Public record / Tickers / UBS

UBS — UBS Group AG

Both disclosure regimes on one name: who in Congress filed about UBS, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
34
all PTR rows naming UBS
Members · 12m
1
1 buys · 0 sells · by trade date
Latest PTR
07-21
filed 2026-07-21
13F holders
500
top-500 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

Mikie Sherrill · $250K–$500K

Sale · traded 2025-03-07 → filed 2025-03-10. Ranked over every UBS row by the provable lower bound, never a point estimate.

1 member · 1 buys / 0 sells

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

6 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

4 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 4 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING UBS · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning UBS
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2026-07-21Alan Armstrong R–OKPurchaseTraded 03-30 LATE·113d$15K–$50K
2025-05-12Bruce Westerman R–AR-4SaleTraded 04-21 +21d$1K–$15K
2025-04-16Bruce Westerman R–AR-4PurchaseTraded 03-03 +44d$1K–$15K
2025-03-10Mikie Sherrill D–NJ-11Sale · partial · JT (partial sale, jointly owned)Traded 03-07 +3d$250K–$500K
2024-05-15Mikie Sherrill D–NJ-11Sale · partial · JT (partial sale, jointly owned)Traded 05-14 +1d$50K–$100K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 34 ↗

Members active in UBS

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14
Members disclosing UBS in the trailing 12 months
MemberRowsNetNet disclosed flow for this ticker: purchases minus sales, computed as a net range on the disclosed amounts. A lower bound is provable, never a point.CommitteesNumber of committees the member sat on as of their latest trade date in the window, from the cc0-legislators roster snapshot. Context, never an allegation; jurisdiction overlap needs the sector join.
Alan Armstrong R–OK1$15.0K to $50.0K2

1 members in the window · counts of disclosures, not dollars.

Congress ↔ notable managers · UBS

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
1 Alan Armstrong R–OK $15K–$50K
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · UBS GROUP AG

Merged timeline of congressional filings and notable-manager moves on UBS
DateWhoChangeSize
2026-07-21Alan Armstrong CongressPurchase$15K–$50K
2026-05-15Moore Capital Management 13Ftrim−157,503 sh
2026-05-15Gotham Asset Management 13Ftrim−140 sh
2026-05-15Viking Global Investors 13Fexit−9,128,817 sh

4 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

full holders view ↗
Top institutional holders of UBS for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1UBS Group AG$4.2B1
2VANGUARD CAPITAL MANAGEMENT LLC$3.8B1
3MASSACHUSETTS FINANCIAL SERVICES CO /MA/$2.6B1
4Zurcher Kantonalbank (Zurich Cantonalbank)$2.2B1
5FMR LLC$2.1B1
6WELLINGTON MANAGEMENT GROUP LLP$1.9B1
7Cevian Capital II GP LTD$1.9B1
8Pictet Asset Management Holding SA$1.4B1
9DODGE & COX$1.3B1
10DEUTSCHE BANK AG\$1.2B1
11VANGUARD FIDUCIARY TRUST CO$1.1B1
12Capital World Investors$913M1
13Amundi$910M1
14Legal & General Group Plc$895M1
15PZENA INVESTMENT MANAGEMENT LLC$816M1
16ARROWSTREET CAPITAL, LIMITED PARTNERSHIP$728M1
17Vontobel Holding Ltd.$581M1
18VANGUARD ASSET MANAGEMENT, Ltd$550M1
19Nuveen, LLC$432M1
20BANK OF AMERICA CORP /DE/$377M1
21CANADA PENSION PLAN INVESTMENT BOARD$306M1
22MORGAN STANLEY$303M1
23CAISSE DES DEPOTS ET CONSIGNATIONS$299M1
24Qube Research & Technologies Ltd$293M1
25Banque Cantonale Vaudoise$273M1
26Allianz Asset Management GmbH$237M1
27Bank Julius Baer & Co. Ltd, Zurich$236M1
28CITIGROUP INC$228M1
29DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$224M1
30WCM INVESTMENT MANAGEMENT, LLC$215M1
31Compagnie Lombard Odier SCmA$202M1
32FRANKLIN RESOURCES INC$199M1
33Janus Henderson Group Ltd.$199M1
34M&G Plc$193M1
35AQR CAPITAL MANAGEMENT LLC$181M1
36BNP Paribas Asset Management Holding S.A.$178M1
37NORTHERN TRUST CORP$170M1
38ROYAL BANK OF CANADA$154M1
39BlackRock, Inc.$150M1
40ROYAL LONDON ASSET MANAGEMENT LTD$137M1
41AVIVA PLC$137M1
42LGT Group Foundation$132M1
43SIH Partners, LLLP$121M1
44JANE STREET GROUP, LLC$115M1
45PUBLIC SECTOR PENSION INVESTMENT BOARD$101M1
46TD ASSET MANAGEMENT INC$98.4M1
47Invesco Ltd.$95.0M1
48BANK OF MONTREAL /CAN/$94.6M1
49Korea Investment CORP$87.2M1
50Generali Asset Management SPA SGR$81.6M1
51AMERICAN CENTURY COMPANIES INC$79.0M1
52MOORE CAPITAL MANAGEMENT, LP$78.3M1
53FIL Ltd$64.9M1
54BANQUE PICTET & CIE SA$63.7M1
55Vanguard Investments Australia, Ltd.$61.6M1
56SUSQUEHANNA INTERNATIONAL GROUP, LLP$61.2M1
57ENVESTNET ASSET MANAGEMENT INC$58.7M1
58ABN AMRO Bank N.V.$56.7M1
59Lansforsakringar Fondforvaltning AB (publ)$53.9M1
60BRANDES INVESTMENT PARTNERS, LP$53.5M1
61D. E. Shaw & Co., Inc.$51.5M1
62ASR Vermogensbeheer N.V.$50.4M1
63Crocodile Capital Partners GmbH$49.6M1
64Patient Capital Management, LLC$48.5M1
65MANUFACTURERS LIFE INSURANCE COMPANY, THE$47.5M1
66Vanguard Global Advisers, LLC$47.1M1
67STATE OF WISCONSIN INVESTMENT BOARD$44.5M1
68SEB Asset Management AB$44.3M1
69J. Safra Sarasin Holding AG$41.5M1
70CREDIT AGRICOLE S A$36.4M1
71EFG International AG$34.9M1
72ALLIANCEBERNSTEIN L.P.$28.6M1
73MACKENZIE FINANCIAL CORP$27.5M1
74RENAISSANCE TECHNOLOGIES LLC$26.8M1
75RAYMOND JAMES FINANCIAL INC$26.8M1
76CITADEL ADVISORS LLC$26.5M1
77CHANNING GLOBAL ADVISORS, LLC$26.2M1
78WELLS FARGO & COMPANY/MN$25.5M1
79Haven Global Partners, LLC$25.2M1
80EDMOND DE ROTHSCHILD HOLDING S.A.$25.1M1
81LEVIN CAPITAL STRATEGIES, L.P.$24.8M1
82Systrade AG$24.5M1
83Gemsstock Ltd.$24.2M1
84Quantinno Capital Management LP$24.2M1
85Point72 Asset Management, L.P.$22.7M1
86Fiera Capital Corp$22.3M1
87Zurich Insurance Group Ltd/FI$22.2M1
88STIFEL FINANCIAL CORP$21.9M1
89Mediolanum International Funds Ltd$21.7M1
90CHARLES SCHWAB INVESTMENT MANAGEMENT INC$20.8M1
91Grantham, Mayo, Van Otterloo & Co. LLC$20.4M1
92USS Investment Management Ltd$20.1M1
93Baker Avenue Asset Management, LP$19.9M1
94MILLENNIUM MANAGEMENT LLC$19.7M1
95WORLDQUANT MILLENNIUM ADVISORS LLC$18.7M1
96O'SHAUGHNESSY ASSET MANAGEMENT, LLC$18.1M1
97TWO SIGMA INVESTMENTS, LP$16.1M1
98LGT Fund Management Co Ltd.$16.0M1
99VOYA INVESTMENT MANAGEMENT LLC$15.4M1
100Gator Capital Management, LLC$14.9M1
101Creative Planning$14.8M1
102LAZARD ASSET MANAGEMENT LLC$14.2M1
103Pictet North America Advisors SA$14.1M1
104Maryland State Retirement & Pension System$13.7M1
105Andra AP-fonden$13.6M1
106RBF Capital, LLC$13.3M1
107CIBC WORLD MARKET INC.$13.0M1
108PRUDENTIAL PLC$12.4M1
109Baader Bank Aktiengesellschaft$12.4M1
110PDT Partners, LLC$11.7M1
111LPL Financial LLC$11.7M1
112MetLife Investment Management, LLC$11.5M1
113CONTRAVISORY INVESTMENT MANAGEMENT, INC.$11.4M1
114Assenagon Asset Management S.A.$9.9M1
115CAISSE DE DEPOT ET PLACEMENT DU QUEBEC$9.5M1
116Value Partners Investments Inc.$9.4M1
117Mariner, LLC$8.9M1
118GROUPAMA ASSET MANAGMENT$8.9M1
119Crossmark Global Holdings, Inc.$8.8M1
120Pathstone Holdings, LLC$8.5M1
121Cerity Partners LLC$8.4M1
122INTECH INVESTMENT MANAGEMENT LLC$8.4M1
123Walleye Capital LLC$7.8M1
124Osmosis Investment Management UK Ltd$7.7M1
125Squarepoint Ops LLC$7.6M1
126FIRST TRUST ADVISORS LP$7.2M1
127Vanguard Personalized Indexing Management, LLC$6.9M1
128SEI INVESTMENTS CO$6.9M1
129M&T BANK CORP$6.8M1
130QRG CAPITAL MANAGEMENT, INC.$6.6M1
131ELEVATION POINT WEALTH PARTNERS, LLC$6.5M1
132Laird Norton Wetherby Trust Company, LLC$6.5M1
133TD Waterhouse Canada Inc.$6.1M1
134RITHOLTZ WEALTH MANAGEMENT$6.1M1
135Triasima Portfolio Management inc.$5.8M1
136NLB Skladi, upravljanje premozenja, d.o.o.$5.8M1
137NatWest Group plc$5.8M1
138PEAK6 LLC$5.8M1
139Y-Intercept (Hong Kong) Ltd$5.6M1
140Banco Santander, S.A.$5.6M1
141Alberta Investment Management Corp$5.5M1
142Cetera Investment Advisers$5.4M1
143Callan Family Office, LLC$5.4M1
144HighTower Advisors, LLC$5.4M1
145Vestmark Advisory Solutions, Inc.$5.2M1
146Clearbridge Investments, LLC$5.2M1
147HELIOS CAPITAL MANAGEMENT PTE. LTD$5.2M1
148Gradient Investments LLC$5.0M1
149BALYASNY ASSET MANAGEMENT L.P.$4.8M1
150Orion Porfolio Solutions, LLC$4.6M1
151PLATINUM INVESTMENT MANAGEMENT LTD$4.5M1
152Ensign Peak Advisors, Inc$4.4M1
153US BANCORP \DE\$4.3M1
154Timber Creek Capital Management LLC$4.3M1
155QUADRANT CAPITAL GROUP LLC$4.3M1
156ASSETMARK, INC$4.0M1
157MERCER GLOBAL ADVISORS INC /ADV$3.8M1
158Bank Pictet & Cie (Europe) AG$3.8M1
159MML INVESTORS SERVICES, LLC$3.7M1
160Corient Private Wealth LLC$3.5M1
161Karl Kapital LLC$3.5M1
162CenterBook Partners LP$3.4M1
163Metis Global Partners, LLC$3.3M1
164Independent Advisor Alliance$3.3M1
165Walleye Trading LLC$3.2M1
166Bleakley Financial Group, LLC$3.1M1
167NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$3.1M1
168SIGNATUREFD, LLC$3.1M1
169LANDESBANK BADEN-WUERTTEMBERG$3.1M1
170OLD MISSION CAPITAL LLC$3.0M1
171Ethic Inc.$3.0M1
172GROUP ONE TRADING LLC$2.9M1
173CREDIT INDUSTRIEL ET COMMERCIAL$2.8M1
174Vident Advisory, LLC$2.8M1
175BTC Capital Management, Inc.$2.8M1
176Permanent Capital Management, LP$2.8M1
177CLOVERFIELDS CAPITAL GROUP, LP$2.8M1
178Stamos Capital Partners, L.P.$2.7M1
179Advisors Capital Management, LLC$2.7M1
180Alaethes Wealth, LLC$2.7M1
181IEQ CAPITAL, LLC$2.7M1
182Schonfeld Strategic Advisors LLC$2.7M1
183Banque Transatlantique SA$2.7M1
184CHOREO, LLC$2.7M1
185IMC-Chicago, LLC$2.6M1
186Groupe la Francaise$2.5M1
187Altman Advisors, Inc.$2.5M1
188HSBC HOLDINGS PLC$2.4M1
189Wealth Alliance Advisory Group, LLC$2.4M1
190Jefferies Financial Group Inc.$2.4M1
191Orca Wealth Management, LLC$2.3M1
192TrueMark Investments, LLC$2.3M1
193OPAL CAPITAL LLC$2.3M1
194Vise Technologies, Inc.$2.3M1
195Sequoia Financial Advisors, LLC$2.2M1
196Focus Partners Wealth$2.2M1
197South Shore Capital Advisors$2.2M1
198Bellecapital International Ltd.$2.2M1
199Marex Group Ltd$2.1M1
200Legacy Wealth Asset Management, LLC$2.1M1
201MITCHELL & PAHL PRIVATE WEALTH, LLC$2.0M1
202Rockefeller Capital Management L.P.$2.0M1
203CIM, LLC$2.0M1
204TRUIST FINANCIAL CORP$1.9M1
205NewEdge Advisors, LLC$1.9M1
206WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$1.9M1
207XTX Topco Ltd$1.8M1
208Advisors Asset Management, Inc.$1.8M1
209Clearstead Advisors, LLC$1.8M1
210Allspring Global Investments Holdings, LLC$1.7M1
211COMMONWEALTH EQUITY SERVICES, LLC$1.7M1
212Sanctuary Advisors, LLC$1.7M1
213Compound Planning, Inc.$1.6M1
214Ballentine Partners, LLC$1.5M1
215Havemeyer Place LP$1.5M1
216Aquatic Capital Management LLC$1.5M1
217Baker Ellis Asset Management LLC$1.5M1
218Kathmere Capital Management, LLC$1.4M1
219FACTORY MUTUAL INSURANCE CO$1.4M1
220OSAIC HOLDINGS, INC.$1.4M1
221Atria Investments, Inc$1.4M1
222Caprock Group, LLC$1.3M1
223NATIONAL BANK OF CANADA /FI/$1.3M1
224Morningstar Investment Management LLC$1.3M1
225Snowden Capital Advisors LLC$1.3M1
226Summit Trail Advisors, LLC$1.3M1
227HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$1.2M1
228Legacy Capital Group California, Inc.$1.2M1
229BAILARD, INC.$1.2M1
230Brooklyn Investment Group$1.1M1
231Evelyn Partners Investment Management LLP$1.1M1
232COLDSTREAM CAPITAL MANAGEMENT INC$1.1M1
233U S GLOBAL INVESTORS INC$1.1M1
234Future Fund LLC$1.1M1
235EVERGREEN CAPITAL MANAGEMENT LLC$1.1M1
236KEYBANK NATIONAL ASSOCIATION/OH$1.1M1
237Private Advisor Group, LLC$1.0M1
238GeoWealth Management, LLC$1.0M1
239FOX RUN MANAGEMENT, L.L.C.$1.0M1
240Henshaw Capital LLC$1.0M1
241Themes Management Co LLC$1.0M1
242&PARTNERS$1000K1
243Checchi Capital Advisers, LLC$960K1
244PINNACLE ASSOCIATES LTD$956K1
245Parallax Volatility Advisers, L.P.$956K1
246GC Wealth Management RIA, LLC$933K1
247Blue Trust, Inc.$932K1
248JFS WEALTH ADVISORS, LLC$922K1
249Qtron Investments LLC$883K1
250CHICAGO TRUST Co NA$873K1
251Solstein Capital, LLC$870K1
252Tower Research Capital LLC (TRC)$869K1
253Intesa Sanpaolo Wealth Management$866K1
254UNITED CAPITAL FINANCIAL ADVISORS, LLC$859K1
255Gryphon Financial Partners LLC$838K1
256Massachusetts Wealth Management$824K1
257KESTRA PRIVATE WEALTH SERVICES, LLC$819K1
258U.S. Capital Wealth Advisors, LLC$779K1
259Rehmann Capital Advisory Group$778K1
260Centennial Bank/AR/$763K1
261FLPUTNAM INVESTMENT MANAGEMENT CO$760K1
262Cresset Asset Management, LLC$753K1
263PERSONAL CFO SOLUTIONS, LLC$751K1
264PDS Planning, Inc$740K1
265Verition Fund Management LLC$716K1
266CenterStar Asset Management, LLC$714K1
267Net Worth Advisory Group$682K1
268Ascent Group, LLC$673K1
269Dorsey & Whitney Trust CO LLC$673K1
270VIKING FUND MANAGEMENT LLC$664K1
271Concurrent Investment Advisors, LLC$664K1
272Impact Capital Partners LLC$664K1
273OneDigital Investment Advisors LLC$659K1
274HB Wealth Management, LLC$650K1
275Savant Capital, LLC$648K1
276SAX WEALTH ADVISORS, LLC$648K1
277Basecamp Wealth Advisors LLC$639K1
278Waverly Advisors, LLC$636K1
279American Trust Investment Advisors, LLC$635K1
280CITIZENS FINANCIAL GROUP INC/RI$634K1
281XY Capital Ltd$631K1
282New Vernon Capital Holdings II LLC$628K1
283Winning Points Advisors, LLC$627K1
284LIBERTY ONE INVESTMENT MANAGEMENT, LLC$620K1
285SAGESPRING WEALTH PARTNERS, LLC$588K1
286Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$586K1
287Fideuram Asset Management (Ireland) dac$581K1
288Sivia Capital Partners, LLC$581K1
289Bridgewater Advisors Inc.$557K1
290SAGE RHINO CAPITAL LLC$557K1
291DAVENPORT & Co LLC$556K1
292Merit Financial Group, LLC$544K1
293swisspartners Advisors Ltd$535K1
294Beacon Pointe Advisors, LLC$528K1
295OPPENHEIMER ASSET MANAGEMENT INC.$519K1
296Pinnacle Wealth Planning Services, Inc.$509K1
297Beverly Hills Private Wealth, LLC$506K1
298Northside Capital Management, LLC$501K1
299Vigil Wealth Management, LLC$496K1
300Centiva Capital, LP$492K1
301Smartleaf Asset Management LLC$487K1
302Spire Wealth Management$479K1
303Aprio Wealth Management, LLC$475K1
304Evelyn Partners Investment Management Services Ltd$473K1
305My Portfolio Guide, LLC$464K1
306OSSIAM$461K1
307Quantum Portfolio Management LLC$458K1
308Seed Wealth Management, Inc.$457K1
309DRIVE WEALTH MANAGEMENT, LLC$451K1
310CWM, LLC$439K1
311MISSION WEALTH MANAGEMENT, LP$435K1
312Steward Partners Investment Advisory, LLC$426K1
313STEPHENS INC /AR/$424K1
314D.A. DAVIDSON & CO.$423K1
315D'Orazio & Associates, Inc.$421K1
316M.E. ALLISON & CO., INC.$413K1
317BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp$408K1
318Indivisible Partners$407K1
319Optas, LLC$398K1
320B. Riley Wealth Advisors, Inc.$396K1
321Pinnacle Financial Partners, Inc.$396K1
322Roundview Capital LLC$393K1
323Credit Capital Investments LLC$391K1
324Wedmont Private Capital$390K1
325DIVERSIFY WEALTH MANAGEMENT, LLC$388K1
326Gallacher Capital Management LLC$382K1
327TRAPHAGEN INVESTMENT ADVISORS LLC$381K1
328Lido Advisors, LLC$380K1
329Avior Wealth Management, LLC$379K1
330COMMERCE BANK$378K1
331Frec Markets, Inc.$364K1
332MATHER GROUP, LLC.$358K1
333Empower Advisory Group, LLC$356K1
334ANCHYRA PARTNERS LLC$355K1
335Allworth Financial LP$355K1
336FIDUCIARY TRUST CO$353K1
337Aaron Wealth Advisors LLC$349K1
338Kingsview Wealth Management, LLC$349K1
339Compton Wealth Advisory Group, LLC$349K1
340FOCUSED ALPHA, LLC$343K1
341Keebeck Wealth Management$343K1
342Five Oceans Advisors$343K1
343BLAIR WILLIAM & CO/IL$336K1
344EJMK Ventures LLC$330K1
345Werba Rubin Papier Wealth Management$330K1
346PUREfi Wealth, LLC$327K1
347BROWN ADVISORY INC$324K1
348Storgate, LLC$322K1
349Perigon Wealth Management, LLC$322K1
350World Investment Advisors$318K1
351CTC Alternative Strategies, Ltd.$315K1
352Investors Research Corp$314K1
353Kestra Advisory Services, LLC$308K1
354EVOKE WEALTH, LLC$305K1
355Envestnet Portfolio Solutions, Inc.$303K1
356EVOLVE PRIVATE WEALTH, LLC$299K1
357Traveka Wealth, LLC$293K1
358Mattson Financial Services, LLC$289K1
359Greenspring Advisors, LLC$286K1
360Westover Capital Advisors, LLC$285K1
361PRINCIPAL SECURITIES, INC.$284K1
362Cromwell Holdings LLC$283K1
363New Republic Capital, LLC$279K1
364NewEdge Wealth, LLC$274K1
365Columbia Asset Management$273K1
366Brown Financial Advisors$273K1
367BTG Pactual Asset Management US LLC$268K1
368MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$268K1
369EP Wealth Advisors, LLC$254K1
370Centurion Wealth Management LLC$254K1
371Wealthspire Advisors, LLC$253K1
372First City Capital Management, Inc.$253K1
373Athena Wealth Management, LLC$245K1
374Hilltop Holdings Inc.$245K1
375ANGELES WEALTH MANAGEMENT, LLC$244K1
376Soltis Investment Advisors LLC$243K1
377Granite Group Advisors, LLC$242K1
378Sunpointe, LLC$240K1
379Gotham Asset Management, LLC$235K1
380111 Capital$231K1
381OneAscent Financial Services LLC$228K1
382SCS Capital Management LLC$228K1
383Integrity Financial Corp /WA$221K1
384a16z Perennial Management, L.P.$221K1
385AIRE ADVISORS, LLC$221K1
386PICTET BANK & TRUST Ltd$220K1
387JACKSON THORNTON WEALTH MANAGEMENT, LLC$219K1
388TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA$219K1
389Ashton Thomas Private Wealth, LLC$219K1
390Brucke Financial, Inc.$218K1
391West Family Investments, Inc.$217K1
392Prospera Financial Services Inc$217K1
393FLC Capital Advisors$214K1
394Syverson Strege & Co$209K1
395MONECO ADVISORS, LLC$208K1
396PCM Encore, LLC$206K1
397Glen Eagle Advisors, LLC$206K1
398Texas Capital Bank Wealth Management Services Inc$206K1
399Arax Advisory Partners$206K1
400MQS Management LLC$201K1
401Financial Perspectives, Inc$191K1
402Hilltop National Bank$189K1
403Independence Bank of Kentucky$182K1
404DekaBank Deutsche Girozentrale$165K1
405UMB Bank, n.a.$137K1
406ALLIANZ SE$130K1
407CANADA LIFE ASSURANCE Co$121K1
408ACADIAN ASSET MANAGEMENT LLC$114K1
409Owl Creek Wealth Partners LLC$102K1
410Atlantic Union Bankshares Corp$100K1
411Opal Wealth Advisors, LLC$97.9K1
412Bayforest Capital Ltd$97.8K1
413FIFTH THIRD BANCORP$90.4K1
414Mountain Hill Investment Partners Corp.$78.1K1
415Activest Wealth Management$76.5K1
416MAI Capital Management$65.4K1
417Wilmington Savings Fund Society, FSB$62.1K1
418Parkside Financial Bank & Trust$59.1K1
419NFSG Corp$55.7K1
420Larson Financial Group LLC$45.7K1
421Federation des caisses Desjardins du Quebec$43.6K1
422Key FInancial Inc$38.6K1
423SHP Wealth Management$37.6K1
424True Wealth Design, LLC$35.4K1
425PROSPERITY BANCSHARES INC$34.0K1
426THRIVENT FINANCIAL FOR LUTHERANS$33.1K1
427MidFirst Bank$27.9K1
428Addison Advisors LLC$27.8K1
429WealthCollab, LLC$19.9K1
430GABLES CAPITAL MANAGEMENT INC.$19.5K1
431Lavaca Capital LLC$18.0K1
432SJS Investment Consulting Inc.$17.6K1
433Acumen Wealth Advisors, LLC$16.8K1
434Transamerica Financial Advisors, LLC$16.1K1
435Triumph Capital Management$14.6K1
436Truvestments Capital LLC$13.6K1
437Destiny Wealth Partners, LLC$12.3K1
438SALEM INVESTMENT COUNSELORS INC$10.8K1
439FINANCIAL CONSULATE, INC$9.9K1
440Retirement Wealth Solutions LLC$9.3K1
441MONTAG A & ASSOCIATES INC$9.3K1
442Bell Investment Advisors, Inc$8.8K1
443Pinnacle Bancorp, Inc.$8.6K1
444American Capital Advisory, LLC$7.9K1
445INGALLS & SNYDER LLC$7.6K1
446Frazier Financial Advisors, LLC$7.5K1
447Physician Wealth Advisors, Inc.$7.4K1
448ALBION FINANCIAL GROUP /UT$7.3K1
449Manchester Capital Management LLC$7.3K1
450Abound Wealth Management$7.0K1
451Atlantic Edge Private Wealth Management, LLC$6.8K1
452Signature Equity Partners, LLC$6.3K1
453CVA Family Office, LLC$5.4K1
454Private Wealth Asset Management, LLC$5.3K1
455Harbor Asset Planning, Inc.$5.2K1
456Bravera Wealth$5.1K1
457JPL Wealth Management, LLC$4.8K1
458Godfrey Financial Associates, Inc.$4.6K1
459Cassaday & Co Wealth Management LLC$4.6K1
460First Pacific Financial$4.4K1
461Grove Bank & Trust$4.2K1
462Key Capital Management, INC$4.0K1
463Trifecta Capital Advisors, LLC$3.8K1
464HRT FINANCIAL LP$2.9K1
465Intentional Wealth Strategies, LLC$2.7K1
466GHP Investment Advisors, Inc.$2.6K1
467Burk Holdings LLC$2.3K1
468MBM WEALTH CONSULTANTS, LLC$2.2K1
469FEDERATED HERMES, INC.$2.1K1
470SWAN Capital LLC$1.9K1
471PARK AVENUE SECURITIES LLC$1.8K1
472Dogwood Wealth Management LLC$1.6K1
473Advocate Investing Services LLC$1.6K1
474ARMSTRONG ADVISORY GROUP, INC$1.5K1
475SOUTHERN MICHIGAN BANK & TRUST$1.4K1
476BROWN, LISLE/CUMMINGS, INC.$1.4K1
477Financial Network Wealth Advisors LLC$1.4K1
478Stone House Investment Management, LLC$1.3K1
479Asset Dedication, LLC$1.2K1
480TD Capital Management LLC$1.1K1
481Caitlin John, LLC$1.1K1
482Cambridge Investment Research Advisors, Inc.$8601
483CENTRAL TRUST Co$7821
484Summit Global Investments$5261
485BEACON INVESTMENT ADVISORY SERVICES, INC.$5081
486Kilter Group LLC$3911
487Nvest Wealth Strategies, Inc.$3521
488Midwest Capital Advisors, LLC$1561
489TOTH FINANCIAL ADVISORY CORP$1181
490Smithfield Trust Co$361
491Kingdom Financial Group LLC.$271
492Penserra Capital Management LLC$71
493Avion Wealth$21
494NOMURA ASSET MANAGEMENT CO LTD$01
495VANGUARD GROUP INC$01
496WELCH & FORBES LLC$01
497GLENMEDE TRUST CO NA$01
498SYM FINANCIAL Corp$01
499HARBOUR INVESTMENTS, INC.$01
5001832 Asset Management L.P.$01
Truncated by Public Filings. The published aggregate ranks the top 500 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)1 buy / 0 sell
Congress net ($ bound)$15.0K to $50.0K
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on UBS

RETAINED WINDOW · ACTIVE HITS
Signal hits naming UBS
KindRuleHits
FIRST FILINGfirst disclosure of this ticker by this member within the corpus — era-scoped: coverage begins 2014-01-03, so an earlier first disclosure cannot be seen and is not claimed against1 hit

Every rule, with its definition →

Planned modules for UBS · financials and macro

Financials — as filed PLANNED

UBS's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: UBS on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing