Public record / Tickers / NVS

NVS — NOVARTIS AG

Both disclosure regimes on one name: who in Congress filed about NVS, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
100
all PTR rows naming NVS
Members · 12m
2
3 buys · 3 sells · by trade date
Latest PTR
07-21
filed 2026-07-21
13F holders
500
top-500 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

George Whitesides · $100K–$250K

Sale · traded 2025-03-24 → filed 2025-04-23. Ranked over every NVS row by the provable lower bound, never a point estimate.

2 members · 3 buys / 3 sells

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

14 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

13 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 13 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING NVS · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning NVS
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2026-07-21Alan Armstrong R–OKPurchaseTraded 03-31 LATE·112d$1K–$15K
2026-07-21Alan Armstrong R–OKPurchaseTraded 03-30 LATE·113d$15K–$50K
2025-11-21Lisa C. McClain R–MI-9Sale · SP (spouse-owned)Traded 10-31 +21d$1K–$15K
2025-11-21Lisa C. McClain R–MI-9Sale · SP (spouse-owned)Traded 10-30 +22d$1K–$15K
2025-11-21Lisa C. McClain R–MI-9Purchase · SP (spouse-owned)Traded 10-30 +22d$1K–$15K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 100 ↗

Members active in NVS

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14
Members disclosing NVS in the trailing 12 months
MemberRowsNetNet disclosed flow for this ticker: purchases minus sales, computed as a net range on the disclosed amounts. A lower bound is provable, never a point.CommitteesNumber of committees the member sat on as of their latest trade date in the window, from the cc0-legislators roster snapshot. Context, never an allegation; jurisdiction overlap needs the sector join.
Lisa C. McClain R–MI-94−$44.0K to $12.0K2
Alan Armstrong R–OK2$16.0K to $65.0K2

2 members in the window · counts of disclosures, not dollars.

Congress ↔ notable managers · NVS

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
1 Alan Armstrong R–OK $16K–$65K
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 $0 held
Trimming
1 Gotham Asset Management $410K held

new + add vs trim + exit, by shares · $ = reported value now, not the change · NOVARTIS AG

Merged timeline of congressional filings and notable-manager moves on NVS
DateWhoChangeSize
2026-07-21Alan Armstrong CongressPurchase$1K–$15K
2026-07-21Alan Armstrong CongressPurchase$15K–$50K
2026-05-15Gotham Asset Management 13Ftrim−72 sh

3 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

full holders view ↗
Top institutional holders of NVS for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1MORGAN STANLEY$1.3B1
2DIMENSIONAL FUND ADVISORS LP$1.2B1
3PRIMECAP MANAGEMENT CO/CA/$1.2B1
4DODGE & COX$1.1B1
5BANK OF AMERICA CORP /DE/$758M1
6FRANKLIN RESOURCES INC$521M1
7BlackRock, Inc.$451M1
8NORTHERN TRUST CORP$426M1
9GQG Partners LLC$374M1
10ENVESTNET ASSET MANAGEMENT INC$353M1
11Janus Henderson Group Ltd.$348M1
12RAYMOND JAMES FINANCIAL INC$295M1
13WELLS FARGO & COMPANY/MN$290M1
14UBS Group AG$274M1
15FMR LLC$259M1
16PRINCIPAL FINANCIAL GROUP INC$234M1
17WCM INVESTMENT MANAGEMENT, LLC$220M1
18STATE STREET CORP$216M1
19RENAISSANCE TECHNOLOGIES LLC$170M1
20Chevy Chase Trust Holdings, LLC$160M1
21TRUIST FINANCIAL CORP$144M1
22EARNEST PARTNERS LLC$135M1
23AMERICAN CENTURY COMPANIES INC$107M1
24LPL Financial LLC$94.8M1
25SEI INVESTMENTS CO$94.6M1
26ROYAL BANK OF CANADA$94.5M1
27SCHARF INVESTMENTS, LLC$90.0M1
28HARDING LOEVNER LP$89.2M1
29BRISTOL JOHN W & CO INC /NY/$85.8M1
30NewEdge Wealth, LLC$83.5M1
31CIBC Bancorp USA Inc.$82.2M1
32Creative Planning$80.8M1
33Connor, Clark & Lunn Investment Management Ltd.$77.2M1
34Harvest Portfolios Group Inc.$69.5M1
35Corient Private Wealth LLC$67.2M1
36TODD ASSET MANAGEMENT LLC$66.0M1
37ASSETMARK, INC$61.7M1
38TCTC Holdings, LLC$60.2M1
39FIRST TRUST ADVISORS LP$56.0M1
40JANE STREET GROUP, LLC$56.0M1
41CITIGROUP INC$53.3M1
42CHARLES SCHWAB INVESTMENT MANAGEMENT INC$52.8M1
43Quantinno Capital Management LP$52.0M1
44Cerity Partners LLC$50.4M1
45O'SHAUGHNESSY ASSET MANAGEMENT, LLC$48.9M1
46STIFEL FINANCIAL CORP$48.5M1
47Point72 Asset Management, L.P.$43.4M1
48COOKSON PEIRCE & CO INC$43.3M1
49Focus Partners Wealth$42.8M1
50Grantham, Mayo, Van Otterloo & Co. LLC$42.1M1
51US BANCORP \DE\$41.1M1
52WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC$40.6M1
53HighTower Advisors, LLC$40.4M1
54BANK OF MONTREAL /CAN/$39.6M1
55ADAGE CAPITAL PARTNERS GP, L.L.C.$39.4M1
56Clark Capital Management Group, Inc.$38.5M1
57Integral Health Asset Management, LLC$38.2M1
58MASSACHUSETTS FINANCIAL SERVICES CO /MA/$37.7M1
59Mariner, LLC$36.9M1
60AQR CAPITAL MANAGEMENT LLC$35.7M1
61FIRST FINANCIAL BANKSHARES INC$35.3M1
62MML INVESTORS SERVICES, LLC$35.1M1
63OPPENHEIMER ASSET MANAGEMENT INC.$33.2M1
64D.A. DAVIDSON & CO.$32.5M1
65Cetera Investment Advisers$31.0M1
66Tidal Investments LLC$29.4M1
67BRANDES INVESTMENT PARTNERS, LP$29.0M1
68BROWN ADVISORY INC$28.9M1
69GODSEY & GIBB, INC$28.3M1
70Qube Research & Technologies Ltd$26.4M1
71Foresight Global Investors, Inc.$26.3M1
72M&T BANK CORP$26.2M1
73OSAIC HOLDINGS, INC.$25.8M1
74Martin Investment Management, LLC$24.8M1
75MERCER GLOBAL ADVISORS INC /ADV$24.6M1
