUARD PORTFOLIO MANAGEMENT LLC	$2.6B	20,078,558	—	no prior
6	MASSACHUSETTS FINANCIAL SERVICES CO /MA/	$1.9B	14,391,296	−1,653,176	trim
7	MORGAN STANLEY	$1.7B	12,679,831	+339,201	add
8	FMR LLC	$1.4B	10,752,153	−1,150,102	trim
9	FRANKLIN RESOURCES INC	$1.4B	10,370,071	+2,133,178	add
10	BANK OF AMERICA CORP /DE/	$1.2B	9,348,566	+605,348	add
11	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	$1.2B	9,104,608	+173,481	add
12	ROYAL BANK OF CANADA	$1.0B	7,893,389	−309,146	trim
13	GQG Partners LLC	$1.0B	7,802,463	−1,740,608	trim
14	NORTHERN TRUST CORP	$964M	7,362,197	+12,711	add
15	WELLINGTON MANAGEMENT GROUP LLP	$866M	6,617,155	−5,990,628	trim
16	Nuveen, LLC	$843M	6,437,513	+488,206	add
17	Legal & General Group Plc	$809M	6,174,653	−7,357	trim
18	Invesco Ltd.	$632M	4,830,084	+167,324	add
19	RAYMOND JAMES FINANCIAL INC	$628M	4,786,720	−341,970	trim
20	Capital Research Global Investors	$587M	4,485,760	−556,163	trim
21	VANGUARD FIDUCIARY TRUST CO	$573M	4,377,116	—	no prior
22	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$522M	3,983,128	−35,349	trim
23	WELLS FARGO & COMPANY/MN	$509M	3,886,189	+125,790	add
24	FEDERATED HERMES, INC.	$500M	3,817,183	+183,979	add
25	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO	$467M	3,569,308	0	no change
26	AMERICAN CENTURY COMPANIES INC	$431M	3,291,616	+174,006	add
27	UBS Group AG	$360M	2,747,466	−529,740	trim
28	Capital Wealth Planning, LLC	$359M	2,740,814	+62,118	add
29	Janus Henderson Group Ltd.	$358M	2,735,816	+2,684,721	add
30	MACKENZIE FINANCIAL CORP	$353M	2,697,624	+92,888	add
31	ENVESTNET ASSET MANAGEMENT INC	$343M	2,621,662	+108,845	add
32	CITADEL ADVISORS LLC	$327M	2,498,977	+329,568	add
33	LPL Financial LLC	$325M	2,481,110	+119,058	add
34	Swiss National Bank	$299M	2,282,341	+151,400	add
35	DIMENSIONAL FUND ADVISORS LP	$274M	2,092,284	+58,967	add
36	National Pension Service	$273M	2,087,169	+2,087,169	new
37	Amundi	$255M	1,945,496	−716,964	trim
38	VOYA INVESTMENT MANAGEMENT LLC	$241M	1,840,222	+500,916	add
39	DEUTSCHE BANK AG\	$236M	1,799,308	−248,534	trim
40	Mitsubishi UFJ Asset Management Co., Ltd.	$231M	1,767,941	+114,001	add
41	Vanguard Global Advisers, LLC	$231M	1,761,945	—	no prior
42	CAISSE DE DEPOT ET PLACEMENT DU QUEBEC	$208M	1,584,716	−423,315	trim
43	BANK OF MONTREAL /CAN/	$196M	1,497,734	+15,929	add
44	VANGUARD ASSET MANAGEMENT, Ltd	$191M	1,459,784	—	no prior
45	HSBC HOLDINGS PLC	$188M	1,436,896	−1,901,752	trim
46	Ensign Peak Advisors, Inc	$187M	1,430,050	−271,472	trim
47	COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS	$181M	1,380,385	−80,931	trim
48	CANADA PENSION PLAN INVESTMENT BOARD	$176M	1,346,043	+362,306	add
49	OMERS ADMINISTRATION Corp	$159M	1,215,832	+8,329	add
50	Focus Partners Wealth	$150M	1,147,807	+125,811	add
51	Mariner, LLC	$147M	1,123,879	−35,615	trim
52	Sarasin & Partners LLP	$146M	1,112,513	+1,112,513	new
53	Energy Income Partners, LLC	$136M	1,038,588	−72,405	trim
54	PRINCIPAL FINANCIAL GROUP INC	$135M	1,028,960	−17,583	trim
55	CITIGROUP INC	$122M	933,761	−22,197	trim
56	DUFF & PHELPS INVESTMENT MANAGEMENT CO	$117M	896,997	+896,997	new
57	Assenagon Asset Management S.A.	$117M	894,066	+578,843	add
58	MANUFACTURERS LIFE INSURANCE COMPANY, THE	$114M	870,441	−35,118	trim
59	NOMURA ASSET MANAGEMENT INTERNATIONAL INC.	$107M	817,358	+817,358	new
60	STIFEL FINANCIAL CORP	$106M	808,403	−4,493	trim
61	FIRST TRUST ADVISORS LP	$101M	768,677	−283,264	trim
62	ALLIANCEBERNSTEIN L.P.	$101M	858,074	+5,755	add
63	HighTower Advisors, LLC	$99.5M	760,236	−25,396	trim
64	Vanguard Investments Australia, Ltd.	$99.0M	755,734	—	no prior
65	NEW YORK STATE COMMON RETIREMENT FUND	$98.0M	748,776	+3,600	add
66	Clark Capital Management Group, Inc.	$97.3M	743,226	+7,828	add
67	FIL Ltd	$95.8M	731,702	+96,411	add
68	FIFTH THIRD BANCORP	$95.0M	725,882	+246,598	add
69	TRUIST FINANCIAL CORP	$94.3M	720,319	−1,519	trim
70	JANE STREET GROUP, LLC	$93.2M	711,767	+661,408	add
71	Baird Financial Group, Inc.	$92.5M	706,338	+706,338	new
72	Cetera Investment Advisers	$90.2M	689,224	+28,362	add
73	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	$87.9M	671,630	−18,831	trim
74	TWO SIGMA INVESTMENTS, LP	$87.6M	669,148	+531,649	add
75	HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	$86.8M	662,844	+406,102	add
76	SCHRODER INVESTMENT MANAGEMENT GROUP	$83.9M	636,800	−74,517	trim
77	Advisors Capital Management, LLC	$78.9M	602,263	+30,428	add
78	Quantinno Capital Management LP	$77.6M	592,879	+234,139	add
79	SEI INVESTMENTS CO	$75.8M	579,205	+25,445	add
80	OSAIC HOLDINGS, INC.	$74.8M	571,832	+128,383	add
81	Korea Investment CORP	$74.3M	567,547	−118,746	trim
82	AQR CAPITAL MANAGEMENT LLC	$73.7M	563,353	−264,628	trim
83	COMMONWEALTH EQUITY SERVICES, LLC	$69.7M	532,024	−21,164	trim
84	MACQUARIE GROUP LTD	$69.2M	528,355	−8,950	trim
85	NORDEA INVESTMENT MANAGEMENT AB	$66.2M	509,002	+981	add
86	Bank Julius Baer & Co. Ltd, Zurich	$65.8M	501,859	−4,032	trim
87	APG Asset Management N.V.	$64.9M	570,956	−14,039	trim
88	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$64.8M	584,863	−150,217	trim
89	Gotham Asset Management, LLC	$64.6M	493,731	−67,491	trim
90	Connor, Clark & Lunn Investment Management Ltd.	$60.2M	460,063	+243,716	add
91	Pictet Asset Management Holding SA	$58.5M	446,823	−23,065	trim
92	Creative Planning	$58.1M	443,982	+76,064	add
93	Cerity Partners LLC	$57.7M	440,326	+78,352	add
94	Zimmer Partners, LP	$57.3M	437,929	−205,000	trim
95	STATE OF WISCONSIN INVESTMENT BOARD	$56.0M	427,442	+13,712	add
96	Zurcher Kantonalbank (Zurich Cantonalbank)	$55.3M	422,053	+422,053	new
97	Aberdeen Group plc	$54.1M	413,010	−32,771	trim
98	Allspring Global Investments Holdings, LLC	$53.3M	407,080	−4,149	trim
99	KEYBANK NATIONAL ASSOCIATION/OH	$53.2M	406,142	+14,381	add
100	Magellan Asset Management Ltd	$52.7M	402,505	+66,226	add
101	EXCHANGE TRADED CONCEPTS, LLC	$52.3M	399,585	+39,756	add
102	NATIONAL BANK OF CANADA /FI/	$51.7M	394,908	+30,280	add
103	Investment Management Corp of Ontario	$51.4M	392,800	+318,339	add
104	CIBC Asset Management Inc	$50.7M	387,544	+6,908	add
105	Chevy Chase Trust Holdings, LLC	$50.6M	386,816	−11,267	trim
106	MML INVESTORS SERVICES, LLC	$50.2M	383,697	−49,020	trim
107	Epoch Investment Partners, Inc.	$49.0M	374,011	−26,744	trim
108	TD ASSET MANAGEMENT INC	$48.6M	371,527	+11,003	add
109	Asset Management One Co., Ltd.	$48.5M	370,540	−5,314	trim
110	M&T BANK CORP	$46.5M	354,798	−9,224	trim
111	STEPHENS INC /AR/	$45.3M	345,684	+38,505	add
112	US BANCORP \DE\	$45.2M	345,167	−1,446	trim
113	CIBC Bancorp USA Inc.	$44.7M	341,523	—	no prior
114	Yaupon Capital Management LP	$44.2M	337,728	−106,235	trim
115	GUGGENHEIM CAPITAL LLC	$44.0M	335,876	−7,934	trim
116	COMMERCE BANK	$43.4M	331,827	+99,057	add
117	CRAWFORD INVESTMENT COUNSEL INC	$43.1M	328,910	+5,703	add
118	Resona Asset Management Co.,Ltd.	$41.6M	317,710	+5,060	add
119	NOMURA ASSET MANAGEMENT CO LTD	$39.2M	299,165	+7,067	add
120	Corient Private Wealth LLC	$38.7M	296,553	−678,745	trim
121	TEACHER RETIREMENT SYSTEM OF TEXAS	$38.3M	292,328	+80,618	add
122	Universal- Beteiligungs- und Servicegesellschaft mbH	$37.2M	285,943	+29,506	add
123	Swiss Life Asset Management Ltd	$36.7M	188,486	+111,134	add
124	Rockefeller Capital Management L.P.	$35.4M	270,288	+37,199	add
125	State of New Jersey Common Pension Fund D	$35.0M	267,177	−514	trim
126	Squarepoint Ops LLC	$33.4M	255,284	+227,961	add
127	JENNISON ASSOCIATES LLC	$33.4M	254,901	−5,502	trim
128	D.A. DAVIDSON & CO.	$33.3M	254,101	+4,006	add
129	INTECH INVESTMENT MANAGEMENT LLC	$33.3M	253,939	+6,547	add
