Public record / Tickers / LPLA

LPLA — LPL Financial Holdings Inc.

Both disclosure regimes on one name: who in Congress filed about LPLA, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
30
all PTR rows naming LPLA
Members · 12m
1
10 buys · 0 sells · by trade date
Latest PTR
07-02
filed 2026-07-02
13F holders
500
top-500 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

Markwayne Mullin · $50.0K–$100K

Purchase · traded 2025-02-13 → filed 2025-02-27. Ranked over every LPLA row by the provable lower bound, never a point estimate.

1 member · 10 buys / 0 sells

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

8 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

14 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 14 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING LPLA · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning LPLA
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2026-07-02Gilbert Ray Cisneros, Jr. D–CA-31PurchaseTraded 06-11 +21d$1K–$15K
2026-07-02Gilbert Ray Cisneros, Jr. D–CA-31PurchaseTraded 06-05 +27d$1K–$15K
2026-06-08Gilbert Ray Cisneros, Jr. D–CA-31PurchaseTraded 05-19 +20d$1K–$15K
2026-06-08Gilbert Ray Cisneros, Jr. D–CA-31PurchaseTraded 05-14 +25d$1K–$15K
2026-06-08Gilbert Ray Cisneros, Jr. D–CA-31PurchaseTraded 05-12 +27d$1K–$15K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 30 ↗

Members active in LPLA

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14
Members disclosing LPLA in the trailing 12 months
MemberRowsNetNet disclosed flow for this ticker: purchases minus sales, computed as a net range on the disclosed amounts. A lower bound is provable, never a point.CommitteesNumber of committees the member sat on as of their latest trade date in the window, from the cc0-legislators roster snapshot. Context, never an allegation; jurisdiction overlap needs the sector join.
Gilbert Ray Cisneros, Jr. D–CA-3110$10.0K to $150K2

1 members in the window · counts of disclosures, not dollars.

Congress ↔ notable managers · LPLA

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
1 Gilbert Ray Cisneros, Jr. D–CA-31 $2K–$30K
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · LPL FINL HLDGS INC

Merged timeline of congressional filings and notable-manager moves on LPLA
DateWhoChangeSize
2026-07-02Gilbert Ray Cisneros, Jr. CongressPurchase$1K–$15K
2026-07-02Gilbert Ray Cisneros, Jr. CongressPurchase$1K–$15K
2026-05-15Lone Pine Capital 13Ftrim−24,981 sh
2026-05-15Third Point 13Fexit−510,000 sh
2026-05-15Bridgewater Associates 13Fexit−118,294 sh
2026-05-15Moore Capital Management 13Fexit−67,008 sh