76GRANDFIELD & DODD, LLC$24.0M1
77COMMONWEALTH EQUITY SERVICES, LLC$23.9M1
78QRG CAPITAL MANAGEMENT, INC.$23.0M1
79&PARTNERS$21.8M1
80ProVise Management Group, LLC$21.6M1
81Mirae Asset Global Investments Co., Ltd.$21.3M1
82Fiera Capital Corp$21.2M1
83Pathstone Holdings, LLC$20.9M1
84WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$20.7M1
85UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$19.4M1
86BLAIR WILLIAM & CO/IL$19.3M1
87GW HENSSLER & ASSOCIATES LTD$19.2M1
88Capital Wealth Planning, LLC$19.2M1
89Vanguard Personalized Indexing Management, LLC$18.4M1
90Rockefeller Capital Management L.P.$18.1M1
91Quadrature Capital Ltd$17.5M1
92Invesco Ltd.$17.3M1
93ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$16.6M1
94EXENCIAL WEALTH ADVISORS, LLC$16.6M1
95Edgemoor Investment Advisors, Inc.$16.6M1
96Cresset Asset Management, LLC$16.4M1
97Callan Family Office, LLC$16.3M1
98Allspring Global Investments Holdings, LLC$15.9M1
99RITHOLTZ WEALTH MANAGEMENT$15.9M1
100NOMURA HOLDINGS INC$15.1M1
101Allworth Financial LP$14.7M1
102American Assets Investment Management, LLC$14.3M1
103Optiver Holding B.V.$14.2M1
104UNITED CAPITAL FINANCIAL ADVISORS, LLC$14.1M1
105TOCQUEVILLE ASSET MANAGEMENT L.P.$14.0M1
106Sanctuary Advisors, LLC$13.8M1
107Matthew Goff Investment Advisor, LLC$12.9M1
108Beacon Pointe Advisors, LLC$12.9M1
109OSTERWEIS CAPITAL MANAGEMENT INC$12.8M1
110INVESTMENT HOUSE LLC$12.5M1
111Eldred Rock Partners, LLC$12.3M1
112Vestmark Advisory Solutions, Inc.$12.2M1
113CWM, LLC$12.1M1
114NewEdge Advisors, LLC$11.6M1
115TD Waterhouse Canada Inc.$11.6M1
116Live Oak Private Wealth LLC$11.5M1
117SCOTIA CAPITAL INC.$11.1M1
118CLIFFORD SWAN INVESTMENT COUNSEL LLC$11.1M1
119Laird Norton Wetherby Trust Company, LLC$10.6M1
120Empowered Funds, LLC$10.5M1
121SALEM INVESTMENT COUNSELORS INC$10.5M1
122Baird Financial Group, Inc.$10.3M1
123SALT Holding Corp.$10.2M1
124NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$9.5M1
125Atria Investments, Inc$9.5M1
126QUADRANT CAPITAL GROUP LLC$9.3M1
127XTX Topco Ltd$9.3M1
128SUSQUEHANNA INTERNATIONAL GROUP, LLP$9.2M1
129WELCH & FORBES LLC$8.8M1
1301832 Asset Management L.P.$8.7M1
131Orion Porfolio Solutions, LLC$8.7M1
132FEDERATED HERMES, INC.$8.6M1
133PINNACLE ASSOCIATES LTD$8.6M1
134Advisors Capital Management, LLC$8.4M1
135Boston Partners$8.4M1
136Kestra Advisory Services, LLC$8.1M1
137ALLIANCEBERNSTEIN L.P.$8.1M1
138Narwhal Capital Management$8.0M1
139Triasima Portfolio Management inc.$8.0M1
140DEUTSCHE BANK AG\$8.0M1
141FIDUCIARY TRUST CO$7.9M1
142Glassy Mountain Advisors, Inc.$7.7M1
143Archford Capital Strategies, LLC$7.7M1
144FIRST MANHATTAN CO. LLC.$7.7M1
145Geneos Wealth Management Inc.$7.6M1
146PITTENGER & ANDERSON INC$7.5M1
147LOCKHEED MARTIN INVESTMENT MANAGEMENT CO$7.5M1
148SMITHBRIDGE ASSET MANAGEMENT INC/DE$7.5M1
149SIGNATUREFD, LLC$7.3M1
150NATIONAL BANK OF CANADA /FI/$7.3M1
151EVERGREEN CAPITAL MANAGEMENT LLC$7.3M1
152ELEVATION POINT WEALTH PARTNERS, LLC$7.3M1
153IEQ CAPITAL, LLC$7.1M1
154Y-Intercept (Hong Kong) Ltd$7.1M1
155Curi Capital, LLC$6.9M1
156Steward Partners Investment Advisory, LLC$6.9M1
157FACTORY MUTUAL INSURANCE CO$6.9M1
158World Investment Advisors$6.8M1
159Bleakley Financial Group, LLC$6.7M1
160TD ASSET MANAGEMENT INC$6.7M1
161Private Advisor Group, LLC$6.7M1
162Monte Financial Group, LLC$6.6M1
163LMR Partners LLP$6.6M1
164Sequoia Financial Advisors, LLC$6.6M1
165Catalyst Capital Advisors LLC$6.5M1
166Vident Advisory, LLC$6.4M1
167DAVENPORT & Co LLC$6.3M1
168Perennial Advisors, LLC$6.2M1
169HAMEL ASSOCIATES, INC.$6.2M1
170First Pacific Financial$6.1M1
171Patriot Financial Group Insurance Agency, LLC$6.0M1
172Caprock Group, LLC$6.0M1
173WCG Wealth Advisors LLC$6.0M1
174Naviter Wealth, LLC$5.9M1
175CHOREO, LLC$5.9M1
176MAI Capital Management$5.9M1
177MANUFACTURERS LIFE INSURANCE COMPANY, THE$5.7M1
178EP Wealth Advisors, LLC$5.7M1
179SPHERA FUNDS MANAGEMENT LTD.$5.7M1
180NATIXIS$5.6M1
181FIFTH THIRD BANCORP$5.4M1
182Spire Wealth Management$5.4M1
183Gradient Investments LLC$5.4M1
184Transmarket Holdings LP$5.4M1
185Quartz Partners, LLC$5.3M1
186Clearstead Advisors, LLC$5.3M1
187Lido Advisors, LLC$5.3M1
188Greenfield Seitz Capital Management, LLC$5.3M1
189Timber Creek Capital Management LLC$5.2M1
190Merit Financial Group, LLC$5.1M1
191Auto-Owners Insurance Co$5.1M1
192Providence Capital Advisors, LLC$5.0M1
193DAYMARK WEALTH PARTNERS, LLC$5.0M1
194Vise Technologies, Inc.$5.0M1
195WealthTrust Axiom LLC$5.0M1
196Chesley Taft & Associates LLC$5.0M1
197Crossmark Global Holdings, Inc.$5.0M1
198FIRST NATIONAL BANK OF OMAHA$4.9M1
199COMMERCE BANK$4.9M1
200VOYA INVESTMENT MANAGEMENT LLC$4.8M1
201PRINCIPAL SECURITIES, INC.$4.8M1
202Compound Planning, Inc.$4.7M1
203Choate Investment Advisors$4.7M1
204Cornerstone Wealth Group, LLC$4.6M1
205BALDWIN WEALTH PARTNERS LLC/MA$4.6M1
206Moors & Cabot, Inc.$4.6M1
207AZZAD ASSET MANAGEMENT INC /ADV$4.6M1
208South Shore Capital Advisors$4.5M1
209PRENTISS SMITH & CO INC$4.4M1
210Oxbow Advisors, LLC$4.4M1
211Haverford Trust Co$4.3M1
212Penobscot Investment Management Company, Inc.$4.3M1
213MGO ONE SEVEN LLC$4.3M1
214Ballentine Partners, LLC$4.3M1
215Prospera Financial Services Inc$4.3M1
216TWO SIGMA INVESTMENTS, LP$4.2M1
217Pekin Hardy Strauss, Inc.$4.2M1
218CIBC Asset Management Inc$4.2M1
219Pegasus Asset Management, Inc.$4.2M1
220WOODMONT INVESTMENT COUNSEL LLC$4.2M1
221CWA Asset Management Group, LLC$4.1M1
222Arjuna Capital$4.1M1
223EagleClaw Capital Managment, LLC$4.1M1
224TRUSTMARK BANK TRUST DEPARTMENT$4.0M1
225Spectrum Asset Management, Inc. (NB/CA)$4.0M1
226Americana Partners, LLC$4.0M1
227NAPLES GLOBAL ADVISORS, LLC$4.0M1
228Equitable Holdings, Inc.$4.0M1
229Telos Capital Management, Inc.$3.9M1
230KESTRA PRIVATE WEALTH SERVICES, LLC$3.9M1
231apricus wealth, LLC$3.7M1
232Aaron Wealth Advisors LLC$3.7M1
233AMG National Trust Bank$3.7M1
234OPPENHEIMER & CO INC$3.7M1
235Third View Private Wealth, LLC$3.6M1
236SHRIER WEALTH MANAGEMENT, LLC$3.6M1
237Advisors Asset Management, Inc.$3.6M1
238PATTEN & PATTEN INC/TN$3.6M1
239ASHTON THOMAS SECURITIES, LLC$3.5M1
240MITCHELL & PAHL PRIVATE WEALTH, LLC$3.5M1
241CLOVERFIELDS CAPITAL GROUP, LP$3.5M1
242EVOLVE PRIVATE WEALTH, LLC$3.4M1
243Savant Capital, LLC$3.4M1
244PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC$3.4M1
245Kathmere Capital Management, LLC$3.3M1
246Summit Trail Advisors, LLC$3.2M1
247Pinnacle Financial Partners, Inc.$3.2M1
248Perigon Wealth Management, LLC$3.2M1
249GREAT VALLEY ADVISOR GROUP, INC.$3.1M1
250Cascade Investment Advisors, Inc.$3.1M1
251Atlantic Union Bankshares Corp$3.1M1
252Coastline Trust Co$3.1M1
253Snowden Capital Advisors LLC$3.1M1
254MARIETTA INVESTMENT PARTNERS LLC$3.1M1
255DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.$3.1M1
256COLDSTREAM CAPITAL MANAGEMENT INC$2.9M1
257HB Wealth Management, LLC$2.8M1
258Envestnet Portfolio Solutions, Inc.$2.8M1
259Checchi Capital Advisers, LLC$2.6M1
260LEVEL FOUR ADVISORY SERVICES, LLC$2.6M1
261Waverly Advisors, LLC$2.6M1
262NICHOLS & PRATT ADVISERS LLP /MA$2.6M1
263Smartleaf Asset Management LLC$2.6M1
264Patten Group, Inc.$2.6M1
265Marshall Financial Group, LLC$2.6M1
266Northside Capital Management, LLC$2.6M1
267JAMISON PRIVATE WEALTH MANAGEMENT, INC.$2.6M1
268Optimist Retirement Group LLC$2.6M1
269Abundance Wealth Counselors$2.6M1
270Dynamic Advisor Solutions LLC$2.5M1
271Strategic Global Advisors, LLC$2.5M1
272IAM Advisory, LLC$2.5M1
273BTC Capital Management, Inc.$2.5M1
274Dorsey & Whitney Trust CO LLC$2.5M1
275Palisade Asset Management, LLC$2.5M1
276Empire Financial Management Company, LLC$2.4M1
277Aptus Capital Advisors, LLC$2.4M1
278Ascent Wealth Partners, LLC$2.4M1
279Leo Wealth, LLC$2.4M1
280HEADINVEST, LLC$2.4M1
281Quadcap Wealth Management, LLC$2.3M1
282MAVERICK CAPITAL LTD$2.3M1
283Altman Advisors, Inc.$2.3M1
284Baker Ellis Asset Management LLC$2.3M1
285Concurrent Investment Advisors, LLC$2.3M1
286New Vernon Capital Holdings II LLC$2.3M1
287Abel Hall, LLC$2.2M1
288REGIONS FINANCIAL CORP$2.2M1
289Csenge Advisory Group$2.2M1
290Squarepoint Ops LLC$2.1M1
291U.S. Capital Wealth Advisors, LLC$2.1M1
292MARCO INVESTMENT MANAGEMENT LLC$2.1M1
293Ipswich Investment Management Co., Inc.$2.1M1
294Gibbs Wealth Management$2.1M1
295LOWE BROCKENBROUGH & CO INC$2.1M1
296Walleye Capital LLC$2.1M1
297DENALI ADVISORS LLC$2.1M1
298Fort Sheridan Advisors LLC$2.1M1
299CAPITAL FINANCIAL GROUP INC\CO\ /ADV$2.1M1
300NorthCrest Asset Manangement, LLC$2.0M1
301AIMZ Investment Advisors, LLC$2.0M1
302Ascent Group, LLC$2.0M1
303BAILARD, INC.$2.0M1
304Sepio Capital, LP$2.0M1
305JOHNSON INVESTMENT COUNSEL INC$2.0M1
306Compass Wealth Management LLC$2.0M1
307HM PAYSON & CO$2.0M1
308OpenArc Corporate Advisory, LLC$2.0M1
309RWA WEALTH PARTNERS, LLC$1.9M1
310Cornerstone Planning, LLC$1.9M1
311Arnhold LLC$1.9M1
312PCM Encore, LLC$1.9M1
313First Affirmative Financial Network$1.9M1
314ROBERTS GLORE & CO INC /IL/$1.9M1
315Voya Financial Advisors, Inc.$1.9M1
316Plancorp, LLC$1.9M1
317Henshaw Capital LLC$1.9M1
318Wilmington Savings Fund Society, FSB$1.9M1
319Value Partners Investments Inc.$1.9M1
320Dynasty Wealth Management, LLC$1.9M1
321HF Advisory Group, LLC$1.8M1
322Generali Investments CEE, investicni spolecnost, a.s.$1.8M1
323Carnegie Investment Counsel$1.8M1
324PERSONAL CFO SOLUTIONS, LLC$1.8M1
325PARSONS CAPITAL MANAGEMENT INC/RI$1.8M1
326Kingsview Wealth Management, LLC$1.8M1
327Glass Wealth Management Co LLC$1.8M1
328Frank, Rimerman Advisors LLC$1.7M1
329Savvy Advisors, Inc.$1.7M1
330Ashton Thomas Private Wealth, LLC$1.7M1
331INTRUST BANK NA$1.7M1
332GUGGENHEIM CAPITAL LLC$1.7M1
333Brookstone Capital Management$1.7M1
334TrueMark Investments, LLC$1.7M1
335OPAL CAPITAL LLC$1.7M1
336SAGESPRING WEALTH PARTNERS, LLC$1.7M1
337CMH Wealth Management LLC$1.7M1
338HORIZON KINETICS ASSET MANAGEMENT LLC$1.7M1
339Advisory Resource Group$1.7M1
340Apollon Wealth Management, LLC$1.6M1
341J.W. COLE ADVISORS, INC.$1.6M1
342GUYASUTA INVESTMENT ADVISORS INC$1.6M1
343Solutions 4 Wealth, Ltd$1.6M1
344Drexel Morgan & Co.$1.6M1
345GeoWealth Management, LLC$1.6M1
346MISSION WEALTH MANAGEMENT, LP$1.6M1
347Smart Money Group LLC$1.6M1
348Portside Wealth Group, LLC$1.6M1
349HOLDERNESS INVESTMENTS CO$1.6M1
350AE Wealth Management LLC$1.6M1
351MATHER GROUP, LLC.$1.6M1
352Bridgewater Advisors Inc.$1.5M1
353Blue Trust, Inc.$1.5M1
354Agate Pass Investment Management, LLC$1.5M1
355FLPUTNAM INVESTMENT MANAGEMENT CO$1.5M1
356Berkeley Capital Partners, LLC$1.5M1
357OLD NATIONAL BANCORP /IN/$1.5M1
358Pine Valley Investments Ltd Liability Co$1.5M1
359Stratos Wealth Partners, LTD.$1.5M1
360Qtron Investments LLC$1.5M1
361DV Trading LLC$1.5M1
362WealthPlan Investment Management, LLC$1.5M1
363PDS Planning, Inc$1.5M1
364Modern Wealth Management, LLC$1.5M1
365Schonfeld Strategic Advisors LLC$1.5M1
366CRUX WEALTH ADVISORS$1.5M1
367Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$1.5M1
368Venture Visionary Partners LLC$1.4M1
369BECKER CAPITAL MANAGEMENT INC$1.4M1
370NOVEM GROUP$1.4M1
371AXXCESS WEALTH MANAGEMENT, LLC$1.4M1
372Mystic Asset Management, Inc.$1.4M1
373Avidian Wealth Enterprises, LLC$1.4M1
374KCM INVESTMENT ADVISORS LLC$1.4M1
375Essex Financial Services, Inc.$1.4M1
376Elser Financial Planning, Inc$1.4M1
377May Hill Capital, LLC$1.4M1
378Cambridge Advisors Inc.$1.4M1
379SHELTON CAPITAL MANAGEMENT$1.4M1
380XY Capital Ltd$1.3M1
381Mayflower Financial Advisors, LLC$1.3M1
382Sivia Capital Partners, LLC$1.3M1
383Mesirow Financial Investment Management, Inc.$1.3M1
384RETIREMENT GUYS FORMULA LLC$1.3M1
385OneDigital Investment Advisors LLC$1.3M1
386Stratos Wealth Advisors, LLC$1.3M1
387CHICAGO TRUST Co NA$1.3M1
388NORTHCAPE WEALTH MANAGEMENT, LLC$1.3M1
389EASTERN BANK$1.3M1
390SITTNER & NELSON, LLC$1.3M1
391Aprio Wealth Management, LLC$1.3M1
392Jacobi Capital Management LLC$1.2M1
393Independent Advisor Alliance$1.2M1
394Guardian Partners Inc.$1.2M1
395Allianz Asset Management GmbH$1.2M1
396RD Lewis Holdings, Inc.$1.2M1
397Valmark Advisers, Inc.$1.2M1
398Five Oceans Advisors$1.2M1
399Lantz Financial LLC$1.2M1
400Beverly Hills Private Wealth, LLC$1.2M1
401MONTAG A & ASSOCIATES INC$1.2M1
402SAGE RHINO CAPITAL LLC$1.2M1
403FRG Family Wealth Advisors LLC$1.2M1
404Ruggaard & Associates LLC$1.2M1
405Gladstone Institutional Advisory LLC$1.1M1
406SevenBridge Financial Group, LLC$1.1M1
407Bridgefront Capital, LLC$1.1M1
408Sowell Financial Services LLC$1.1M1
409DIVERSIFY WEALTH MANAGEMENT, LLC$1.1M1
410CASTLEKEEP INVESTMENT ADVISORS LLC$1.1M1
411CHILTON CAPITAL MANAGEMENT LLC$1.1M1
412ASSOCIATED BANC-CORP$1.1M1
413Focus Partners Advisor Solutions, LLC$1.1M1
414St. Clair Advisors, LLC$1.1M1
415Keystone Financial Services$1.1M1
416CENTRAL TRUST Co$1.1M1
417Kimelman & Baird, LLC$1.0M1
418ROMANO BROTHERS AND COMPANY$1.0M1
419Avior Wealth Management, LLC$1.0M1
420StrongBox Wealth, LLC$1.0M1
421Financial Engines Advisors L.L.C.$1.0M1
422AlphaCore Capital LLC$1.0M1
423Wedmont Private Capital$1.0M1
424Southeast Asset Advisors, LLC$1.0M1
425LAZARD ASSET MANAGEMENT LLC$1.0M1
426Rehmann Capital Advisory Group$1.0M1
427UMB Bank, n.a.$1.0M1
428HUB Investment Partners, LLC$1.0M1
429Mezzasalma Advisors, LLC$1.0M1
430STEPHENS INC /AR/$1.0M1
431Madson Wealth Advisors Inc$1.0M1
432SEEDS INVESTOR LLC$997K1
433HARRELL INVESTMENT PARTNERS, LLC$991K1
434Joel Isaacson & Co., LLC$991K1
435MEANS INVESTMENT CO., INC.$986K1
436SYKON CAPITAL LLC$978K1
437GATEWAY INVESTMENT ADVISERS LLC$972K1
438Gallacher Capital Management LLC$958K1
439Frec Markets, Inc.$957K1
440JNBA Financial Advisors$954K1
441West Family Investments, Inc.$948K1
442Arvest Bank Trust Division$943K1
443Bangor Savings Bank$943K1
444Resonant Capital Advisors, LLC$942K1
4451900 WEALTH MANAGEMENT LLC$940K1
446Investment Research Partners LLC$935K1
447INSIGNEO ADVISORY SERVICES, LLC$931K1
448Meriwether Wealth & Planning, LLC$928K1
449Wealthspire Advisors, LLC$922K1
450Keel Point, LLC$919K1
451Dickmeyer Boyce Financial Management, Inc.$918K1
452Bryn Mawr Trust Advisors, LLC$917K1
453KENNEDY INVESTMENT GROUP, INC.$913K1
454Cypress Capital Group$907K1
455Bradyco, Inc.$892K1
456Goldstone Financial Group, LLC$892K1
457FULTON BANK, N.A.$891K1
458MITCHELL MCLEOD PUGH & WILLIAMS INC$885K1
459NTV ASSET MANAGEMENT LLC$884K1
460FIRST CITIZENS BANK & TRUST CO$883K1
461Steadtrust LLC$881K1
462Radnor Capital Management, LLC$874K1
463Davis Investment Partners, LLC$864K1
464Pinnacle Wealth Planning Services, Inc.$862K1
465CREDIT AGRICOLE S A$861K1
466Parkside Financial Bank & Trust$852K1
467Larry Mathis Financial Planning, LLC$852K1
468Diversified Trust Co$848K1
469CVA Family Office, LLC$847K1
470TWIN CITY PRIVATE WEALTH, LLC$845K1
471Altus Wealth Group LLC$834K1
472Simplicity Wealth,LLC$831K1
473Freestone Capital Holdings, LLC$830K1
474Diesslin Group, Inc.$830K1
475ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC$827K1
476MB, LEVIS & ASSOCIATES, LLC$826K1
477JMN Financial LLC$823K1
478KNIGHTSBRIDGE ASSET MANAGEMENT, LLC$822K1
479XML Financial, LLC$821K1
480Summit Financial, LLC$818K1
481Regal Investment Advisors LLC$813K1
482Ariadne Wealth Management, LP$812K1
483Forza Wealth Management, LLC$806K1
484BENJAMIN EDWARDS INC$802K1
485Alhambra Investment Management LLC$799K1
486Circle Wealth Management, LLC$794K1
487E&G Advisors, LLC$791K1
488Monument Capital Management$775K1
489INDEPENDENT FINANCIAL GROUP, LLC$768K1
490GC Wealth Management RIA, LLC$767K1
491Drucker Wealth 3.0, LLC$766K1
492CFO4Life Group, LLC$765K1
493One Wealth Advisors, LLC$757K1
494Arax Advisory Partners$757K1
495Colter Lewis Investment Partners LLC$754K1
496Modera Wealth Management, LLC$752K1
497MARK SHEPTOFF FINANCIAL PLANNING, LLC$745K1
498JFS WEALTH ADVISORS, LLC$745K1
499BXM Wealth LLC$739K1
500Federation des caisses Desjardins du Quebec$733K1
Truncated by Public Filings. The published aggregate ranks the top 500 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)3 buy / 3 sell
Congress net ($ bound)−$28.0K to $77.0K
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on NVS

RETAINED WINDOW · ACTIVE HITS
Signal hits naming NVS
KindRuleHits
FIRST FILINGfirst disclosure of this ticker by this member within the corpus — era-scoped: coverage begins 2014-01-03, so an earlier first disclosure cannot be seen and is not claimed against1 hit

Every rule, with its definition →

Planned modules for NVS · financials and macro

Financials — as filed PLANNED

NVS's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: NVS on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing