Who holds LPLAticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

LPL FINL HLDGS INC · COM · quarter ended 2026-03-31 · 8 members disclosed LPLA ↗

575

holders13F filers reporting this class for the quarter ended 2026-03-31; the 500 largest are listed

$20.9B

combined valuesum of the reported values across every holder; NULL values are excluded, never zero-filled

283

addsholders whose share count rose or who opened the position (new + add), by shares

124

exitsholders absent this quarter after holding last quarter — inferred from absence, not a sale record

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of LPLA ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	BlackRock, Inc.	$1.5B	4,974,255	−14,769	trim
2	Boston Partners	$1.2B	4,131,498	+581,180	add
3	MASSACHUSETTS FINANCIAL SERVICES CO /MA/	$1.2B	3,869,359	+149,912	add
4	VANGUARD PORTFOLIO MANAGEMENT LLC	$1.2B	3,851,978	—	no prior
5	Janus Henderson Group Ltd.	$1.1B	3,666,780	+289,227	add
6	VANGUARD CAPITAL MANAGEMENT LLC	$1.1B	3,596,968	—	no prior
7	PRINCIPAL FINANCIAL GROUP INC	$793M	2,636,544	+702,061	add
8	SAMLYN CAPITAL, LLC	$699M	2,323,360	+744,101	add
9	Capital World Investors	$696M	2,312,446	−1,312,911	trim
10	LONE PINE CAPITAL LLC	$617M	2,049,967	−24,981	trim
11	ALLIANCEBERNSTEIN L.P.	$561M	1,571,998	+372,654	add
12	STATE STREET CORP	$561M	1,863,266	+20,131	add
13	WCM INVESTMENT MANAGEMENT, LLC	$521M	1,734,395	+12,922	add
14	FMR LLC	$390M	1,297,690	+632,711	add
15	MORGAN STANLEY	$386M	1,283,665	−479,598	trim
16	BARROW HANLEY MEWHINNEY & STRAUSS LLC	$329M	1,093,406	+1,093,406	new
17	SurgoCap Partners LP	$307M	1,020,839	+25,839	add
18	CITADEL ADVISORS LLC	$278M	923,471	+567,025	add
19	DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP	$269M	893,006	+110,000	add
20	MILLENNIUM MANAGEMENT LLC	$268M	890,253	+585,543	add
21	WESTFIELD CAPITAL MANAGEMENT CO LP	$265M	881,506	+255,944	add
22	DIMENSIONAL FUND ADVISORS LP	$246M	816,367	+28,025	add
23	BANK OF AMERICA CORP /DE/	$242M	803,428	+7,257	add
24	APG Asset Management N.V.	$202M	772,692	+28,975	add
25	RAYMOND JAMES FINANCIAL INC	$200M	666,069	−63,498	trim
26	UBS Group AG	$197M	653,883	+225,128	add
27	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$178M	591,666	+9,742	add
28	MARKEL GROUP INC.	$168M	559,951	0	no change
29	TD ASSET MANAGEMENT INC	$167M	554,133	−79,059	trim
30	NORTHERN TRUST CORP	$158M	525,446	+9,986	add
31	VANGUARD FIDUCIARY TRUST CO	$153M	508,294	—	no prior
32	AMERICAN CENTURY COMPANIES INC	$147M	487,789	+32,028	add
33	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	$133M	440,464	+21,890	add
34	Azora Capital LP	$129M	427,338	−20,851	trim
35	WELLS FARGO & COMPANY/MN	$127M	420,689	−66,239	trim
36	Holocene Advisors, LP	$126M	417,647	+55,283	add
37	Epoch Investment Partners, Inc.	$123M	408,301	−54,149	trim
38	VICTORY CAPITAL MANAGEMENT INC	$122M	405,812	+301,359	add
39	FRANKLIN RESOURCES INC	$121M	402,014	+240,242	add
40	FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC	$118M	391,686	−22,058	trim
41	CAISSE DE DEPOT ET PLACEMENT DU QUEBEC	$110M	364,760	+1,298	add
42	Invesco Ltd.	$105M	349,011	−165,676	trim
43	ENVESTNET ASSET MANAGEMENT INC	$101M	336,764	−16,176	trim
44	NOMURA ASSET MANAGEMENT INTERNATIONAL INC.	$98.9M	328,874	+328,874	new
45	VOYA INVESTMENT MANAGEMENT LLC	$98.8M	329,270	+321,455	add
46	CANTILLON CAPITAL MANAGEMENT LLC	$97.7M	324,927	−44,141	trim
47	First Pacific Advisors, LP	$96.5M	320,624	−66,788	trim
48	Coronation Fund Managers Ltd.	$87.4M	290,443	+62,178	add
49	Legal & General Group Plc	$86.4M	287,069	−81,232	trim
50	Heron Bay Capital Management	$75.0M	249,212	+165,385	add
51	Prana Capital Management, LP	$74.3M	247,123	+247,123	new
52	Junto Capital Management LP	$71.8M	238,515	+104,687	add
53	TRUIST FINANCIAL CORP	$61.4M	204,248	−2,097	trim
54	GILDER GAGNON HOWE & CO LLC	$58.6M	194,726	−64,344	trim
55	DEUTSCHE BANK AG\	$50.4M	167,681	−20,419	trim
56	Nuveen, LLC	$49.9M	165,818	+6,222	add
57	STIFEL FINANCIAL CORP	$49.5M	164,557	−16,642	trim
58	ROYAL BANK OF CANADA	$47.5M	157,829	−22,891	trim
59	Alyeska Investment Group, L.P.	$46.8M	155,438	+155,438	new
60	CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	$43.1M	143,288	−9,380	trim
61	WELLINGTON MANAGEMENT GROUP LLP	$42.8M	142,137	−6,315	trim
62	LPL Financial LLC	$42.8M	142,118	+7,479	add
63	National Pension Service	$42.3M	140,551	+140,551	new
64	VANGUARD ASSET MANAGEMENT, Ltd	$41.2M	136,888	—	no prior
65	Hudson Bay Capital Management LP	$40.7M	135,324	+55,227	add
66	JENNISON ASSOCIATES LLC	$40.7M	135,221	+23,554	add
67	Ceredex Value Advisors LLC	$40.0M	132,920	+132,920	new
68	CITIGROUP INC	$38.7M	128,597	+29,441	add
69	SEI INVESTMENTS CO	$38.1M	126,774	+14,967	add
70	Amundi	$37.8M	125,776	−44,978	trim
71	BAMCO INC /NY/	$36.6M	121,778	−53,467	trim
72	RENAISSANCE TECHNOLOGIES LLC	$36.3M	120,540	+6,480	add
73	Perpetual Ltd	$35.4M	117,574	+16,141	add
74	PFA Pension, Forsikringsaktieselskab	$34.5M	114,846	+114,846	new
75	WESTWOOD HOLDINGS GROUP INC	$32.9M	109,442	−28,598	trim
76	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$32.5M	108,195	+65,510	add
77	Jain Global LLC	$30.7M	102,208	−29,319	trim
78	Champlain Investment Partners, LLC	$30.4M	101,050	+101,050	new
79	JANE STREET GROUP, LLC	$29.7M	98,615	+94,795	add
80	Aberdeen Group plc	$29.6M	98,444	+1,013	add
81	Clarkston Capital Partners, LLC	$29.0M	96,404	−205,080	trim
82	Cander Asset Management LP	$28.7M	95,330	+34,782	add
83	FIRST TRUST ADVISORS LP	$28.1M	93,551	−4,977	trim
84	BARCLAYS PLC	$27.9M	92,598	+3,811	add
85	Schonfeld Strategic Advisors LLC	$27.0M	89,762	+74,779	add
86	Mitsubishi UFJ Asset Management Co., Ltd.	$25.9M	85,931	+7,939	add
87	Foster Victor Wealth Advisors, LLC	$24.1M	74,731	+9,403	add
88	TRILLIUM ASSET MANAGEMENT, LLC	$22.2M	72,595	−1,685	trim
89	PICTON MAHONEY ASSET MANAGEMENT	$22.0M	73,050	+37,637	add
90	Ensign Peak Advisors, Inc	$21.9M	72,862	−37,016	trim
91	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	$21.6M	71,944	−253	trim
92	FAMILY WEALTH PARTNERS, LLC	$21.5M	71,531	−30,474	trim
93	AVIVA PLC	$20.7M	68,824	+1,885	add
94	Focus Partners Advisor Solutions, LLC	$20.7M	68,815	−30,995	trim
95	ROYAL LONDON ASSET MANAGEMENT LTD	$19.5M	64,965	+42	add
96	TD Waterhouse Canada Inc.	$19.4M	67,391	+67,358	add
97	ADAGE CAPITAL PARTNERS GP, L.L.C.	$19.3M	64,000	+24,000	add
98	LYNWOOD PRICE CAPITAL MANAGEMENT LP	$17.9M	59,500	−10,500	trim
99	Swedbank AB	$17.6M	58,348	−14,139	trim
100	STATE OF WISCONSIN INVESTMENT BOARD	$16.7M	55,553	+11,565	add
101	Artemis Investment Management LLP	$15.6M	51,927	−11,341	trim
102	Point72 Asset Management, L.P.	$15.2M	50,643	+31,865	add
103	Teca Partners, LP	$15.1M	50,078	+8,547	add
104	Mawer Investment Management Ltd.	$14.7M	48,723	−883	trim
105	Quantinno Capital Management LP	$14.0M	46,516	+11,570	add
106	Universal- Beteiligungs- und Servicegesellschaft mbH	$13.6M	45,279	+2,694	add
107	HSBC HOLDINGS PLC	$13.2M	43,796	−73,026	trim
108	Interval Partners, LP	$12.4M	41,091	+41,091	new
109	Pictet Asset Management Holding SA	$12.0M	39,830	−4,633	trim
110	Vanguard Global Advisers, LLC	$11.9M	39,696	—	no prior
111	Vanguard Investments Australia, Ltd.	$11.9M	39,653	—	no prior
112	LBP AM SA	$11.3M	37,605	+3,311	add
113	THORNBURG INVESTMENT MANAGEMENT INC	$11.1M	37,010	+7,540	add
114	Zurcher Kantonalbank (Zurich Cantonalbank)	$11.1M	36,853	+36,853	new
115	BNP Paribas Asset Management Holding S.A.	$10.7M	34,991	+5,524	add
116	Saraza Management, LP	$10.4M	34,600	−6,800	trim
117	KWB Wealth	$10.2M	28,624	0	no change
118	Pathstone Holdings, LLC	$10.2M	33,984	−1,307	trim
119	AQR CAPITAL MANAGEMENT LLC	$9.9M	32,925	+9,477	add
120	Corient Private Wealth LLC	$9.8M	32,562	−31,265	trim
121	Korea Investment CORP	$9.4M	31,213	−25,498	trim
122	Tredje AP-fonden	$9.4M	31,090	+22,877	add
123	BASSWOOD CAPITAL MANAGEMENT, L.L.C.	$9.1M	30,206	+30,206	new
124	Asset Management One Co., Ltd.	$8.9M	29,576	−658	trim
125	ArrowMark Colorado Holdings LLC	$8.7M	28,835	+3,000	add
126	ICON ADVISERS INC/CO	$8.6M	28,748	0	no change
127	DONALDSON CAPITAL MANAGEMENT, LLC	$8.5M	28,398	+28,398	new
128	Private Advisor Group, LLC	$8.5M	28,192	−905	trim
129	Walleye Capital LLC	$8.2M	27,379	+25,911	add
130	State of New Jersey Common Pension Fund D	$8.2M	27,298	0	no change
131	Taikang Asset Management (Hong Kong) Co Ltd	$7.8M	26,041	+26,041	new
132	NOMURA ASSET MANAGEMENT CO LTD	$7.7M	25,761	+184	add
133	Lansforsakringar Fondforvaltning AB (publ)	$7.3M	24,368	−2,620	trim
134	Empowered Funds, LLC	$7.3M	24,339	+5,985	add
135	Resona Asset Management Co.,Ltd.	$7.3M	24,326	+497	add
136	NORDEA INVESTMENT MANAGEMENT AB	$7.0M	23,503	+15,472	add
137	FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND	$6.8M	22,440	+7,620	add
138	STOREBRAND ASSET MANAGEMENT AS	$6.6M	21,953	—	no prior
139	Arizona State Retirement System	$6.5M	21,748	−215	trim
140	EFG International AG	$6.2M	20,734	−628	trim
141	Squarepoint Ops LLC	$6.2M	20,456	+20,456	new
142	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	$6.0M	19,923	+10,802	add
143	Winthrop Advisory Group LLC	$5.9M	19,665	−58	trim
144	IRIDIAN ASSET MANAGEMENT LLC/CT	$5.9M	19,518	+5,133	add
145	Cetera Investment Advisers	$5.9M	19,511	+752	add
146	Silvant Capital Management LLC	$5.8M	19,260	+4,681	add
147	IFM Investors Pty Ltd	$5.8M	19,251	+1,197	add
148	XPONANCE LLC	$5.7M	18,963	+1,581	add
149	US BANCORP \DE\	$5.7M	18,839	−1,026	trim
150	SummitTX Capital, L.P.	$5.6M	18,466	+18,466	new
151	Vestmark Advisory Solutions, Inc.	$5.5M	18,136	−7,779	trim
152	Karl Kapital LLC	$5.4M	17,994	+17,994	new
153	BRANT POINT INVESTMENT MANAGEMENT LLC	$5.4M	17,964	−2,776	trim
154	EAGLE ROCK INVESTMENT COMPANY, LLC	$5.4M	17,900	+20	add
155	XTX Topco Ltd	$5.2M	17,186	+17,186	new
156	BLAIR WILLIAM & CO/IL	$5.2M	17,170	+11,593	add
157	Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	$5.1M	17,115	+623	add
158	SEB Asset Management AB	$5.0M	16,710	—	no prior
159	KR Capital LP	$5.0M	16,656	—	no prior
160	ICICI Prudential Asset Management Co Ltd	$5.0M	16,478	+8,578	add
161	Assenagon Asset Management S.A.	$5.0M	16,473	−12,439	trim
162	PRIMECAP MANAGEMENT CO/CA/	$4.8M	16,000	0	no change
163	Eurizon Capital SGR S.p.A.	$4.6M	15,358	−117	trim
164	FIFTH THIRD BANCORP	$4.6M	15,263	+14,914	add
165	SCS Capital Management LLC	$4.6M	15,161	0	no change
166	BANK OF MONTREAL /CAN/	$4.4M	14,728	+9,601	add
167	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$4.4M	14,676	−119,545	trim
168	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$4.4M	14,506	−141	trim
169	OSAIC HOLDINGS, INC.	$4.3M	14,362	+3,289	add
170	Atria Investments, Inc	$4.3M	14,360	−1,947	trim
171	Illinois Municipal Retirement Fund	$4.3M	14,272	−5,244	trim
172	MML INVESTORS SERVICES, LLC	$4.3M	14,209	−4,642	trim
173	Swiss Life Asset Management Ltd	$4.2M	14,113	+1,461	add
174	COMMERCE BANK	$4.2M	13,947	−731	trim
175	1248 Management, LLC	$4.2M	13,873	+13,873	new
176	United Asset Strategies, Inc.	$4.1M	13,767	+564	add
177	Daiwa Securities Group Inc.	$4.1M	13,748	+1,275	add
178	Bell Asset Management Ltd	$4.1M	13,654	+3,371	add
179	Cinctive Capital Management LP	$4.1M	13,611	+13,611	new
180	HighTower Advisors, LLC	$4.0M	13,248	+528	add
181	&PARTNERS	$3.9M	13,094	−667	trim
182	Sumitomo Mitsui DS Asset Management Company, Ltd	$3.9M	13,040	+56	add
183	Utah Retirement Systems	$3.9M	12,954	−215	trim
184	NewEdge Wealth, LLC	$3.9M	12,914	−7,056	trim
185	Financiere des Professionnels - Fonds d'investissement inc.	$3.7M	12,449	+12,449	new
186	Cornerstone Wealth Management, LLC	$3.6M	11,867	+17	add
187	Man Group plc	$3.6M	11,821	−15,399	trim
188	Mirae Asset Global Investments Co., Ltd.	$3.5M	11,526	+2,531	add
189	Sanctuary Advisors, LLC	$3.5M	11,486	−3,768	trim
190	CIBC Bancorp USA Inc.	$3.4M	11,400	—	no prior
191	Kerusso Capital Management LLC	$3.4M	11,288	−804	trim
192	Federation des caisses Desjardins du Quebec	$3.4M	11,251	+7,592	add
193	Creative Planning	$3.4M	11,210	+1,708	add
194	2Xideas AG	$3.4M	11,153	+116	add
195	Lighthouse Investment Partners, LLC	$3.3M	11,129	+11,129	new
196	Fremen Capital Management LP	$3.3M	11,078	−10,254	trim
197	BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	$3.3M	11,031	−3,137	trim
198	Annex Advisory Services, LLC	$3.3M	10,975	+2,603	add
199	Gradient Investments LLC	$3.3M	10,881	+5,280	add
200	TORONTO DOMINION BANK	$3.2M	10,621	−2,229	trim
201	Oliver Luxxe Assets LLC	$3.2M	10,502	+401	add
202	NISSAY ASSET MANAGEMENT CORP /JAPAN	$3.1M	10,301	+63	add
203	RETIREMENT CAPITAL STRATEGIES	$3.0M	10,041	0	no change
204	KING LUTHER CAPITAL MANAGEMENT CORP	$2.9M	9,799	+2,253	add
205	Wealthfront Advisers LLC	$2.9M	9,614	+3,230	add
206	COMMONWEALTH EQUITY SERVICES, LLC	$2.9M	9,560	−496	trim
207	Summit Trail Advisors, LLC	$2.8M	9,343	+406	add
208	BEACON INVESTMENT ADVISORS LLC	$2.8M	9,291	−96	trim
209	Segment Wealth Management, LLC	$2.8M	9,197	+9,197	new
210	Diversified Trust Co	$2.7M	9,098	+9,098	new
211	GREENLEAF TRUST	$2.7M	9,088	−176	trim
212	Polar Asset Management Partners Inc.	$2.7M	8,916	+8,916	new
213	FLYNN ZITO CAPITAL MANAGEMENT, LLC	$2.6M	8,661	+6	add
214	OP Asset Management Ltd	$2.5M	8,436	—	no prior
215	Vanguard Personalized Indexing Management, LLC	$2.5M	8,354	−829	trim
216	J. Goldman & Co LP	$2.5M	8,300	+8,300	new
217	Dynasty Wealth Management, LLC	$2.5M	8,148	−1,391	trim
218	Avanza Fonder AB	$2.4M	8,043	0	no change
219	INTERCAPITAL, LLC	$2.4M	8,000	+8,000	new
220	Morningstar Investment Management LLC	$2.4M	7,849	+2,346	add
221	Caldwell Trust Co	$2.4M	7,833	−50	trim
222	HB Wealth Management, LLC	$2.3M	7,789	+124	add
223	HM PAYSON & CO	$2.2M	7,380	−175	trim
224	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$2.2M	7,547	−431	trim
225	Candriam S.C.A.	$2.2M	7,295	−35	trim
226	Baird Financial Group, Inc.	$2.2M	7,220	+7,220	new
227	CREDIT AGRICOLE S A	$2.1M	7,089	+351	add
228	MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC	$2.1M	7,057	−2,438	trim
229	Laurion Capital Management LP	$2.1M	7,000	0	no change
230	CIBC WORLD MARKET INC.	$2.1M	6,880	+89	add
231	Cerity Partners LLC	$2.0M	6,735	+42	add
232	Gerber Kawasaki Wealth & Investment Management	$2.0M	6,702	−48	trim
233	Callan Family Office, LLC	$2.0M	6,674	+304	add
234	MACKENZIE FINANCIAL CORP	$2.0M	6,588	+881	add
235	Dynamic Technology Lab Private Ltd	$2.0M	6,586	+5,362	add
236	Allworth Financial LP	$2.0M	6,503	−379	trim
237	Rockefeller Capital Management L.P.	$1.9M	6,400	+1,193	add
238	WealthPoint Financial, LLC	$1.9M	6,360	−830	trim
239	Brevan Howard Capital Management LP	$1.9M	6,262	−14,321	trim
240	JAMES INVESTMENT RESEARCH, INC.	$1.9M	6,186	−154	trim
241	CGN Advisors LLC	$1.8M	5,917	+99	add
242	ELEVATION POINT WEALTH PARTNERS, LLC	$1.8M	5,884	+2,406	add
243	Sterling Group Wealth Management, LLC	$1.8M	5,869	+42	add
244	Robeco Institutional Asset Management B.V.	$1.7M	5,793	−768	trim
245	Investment Management Corp of Ontario	$1.7M	5,742	−371	trim
246	Farringdon Capital, Ltd.	$1.7M	5,717	+5,717	new
247	BANK OF NOVA SCOTIA	$1.7M	5,705	+37	add
248	Coastal Bridge Advisors, LLC	$1.7M	5,575	+100	add
249	Sovereign's Capital Management, LLC	$1.6M	5,348	+5,348	new
250	MERCER GLOBAL ADVISORS INC /ADV	$1.6M	5,291	+764	add
251	Knollwood Investment Advisory, LLC	$1.6M	5,275	0	no change
252	Future Fund LLC	$1.6M	5,210	−131	trim
253	Virtus Investment Advisers, LLC	$1.6M	5,198	−366	trim
254	Dana Investment Advisors, Inc.	$1.5M	5,151	−115	trim
255	CRAWFORD INVESTMENT COUNSEL INC	$1.5M	5,130	+260	add
256	Vise Technologies, Inc.	$1.5M	4,317	0	no change
257	MANUFACTURERS LIFE INSURANCE COMPANY, THE	$1.5M	5,060	+135	add
258	Independent Advisor Alliance	$1.5M	5,035	−223	trim
259	FULTON BANK, N.A.	$1.5M	4,963	+254	add
260	Mariner, LLC	$1.5M	4,931	+1,590	add
261	M&T BANK CORP	$1.5M	4,929	+12	add
262	OPPENHEIMER ASSET MANAGEMENT INC.	$1.5M	4,849	−4,929	trim
263	Banque Cantonale Vaudoise	$1.5M	4,827	−728	trim
264	Shepherd Financial Partners LLC	$1.4M	4,755	0	no change
265	Third View Private Wealth, LLC	$1.4M	4,640	+1,612	add
266	Merit Financial Group, LLC	$1.4M	4,622	−39	trim
267	D L CARLSON INVESTMENT GROUP INC	$1.4M	4,564	+4,564	new
268	Presidio Capital Management, LLC	$1.3M	4,473	−13	trim
269	TOWNSQUARE CAPITAL LLC	$1.3M	4,439	−147	trim
270	TWO SIGMA SECURITIES, LLC	$1.3M	4,259	+2,760	add
271	ASR Vermogensbeheer N.V.	$1.3M	4,251	+69	add
272	CIBC Asset Management Inc	$1.3M	4,212	+651	add
273	Orion Porfolio Solutions, LLC	$1.3M	4,156	−5,520	trim
274	Vident Advisory, LLC	$1.2M	4,113	+1,047	add
275	NATIONAL BANK OF CANADA /FI/	$1.2M	4,078	+453	add
276	CHOREO, LLC	$1.2M	4,063	+2,248	add
277	TT International Asset Management LTD	$1.2M	3,988	+3,340	add
278	OMERS ADMINISTRATION Corp	$1.2M	3,973	+833	add
279	Maryland State Retirement & Pension System	$1.2M	3,873	0	no change
280	BURNEY CO/	$1.1M	3,795	−26,088	trim
281	Allianz Asset Management GmbH	$1.1M	3,778	+256	add
282	Beacon Pointe Advisors, LLC	$1.1M	3,768	+1,165	add
283	Leelyn Smith, LLC	$1.1M	3,764	+614	add
284	SHELTON WEALTH MANAGEMENT, LLC	$1.1M	3,672	−52	trim
285	QRG CAPITAL MANAGEMENT, INC.	$1.1M	3,596	−642	trim
286	Osmosis Investment Management UK Ltd	$1.1M	3,591	+1,796	add
287	MAI Capital Management	$1.1M	3,585	−35	trim
288	TOKIO MARINE ASSET MANAGEMENT CO LTD	$1.1M	3,555	+587	add
289	NewEdge Advisors, LLC	$1.1M	3,506	+3,506	new
290	INTECH INVESTMENT MANAGEMENT LLC	$1.0M	3,463	−648	trim
291	ASSETMARK, INC	$1.0M	3,453	+852	add
292	ABN AMRO INVESTMENT SOLUTIONS	$1.0M	3,434	+338	add
293	Generali Asset Management SPA SGR	$1.0M	3,371	−1,890	trim
294	FIDUCIARY TRUST CO	$1.0M	3,366	−435	trim
295	Stenger Family Office, LLC	$994K	3,305	−122	trim
296	OneDigital Investment Advisors LLC	$988K	3,286	−537	trim
297	Envestnet Portfolio Solutions, Inc.	$988K	3,284	−3,292	trim
298	PEAK6 LLC	$969K	3,220	+3,220	new
299	Woodline Partners LP	$939K	3,122	−70,424	trim
300	Sequoia Financial Advisors, LLC	$930K	3,091	−1,491	trim
301	ARQ WEALTH ADVISORS, LLC	$930K	3,090	+3,090	new
302	FEDERATED HERMES, INC.	$923K	3,067	−3	trim
303	Steward Partners Investment Advisory, LLC	$911K	3,030	+15	add
304	Caprock Group, LLC	$901K	2,994	+1,167	add
305	Fieldview Capital Management, LLC	$880K	2,925	+2,300	add
306	RITHOLTZ WEALTH MANAGEMENT	$862K	2,866	−39	trim
307	Prospera Financial Services Inc	$857K	2,849	+2,849	new
308	SCHRODER INVESTMENT MANAGEMENT GROUP	$847K	2,815	0	no change
309	PRINCIPAL SECURITIES, INC.	$837K	2,781	+404	add
310	Waverly Advisors, LLC	$824K	2,740	+2,034	add
311	Union Bancaire Privee, UBP SA	$791K	2,663	+480	add
312	Buttonwood Financial Advisors Inc.	$787K	2,615	+2,615	new
313	Lido Advisors, LLC	$785K	2,608	+679	add
314	Greenland Capital Management LP	$782K	2,600	−300	trim
315	Northwest & Ethical Investments L.P.	$764K	2,595	+1,045	add
316	Garrett Wealth Advisory Group, LLC	$755K	2,509	+9	add
317	MACQUARIE GROUP LTD	$754K	2,505	+101	add
318	Kestra Advisory Services, LLC	$751K	2,498	−1,352	trim
319	Advisors Asset Management, Inc.	$749K	2,491	−27	trim
320	Allspring Global Investments Holdings, LLC	$727K	2,514	−122,214	trim
321	Tidal Investments LLC	$722K	2,400	+126	add
322	LVW Advisors, LLC	$709K	2,357	−717	trim
323	North Dakota State Investment Board	$693K	2,303	−503	trim
324	DAVENPORT & Co LLC	$688K	2,287	−124	trim
325	LONDON CO OF VIRGINIA	$683K	2,270	0	no change
326	Greenline Partners, LLC	$682K	2,266	0	no change
327	HOHIMER WEALTH MANAGEMENT, LLC	$639K	2,123	+2,123	new
328	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$630K	2,093	+2,093	new
329	Stratos Wealth Partners, LTD.	$627K	2,085	+15	add
330	Impact Capital Partners LLC	$625K	2,077	−690	trim
331	GATEWAY INVESTMENT ADVISERS LLC	$608K	2,020	−1,494	trim
332	Triad Wealth Partners, LLC	$605K	2,011	+74	add
333	Gilbert & Cook, Inc.	$602K	2,002	+572	add
334	CWM, LLC	$594K	1,973	+295	add
335	Avior Wealth Management, LLC	$586K	1,948	+38	add
336	Sowell Financial Services LLC	$584K	1,941	+20	add
337	Oak Thistle LLC	$580K	1,928	−6,422	trim
338	Pitcairn Wealth Advisors LLC	$578K	1,618	0	no change
339	Retirement Planning Group, LLC	$568K	1,888	−69	trim
340	Concurrent Investment Advisors, LLC	$563K	1,873	−599	trim
341	Gibbs Wealth Management	$551K	1,830	+262	add
342	KEYBANK NATIONAL ASSOCIATION/OH	$545K	1,812	+355	add
343	PRUDENTIAL FINANCIAL INC	$545K	1,811	−7,871	trim
344	Laird Norton Wetherby Trust Company, LLC	$541K	1,800	−66	trim
345	INDEPENDENT FINANCIAL GROUP, LLC	$541K	1,797	—	no prior
346	Larson Financial Group LLC	$535K	1,778	+1,713	add
347	Cresset Asset Management, LLC	$532K	1,769	−5	trim
348	Sanchez Wealth Management Group	$516K	1,715	+2	add
349	PRUDENTIAL PLC	$506K	1,681	0	no change
350	Compton Financial Group, LLC	$501K	1,666	0	no change
351	Mattson Financial Services, LLC	$495K	1,646	+637	add
352	Lombard Odier Asset Management (Switzerland) SA	$490K	1,630	+1,630	new
353	Storgate, LLC	$490K	1,630	+169	add
354	QUADRANT CAPITAL GROUP LLC	$490K	1,629	−23	trim
355	Wedmont Private Capital	$481K	1,548	−77	trim
356	Dai-ichi Life Insurance Company, Ltd	$479K	1,593	+1,020	add
357	POTENTIA WEALTH	$475K	1,580	+1	add
358	PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV	$473K	1,572	0	no change
359	MONECO ADVISORS, LLC	$466K	1,547	0	no change
360	Foresight Global Investors, Inc.	$439K	1,459	0	no change
361	WEALTH ALLIANCE, LLC	$436K	1,448	−201	trim
362	Philip James Wealth Mangement, LLC	$434K	1,442	−4	trim
363	Advisor Resource Council	$423K	1,405	+1,405	new
364	UniSuper Management Pty Ltd	$421K	1,400	0	no change
365	Snowden Capital Advisors LLC	$418K	1,390	−637	trim
366	Spahn Wealth & Retirement LLC	$417K	1,386	0	no change
367	Pinnacle Wealth Planning Services, Inc.	$415K	1,379	−5	trim
368	BOOTHBAY FUND MANAGEMENT, LLC	$409K	1,360	−9,609	trim
369	DRW Securities, LLC	$400K	1,330	+464	add
370	CANADA PENSION PLAN INVESTMENT BOARD	$397K	1,320	+840	add
371	RiverGlades Family Offices LLC	$391K	1,300	—	no prior
372	Prossimo Advisors, LLC	$391K	1,300	0	no change
373	RMR Wealth Builders	$384K	1,276	0	no change
374	Riverpoint Wealth Management Holdings, LLC	$383K	1,273	+1	add
375	Connor, Clark & Lunn Investment Management Ltd.	$374K	1,244	+1,244	new
376	OLD NATIONAL BANCORP /IN/	$374K	1,242	+106	add
377	Lifestyle Asset Management, Inc.	$373K	1,240	+49	add
378	SIGNATUREFD, LLC	$367K	1,221	−82	trim
379	TEACHER RETIREMENT SYSTEM OF TEXAS	$359K	1,194	−1,453	trim
380	SFG Wealth Management, LLC.	$359K	1,193	+7	add
381	One Wealth Advisors, LLC	$356K	1,185	+249	add
382	Central Pacific Bank - Trust Division	$355K	1,180	−1,744	trim
383	SAGESPRING WEALTH PARTNERS, LLC	$350K	1,163	−24	trim
384	PANAGORA ASSET MANAGEMENT INC	$346K	1,150	0	no change
385	Concorde Asset Management, LLC	$341K	1,134	−1,169	trim
386	Siemens Fonds Invest GmbH	$337K	1,120	0	no change
387	denkapparat Operations GmbH	$336K	1,118	0	no change
388	COLDSTREAM CAPITAL MANAGEMENT INC	$335K	1,113	−635	trim
389	Thrive Wealth Management, LLC	$328K	1,091	−479	trim
390	Perigon Wealth Management, LLC	$326K	1,084	−30	trim
391	Marks Group Wealth Management, Inc	$325K	1,082	+289	add
392	Impact Investors, Inc	$313K	1,042	−4	trim
393	Apollon Wealth Management, LLC	$313K	1,039	−102	trim
394	FIDELIS CAPITAL PARTNERS, LLC	$313K	1,039	+86	add
395	WINTON GROUP Ltd	$312K	1,036	+1,036	new
396	Heritage Family Offices, LLP	$310K	1,031	−880	trim
397	Institute for Wealth Management, LLC.	$308K	1,025	0	no change
398	FRONTIER CAPITAL MANAGEMENT CO LLC	$306K	1,017	+1,017	new
399	EVERGREEN CAPITAL MANAGEMENT LLC	$304K	1,012	+1,012	new
400	EVERPAR ADVISORS LLC	$303K	1,006	−381	trim
401	EVOLVE PRIVATE WEALTH, LLC	$302K	1,002	+169	add
402	DE BURLO GROUP INC	$301K	1,000	0	no change
403	WJ Wealth Management, LLC	$301K	1,000	0	no change
404	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	$300K	1,038	−382	trim
405	VestGen Advisors, LLC	$290K	986	−1,676	trim
406	MGO ONE SEVEN LLC	$289K	960	−1	trim
407	BAKER TILLY WEALTH MANAGEMENT, LLC	$285K	949	+31	add
408	MATHER GROUP, LLC.	$276K	916	0	no change
409	NORDEN GROUP LLC	$270K	897	−62	trim
410	SPIREPOINT PRIVATE CLIENT, LLC	$270K	896	−167	trim
411	TruNorth Capital Management, LLC	$268K	891	−218	trim
412	Curi Capital, LLC	$262K	870	+9	add
413	BENJAMIN EDWARDS INC	$261K	868	−363	trim
414	ZWJ INVESTMENT COUNSEL INC	$260K	864	0	no change
415	PCM Encore, LLC	$259K	860	+10	add
416	Perennial Investment Advisors, LLC	$257K	853	+56	add
417	Vontobel Holding Ltd.	$254K	843	0	no change
418	Equitable Holdings, Inc.	$248K	695	−13	trim
419	Malaga Cove Capital, LLC	$246K	817	−8	trim
420	PERSONAL CFO SOLUTIONS, LLC	$243K	809	+139	add
421	Parcion Private Wealth LLC	$241K	801	+801	new
422	Texas Capital Bank Wealth Management Services Inc	$236K	786	+5	add
423	Founders Financial Alliance, LLC	$235K	782	+782	new
424	Metis Global Partners, LLC	$230K	766	−53	trim
425	ROBERTS GLORE & CO INC /IL/	$230K	764	+764	new
426	INTRUST BANK NA	$226K	750	+3	add
427	Berger Financial Group, Inc	$225K	749	+43	add
428	WADDELL & ASSOCIATES, LLC	$224K	746	0	no change
429	Stratos Investment Management, LLC	$221K	733	+16	add
430	Connecticut Capital Management Group, LLC	$214K	712	0	no change
431	Integrated Advisors Network LLC	$214K	712	+102	add
432	One Day In July LLC	$211K	702	0	no change
433	Net Worth Advisory Group	$209K	695	−108	trim
434	Simplicity Wealth,LLC	$208K	690	−61	trim
435	OpenArc Corporate Advisory, LLC	$207K	689	+689	new
436	Jacobi Capital Management LLC	$205K	682	+5	add
437	Crossmark Global Holdings, Inc.	$205K	682	—	no prior
438	WealthCare Investment Partners, LLC	$204K	680	+1	add
439	BEESE FULMER INVESTMENT MANAGEMENT, INC.	$203K	676	+676	new
440	DRIVE WEALTH MANAGEMENT, LLC	$202K	671	0	no change
441	PCB Capital LLC	$200K	666	—	no prior
442	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	$193K	642	−535	trim
443	Catalyst Capital Advisors LLC	$179K	595	−1,890	trim
444	FIL Ltd	$168K	558	+130	add
445	Advocate Investing Services LLC	$150K	500	0	no change
446	Elgethun Capital Management	$148K	493	0	no change
447	WPG Advisers, LLC	$143K	477	−4	trim
448	Quarry LP	$127K	423	+61	add
449	Smartleaf Asset Management LLC	$125K	415	+78	add
450	GABLES CAPITAL MANAGEMENT INC.	$120K	400	0	no change
451	UMB Bank, n.a.	$118K	392	−55	trim
452	Clearstead Advisors, LLC	$108K	360	+285	add
453	CENTRAL TRUST Co	$100K	333	−25	trim
454	Ameliora Wealth Management Ltd.	$94.7K	265	0	no change
455	Smallwood Wealth Investment Management, LLC	$93.9K	312	0	no change
456	Blue Trust, Inc.	$87.8K	292	−52	trim
457	Transamerica Financial Advisors, LLC	$80.0K	266	+210	add
458	State of Wyoming	$78.2K	260	−9	trim
459	Y.D. More Investments Ltd	$63.1K	210	+150	add
460	Pinpoint Asset Management (Singapore) Pte. Ltd.	$62.9K	209	+70	add
461	ENTRUST FINANCIAL LLC	$58.1K	193	−21	trim
462	Atlantic Union Bankshares Corp	$56.9K	189	+29	add
463	Harbor Asset Planning, Inc.	$56.3K	187	0	no change
464	Jackson, Grant Investment Advisers, Inc.	$54.5K	181	0	no change
465	Wilmington Savings Fund Society, FSB	$54.1K	180	0	no change
466	Parkside Financial Bank & Trust	$49.0K	163	+8	add
467	Arax Advisory Partners	$43.4K	145	−104	trim
468	CVA Family Office, LLC	$42.4K	141	+80	add
469	MCF Advisors LLC	$41.5K	138	—	no prior
470	Physician Wealth Advisors, Inc.	$40.9K	136	+116	add
471	TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA	$36.1K	120	0	no change
472	Chung Wu Investment Group, LLC	$30.1K	100	0	no change
473	Clark Wealth Partners	$30.1K	100	0	no change
474	JFS WEALTH ADVISORS, LLC	$27.1K	90	+4	add
475	OSSIAM	$25.9K	86	+66	add
476	Opal Wealth Advisors, LLC	$24.7K	82	+82	new
477	EXCHANGE TRADED CONCEPTS, LLC	$24.7K	82	+82	new
478	Cetera Trust Company, N.A	$22.6K	75	0	no change
479	Wellington Grp LLC	$22.6K	75	—	no prior
480	OSTERWEIS CAPITAL MANAGEMENT INC	$21.1K	70	0	no change
481	Owl Creek Wealth Partners LLC	$16.8K	56	—	no prior
482	N.E.W. Advisory Services LLC	$16.2K	54	0	no change
483	Leonteq Securities AG	$15.6K	52	−260	trim
484	Keating Financial Advisory Services, Inc.	$15.3K	51	−17	trim
485	EASTERN BANK	$15.0K	50	−36	trim
486	Destiny Wealth Partners, LLC	$15.0K	50	+50	new
487	WealthCollab, LLC	$15.0K	50	0	no change
488	Private Wealth Management Group, LLC	$14.7K	49	0	no change
489	Millstone Evans Group, LLC	$14.7K	49	0	no change
490	NATIXIS ADVISORS, LLC	$14.2K	47,248	+6,414	add
491	Tower Research Capital LLC (TRC)	$13.5K	45	−416	trim
492	KERR FINANCIAL PLANNING Corp	$13.4K	40	+40	new
493	Bell Investment Advisors, Inc	$12.9K	43	−16	trim
494	MONTAG A & ASSOCIATES INC	$11.1K	37	0	no change
495	WOLFF WIESE MAGANA LLC	$11.1K	37	−5	trim
496	SJS Investment Consulting Inc.	$10.5K	35	+20	add
497	Treasurer of the State of North Carolina	$10.3K	34,114	+731	add
498	BEACON INVESTMENT ADVISORY SERVICES, INC.	$10.2K	34	+34	new
499	Center for Financial Planning, Inc.	$9.1K	30	0	no change
500	Asset Dedication, LLC	$9.0K	30	0	no change

Quarter ended 2026-03-31Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · LPLA

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 1 Gilbert Ray Cisneros, Jr. D–CA-31 $2K–$30K
Sellers: 0 — —

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 0 — $0 held
Trimming: 4 Lone Pine Capital, Third Point, Bridgewater Associates, Moore Capital Management $617M held

new + add vs trim + exit, by shares · $ = reported value now, not the change · LPL FINL HLDGS INC

Merged timeline of congressional filings and notable-manager moves on LPLA
Date	Who	Change	Size
2026-07-02	Gilbert Ray Cisneros, Jr. Congress	Purchase	$1K–$15K
2026-07-02	Gilbert Ray Cisneros, Jr. Congress	Purchase	$1K–$15K
2026-05-15	Lone Pine Capital 13F	trim	−24,981 sh
2026-05-15	Third Point 13F	exit	−510,000 sh
2026-05-15	Bridgewater Associates 13F	exit	−118,294 sh
2026-05-15	Moore Capital Management 13F	exit	−67,008 sh

6 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

8 members of Congress disclosed LPLA — the congressional view ↗