6 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

full holders view ↗
Top institutional holders of LPLA for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1BlackRock, Inc.$1.5B1
2Boston Partners$1.2B1
3MASSACHUSETTS FINANCIAL SERVICES CO /MA/$1.2B1
4VANGUARD PORTFOLIO MANAGEMENT LLC$1.2B1
5Janus Henderson Group Ltd.$1.1B1
6VANGUARD CAPITAL MANAGEMENT LLC$1.1B1
7PRINCIPAL FINANCIAL GROUP INC$793M1
8SAMLYN CAPITAL, LLC$699M1
9Capital World Investors$696M1
10LONE PINE CAPITAL LLC$617M1
11ALLIANCEBERNSTEIN L.P.$561M1
12STATE STREET CORP$561M1
13WCM INVESTMENT MANAGEMENT, LLC$521M1
14FMR LLC$390M1
15MORGAN STANLEY$386M1
16BARROW HANLEY MEWHINNEY & STRAUSS LLC$329M1
17SurgoCap Partners LP$307M1
18CITADEL ADVISORS LLC$278M1
19DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP$269M1
20MILLENNIUM MANAGEMENT LLC$268M1
21WESTFIELD CAPITAL MANAGEMENT CO LP$265M1
22DIMENSIONAL FUND ADVISORS LP$246M1
23BANK OF AMERICA CORP /DE/$242M1
24APG Asset Management N.V.$202M1
25RAYMOND JAMES FINANCIAL INC$200M1
26UBS Group AG$197M1
27UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$178M1
28MARKEL GROUP INC.$168M1
29TD ASSET MANAGEMENT INC$167M1
30NORTHERN TRUST CORP$158M1
31VANGUARD FIDUCIARY TRUST CO$153M1
32AMERICAN CENTURY COMPANIES INC$147M1
33CHARLES SCHWAB INVESTMENT MANAGEMENT INC$133M1
34Azora Capital LP$129M1
35WELLS FARGO & COMPANY/MN$127M1
36Holocene Advisors, LP$126M1
37Epoch Investment Partners, Inc.$123M1
38VICTORY CAPITAL MANAGEMENT INC$122M1
39FRANKLIN RESOURCES INC$121M1
40FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC$118M1
41CAISSE DE DEPOT ET PLACEMENT DU QUEBEC$110M1
42Invesco Ltd.$105M1
43ENVESTNET ASSET MANAGEMENT INC$101M1
44NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$98.9M1
45VOYA INVESTMENT MANAGEMENT LLC$98.8M1
46CANTILLON CAPITAL MANAGEMENT LLC$97.7M1
47First Pacific Advisors, LP$96.5M1
48Coronation Fund Managers Ltd.$87.4M1
49Legal & General Group Plc$86.4M1
50Heron Bay Capital Management$75.0M1
51Prana Capital Management, LP$74.3M1
52Junto Capital Management LP$71.8M1
53TRUIST FINANCIAL CORP$61.4M1
54GILDER GAGNON HOWE & CO LLC$58.6M1
55DEUTSCHE BANK AG\$50.4M1
56Nuveen, LLC$49.9M1
57STIFEL FINANCIAL CORP$49.5M1
58ROYAL BANK OF CANADA$47.5M1
59Alyeska Investment Group, L.P.$46.8M1
60CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM$43.1M1
61WELLINGTON MANAGEMENT GROUP LLP$42.8M1
62LPL Financial LLC$42.8M1
63National Pension Service$42.3M1
64VANGUARD ASSET MANAGEMENT, Ltd$41.2M1
65Hudson Bay Capital Management LP$40.7M1
66JENNISON ASSOCIATES LLC$40.7M1
67Ceredex Value Advisors LLC$40.0M1
68CITIGROUP INC$38.7M1
69SEI INVESTMENTS CO$38.1M1
70Amundi$37.8M1
71BAMCO INC /NY/$36.6M1
72RENAISSANCE TECHNOLOGIES LLC$36.3M1
73Perpetual Ltd$35.4M1
74PFA Pension, Forsikringsaktieselskab$34.5M1
75WESTWOOD HOLDINGS GROUP INC$32.9M1
76SUSQUEHANNA INTERNATIONAL GROUP, LLP$32.5M1
77Jain Global LLC$30.7M1
78Champlain Investment Partners, LLC$30.4M1
79JANE STREET GROUP, LLC$29.7M1
80Aberdeen Group plc$29.6M1
81Clarkston Capital Partners, LLC$29.0M1
82Cander Asset Management LP$28.7M1
83FIRST TRUST ADVISORS LP$28.1M1
84BARCLAYS PLC$27.9M1
85Schonfeld Strategic Advisors LLC$27.0M1
86Mitsubishi UFJ Asset Management Co., Ltd.$25.9M1
87Foster Victor Wealth Advisors, LLC$24.1M1
88TRILLIUM ASSET MANAGEMENT, LLC$22.2M1
89PICTON MAHONEY ASSET MANAGEMENT$22.0M1
90Ensign Peak Advisors, Inc$21.9M1
91STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$21.6M1
92FAMILY WEALTH PARTNERS, LLC$21.5M1
93AVIVA PLC$20.7M1
94Focus Partners Advisor Solutions, LLC$20.7M1
95ROYAL LONDON ASSET MANAGEMENT LTD$19.5M1
96TD Waterhouse Canada Inc.$19.4M1
97ADAGE CAPITAL PARTNERS GP, L.L.C.$19.3M1
98LYNWOOD PRICE CAPITAL MANAGEMENT LP$17.9M1
99Swedbank AB$17.6M1
100STATE OF WISCONSIN INVESTMENT BOARD$16.7M1
101Artemis Investment Management LLP$15.6M1
102Point72 Asset Management, L.P.$15.2M1
103Teca Partners, LP$15.1M1
104Mawer Investment Management Ltd.$14.7M1
105Quantinno Capital Management LP$14.0M1
106Universal- Beteiligungs- und Servicegesellschaft mbH$13.6M1
107HSBC HOLDINGS PLC$13.2M1
108Interval Partners, LP$12.4M1
109Pictet Asset Management Holding SA$12.0M1
110Vanguard Global Advisers, LLC$11.9M1
111Vanguard Investments Australia, Ltd.$11.9M1
112LBP AM SA$11.3M1
113THORNBURG INVESTMENT MANAGEMENT INC$11.1M1
114Zurcher Kantonalbank (Zurich Cantonalbank)$11.1M1
115BNP Paribas Asset Management Holding S.A.$10.7M1
116Saraza Management, LP$10.4M1
117KWB Wealth$10.2M1
118Pathstone Holdings, LLC$10.2M1
119AQR CAPITAL MANAGEMENT LLC$9.9M1
120Corient Private Wealth LLC$9.8M1
121Korea Investment CORP$9.4M1
122Tredje AP-fonden$9.4M1
123BASSWOOD CAPITAL MANAGEMENT, L.L.C.$9.1M1
124Asset Management One Co., Ltd.$8.9M1
125ArrowMark Colorado Holdings LLC$8.7M1
126ICON ADVISERS INC/CO$8.6M1
127DONALDSON CAPITAL MANAGEMENT, LLC$8.5M1
128Private Advisor Group, LLC$8.5M1
129Walleye Capital LLC$8.2M1
130State of New Jersey Common Pension Fund D$8.2M1
131Taikang Asset Management (Hong Kong) Co Ltd$7.8M1
132NOMURA ASSET MANAGEMENT CO LTD$7.7M1
133Lansforsakringar Fondforvaltning AB (publ)$7.3M1
134Empowered Funds, LLC$7.3M1
135Resona Asset Management Co.,Ltd.$7.3M1
136NORDEA INVESTMENT MANAGEMENT AB$7.0M1
137FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND$6.8M1
138STOREBRAND ASSET MANAGEMENT AS$6.6M1
139Arizona State Retirement System$6.5M1
140EFG International AG$6.2M1
141Squarepoint Ops LLC$6.2M1
142MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$6.0M1
143Winthrop Advisory Group LLC$5.9M1
144IRIDIAN ASSET MANAGEMENT LLC/CT$5.9M1
145Cetera Investment Advisers$5.9M1
146Silvant Capital Management LLC$5.8M1
147IFM Investors Pty Ltd$5.8M1
148XPONANCE LLC$5.7M1
149US BANCORP \DE\$5.7M1
150SummitTX Capital, L.P.$5.6M1
151Vestmark Advisory Solutions, Inc.$5.5M1
152Karl Kapital LLC$5.4M1
153BRANT POINT INVESTMENT MANAGEMENT LLC$5.4M1
154EAGLE ROCK INVESTMENT COMPANY, LLC$5.4M1
155XTX Topco Ltd$5.2M1
156BLAIR WILLIAM & CO/IL$5.2M1
157Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$5.1M1
158SEB Asset Management AB$5.0M1
159KR Capital LP$5.0M1
160ICICI Prudential Asset Management Co Ltd$5.0M1
161Assenagon Asset Management S.A.$5.0M1
162PRIMECAP MANAGEMENT CO/CA/$4.8M1
163Eurizon Capital SGR S.p.A.$4.6M1
164FIFTH THIRD BANCORP$4.6M1
165SCS Capital Management LLC$4.6M1
166BANK OF MONTREAL /CAN/$4.4M1
167NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$4.4M1
168O'SHAUGHNESSY ASSET MANAGEMENT, LLC$4.4M1
169OSAIC HOLDINGS, INC.$4.3M1
170Atria Investments, Inc$4.3M1