130	Pinnacle Financial Partners, Inc.	$32.1M	245,387	+27,743	add
131	TORONTO DOMINION BANK	$31.9M	243,986	−31,080	trim
132	FUKOKU MUTUAL LIFE INSURANCE CO	$31.9M	243,944	−526	trim
133	Illinois Municipal Retirement Fund	$31.4M	239,990	−54,166	trim
134	DAVENPORT & Co LLC	$30.5M	232,880	+6,786	add
135	LOCKHEED MARTIN INVESTMENT MANAGEMENT CO	$30.5M	232,670	−150,380	trim
136	LIBERTY ONE INVESTMENT MANAGEMENT, LLC	$30.4M	232,015	+27,012	add
137	ADAGE CAPITAL PARTNERS GP, L.L.C.	$30.1M	230,113	+230,113	new
138	WORLDQUANT MILLENNIUM ADVISORS LLC	$30.0M	229,238	−19,214	trim
139	MERCER GLOBAL ADVISORS INC /ADV	$29.5M	225,404	+8,897	add
140	IFM Investors Pty Ltd	$29.4M	224,461	+37,036	add
141	NewEdge Advisors, LLC	$29.2M	223,319	+223,319	new
142	PUBLIC SECTOR PENSION INVESTMENT BOARD	$29.0M	221,194	+23,154	add
143	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$28.1M	214,790	−141,260	trim
144	Aptus Capital Advisors, LLC	$28.1M	214,516	−1,923	trim
145	Sanctuary Advisors, LLC	$27.9M	213,324	+1,633	add
146	Arizona State Retirement System	$27.9M	213,065	−6,033	trim
147	&PARTNERS	$27.9M	215,728	+14,463	add
148	Czech National Bank	$27.7M	211,793	+6,740	add
149	HANCOCK WHITNEY CORP	$27.7M	211,379	+211,379	new
150	Envestnet Portfolio Solutions, Inc.	$27.6M	210,438	+62,676	add
151	CWM, LLC	$27.5M	209,645	−4,853	trim
152	Kestra Advisory Services, LLC	$26.9M	205,462	+24,670	add
153	GODSEY & GIBB, INC	$26.7M	203,839	+501	add
154	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$26.5M	202,051	+16,913	add
155	Daiwa Securities Group Inc.	$26.4M	201,462	+452	add
156	Steward Partners Investment Advisory, LLC	$26.1M	199,431	+5,444	add
157	Arbejdsmarkedets Tillaegspension	$26.0M	198,906	−2,925	trim
158	Eurizon Capital SGR S.p.A.	$26.0M	198,357	+28,469	add
159	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	$25.6M	195,845	+30,821	add
160	Stack Financial Management, Inc	$24.9M	190,154	+1,842	add
161	OSSIAM	$24.8M	189,517	+187,448	add
162	Hudson Bay Capital Management LP	$24.7M	188,498	+51,994	add
163	FIRST CITIZENS BANK & TRUST CO	$24.1M	183,947	+85,785	add
164	Allworth Financial LP	$23.9M	182,673	+3,269	add
165	MetLife Investment Management, LLC	$23.8M	181,710	−4,717	trim
166	UMB Bank, n.a.	$23.2M	176,924	−4,774	trim
167	Calamos Advisors LLC	$23.1M	176,619	+4,934	add
168	ROYAL LONDON ASSET MANAGEMENT LTD	$22.5M	171,565	0	no change
169	OPPENHEIMER ASSET MANAGEMENT INC.	$22.3M	170,388	+860	add
170	Aventail Capital Group, LP	$22.0M	167,929	+65,482	add
171	QRG CAPITAL MANAGEMENT, INC.	$21.9M	167,059	+16,158	add
172	Retirement Systems of Alabama	$21.6M	165,144	−291	trim
173	Wealthfront Advisers LLC	$21.3M	162,446	+8,604	add
174	WOODMONT INVESTMENT COUNSEL LLC	$20.7M	158,167	+2,737	add
175	Clarity Financial LLC	$20.7M	157,710	−33,428	trim
176	Mirae Asset Global Investments Co., Ltd.	$20.4M	156,019	+23,489	add
177	Laurel Wealth Advisors LLC	$20.3M	163,709	+10,423	add
178	Orion Porfolio Solutions, LLC	$20.1M	153,564	−9,450	trim
179	Woodline Partners LP	$19.9M	152,319	+19,637	add
180	XTX Topco Ltd	$19.7M	150,199	+150,199	new
181	ARS Wealth Advisors Group, LLC	$19.4M	148,064	+1,842	add
182	Robeco Institutional Asset Management B.V.	$18.9M	144,545	−154,056	trim
183	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$18.7M	143,033	+9,050	add
184	XPONANCE LLC	$18.5M	141,630	+18,290	add
185	ASSETMARK, INC	$18.5M	141,471	+17,802	add
186	Vanguard Personalized Indexing Management, LLC	$17.8M	136,075	+12,594	add
187	CWA Asset Management Group, LLC	$17.2M	130,986	−3,135	trim
188	Dai-ichi Life Insurance Company, Ltd	$17.0M	129,880	−9,793	trim
189	USS Investment Management Ltd	$16.9M	128,951	+4,660	add
190	Utah Retirement Systems	$16.6M	126,484	−1,973	trim
191	Randolph Co Inc	$16.5M	126,039	+2,099	add
192	Guardian Partners Inc.	$16.3M	124,370	−994	trim
193	United Capital Management of KS, Inc.	$16.2M	123,781	−109,777	trim
194	CIBC WORLD MARKET INC.	$16.1M	123,276	+103,868	add
195	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	$16.0M	122,304	+93,103	add
196	Oak Grove Capital LLC	$15.7M	120,150	+400	add
197	Independent Advisor Alliance	$15.5M	118,277	−19,346	trim
198	ProShare Advisors LLC	$15.4M	117,650	−28,448	trim
199	Sumitomo Mitsui DS Asset Management Company, Ltd	$15.4M	117,366	+1,854	add
200	Rakuten Investment Management, Inc.	$15.2M	115,413	+13,114	add
201	Brookstone Capital Management	$15.1M	115,140	−2,878	trim
202	BCWM, LLC	$15.0M	114,875	+2,769	add
203	BANK OF NOVA SCOTIA	$15.0M	114,229	−20,825	trim
204	United Asset Strategies, Inc.	$14.6M	111,535	+2,200	add
205	NEOS Investment Management LLC	$14.6M	111,138	+4,804	add
206	Waverly Advisors, LLC	$14.4M	109,980	+4,333	add
207	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	$14.2M	108,065	+1,398	add
208	BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	$14.0M	107,179	−30,814	trim
209	CANTOR FITZGERALD INVESTMENT ADVISORS L.P.	$13.8M	105,616	−1,319	trim
210	Pathstone Holdings, LLC	$13.4M	102,355	−2,934	trim
211	LOWE BROCKENBROUGH & CO INC	$13.3M	101,658	+2,095	add
212	Jefferies Financial Group Inc.	$13.2M	101,031	−3,889	trim
213	NISSAY ASSET MANAGEMENT CORP /JAPAN	$13.1M	99,722	+1,391	add
214	HFR Wealth Management, LLC	$12.8M	97,721	+97,721	new
215	Vinva Investment Management Ltd	$12.7M	96,784	+8,279	add
216	SageGuard Financial Group, LLC	$12.7M	97,073	+223	add
217	Oak Harvest Investment Services	$12.7M	96,970	+3,638	add
218	NorthCrest Asset Manangement, LLC	$12.5M	94,804	−75,256	trim
219	MILLENNIUM MANAGEMENT LLC	$12.5M	95,149	+46,178	add
220	HENNESSY ADVISORS INC	$12.4M	94,887	−1,900	trim
221	Biondo Investment Advisors, LLC	$12.4M	94,412	+821	add
222	BLAIR WILLIAM & CO/IL	$12.1M	92,529	+350	add
223	J.W. COLE ADVISORS, INC.	$12.0M	92,002	−569	trim
224	OPPENHEIMER & CO INC	$11.7M	89,220	−50,588	trim
225	TECTONIC ADVISORS LLC	$11.7M	89,195	+3,726	add
226	OREGON PUBLIC EMPLOYEES RETIREMENT FUND	$11.7M	89,120	+100	add
227	Private Advisor Group, LLC	$11.5M	88,099	−1,402	trim
228	SHELTON CAPITAL MANAGEMENT	$11.5M	87,830	+53,058	add
229	Alley Investment Management Company, LLC	$11.4M	87,144	−265	trim
230	Qsemble Capital Management, LP	$11.3M	86,443	+86,443	new
231	Capital Investment Advisory Services, LLC	$11.1M	85,140	+2,958	add
232	Cyndeo Wealth Partners, LLC	$11.0M	83,978	+21,814	add
233	FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND	$11.0M	83,650	+83,650	new
234	Metis Global Partners, LLC	$10.9M	82,942	−1,334	trim
235	HB Wealth Management, LLC	$10.8M	82,846	−622	trim
236	INTACT INVESTMENT MANAGEMENT INC.	$10.8M	82,800	0	no change
237	MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC	$10.8M	82,699	−790	trim
238	ROMANO BROTHERS AND COMPANY	$10.8M	82,122	+1,300	add
239	TOMPKINS FINANCIAL CORP	$10.7M	81,794	−1,440	trim
240	BENJAMIN EDWARDS INC	$10.5M	80,566	+675	add
241	Bell Bank	$10.4M	79,698	+2,157	add
242	ADVOCATE GROUP LLC	$10.0M	76,528	+1,458	add
243	Strategic Wealth Investment Group, LLC	$9.9M	75,849	+1,279	add
244	Linscomb Wealth, Inc.	$9.9M	75,532	−16,575	trim
245	Visionary Wealth Advisors	$9.8M	75,042	+3,649	add
246	GLENMEDE TRUST CO NA	$9.6M	73,132	−7,880	trim
247	Beacon Pointe Advisors, LLC	$9.5M	72,561	+33,112	add
248	Union Bancaire Privee, UBP SA	$9.5M	67,106	+28,807	add
249	Kingsview Wealth Management, LLC	$9.2M	70,463	+8,155	add
250	Concurrent Investment Advisors, LLC	$9.0M	68,916	+6,215	add
251	Strategic Advisors LLC	$8.9M	67,741	−73	trim
252	Greenland Capital Management LP	$8.9M	67,739	+22,365	add
253	Savant Capital, LLC	$8.8M	67,301	+5,578	add
254	New Age Alpha Advisors, LLC	$8.8M	67,121	−5,389	trim
255	NEW ENGLAND ASSET MANAGEMENT INC	$8.7M	66,435	0	no change
256	Capital Investment Advisors, LLC	$8.5M	65,063	+916	add
257	Vident Advisory, LLC	$8.5M	64,965	+33,127	add
258	Mediolanum International Funds Ltd	$8.4M	63,852	−3,830	trim
259	Northside Capital Management, LLC	$8.4M	63,856	−4,296	trim
260	WINDWARD CAPITAL MANAGEMENT CO /CA	$8.3M	63,572	+274	add
261	GLOBALT Investments LLC / GA	$8.3M	63,024	−2,471	trim
262	Rafferty Asset Management, LLC	$8.2M	62,937	−22,698	trim
263	WHITENER CAPITAL MANAGEMENT, INC.	$8.1M	62,160	+9,049	add
264	KMG FIDUCIARY PARTNERS, LLC	$8.1M	62,124	+67	add
265	WELCH & FORBES LLC	$8.1M	61,947	−1,258	trim
266	Lido Advisors, LLC	$8.1M	61,891	+5,021	add
267	UniSuper Management Pty Ltd	$8.1M	61,861	−1,280	trim
268	WASHINGTON TRUST BANK	$8.1M	61,857	−5,938	trim
269	Greystone Financial Group, LLC	$8.0M	61,347	−39,238	trim
270	Merit Financial Group, LLC	$8.0M	60,826	+6,967	add
271	BEACON INVESTMENT ADVISORY SERVICES, INC.	$7.9M	60,675	+1,315	add
272	CLOUGH CAPITAL PARTNERS L P	$7.9M	60,522	+7,170	add
273	Founders Financial Alliance, LLC	$7.9M	60,115	+1,864	add
274	Reliant Investment Partners, LLC	$7.8M	59,848	−2,631	trim
275	PATTEN & PATTEN INC/TN	$7.8M	59,748	+1,557	add
276	Smith Salley Wealth Management	$7.8M	59,401	+2,595	add
277	Pathway Financial Advisers, LLC	$7.7M	58,462	+58,462	new
278	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$7.6M	58,371	+58,371	new
279	MONEY CONCEPTS CAPITAL CORP	$7.6M	57,987	+2,274	add
280	PARSONS CAPITAL MANAGEMENT INC/RI	$7.6M	57,825	+49,397	add
281	Red Door Wealth Management, LLC	$7.6M	57,694	+903	add
282	Prospera Financial Services Inc	$7.6M	57,658	+377	add
283	RWA WEALTH PARTNERS, LLC	$7.5M	56,904	−2,040	trim
284	Atria Investments, Inc	$7.4M	56,745	−3,754	trim
285	Canal Capital Management, LLC	$7.4M	56,520	+54,493	add
286	PRINCIPAL SECURITIES, INC.	$7.4M	56,461	+1,520	add
287	MEYER HANDELMAN CO	$7.3M	55,830	−7,510	trim
288	HUDSON EDGE INVESTMENT PARTNERS INC.	$7.3M	55,737	−7,580	trim
289	FARMERS & MERCHANTS INVESTMENTS INC	$7.3M	55,535	+302	add
290	BROWN ADVISORY INC	$7.2M	55,284	+442	add
291	Vontobel Holding Ltd.	$7.2M	54,799	−4,721	trim
292	Sequoia Financial Advisors, LLC	$7.2M	54,765	+6,803	add
293	Ellsworth Advisors, LLC	$7.2M	54,740	+2,815	add
294	Csenge Advisory Group	$7.2M	54,626	+515	add
295	Dynamic Advisor Solutions LLC	$7.1M	54,446	+23,770	add
296	Caprock Group, LLC	$7.1M	54,158	+6,050	add
297	JAMISON PRIVATE WEALTH MANAGEMENT, INC.	$7.0M	53,538	+1,286	add
298	Tidal Investments LLC	$7.0M	53,096	+27,042	add
299	Geneos Wealth Management Inc.	$6.9M	52,884	+2,223	add
300	ProVise Management Group, LLC	$6.9M	52,740	+74	add
301	Moors & Cabot, Inc.	$6.9M	52,610	+3,147	add
302	COLDSTREAM CAPITAL MANAGEMENT INC	$6.9M	52,408	−2,333	trim
303	Stratos Wealth Partners, LTD.	$6.8M	52,309	−1,999	trim
304	Empowered Funds, LLC	$6.7M	51,520	+8,583	add
305	CHOREO, LLC	$6.7M	51,512	+1,063	add
306	PRUDENTIAL PLC	$6.7M	51,477	0	no change
307	Constitution Capital LLC	$6.6M	50,713	+13,275	add
308	Edgestream Partners, L.P.	$6.6M	50,316	−24,596	trim
309	Family Legacy, Inc.	$6.6M	50,079	−30	trim
310	CREDIT AGRICOLE S A	$6.5M	49,513	−105,271	trim
311	FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC	$6.4M	49,193	+49,193	new
312	Advisors Asset Management, Inc.	$6.4M	49,008	+2,234	add
313	Providence Capital Advisors, LLC	$6.4M	48,923	+315	add
314	NewSquare Capital LLC	$6.4M	48,905	−142	trim
315	Apollon Wealth Management, LLC	$6.4M	48,647	+4,121	add
316	NOMURA HOLDINGS INC	$6.3M	48,489	+48,489	new
317	Sone Capital Management, LLC	$6.3M	48,438	+17,309	add
318	Quadcap Wealth Management, LLC	$6.3M	48,323	−165	trim
319	Eliot Finkel Investment Counsel, LLC	$6.2M	47,609	−30	trim
320	PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	$6.2M	47,597	−27	trim
321	Richard C. Young & CO., LTD.	$6.2M	47,405	+1,366	add
322	Capital Investment Counsel, LLC	$6.2M	47,089	+47,089	new
323	MIZUHO SECURITIES USA LLC	$6.2M	47,013	−9,611	trim
324	Crossmark Global Holdings, Inc.	$6.1M	46,858	—	no prior
325	Chicago Partners Investment Group LLC	$6.1M	48,749	+2,287	add
326	Clearstead Advisors, LLC	$6.1M	46,616	+1,207	add
327	Regal Investment Advisors LLC	$6.1M	46,557	+1,150	add
328	CENTRAL TRUST Co	$6.1M	46,284	+743	add
329	TOCQUEVILLE ASSET MANAGEMENT L.P.	$6.0M	46,035	+390	add
330	STRATEGIC PLANNING GROUP, LLC	$6.0M	45,807	−15,871	trim
331	Rice Partnership, LLC	$5.9M	45,386	+3,913	add
332	SevenBridge Financial Group, LLC	$5.9M	47,049	+1,656	add
333	Stablepoint Partners, LLC	$5.9M	44,826	+3,751	add
334	DAYMARK WEALTH PARTNERS, LLC	$5.9M	44,704	−1,195	trim
335	STRATEGY ASSET MANAGERS LLC	$5.8M	44,623	+44	add
336	SPIREPOINT PRIVATE CLIENT, LLC	$5.7M	43,788	+42,008	add
337	Vest Financial, LLC	$5.7M	43,614	+4,543	add
338	SHERMAN PORFOLIOS, LLC	$5.7M	43,603	+43,603	new
339	Jackson Hole Capital Partners, LLC	$5.7M	43,527	−39	trim
340	one8zero8, LLC	$5.7M	43,441	+16	add
341	Equitable Holdings, Inc.	$5.7M	46,958	+7,387	add
342	Occidental Asset Management, LLC	$5.7M	43,166	+1,556	add
343	Global Wealth Management Investment Advisory, Inc.	$5.6M	42,820	+1,198	add
344	LEVEL FOUR ADVISORY SERVICES, LLC	$5.6M	42,628	+1,102	add
345	World Investment Advisors	$5.5M	42,018	−662	trim
346	Principle Wealth Partners LLC	$5.4M	41,455	−159	trim
347	WASATCH ADVISORS LP	$5.4M	41,375	0	no change
348	MAI Capital Management	$5.4M	40,976	−64	trim
349	AE Wealth Management LLC	$5.4M	40,966	−9,160	trim
350	MORGAN DEMPSEY CAPITAL MANAGEMENT LLC	$5.3M	40,337	−1,262	trim
351	Banque Cantonale Vaudoise	$5.3M	40,308	+2,123	add
352	Hennion & Walsh Asset Management, Inc.	$5.3M	40,276	+3,833	add
353	Aull & Monroe Investment Management Corp	$5.2M	40,059	+500	add
354	HOLDERNESS INVESTMENTS CO	$5.2M	39,960	+455	add
355	KKM Financial LLC	$5.2M	44,627	0	no change
356	VIRGINIA WEALTH MANAGEMENT GROUP, INC.	$5.2M	39,889	+359	add
357	OneDigital Investment Advisors LLC	$5.2M	39,768	−4,866	trim
358	EVENTIDE ASSET MANAGEMENT, LLC	$5.2M	39,512	−7,320	trim
359	Pegasus Asset Management, Inc.	$5.2M	39,693	+858	add
360	Sigma Planning Corp	$5.2M	39,660	+1,560	add
361	Atlantic Union Bankshares Corp	$5.2M	39,563	+124	add
362	JOHNSON INVESTMENT COUNSEL INC	$5.2M	39,538	−6,418	trim
363	BNP Paribas Asset Management Holding S.A.	$5.2M	39,535	−5,740	trim
364	MGO ONE SEVEN LLC	$5.2M	39,446	+998	add
365	Maryland State Retirement & Pension System	$5.2M	39,403	+793	add
366	FAS Wealth Partners, Inc.	$5.1M	39,278	+1,322	add
367	Seven Springs Wealth Group, LLC	$5.1M	39,200	+1,926	add
368	TOKIO MARINE ASSET MANAGEMENT CO LTD	$5.1M	38,954	+150	add
369	Turtle Creek Wealth Advisors, LLC	$5.1M	38,790	+134	add
370	Royal Fund Management, LLC	$5.1M	38,684	+5,380	add
371	MONECO ADVISORS, LLC	$5.0M	38,418	−102	trim
372	Vise Technologies, Inc.	$5.0M	42,863	0	no change
373	Federation des caisses Desjardins du Quebec	$5.0M	38,176	+6,091	add
374	Vertrix Wealth Management, LLC	$4.9M	37,444	—	no prior
375	TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV	$4.9M	37,272	+3,081	add
376	Sargent Investment Group, LLC	$4.8M	37,011	+3,332	add
377	Bragg Financial Advisors, Inc	$4.8M	36,760	−248	trim
378	ABN AMRO INVESTMENT SOLUTIONS	$4.8M	36,469	+4,463	add
379	Pure Financial Advisors, LLC	$4.7M	36,208	+2,294	add
380	LEAVELL INVESTMENT MANAGEMENT, INC.	$4.7M	36,158	+367	add
381	Qube Research & Technologies Ltd	$4.7M	36,071	−100,713	trim
382	BEACON FINANCIAL GROUP	$4.7M	35,880	—	no prior
383	AlphaStar Capital Management, LLC	$4.7M	35,811	−8,844	trim
384	LGT Fund Management Co Ltd.	$4.7M	35,775	−3,975	trim
385	Orange Investment Advisors, Inc.	$4.7M	35,603	−5,499	trim
386	SAGESPRING WEALTH PARTNERS, LLC	$4.7M	35,594	+845	add
387	Trilogy Capital Inc.	$4.6M	35,297	+683	add
388	LAZARD ASSET MANAGEMENT LLC	$4.6M	35,070	−12,808	trim
389	CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT	$4.6M	35,000	+35,000	new
390	GWN SECURITIES INC.	$4.6M	34,970	−1,343	trim
391	Norinchukin Bank, The	$4.6M	34,858	−62	trim
392	MARCO INVESTMENT MANAGEMENT LLC	$4.6M	34,815	−64	trim
393	Blue Trust, Inc.	$4.5M	34,265	−2,260	trim
394	Farringdon Capital, Ltd.	$4.5M	34,223	+27,425	add
395	REGIONS FINANCIAL CORP	$4.5M	34,080	−1,339	trim
396	Cypress Capital Group	$4.4M	33,899	+1,997	add
397	Davidson Capital Management Inc.	$4.4M	33,789	+33,710	add
398	WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV	$4.4M	33,760	+325	add
399	PANAGORA ASSET MANAGEMENT INC	$4.4M	33,574	0	no change
400	Caldwell Trust Co	$4.4M	33,420	+76	add
401	Snowden Capital Advisors LLC	$4.4M	33,402	+4,431	add
402	Asset One Wealth Management LLC	$4.4M	34,683	+2,500	add
403	Texas Yale Capital Corp.	$4.3M	32,936	+500	add
404	American Assets Investment Management, LLC	$4.3M	32,666	0	no change
405	Sowell Financial Services LLC	$4.3M	32,599	−955	trim
406	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	$4.2M	32,360	+3,695	add
407	HAMEL ASSOCIATES, INC.	$4.2M	32,085	+5,446	add
408	AXXCESS WEALTH MANAGEMENT, LLC	$4.2M	31,913	−3,669	trim
409	MUFG Securities EMEA plc	$4.2M	31,890	0	no change
410	NORTHCAPE WEALTH MANAGEMENT, LLC	$4.2M	31,881	+15,761	add
411	Summit Trail Advisors, LLC	$4.2M	31,877	+8,027	add
412	SALEM INVESTMENT COUNSELORS INC	$4.1M	31,386	+138	add
413	Te Ahumairangi Investment Management Ltd	$4.1M	31,209	+2,550	add
414	Glenview Trust Co	$4.1M	31,016	+1,178	add
415	KCM Capital Inc	$4.1M	31,000	+31,000	new
416	GUARDIAN CAPITAL LP	$4.1M	30,966	+2,400	add
417	PFG Investments, LLC	$4.0M	30,859	+538	add
418	Carson Advisory Inc.	$4.0M	30,791	−134	trim
419	Townsend & Associates, Inc	$4.0M	32,072	+33	add
420	Empire Financial Management Company, LLC	$4.0M	30,653	+1,028	add
421	FOUNDATIONS INVESTMENT ADVISORS, LLC	$4.0M	30,571	+4,872	add
422	Empirical Finance, LLC	$4.0M	30,253	−34	trim
423	Coastal Bridge Advisors, LLC	$3.9M	30,055	−193	trim
424	Bleakley Financial Group, LLC	$3.9M	30,030	+429	add
425	BANQUE PICTET & CIE SA	$3.9M	30,000	0	no change
426	Asio Capital, LLC	$3.9M	29,935	+572	add
427	AMG National Trust Bank	$3.9M	29,846	+7,883	add
428	Slocum, Gordon & Co LLP	$3.9M	29,825	−290	trim
429	MONTAG A & ASSOCIATES INC	$3.9M	29,779	+2,276	add
430	PINNACLE ASSOCIATES LTD	$3.9M	29,736	−1,000	trim
431	Old North State Wealth Management, LLC	$3.9M	29,624	+924	add
432	Fox Hill Wealth Management	$3.9M	29,563	+461	add
433	Spectrum Asset Management, Inc. (NB/CA)	$3.9M	29,518	+2	add
434	CGN Advisors LLC	$3.8M	29,217	+759	add
435	Ashton Thomas Private Wealth, LLC	$3.8M	29,087	+3,688	add
436	Triangle Securities Wealth Management	$3.8M	28,987	−144	trim
437	EP Wealth Advisors, LLC	$3.8M	28,787	−3,582	trim
438	1832 Asset Management L.P.	$3.8M	28,716	−14,271	trim
439	Saudi Central Bank	$3.8M	28,704	+28,704	new
440	Leo Wealth, LLC	$3.8M	28,694	+2,796	add
441	Tower Research Capital LLC (TRC)	$3.7M	28,499	+10,644	add
442	Modera Wealth Management, LLC	$3.7M	28,472	+258	add
443	Shepherd Financial Partners LLC	$3.7M	28,272	−497	trim
444	Convergence Financial, LLC	$3.7M	28,248	+13,777	add
445	Avidian Wealth Enterprises, LLC	$3.7M	28,041	+21,261	add
446	SHEETS SMITH WEALTH MANAGEMENT	$3.7M	28,041	+42	add
447	Retirement Planning Group, LLC	$3.6M	27,536	−1,263	trim
448	Griffith & Werner, Inc.	$3.6M	27,456	+1,393	add
449	Ascent Group, LLC	$3.6M	27,446	−29	trim
450	Apollon Financial, LLC	$3.5M	27,014	+649	add
451	Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	$3.5M	26,952	−1,624	trim
452	Morningstar Investment Management LLC	$3.5M	26,772	+4,673	add
453	PROFUND ADVISORS LLC	$3.5M	26,530	−12,072	trim
454	MARSHALL INVESTMENT MANAGEMENT, LLC	$3.5M	26,428	+1,833	add
455	Synergy Asset Management, LLC	$3.5M	26,362	−14,920	trim
456	Wilmington Savings Fund Society, FSB	$3.4M	26,105	+523	add
457	TRUSTMARK BANK TRUST DEPARTMENT	$3.4M	26,073	−3,851	trim
458	AXQ CAPITAL, LP	$3.4M	26,038	+14,742	add
459	Moran Wealth Management, LLC	$3.4M	26,013	+1,859	add
460	Emerald Investment Advisers, LLC	$3.4M	25,929	—	no prior
461	NAPLES GLOBAL ADVISORS, LLC	$3.4M	25,873	+851	add
462	Smartleaf Asset Management LLC	$3.4M	25,543	+1,153	add
463	TD Waterhouse Canada Inc.	$3.4M	26,799	+8,692	add
464	HALL CAPITAL MANAGEMENT CO INC	$3.3M	25,816	+2,335	add
465	Aspire Private Capital, LLC	$3.3M	25,071	+12	add
466	RMR Wealth Builders	$3.3M	24,984	+3,117	add
467	WealthShield Partners, LLC	$3.3M	24,969	−543	trim
468	Verdence Capital Advisors LLC	$3.3M	24,912	+1,955	add
469	NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC	$3.3M	24,883	+35	add
470	FULTON BANK, N.A.	$3.2M	24,417	−703	trim
471	Mill Capital Management, LLC	$3.2M	24,327	−1,659	trim
472	Counterweight Ventures, LLC	$3.2M	24,203	−662	trim
473	Evercore Wealth Management, LLC	$3.2M	24,084	−503	trim
474	WCG Wealth Advisors LLC	$3.1M	23,767	+1,062	add
475	Brooklyn Investment Group	$3.1M	23,664	+6,094	add
476	ONTARIO TEACHERS PENSION PLAN BOARD	$3.1M	23,303	+23,303	new
477	Live Oak Private Wealth LLC	$3.0M	23,269	−921	trim
478	HUB Investment Partners, LLC	$3.0M	23,220	+5,565	add
479	Wealthcare Advisory Partners LLC	$3.0M	22,960	+159	add
480	AMERICAN NATIONAL BANK & TRUST	$3.0M	22,758	−348	trim
481	BANCO BILBAO VIZCAYA ARGENTARIA, S.A.	$3.0M	22,591	+487	add
482	North Dakota State Investment Board	$3.0M	22,537	−4,144	trim
483	Ranch Capital Advisors Inc.	$3.0M	22,530	+1,613	add
484	Adalta Capital Management LLC	$2.9M	22,475	+250	add
485	apricus wealth, LLC	$2.9M	22,236	−135	trim
486	Mutual Advisors, LLC	$2.9M	22,209	+1,442	add
487	Siemens Fonds Invest GmbH	$2.9M	22,168	+43	add
488	Hardin Capital Partners, LLC	$2.9M	22,072	+929	add
489	Kentucky Trust Co	$2.9M	22,058	−123	trim
490	DELTA FINANCIAL ADVISORS LLC	$2.9M	22,052	+1,524	add
491	Murphy, Middleton, Hinkle & Parker, Inc.	$2.9M	22,029	+22,029	new
492	SIGNATUREFD, LLC	$2.9M	22,025	+1,484	add
493	GREENWOOD CAPITAL ASSOCIATES LLC	$2.9M	21,965	−5,831	trim
494	Sound View Wealth Advisors Group, LLC	$2.9M	21,780	−48	trim
495	BLB&B Advisors, LLC	$2.9M	21,779	+334	add
496	Compound Planning, Inc.	$2.8M	21,420	+1,389	add
497	Summit Financial, LLC	$2.8M	21,204	+2,746	add
498	Cornerstone Wealth Group, LLC	$2.8M	22,083	−704	trim
499	Platform Technology Partners	$2.8M	21,186	+697	add
500	Plan Group Financial, LLC	$2.8M	21,147	+2,283	add

Quarter ended 2026-03-31Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · DUK

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 1 Dan Newhouse R–WA-4 $1K–$15K
Sellers: 2 Tommy Tuberville R–AL, Alan Armstrong R–OK $31K–$115K

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 0 — $0 held
Trimming: 2 Gotham Asset Management, Caxton Associates $65.0M held

new + add vs trim + exit, by shares · $ = reported value now, not the change · DUKE ENERGY CORP NEW

Merged timeline of congressional filings and notable-manager moves on DUK
Date	Who	Change	Size
2026-08-05	Tommy Tuberville Congress	Sale	$15K–$50K
2026-07-21	Alan Armstrong Congress	Sale	$1K–$15K
2026-07-17	Dan Newhouse Congress	Purchase	$1K–$15K
2026-07-16	Tommy Tuberville Congress	Sale	$15K–$50K
2026-05-15	Gotham Asset Management 13F	trim	−67,491 sh
2026-05-14	Caxton Associates 13F	trim	−1,357 sh

6 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

23 members of Congress disclosed DUK — the congressional view ↗