Who holds NVSticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

NOVARTIS AG · SPONSORED ADR · quarter ended 2026-03-31 · 23 members disclosed NVS ↗

1,098

holders13F filers reporting this class for the quarter ended 2026-03-31; the 500 largest are listed

$15.1B

combined valuesum of the reported values across every holder; NULL values are excluded, never zero-filled

514

addsholders whose share count rose or who opened the position (new + add), by shares

104

exitsholders absent this quarter after holding last quarter — inferred from absence, not a sale record

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of NVS ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	MORGAN STANLEY	$1.3B	8,527,037	−349,869	trim
2	DIMENSIONAL FUND ADVISORS LP	$1.2B	8,110,116	−414,278	trim
3	PRIMECAP MANAGEMENT CO/CA/	$1.2B	7,567,354	−11,920	trim
4	DODGE & COX	$1.1B	6,967,383	−2,047,258	trim
5	BANK OF AMERICA CORP /DE/	$758M	4,962,794	+413,778	add
6	FRANKLIN RESOURCES INC	$521M	3,409,944	−1,069,363	trim
7	BlackRock, Inc.	$451M	2,949,760	+141,669	add
8	NORTHERN TRUST CORP	$426M	2,786,228	+435,047	add
9	GQG Partners LLC	$374M	2,447,272	−710,850	trim
10	ENVESTNET ASSET MANAGEMENT INC	$353M	2,311,384	+529,186	add
11	Janus Henderson Group Ltd.	$348M	2,275,938	+41,520	add
12	RAYMOND JAMES FINANCIAL INC	$295M	1,931,873	+86,268	add
13	WELLS FARGO & COMPANY/MN	$290M	1,895,677	+53,634	add
14	UBS Group AG	$274M	1,793,153	+431,879	add
15	FMR LLC	$259M	1,692,993	+30,697	add
16	PRINCIPAL FINANCIAL GROUP INC	$234M	1,532,789	−276,369	trim
17	WCM INVESTMENT MANAGEMENT, LLC	$220M	1,463,180	+1,463,180	new
18	STATE STREET CORP	$216M	1,385,892	−64,169	trim
19	RENAISSANCE TECHNOLOGIES LLC	$170M	1,111,833	−231,200	trim
20	Chevy Chase Trust Holdings, LLC	$160M	1,049,794	−11,578	trim
21	TRUIST FINANCIAL CORP	$144M	941,818	+54,522	add
22	EARNEST PARTNERS LLC	$135M	885,290	−36,106	trim
23	AMERICAN CENTURY COMPANIES INC	$107M	703,178	+84,910	add
24	LPL Financial LLC	$94.8M	620,427	+12,679	add
25	SEI INVESTMENTS CO	$94.6M	619,274	+54,262	add
26	ROYAL BANK OF CANADA	$94.5M	618,710	+40,788	add
27	SCHARF INVESTMENTS, LLC	$90.0M	589,232	−373,668	trim
28	HARDING LOEVNER LP	$89.2M	584,255	−19,132	trim
29	BRISTOL JOHN W & CO INC /NY/	$85.8M	561,837	−7,881	trim
30	NewEdge Wealth, LLC	$83.5M	546,505	+41,166	add
31	CIBC Bancorp USA Inc.	$82.2M	537,813	—	no prior
32	Creative Planning	$80.8M	528,814	+89,851	add
33	Connor, Clark & Lunn Investment Management Ltd.	$77.2M	505,440	−145,704	trim
34	Harvest Portfolios Group Inc.	$69.5M	454,681	−37,333	trim
35	Corient Private Wealth LLC	$67.2M	440,526	−522,081	trim
36	TODD ASSET MANAGEMENT LLC	$66.0M	432,007	−2,239	trim
37	ASSETMARK, INC	$61.7M	403,774	−2,457	trim
38	TCTC Holdings, LLC	$60.2M	393,864	−225	trim
39	FIRST TRUST ADVISORS LP	$56.0M	366,559	−5,202	trim
40	JANE STREET GROUP, LLC	$56.0M	366,467	+366,467	new
41	CITIGROUP INC	$53.3M	348,789	+277,455	add
42	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	$52.8M	345,410	+54,930	add
43	Quantinno Capital Management LP	$52.0M	340,728	+39,537	add
44	Cerity Partners LLC	$50.4M	329,910	+35,140	add
45	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$48.9M	320,027	+19,949	add
46	STIFEL FINANCIAL CORP	$48.5M	317,717	+45,335	add
47	Point72 Asset Management, L.P.	$43.4M	283,837	+283,837	new
48	COOKSON PEIRCE & CO INC	$43.3M	283,617	+14,674	add
49	Focus Partners Wealth	$42.8M	280,428	+71,868	add
50	Grantham, Mayo, Van Otterloo & Co. LLC	$42.1M	275,637	−23,538	trim
51	US BANCORP \DE\	$41.1M	268,858	+1,589	add
52	WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC	$40.6M	266,061	−335,851	trim
53	HighTower Advisors, LLC	$40.4M	264,639	+13,264	add
54	BANK OF MONTREAL /CAN/	$39.6M	259,345	−725,254	trim
55	ADAGE CAPITAL PARTNERS GP, L.L.C.	$39.4M	258,000	+157,812	add
56	Clark Capital Management Group, Inc.	$38.5M	251,894	−193,795	trim
57	Integral Health Asset Management, LLC	$38.2M	250,000	0	no change
58	MASSACHUSETTS FINANCIAL SERVICES CO /MA/	$37.7M	246,655	+132,918	add
59	Mariner, LLC	$36.9M	241,552	+5,076	add
60	AQR CAPITAL MANAGEMENT LLC	$35.7M	233,871	+47,271	add
61	FIRST FINANCIAL BANKSHARES INC	$35.3M	230,854	+6,071	add
62	MML INVESTORS SERVICES, LLC	$35.1M	229,593	−13,178	trim
63	OPPENHEIMER ASSET MANAGEMENT INC.	$33.2M	217,125	−3,056	trim
64	D.A. DAVIDSON & CO.	$32.5M	212,815	−6,899	trim
65	Cetera Investment Advisers	$31.0M	203,045	+24,096	add
66	Tidal Investments LLC	$29.4M	193,177	−33,079	trim
67	BRANDES INVESTMENT PARTNERS, LP	$29.0M	189,570	−73,227	trim
68	BROWN ADVISORY INC	$28.9M	189,167	+761	add
69	GODSEY & GIBB, INC	$28.3M	185,572	−5,512	trim
70	Qube Research & Technologies Ltd	$26.4M	173,137	+54,510	add
71	Foresight Global Investors, Inc.	$26.3M	172,053	−30	trim
72	M&T BANK CORP	$26.2M	171,848	+18,264	add
73	OSAIC HOLDINGS, INC.	$25.8M	169,012	+2,288	add
74	Martin Investment Management, LLC	$24.8M	162,204	−49,300	trim
75	MERCER GLOBAL ADVISORS INC /ADV	$24.6M	160,764	+4,606	add
76	GRANDFIELD & DODD, LLC	$24.0M	156,906	+1,558	add
77	COMMONWEALTH EQUITY SERVICES, LLC	$23.9M	156,615	−11,771	trim
78	QRG CAPITAL MANAGEMENT, INC.	$23.0M	150,844	+17,731	add
79	&PARTNERS	$21.8M	142,824	+9,557	add
80	ProVise Management Group, LLC	$21.6M	141,200	−3,279	trim
81	Mirae Asset Global Investments Co., Ltd.	$21.3M	139,562	−202,974	trim
82	Fiera Capital Corp	$21.2M	139,111	+14,744	add
83	Pathstone Holdings, LLC	$20.9M	136,897	+18,106	add
84	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$20.7M	147,794	−38,612	trim
85	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$19.4M	126,885	+104,729	add
86	BLAIR WILLIAM & CO/IL	$19.3M	126,421	+45,143	add
87	GW HENSSLER & ASSOCIATES LTD	$19.2M	125,512	−3,551	trim
88	Capital Wealth Planning, LLC	$19.2M	125,419	−38,126	trim
89	Vanguard Personalized Indexing Management, LLC	$18.4M	120,635	−9,764	trim
90	Rockefeller Capital Management L.P.	$18.1M	118,307	+10,102	add
91	Quadrature Capital Ltd	$17.5M	114,289	+69,220	add
92	Invesco Ltd.	$17.3M	113,344	−62,333	trim
93	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	$16.6M	108,597	−679,380	trim
94	EXENCIAL WEALTH ADVISORS, LLC	$16.6M	108,594	+13,096	add
95	Edgemoor Investment Advisors, Inc.	$16.6M	108,581	+251	add
96	Cresset Asset Management, LLC	$16.4M	107,430	+598	add
97	Callan Family Office, LLC	$16.3M	106,950	+2,103	add
98	Allspring Global Investments Holdings, LLC	$15.9M	102,595	−3,445	trim
99	RITHOLTZ WEALTH MANAGEMENT	$15.9M	104,146	+4,312	add
100	NOMURA HOLDINGS INC	$15.1M	99,013	+99,013	new
101	Allworth Financial LP	$14.7M	96,473	+3,448	add
102	American Assets Investment Management, LLC	$14.3M	93,610	0	no change
103	Optiver Holding B.V.	$14.2M	92,638	−58,952	trim
104	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$14.1M	92,055	+92,055	new
105	TOCQUEVILLE ASSET MANAGEMENT L.P.	$14.0M	91,898	−22,937	trim
106	Sanctuary Advisors, LLC	$13.8M	90,326	−1,236	trim
107	Matthew Goff Investment Advisor, LLC	$12.9M	84,606	−1,249	trim
108	Beacon Pointe Advisors, LLC	$12.9M	84,517	+17,935	add
109	OSTERWEIS CAPITAL MANAGEMENT INC	$12.8M	83,792	−3,891	trim
110	INVESTMENT HOUSE LLC	$12.5M	81,783	−65	trim
111	Eldred Rock Partners, LLC	$12.3M	80,768	−781	trim
112	Vestmark Advisory Solutions, Inc.	$12.2M	79,612	−14,670	trim
113	CWM, LLC	$12.1M	79,113	−3,961	trim
114	NewEdge Advisors, LLC	$11.6M	75,954	+75,954	new
115	TD Waterhouse Canada Inc.	$11.6M	74,666	+45,644	add
116	Live Oak Private Wealth LLC	$11.5M	75,338	−1,254	trim
117	SCOTIA CAPITAL INC.	$11.1M	72,553	+25,084	add
118	CLIFFORD SWAN INVESTMENT COUNSEL LLC	$11.1M	72,551	−998	trim
119	Laird Norton Wetherby Trust Company, LLC	$10.6M	69,383	+271	add
120	Empowered Funds, LLC	$10.5M	68,854	+8,329	add
121	SALEM INVESTMENT COUNSELORS INC	$10.5M	68,728	+63,391	add
122	Baird Financial Group, Inc.	$10.3M	67,212	+67,212	new
123	SALT Holding Corp.	$10.2M	66,844	+66,844	new
124	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$9.5M	62,486	−623	trim
125	Atria Investments, Inc	$9.5M	62,456	+4,190	add
126	QUADRANT CAPITAL GROUP LLC	$9.3M	61,012	+1,152	add
127	XTX Topco Ltd	$9.3M	60,566	+44,077	add
128	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$9.2M	60,281	−35,284	trim
129	WELCH & FORBES LLC	$8.8M	57,626	−3,462	trim
130	1832 Asset Management L.P.	$8.7M	56,957	−2,382	trim
131	Orion Porfolio Solutions, LLC	$8.7M	56,894	+14,571	add
132	FEDERATED HERMES, INC.	$8.6M	56,427	−962	trim
133	PINNACLE ASSOCIATES LTD	$8.6M	55,979	−1,226	trim
134	Advisors Capital Management, LLC	$8.4M	55,225	+208	add
135	Boston Partners	$8.4M	55,173	+7,869	add
136	Kestra Advisory Services, LLC	$8.1M	53,072	+5,716	add
137	ALLIANCEBERNSTEIN L.P.	$8.1M	58,580	+47,267	add
138	Narwhal Capital Management	$8.0M	52,668	−1,144	trim
139	Triasima Portfolio Management inc.	$8.0M	52,470	+2,295	add
140	DEUTSCHE BANK AG\	$8.0M	52,244	−526	trim
141	FIDUCIARY TRUST CO	$7.9M	51,557	+51,557	new
142	Glassy Mountain Advisors, Inc.	$7.7M	50,625	+188	add
143	Archford Capital Strategies, LLC	$7.7M	50,600	+3,928	add
144	FIRST MANHATTAN CO. LLC.	$7.7M	50,553	+4,647	add
145	Geneos Wealth Management Inc.	$7.6M	49,989	−14,852	trim
146	PITTENGER & ANDERSON INC	$7.5M	49,020	0	no change
147	LOCKHEED MARTIN INVESTMENT MANAGEMENT CO	$7.5M	49,000	−8,300	trim
148	SMITHBRIDGE ASSET MANAGEMENT INC/DE	$7.5M	48,780	−49,032	trim
149	SIGNATUREFD, LLC	$7.3M	48,040	+1,411	add
150	NATIONAL BANK OF CANADA /FI/	$7.3M	47,991	+3,580	add
151	EVERGREEN CAPITAL MANAGEMENT LLC	$7.3M	47,699	+454	add
152	ELEVATION POINT WEALTH PARTNERS, LLC	$7.3M	47,517	+37,876	add
153	IEQ CAPITAL, LLC	$7.1M	46,575	−7,693	trim
154	Y-Intercept (Hong Kong) Ltd	$7.1M	46,436	+46,436	new
155	Curi Capital, LLC	$6.9M	45,441	−20,872	trim
156	Steward Partners Investment Advisory, LLC	$6.9M	45,438	−8,823	trim
157	FACTORY MUTUAL INSURANCE CO	$6.9M	45,066	+9,270	add
158	World Investment Advisors	$6.8M	44,219	−5,995	trim
159	Bleakley Financial Group, LLC	$6.7M	44,137	−4,806	trim
160	TD ASSET MANAGEMENT INC	$6.7M	44,021	+11,586	add
161	Private Advisor Group, LLC	$6.7M	43,765	+2,687	add
162	Monte Financial Group, LLC	$6.6M	43,398	−625	trim
163	LMR Partners LLP	$6.6M	43,105	+43,105	new
164	Sequoia Financial Advisors, LLC	$6.6M	42,951	+1,316	add
165	Catalyst Capital Advisors LLC	$6.5M	42,817	−4,825	trim
166	Vident Advisory, LLC	$6.4M	41,816	+4,794	add
167	DAVENPORT & Co LLC	$6.3M	41,281	+3,917	add
168	Perennial Advisors, LLC	$6.2M	40,888	−1,456	trim
169	HAMEL ASSOCIATES, INC.	$6.2M	40,555	−30	trim
170	First Pacific Financial	$6.1M	39,922	−150	trim
171	Patriot Financial Group Insurance Agency, LLC	$6.0M	39,496	+20,818	add
172	Caprock Group, LLC	$6.0M	39,296	+1,549	add
173	WCG Wealth Advisors LLC	$6.0M	38,960	+1,255	add
174	Naviter Wealth, LLC	$5.9M	38,815	+1,157	add
175	CHOREO, LLC	$5.9M	38,611	+5,388	add
176	MAI Capital Management	$5.9M	38,371	+186	add
177	MANUFACTURERS LIFE INSURANCE COMPANY, THE	$5.7M	37,202	−24,216	trim
178	EP Wealth Advisors, LLC	$5.7M	37,111	+20,134	add
179	SPHERA FUNDS MANAGEMENT LTD.	$5.7M	37,000	0	no change
180	NATIXIS	$5.6M	36,500	+36,500	new
181	FIFTH THIRD BANCORP	$5.4M	35,611	+4,622	add
182	Spire Wealth Management	$5.4M	35,363	−2,418	trim
183	Gradient Investments LLC	$5.4M	35,153	+20,492	add
184	Transmarket Holdings LP	$5.4M	35,075	—	no prior
185	Quartz Partners, LLC	$5.3M	34,994	−388	trim
186	Clearstead Advisors, LLC	$5.3M	34,728	+15,598	add
187	Lido Advisors, LLC	$5.3M	34,678	−9,061	trim
188	Greenfield Seitz Capital Management, LLC	$5.3M	34,550	−325	trim
189	Timber Creek Capital Management LLC	$5.2M	34,274	−271	trim
190	Merit Financial Group, LLC	$5.1M	33,708	+1,209	add
191	Auto-Owners Insurance Co	$5.1M	33,570	0	no change
192	Providence Capital Advisors, LLC	$5.0M	32,977	+895	add
193	DAYMARK WEALTH PARTNERS, LLC	$5.0M	32,801	+78	add
194	Vise Technologies, Inc.	$5.0M	36,277	0	no change
195	WealthTrust Axiom LLC	$5.0M	32,741	−144	trim
196	Chesley Taft & Associates LLC	$5.0M	32,730	+250	add
197	Crossmark Global Holdings, Inc.	$5.0M	32,492	—	no prior
198	FIRST NATIONAL BANK OF OMAHA	$4.9M	32,671	−18,860	trim
199	COMMERCE BANK	$4.9M	32,030	+9,426	add
200	VOYA INVESTMENT MANAGEMENT LLC	$4.8M	31,740	+4,250	add
201	PRINCIPAL SECURITIES, INC.	$4.8M	31,464	−2,904	trim
202	Compound Planning, Inc.	$4.7M	30,578	+3,544	add
203	Choate Investment Advisors	$4.7M	30,492	−655	trim
204	Cornerstone Wealth Group, LLC	$4.6M	31,186	−2,067	trim
205	BALDWIN WEALTH PARTNERS LLC/MA	$4.6M	29,995	−2,293	trim
206	Moors & Cabot, Inc.	$4.6M	29,981	+369	add
207	AZZAD ASSET MANAGEMENT INC /ADV	$4.6M	29,882	−4,711	trim
208	South Shore Capital Advisors	$4.5M	29,803	+25,238	add
209	PRENTISS SMITH & CO INC	$4.4M	29,124	−30	trim
210	Oxbow Advisors, LLC	$4.4M	28,545	+37	add
211	Haverford Trust Co	$4.3M	28,382	0	no change
212	Penobscot Investment Management Company, Inc.	$4.3M	28,286	−30	trim
213	MGO ONE SEVEN LLC	$4.3M	28,149	−4,105	trim
214	Ballentine Partners, LLC	$4.3M	28,079	+1,098	add
215	Prospera Financial Services Inc	$4.3M	28,041	+2,162	add
216	TWO SIGMA INVESTMENTS, LP	$4.2M	27,528	−2,400	trim
217	Pekin Hardy Strauss, Inc.	$4.2M	27,486	−3,225	trim
218	CIBC Asset Management Inc	$4.2M	27,556	+1,292	add
219	Pegasus Asset Management, Inc.	$4.2M	27,320	+27,320	new
220	WOODMONT INVESTMENT COUNSEL LLC	$4.2M	27,201	−642	trim
221	CWA Asset Management Group, LLC	$4.1M	27,044	−169	trim
222	Arjuna Capital	$4.1M	27,009	+2,304	add
223	EagleClaw Capital Managment, LLC	$4.1M	26,836	−846	trim
224	TRUSTMARK BANK TRUST DEPARTMENT	$4.0M	26,388	−448	trim
225	Spectrum Asset Management, Inc. (NB/CA)	$4.0M	26,275	−13	trim
226	Americana Partners, LLC	$4.0M	26,190	+1,226	add
227	NAPLES GLOBAL ADVISORS, LLC	$4.0M	26,187	+57	add
228	Equitable Holdings, Inc.	$4.0M	26,574	+23,071	add
229	Telos Capital Management, Inc.	$3.9M	25,703	−590	trim
230	KESTRA PRIVATE WEALTH SERVICES, LLC	$3.9M	25,287	+25,287	new
231	apricus wealth, LLC	$3.7M	24,423	−250	trim
232	Aaron Wealth Advisors LLC	$3.7M	24,095	+4,376	add
233	AMG National Trust Bank	$3.7M	24,066	+1,176	add
234	OPPENHEIMER & CO INC	$3.7M	23,915	+1,689	add
235	Third View Private Wealth, LLC	$3.6M	23,830	+1,446	add
236	SHRIER WEALTH MANAGEMENT, LLC	$3.6M	23,701	−376	trim
237	Advisors Asset Management, Inc.	$3.6M	23,610	+2,827	add
238	PATTEN & PATTEN INC/TN	$3.6M	23,394	−300	trim
239	ASHTON THOMAS SECURITIES, LLC	$3.5M	22,962	+22,962	new
240	MITCHELL & PAHL PRIVATE WEALTH, LLC	$3.5M	22,931	+582	add
241	CLOVERFIELDS CAPITAL GROUP, LP	$3.5M	22,888	−843	trim
242	EVOLVE PRIVATE WEALTH, LLC	$3.4M	22,574	+2,069	add
243	Savant Capital, LLC	$3.4M	22,246	+2,264	add
244	PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC	$3.4M	21,970	−784	trim
245	Kathmere Capital Management, LLC	$3.3M	21,586	+1,661	add
246	Summit Trail Advisors, LLC	$3.2M	20,845	+16,957	add
247	Pinnacle Financial Partners, Inc.	$3.2M	20,754	−483	trim
248	Perigon Wealth Management, LLC	$3.2M	20,665	+165	add
249	GREAT VALLEY ADVISOR GROUP, INC.	$3.1M	20,582	−18,369	trim
250	Cascade Investment Advisors, Inc.	$3.1M	20,510	−545	trim
251	Atlantic Union Bankshares Corp	$3.1M	20,357	−1,013	trim
252	Coastline Trust Co	$3.1M	20,341	−70	trim
253	Snowden Capital Advisors LLC	$3.1M	20,107	+7,751	add
254	MARIETTA INVESTMENT PARTNERS LLC	$3.1M	20,019	+1,782	add
255	DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.	$3.1M	20,000	+20,000	new
256	COLDSTREAM CAPITAL MANAGEMENT INC	$2.9M	18,910	+5,586	add
257	HB Wealth Management, LLC	$2.8M	18,312	+950	add
258	Envestnet Portfolio Solutions, Inc.	$2.8M	18,309	−3,127	trim
259	Checchi Capital Advisers, LLC	$2.6M	17,348	−409	trim
260	LEVEL FOUR ADVISORY SERVICES, LLC	$2.6M	17,332	−887	trim
261	Waverly Advisors, LLC	$2.6M	17,301	+1,654	add
262	NICHOLS & PRATT ADVISERS LLP /MA	$2.6M	17,247	−100	trim
263	Smartleaf Asset Management LLC	$2.6M	17,483	+1,168	add
264	Patten Group, Inc.	$2.6M	17,026	−108	trim
265	Marshall Financial Group, LLC	$2.6M	16,986	+127	add
266	Northside Capital Management, LLC	$2.6M	16,884	−12,659	trim
267	JAMISON PRIVATE WEALTH MANAGEMENT, INC.	$2.6M	16,871	0	no change
268	Optimist Retirement Group LLC	$2.6M	16,798	−2,181	trim
269	Abundance Wealth Counselors	$2.6M	16,796	−131	trim
270	Dynamic Advisor Solutions LLC	$2.5M	16,614	+59	add
271	Strategic Global Advisors, LLC	$2.5M	16,592	+1,719	add
272	IAM Advisory, LLC	$2.5M	16,567	+366	add
273	BTC Capital Management, Inc.	$2.5M	16,540	−838	trim
274	Dorsey & Whitney Trust CO LLC	$2.5M	16,432	+96	add
275	Palisade Asset Management, LLC	$2.5M	16,409	0	no change
276	Empire Financial Management Company, LLC	$2.4M	15,997	−487	trim
277	Aptus Capital Advisors, LLC	$2.4M	15,944	+8	add
278	Ascent Wealth Partners, LLC	$2.4M	15,898	+242	add
279	Leo Wealth, LLC	$2.4M	15,866	−562	trim
280	HEADINVEST, LLC	$2.4M	15,725	−607	trim
281	Quadcap Wealth Management, LLC	$2.3M	15,367	−888	trim
282	MAVERICK CAPITAL LTD	$2.3M	15,247	+4,174	add
283	Altman Advisors, Inc.	$2.3M	14,971	−2,141	trim
284	Baker Ellis Asset Management LLC	$2.3M	14,950	−300	trim
285	Concurrent Investment Advisors, LLC	$2.3M	14,833	+18	add
286	New Vernon Capital Holdings II LLC	$2.3M	14,733	−2,178	trim
287	Abel Hall, LLC	$2.2M	14,499	+2,083	add
288	REGIONS FINANCIAL CORP	$2.2M	14,390	−1,986	trim
289	Csenge Advisory Group	$2.2M	14,137	−16,127	trim
290	Squarepoint Ops LLC	$2.1M	13,963	−21,494	trim
291	U.S. Capital Wealth Advisors, LLC	$2.1M	13,896	−1,163	trim
292	MARCO INVESTMENT MANAGEMENT LLC	$2.1M	13,875	−145	trim
293	Ipswich Investment Management Co., Inc.	$2.1M	13,835	−3,272	trim
294	Gibbs Wealth Management	$2.1M	13,783	+10,592	add
295	LOWE BROCKENBROUGH & CO INC	$2.1M	13,766	−352	trim
296	Walleye Capital LLC	$2.1M	13,734	+13,733	add
297	DENALI ADVISORS LLC	$2.1M	13,593	−5	trim
298	Fort Sheridan Advisors LLC	$2.1M	13,529	+3,624	add
299	CAPITAL FINANCIAL GROUP INC\CO\ /ADV	$2.1M	13,503	−46	trim
300	NorthCrest Asset Manangement, LLC	$2.0M	13,307	−5,815	trim
301	AIMZ Investment Advisors, LLC	$2.0M	13,334	+6	add
302	Ascent Group, LLC	$2.0M	13,293	+173	add
303	BAILARD, INC.	$2.0M	13,282	−1,144	trim
304	Sepio Capital, LP	$2.0M	12,993	−1,034	trim
305	JOHNSON INVESTMENT COUNSEL INC	$2.0M	12,889	−2,077	trim
306	Compass Wealth Management LLC	$2.0M	12,847	−100	trim
307	HM PAYSON & CO	$2.0M	12,837	−223	trim
308	OpenArc Corporate Advisory, LLC	$2.0M	12,778	+3,290	add
309	RWA WEALTH PARTNERS, LLC	$1.9M	12,763	+2,608	add
310	Cornerstone Planning, LLC	$1.9M	12,659	+12,659	new
311	Arnhold LLC	$1.9M	12,636	0	no change
312	PCM Encore, LLC	$1.9M	12,612	+739	add
313	First Affirmative Financial Network	$1.9M	12,575	—	no prior
314	ROBERTS GLORE & CO INC /IL/	$1.9M	12,568	−205	trim
315	Voya Financial Advisors, Inc.	$1.9M	12,813	−1,264	trim
316	Plancorp, LLC	$1.9M	12,291	+3	add
317	Henshaw Capital LLC	$1.9M	12,295	—	no prior
318	Wilmington Savings Fund Society, FSB	$1.9M	12,207	−1,313	trim
319	Value Partners Investments Inc.	$1.9M	12,121	+1,111	add
320	Dynasty Wealth Management, LLC	$1.9M	12,115	−94	trim
321	HF Advisory Group, LLC	$1.8M	12,014	+113	add
322	Generali Investments CEE, investicni spolecnost, a.s.	$1.8M	12,000	0	no change
323	Carnegie Investment Counsel	$1.8M	11,859	−575	trim
324	PERSONAL CFO SOLUTIONS, LLC	$1.8M	11,831	+8,720	add
325	PARSONS CAPITAL MANAGEMENT INC/RI	$1.8M	11,800	−1,967	trim
326	Kingsview Wealth Management, LLC	$1.8M	11,769	+3,788	add
327	Glass Wealth Management Co LLC	$1.8M	11,730	+45	add
328	Frank, Rimerman Advisors LLC	$1.7M	11,444	+176	add
329	Savvy Advisors, Inc.	$1.7M	11,436	−131	trim
330	Ashton Thomas Private Wealth, LLC	$1.7M	11,411	+961	add
331	INTRUST BANK NA	$1.7M	11,348	+438	add
332	GUGGENHEIM CAPITAL LLC	$1.7M	11,333	−333	trim
333	Brookstone Capital Management	$1.7M	11,292	−805	trim
334	TrueMark Investments, LLC	$1.7M	11,175	+1,375	add
335	OPAL CAPITAL LLC	$1.7M	11,175	+11,175	new
336	SAGESPRING WEALTH PARTNERS, LLC	$1.7M	11,162	+710	add
337	CMH Wealth Management LLC	$1.7M	11,053	+11,053	new
338	HORIZON KINETICS ASSET MANAGEMENT LLC	$1.7M	10,991	−403	trim
339	Advisory Resource Group	$1.7M	10,826	−630	trim
340	Apollon Wealth Management, LLC	$1.6M	10,794	+343	add
341	J.W. COLE ADVISORS, INC.	$1.6M	10,778	+201	add
342	GUYASUTA INVESTMENT ADVISORS INC	$1.6M	10,767	0	no change
343	Solutions 4 Wealth, Ltd	$1.6M	10,730	−2,484	trim
344	Drexel Morgan & Co.	$1.6M	10,720	0	no change
345	GeoWealth Management, LLC	$1.6M	10,643	+139	add
346	MISSION WEALTH MANAGEMENT, LP	$1.6M	10,604	−316	trim
347	Smart Money Group LLC	$1.6M	10,591	+780	add
348	Portside Wealth Group, LLC	$1.6M	10,552	+2,946	add
349	HOLDERNESS INVESTMENTS CO	$1.6M	10,458	0	no change
350	AE Wealth Management LLC	$1.6M	10,249	+605	add
351	MATHER GROUP, LLC.	$1.6M	10,149	+29	add
352	Bridgewater Advisors Inc.	$1.5M	10,249	−870	trim
353	Blue Trust, Inc.	$1.5M	9,953	+4,343	add
354	Agate Pass Investment Management, LLC	$1.5M	9,950	0	no change
355	FLPUTNAM INVESTMENT MANAGEMENT CO	$1.5M	9,937	−1,080	trim
356	Berkeley Capital Partners, LLC	$1.5M	9,899	+7,515	add
357	OLD NATIONAL BANCORP /IN/	$1.5M	9,864	+51	add
358	Pine Valley Investments Ltd Liability Co	$1.5M	9,863	0	no change
359	Stratos Wealth Partners, LTD.	$1.5M	9,719	+133	add
360	Qtron Investments LLC	$1.5M	9,702	+5	add
361	DV Trading LLC	$1.5M	9,668	+9,668	new
362	WealthPlan Investment Management, LLC	$1.5M	9,594	−6,636	trim
363	PDS Planning, Inc	$1.5M	9,528	+3	add
364	Modern Wealth Management, LLC	$1.5M	9,378	−663	trim
365	Schonfeld Strategic Advisors LLC	$1.5M	9,519	+9,519	new
366	CRUX WEALTH ADVISORS	$1.5M	9,513	−1,216	trim
367	Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	$1.5M	9,513	+1,137	add
368	Venture Visionary Partners LLC	$1.4M	9,487	−316	trim
369	BECKER CAPITAL MANAGEMENT INC	$1.4M	9,357	−84	trim
370	NOVEM GROUP	$1.4M	9,342	−583	trim
371	AXXCESS WEALTH MANAGEMENT, LLC	$1.4M	9,315	−242	trim
372	Mystic Asset Management, Inc.	$1.4M	9,169	−100	trim
373	Avidian Wealth Enterprises, LLC	$1.4M	9,143	+1,331	add
374	KCM INVESTMENT ADVISORS LLC	$1.4M	9,098	−61	trim
375	Essex Financial Services, Inc.	$1.4M	9,073	+152	add
376	Elser Financial Planning, Inc	$1.4M	8,978	+8,978	new
377	May Hill Capital, LLC	$1.4M	9,019	−6,211	trim
378	Cambridge Advisors Inc.	$1.4M	8,975	0	no change
379	SHELTON CAPITAL MANAGEMENT	$1.4M	8,868	−479	trim
380	XY Capital Ltd	$1.3M	8,770	+5,970	add
381	Mayflower Financial Advisors, LLC	$1.3M	8,726	−1,644	trim
382	Sivia Capital Partners, LLC	$1.3M	8,726	−4,869	trim
383	Mesirow Financial Investment Management, Inc.	$1.3M	8,660	+4,041	add
384	RETIREMENT GUYS FORMULA LLC	$1.3M	8,615	−1,040	trim
385	OneDigital Investment Advisors LLC	$1.3M	8,595	+755	add
386	Stratos Wealth Advisors, LLC	$1.3M	8,428	+7	add
387	CHICAGO TRUST Co NA	$1.3M	8,415	+201	add
388	NORTHCAPE WEALTH MANAGEMENT, LLC	$1.3M	8,370	0	no change
389	EASTERN BANK	$1.3M	8,353	−301	trim
390	SITTNER & NELSON, LLC	$1.3M	8,316	−150	trim
391	Aprio Wealth Management, LLC	$1.3M	8,267	+966	add
392	Jacobi Capital Management LLC	$1.2M	8,167	+308	add
393	Independent Advisor Alliance	$1.2M	8,153	+307	add
394	Guardian Partners Inc.	$1.2M	8,091	−49	trim
395	Allianz Asset Management GmbH	$1.2M	8,100	+2,900	add
396	RD Lewis Holdings, Inc.	$1.2M	7,916	−75	trim
397	Valmark Advisers, Inc.	$1.2M	7,977	−825	trim
398	Five Oceans Advisors	$1.2M	7,908	0	no change
399	Lantz Financial LLC	$1.2M	7,900	+1,358	add
400	Beverly Hills Private Wealth, LLC	$1.2M	7,871	+410	add
401	MONTAG A & ASSOCIATES INC	$1.2M	7,861	+215	add
402	SAGE RHINO CAPITAL LLC	$1.2M	7,646	+26	add
403	FRG Family Wealth Advisors LLC	$1.2M	7,605	−2,613	trim
404	Ruggaard & Associates LLC	$1.2M	7,542	−93	trim
405	Gladstone Institutional Advisory LLC	$1.1M	7,484	−1,315	trim
406	SevenBridge Financial Group, LLC	$1.1M	7,724	−155	trim
407	Bridgefront Capital, LLC	$1.1M	7,404	+7,404	new
408	Sowell Financial Services LLC	$1.1M	7,353	+137	add
409	DIVERSIFY WEALTH MANAGEMENT, LLC	$1.1M	7,856	+7,856	new
410	CASTLEKEEP INVESTMENT ADVISORS LLC	$1.1M	7,293	−281	trim
411	CHILTON CAPITAL MANAGEMENT LLC	$1.1M	7,292	−597	trim
412	ASSOCIATED BANC-CORP	$1.1M	7,274	−12	trim
413	Focus Partners Advisor Solutions, LLC	$1.1M	7,122	+707	add
414	St. Clair Advisors, LLC	$1.1M	7,092	0	no change
415	Keystone Financial Services	$1.1M	7,059	−849	trim
416	CENTRAL TRUST Co	$1.1M	6,929	−61	trim
417	Kimelman & Baird, LLC	$1.0M	6,850	0	no change
418	ROMANO BROTHERS AND COMPANY	$1.0M	6,847	+4	add
419	Avior Wealth Management, LLC	$1.0M	6,801	+431	add
420	StrongBox Wealth, LLC	$1.0M	6,789	0	no change
421	Financial Engines Advisors L.L.C.	$1.0M	6,772	+98	add
422	AlphaCore Capital LLC	$1.0M	6,770	−15,065	trim
423	Wedmont Private Capital	$1.0M	6,692	−724	trim
424	Southeast Asset Advisors, LLC	$1.0M	6,716	+225	add
425	LAZARD ASSET MANAGEMENT LLC	$1.0M	6,702	−464	trim
426	Rehmann Capital Advisory Group	$1.0M	6,697	+913	add
427	UMB Bank, n.a.	$1.0M	6,664	−11	trim
428	HUB Investment Partners, LLC	$1.0M	6,658	+2,017	add
429	Mezzasalma Advisors, LLC	$1.0M	6,658	+297	add
430	STEPHENS INC /AR/	$1.0M	6,614	+162	add
431	Madson Wealth Advisors Inc	$1.0M	6,559	—	no prior
432	SEEDS INVESTOR LLC	$997K	6,503	+533	add
433	HARRELL INVESTMENT PARTNERS, LLC	$991K	6,490	−150	trim
434	Joel Isaacson & Co., LLC	$991K	6,486	+44	add
435	MEANS INVESTMENT CO., INC.	$986K	6,455	−132	trim
436	SYKON CAPITAL LLC	$978K	6,403	0	no change
437	GATEWAY INVESTMENT ADVISERS LLC	$972K	6,362	+541	add
438	Gallacher Capital Management LLC	$958K	6,273	−104	trim
439	Frec Markets, Inc.	$957K	6,262	+1,455	add
440	JNBA Financial Advisors	$954K	6,249	−225	trim
441	West Family Investments, Inc.	$948K	6,203	−6,519	trim
442	Arvest Bank Trust Division	$943K	6,176	+454	add
443	Bangor Savings Bank	$943K	6,171	−474	trim
444	Resonant Capital Advisors, LLC	$942K	6,164	+1,524	add
445	1900 WEALTH MANAGEMENT LLC	$940K	6,153	+247	add
446	Investment Research Partners LLC	$935K	6,123	−72	trim
447	INSIGNEO ADVISORY SERVICES, LLC	$931K	6,093	+860	add
448	Meriwether Wealth & Planning, LLC	$928K	6,073	−3,436	trim
449	Wealthspire Advisors, LLC	$922K	6,035	−221	trim
450	Keel Point, LLC	$919K	6,015	−2,066	trim
451	Dickmeyer Boyce Financial Management, Inc.	$918K	6,007	—	no prior
452	Bryn Mawr Trust Advisors, LLC	$917K	6,002	−3,423	trim
453	KENNEDY INVESTMENT GROUP, INC.	$913K	5,976	−2	trim
454	Cypress Capital Group	$907K	5,941	−25	trim
455	Bradyco, Inc.	$892K	5,841	0	no change
456	Goldstone Financial Group, LLC	$892K	5,838	−1,041	trim
457	FULTON BANK, N.A.	$891K	5,834	−765	trim
458	MITCHELL MCLEOD PUGH & WILLIAMS INC	$885K	5,794	0	no change
459	NTV ASSET MANAGEMENT LLC	$884K	5,784	0	no change
460	FIRST CITIZENS BANK & TRUST CO	$883K	5,780	+414	add
461	Steadtrust LLC	$881K	5,767	+25	add
462	Radnor Capital Management, LLC	$874K	5,725	0	no change
463	Davis Investment Partners, LLC	$864K	5,658	+5,658	new
464	Pinnacle Wealth Planning Services, Inc.	$862K	5,640	+1,344	add
465	CREDIT AGRICOLE S A	$861K	5,636	+5,636	new
466	Parkside Financial Bank & Trust	$852K	5,576	+193	add
467	Larry Mathis Financial Planning, LLC	$852K	5,575	−132	trim
468	Diversified Trust Co	$848K	5,554	−101	trim
469	CVA Family Office, LLC	$847K	5,542	0	no change
470	TWIN CITY PRIVATE WEALTH, LLC	$845K	5,533	−1,670	trim
471	Altus Wealth Group LLC	$834K	5,458	−40	trim
472	Simplicity Wealth,LLC	$831K	5,440	+303	add
473	Freestone Capital Holdings, LLC	$830K	5,436	+339	add
474	Diesslin Group, Inc.	$830K	5,434	0	no change
475	ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INC	$827K	5,416	+545	add
476	MB, LEVIS & ASSOCIATES, LLC	$826K	5,410	0	no change
477	JMN Financial LLC	$823K	5,386	—	no prior
478	KNIGHTSBRIDGE ASSET MANAGEMENT, LLC	$822K	5,383	—	no prior
479	XML Financial, LLC	$821K	5,376	−110	trim
480	Summit Financial, LLC	$818K	5,353	+846	add
481	Regal Investment Advisors LLC	$813K	5,322	+272	add
482	Ariadne Wealth Management, LP	$812K	5,319	0	no change
483	Forza Wealth Management, LLC	$806K	5,274	0	no change
484	BENJAMIN EDWARDS INC	$802K	5,253	+317	add
485	Alhambra Investment Management LLC	$799K	5,232	−26	trim
486	Circle Wealth Management, LLC	$794K	5,196	−134	trim
487	E&G Advisors, LLC	$791K	5,177	−104	trim
488	Monument Capital Management	$775K	5,076	+690	add
489	INDEPENDENT FINANCIAL GROUP, LLC	$768K	5,025	—	no prior
490	GC Wealth Management RIA, LLC	$767K	5,022	+1,307	add
491	Drucker Wealth 3.0, LLC	$766K	5,012	+35	add
492	CFO4Life Group, LLC	$765K	5,010	−699	trim
493	One Wealth Advisors, LLC	$757K	4,955	+59	add
494	Arax Advisory Partners	$757K	5,021	−2,192	trim
495	Colter Lewis Investment Partners LLC	$754K	4,933	+4,933	new
496	Modera Wealth Management, LLC	$752K	4,925	−473	trim
497	MARK SHEPTOFF FINANCIAL PLANNING, LLC	$745K	5,120	−396	trim
498	JFS WEALTH ADVISORS, LLC	$745K	4,875	−47	trim
499	BXM Wealth LLC	$739K	4,840	−37,977	trim
500	Federation des caisses Desjardins du Quebec	$733K	4,799	+244	add

Quarter ended 2026-03-31Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · NVS

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 1 Alan Armstrong R–OK $16K–$65K
Sellers: 0 — —

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 0 — $0 held
Trimming: 1 Gotham Asset Management $410K held

new + add vs trim + exit, by shares · $ = reported value now, not the change · NOVARTIS AG

Merged timeline of congressional filings and notable-manager moves on NVS
Date	Who	Change	Size
2026-07-21	Alan Armstrong Congress	Purchase	$1K–$15K
2026-07-21	Alan Armstrong Congress	Purchase	$15K–$50K
2026-05-15	Gotham Asset Management 13F	trim	−72 sh

3 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

23 members of Congress disclosed NVS — the congressional view ↗