171Illinois Municipal Retirement Fund$4.3M1
172MML INVESTORS SERVICES, LLC$4.3M1
173Swiss Life Asset Management Ltd$4.2M1
174COMMERCE BANK$4.2M1
1751248 Management, LLC$4.2M1
176United Asset Strategies, Inc.$4.1M1
177Daiwa Securities Group Inc.$4.1M1
178Bell Asset Management Ltd$4.1M1
179Cinctive Capital Management LP$4.1M1
180HighTower Advisors, LLC$4.0M1
181&PARTNERS$3.9M1
182Sumitomo Mitsui DS Asset Management Company, Ltd$3.9M1
183Utah Retirement Systems$3.9M1
184NewEdge Wealth, LLC$3.9M1
185Financiere des Professionnels - Fonds d'investissement inc.$3.7M1
186Cornerstone Wealth Management, LLC$3.6M1
187Man Group plc$3.6M1
188Mirae Asset Global Investments Co., Ltd.$3.5M1
189Sanctuary Advisors, LLC$3.5M1
190CIBC Bancorp USA Inc.$3.4M1
191Kerusso Capital Management LLC$3.4M1
192Federation des caisses Desjardins du Quebec$3.4M1
193Creative Planning$3.4M1
1942Xideas AG$3.4M1
195Lighthouse Investment Partners, LLC$3.3M1
196Fremen Capital Management LP$3.3M1
197BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp$3.3M1
198Annex Advisory Services, LLC$3.3M1
199Gradient Investments LLC$3.3M1
200TORONTO DOMINION BANK$3.2M1
201Oliver Luxxe Assets LLC$3.2M1
202NISSAY ASSET MANAGEMENT CORP /JAPAN$3.1M1
203RETIREMENT CAPITAL STRATEGIES$3.0M1
204KING LUTHER CAPITAL MANAGEMENT CORP$2.9M1
205Wealthfront Advisers LLC$2.9M1
206COMMONWEALTH EQUITY SERVICES, LLC$2.9M1
207Summit Trail Advisors, LLC$2.8M1
208BEACON INVESTMENT ADVISORS LLC$2.8M1
209Segment Wealth Management, LLC$2.8M1
210Diversified Trust Co$2.7M1
211GREENLEAF TRUST$2.7M1
212Polar Asset Management Partners Inc.$2.7M1
213FLYNN ZITO CAPITAL MANAGEMENT, LLC$2.6M1
214OP Asset Management Ltd$2.5M1
215Vanguard Personalized Indexing Management, LLC$2.5M1
216J. Goldman & Co LP$2.5M1
217Dynasty Wealth Management, LLC$2.5M1
218Avanza Fonder AB$2.4M1
219INTERCAPITAL, LLC$2.4M1
220Morningstar Investment Management LLC$2.4M1
221Caldwell Trust Co$2.4M1
222HB Wealth Management, LLC$2.3M1
223HM PAYSON & CO$2.2M1
224WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$2.2M1
225Candriam S.C.A.$2.2M1
226Baird Financial Group, Inc.$2.2M1
227CREDIT AGRICOLE S A$2.1M1
228MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC$2.1M1
229Laurion Capital Management LP$2.1M1
230CIBC WORLD MARKET INC.$2.1M1
231Cerity Partners LLC$2.0M1
232Gerber Kawasaki Wealth & Investment Management$2.0M1
233Callan Family Office, LLC$2.0M1
234MACKENZIE FINANCIAL CORP$2.0M1
235Dynamic Technology Lab Private Ltd$2.0M1
236Allworth Financial LP$2.0M1
237Rockefeller Capital Management L.P.$1.9M1
238WealthPoint Financial, LLC$1.9M1
239Brevan Howard Capital Management LP$1.9M1
240JAMES INVESTMENT RESEARCH, INC.$1.9M1
241CGN Advisors LLC$1.8M1
242ELEVATION POINT WEALTH PARTNERS, LLC$1.8M1
243Sterling Group Wealth Management, LLC$1.8M1
244Robeco Institutional Asset Management B.V.$1.7M1
245Investment Management Corp of Ontario$1.7M1
246Farringdon Capital, Ltd.$1.7M1
247BANK OF NOVA SCOTIA$1.7M1
248Coastal Bridge Advisors, LLC$1.7M1
249Sovereign's Capital Management, LLC$1.6M1
250MERCER GLOBAL ADVISORS INC /ADV$1.6M1
251Knollwood Investment Advisory, LLC$1.6M1
252Future Fund LLC$1.6M1
253Virtus Investment Advisers, LLC$1.6M1
254Dana Investment Advisors, Inc.$1.5M1
255CRAWFORD INVESTMENT COUNSEL INC$1.5M1
256Vise Technologies, Inc.$1.5M1
257MANUFACTURERS LIFE INSURANCE COMPANY, THE$1.5M1
258Independent Advisor Alliance$1.5M1
259FULTON BANK, N.A.$1.5M1
260Mariner, LLC$1.5M1
261M&T BANK CORP$1.5M1
262OPPENHEIMER ASSET MANAGEMENT INC.$1.5M1
263Banque Cantonale Vaudoise$1.5M1
264Shepherd Financial Partners LLC$1.4M1
265Third View Private Wealth, LLC$1.4M1
266Merit Financial Group, LLC$1.4M1
267D L CARLSON INVESTMENT GROUP INC$1.4M1
268Presidio Capital Management, LLC$1.3M1
269TOWNSQUARE CAPITAL LLC$1.3M1
270TWO SIGMA SECURITIES, LLC$1.3M1
271ASR Vermogensbeheer N.V.$1.3M1
272CIBC Asset Management Inc$1.3M1
273Orion Porfolio Solutions, LLC$1.3M1
274Vident Advisory, LLC$1.2M1
275NATIONAL BANK OF CANADA /FI/$1.2M1
276CHOREO, LLC$1.2M1
277TT International Asset Management LTD$1.2M1
278OMERS ADMINISTRATION Corp$1.2M1
279Maryland State Retirement & Pension System$1.2M1
280BURNEY CO/$1.1M1
281Allianz Asset Management GmbH$1.1M1
282Beacon Pointe Advisors, LLC$1.1M1
283Leelyn Smith, LLC$1.1M1
284SHELTON WEALTH MANAGEMENT, LLC$1.1M1
285QRG CAPITAL MANAGEMENT, INC.$1.1M1
286Osmosis Investment Management UK Ltd$1.1M1
287MAI Capital Management$1.1M1
288TOKIO MARINE ASSET MANAGEMENT CO LTD$1.1M1
289NewEdge Advisors, LLC$1.1M1
290INTECH INVESTMENT MANAGEMENT LLC$1.0M1
291ASSETMARK, INC$1.0M1
292ABN AMRO INVESTMENT SOLUTIONS$1.0M1
293Generali Asset Management SPA SGR$1.0M1
294FIDUCIARY TRUST CO$1.0M1
295Stenger Family Office, LLC$994K1
296OneDigital Investment Advisors LLC$988K1
297Envestnet Portfolio Solutions, Inc.$988K1
298PEAK6 LLC$969K1
299Woodline Partners LP$939K1
300Sequoia Financial Advisors, LLC$930K1
301ARQ WEALTH ADVISORS, LLC$930K1
302FEDERATED HERMES, INC.$923K1
303Steward Partners Investment Advisory, LLC$911K1
304Caprock Group, LLC$901K1
305Fieldview Capital Management, LLC$880K1
306RITHOLTZ WEALTH MANAGEMENT$862K1
307Prospera Financial Services Inc$857K1
308SCHRODER INVESTMENT MANAGEMENT GROUP$847K1
309PRINCIPAL SECURITIES, INC.$837K1
310Waverly Advisors, LLC$824K1
311Union Bancaire Privee, UBP SA$791K1
312Buttonwood Financial Advisors Inc.$787K1
313Lido Advisors, LLC$785K1
314Greenland Capital Management LP$782K1
315Northwest & Ethical Investments L.P.$764K1
316Garrett Wealth Advisory Group, LLC$755K1
317MACQUARIE GROUP LTD$754K1
318Kestra Advisory Services, LLC$751K1
319Advisors Asset Management, Inc.$749K1
320Allspring Global Investments Holdings, LLC$727K1
321Tidal Investments LLC$722K1
322LVW Advisors, LLC$709K1
323North Dakota State Investment Board$693K1
324DAVENPORT & Co LLC$688K1
325LONDON CO OF VIRGINIA$683K1
326Greenline Partners, LLC$682K1
327HOHIMER WEALTH MANAGEMENT, LLC$639K1
328UNITED CAPITAL FINANCIAL ADVISORS, LLC$630K1
329Stratos Wealth Partners, LTD.$627K1
330Impact Capital Partners LLC$625K1
331GATEWAY INVESTMENT ADVISERS LLC$608K1
332Triad Wealth Partners, LLC$605K1
333Gilbert & Cook, Inc.$602K1
334CWM, LLC$594K1
335Avior Wealth Management, LLC$586K1
336Sowell Financial Services LLC$584K1
337Oak Thistle LLC$580K1
338Pitcairn Wealth Advisors LLC$578K1
339Retirement Planning Group, LLC$568K1
340Concurrent Investment Advisors, LLC$563K1
341Gibbs Wealth Management$551K1
342KEYBANK NATIONAL ASSOCIATION/OH$545K1
343PRUDENTIAL FINANCIAL INC$545K1
344Laird Norton Wetherby Trust Company, LLC$541K1
345INDEPENDENT FINANCIAL GROUP, LLC$541K1
346Larson Financial Group LLC$535K1
347Cresset Asset Management, LLC$532K1
348Sanchez Wealth Management Group$516K1
349PRUDENTIAL PLC$506K1
350Compton Financial Group, LLC$501K1
351Mattson Financial Services, LLC$495K1
352Lombard Odier Asset Management (Switzerland) SA$490K1
353Storgate, LLC$490K1
354QUADRANT CAPITAL GROUP LLC$490K1
355Wedmont Private Capital$481K1
356Dai-ichi Life Insurance Company, Ltd$479K1
357POTENTIA WEALTH$475K1
358PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV$473K1
359MONECO ADVISORS, LLC$466K1
360Foresight Global Investors, Inc.$439K1
361WEALTH ALLIANCE, LLC$436K1
362Philip James Wealth Mangement, LLC$434K1
363Advisor Resource Council$423K1
364UniSuper Management Pty Ltd$421K1
365Snowden Capital Advisors LLC$418K1
366Spahn Wealth & Retirement LLC$417K1
367Pinnacle Wealth Planning Services, Inc.$415K1
368BOOTHBAY FUND MANAGEMENT, LLC$409K1
369DRW Securities, LLC$400K1
370CANADA PENSION PLAN INVESTMENT BOARD$397K1
371RiverGlades Family Offices LLC$391K1
372Prossimo Advisors, LLC$391K1
373RMR Wealth Builders$384K1
374Riverpoint Wealth Management Holdings, LLC$383K1
375Connor, Clark & Lunn Investment Management Ltd.$374K1
376OLD NATIONAL BANCORP /IN/$374K1
377Lifestyle Asset Management, Inc.$373K1
378SIGNATUREFD, LLC$367K1
379TEACHER RETIREMENT SYSTEM OF TEXAS$359K1
380SFG Wealth Management, LLC.$359K1
381One Wealth Advisors, LLC$356K1
382Central Pacific Bank - Trust Division$355K1
383SAGESPRING WEALTH PARTNERS, LLC$350K1
384PANAGORA ASSET MANAGEMENT INC$346K1
385Concorde Asset Management, LLC$341K1
386Siemens Fonds Invest GmbH$337K1
387denkapparat Operations GmbH$336K1
388COLDSTREAM CAPITAL MANAGEMENT INC$335K1
389Thrive Wealth Management, LLC$328K1
390Perigon Wealth Management, LLC$326K1
391Marks Group Wealth Management, Inc$325K1
392Impact Investors, Inc$313K1
393Apollon Wealth Management, LLC$313K1
394FIDELIS CAPITAL PARTNERS, LLC$313K1
395WINTON GROUP Ltd$312K1
396Heritage Family Offices, LLP$310K1
397Institute for Wealth Management, LLC.$308K1
398FRONTIER CAPITAL MANAGEMENT CO LLC$306K1
399EVERGREEN CAPITAL MANAGEMENT LLC$304K1
400EVERPAR ADVISORS LLC$303K1
401EVOLVE PRIVATE WEALTH, LLC$302K1
402DE BURLO GROUP INC$301K1
403WJ Wealth Management, LLC$301K1
404INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$300K1
405VestGen Advisors, LLC$290K1
406MGO ONE SEVEN LLC$289K1
407BAKER TILLY WEALTH MANAGEMENT, LLC$285K1
408MATHER GROUP, LLC.$276K1
409NORDEN GROUP LLC$270K1
410SPIREPOINT PRIVATE CLIENT, LLC$270K1
411TruNorth Capital Management, LLC$268K1
412Curi Capital, LLC$262K1
413BENJAMIN EDWARDS INC$261K1
414ZWJ INVESTMENT COUNSEL INC$260K1
415PCM Encore, LLC$259K1
416Perennial Investment Advisors, LLC$257K1
417Vontobel Holding Ltd.$254K1
418Equitable Holdings, Inc.$248K1
419Malaga Cove Capital, LLC$246K1
420PERSONAL CFO SOLUTIONS, LLC$243K1
421Parcion Private Wealth LLC$241K1
422Texas Capital Bank Wealth Management Services Inc$236K1
423Founders Financial Alliance, LLC$235K1
424Metis Global Partners, LLC$230K1
425ROBERTS GLORE & CO INC /IL/$230K1
426INTRUST BANK NA$226K1
427Berger Financial Group, Inc$225K1
428WADDELL & ASSOCIATES, LLC$224K1
429Stratos Investment Management, LLC$221K1
430Connecticut Capital Management Group, LLC$214K1
431Integrated Advisors Network LLC$214K1
432One Day In July LLC$211K1
433Net Worth Advisory Group$209K1
434Simplicity Wealth,LLC$208K1
435OpenArc Corporate Advisory, LLC$207K1
436Jacobi Capital Management LLC$205K1
437Crossmark Global Holdings, Inc.$205K1
438WealthCare Investment Partners, LLC$204K1
439BEESE FULMER INVESTMENT MANAGEMENT, INC.$203K1
440DRIVE WEALTH MANAGEMENT, LLC$202K1
441PCB Capital LLC$200K1
442DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$193K1
443Catalyst Capital Advisors LLC$179K1
444FIL Ltd$168K1
445Advocate Investing Services LLC$150K1
446Elgethun Capital Management$148K1
447WPG Advisers, LLC$143K1
448Quarry LP$127K1
449Smartleaf Asset Management LLC$125K1
450GABLES CAPITAL MANAGEMENT INC.$120K1
451UMB Bank, n.a.$118K1
452Clearstead Advisors, LLC$108K1
453CENTRAL TRUST Co$100K1
454Ameliora Wealth Management Ltd.$94.7K1
455Smallwood Wealth Investment Management, LLC$93.9K1
456Blue Trust, Inc.$87.8K1
457Transamerica Financial Advisors, LLC$80.0K1
458State of Wyoming$78.2K1
459Y.D. More Investments Ltd$63.1K1
460Pinpoint Asset Management (Singapore) Pte. Ltd.$62.9K1
461ENTRUST FINANCIAL LLC$58.1K1
462Atlantic Union Bankshares Corp$56.9K1
463Harbor Asset Planning, Inc.$56.3K1
464Jackson, Grant Investment Advisers, Inc.$54.5K1
465Wilmington Savings Fund Society, FSB$54.1K1
466Parkside Financial Bank & Trust$49.0K1
467Arax Advisory Partners$43.4K1
468CVA Family Office, LLC$42.4K1
469MCF Advisors LLC$41.5K1
470Physician Wealth Advisors, Inc.$40.9K1
471TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA$36.1K1
472Chung Wu Investment Group, LLC$30.1K1
473Clark Wealth Partners$30.1K1
474JFS WEALTH ADVISORS, LLC$27.1K1
475OSSIAM$25.9K1
476Opal Wealth Advisors, LLC$24.7K1
477EXCHANGE TRADED CONCEPTS, LLC$24.7K1
478Cetera Trust Company, N.A$22.6K1
479Wellington Grp LLC$22.6K1
480OSTERWEIS CAPITAL MANAGEMENT INC$21.1K1
481Owl Creek Wealth Partners LLC$16.8K1
482N.E.W. Advisory Services LLC$16.2K1
483Leonteq Securities AG$15.6K1
484Keating Financial Advisory Services, Inc.$15.3K1
485EASTERN BANK$15.0K1
486Destiny Wealth Partners, LLC$15.0K1
487WealthCollab, LLC$15.0K1
488Private Wealth Management Group, LLC$14.7K1
489Millstone Evans Group, LLC$14.7K1
490NATIXIS ADVISORS, LLC$14.2K1
491Tower Research Capital LLC (TRC)$13.5K1
492KERR FINANCIAL PLANNING Corp$13.4K1
493Bell Investment Advisors, Inc$12.9K1
494MONTAG A & ASSOCIATES INC$11.1K1
495WOLFF WIESE MAGANA LLC$11.1K1
496SJS Investment Consulting Inc.$10.5K1
497Treasurer of the State of North Carolina$10.3K1
498BEACON INVESTMENT ADVISORY SERVICES, INC.$10.2K1
499Center for Financial Planning, Inc.$9.1K1
500Asset Dedication, LLC$9.0K1
Truncated by Public Filings. The published aggregate ranks the top 500 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)10 buy / 0 sell
Congress net ($ bound)$10.0K to $150K
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on LPLA

RETAINED WINDOW · ACTIVE HITS

Zero hits on LPLA in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for LPLA · financials and macro

Financials — as filed PLANNED

LPLA's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: LPLA on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing