Who holds ticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

UBS GROUP AG · SHS · Q1 2026 · 13 members disclosed UBS ↗

13F filers reporting this class for the quarter ended 2026-03-31: 494
sum of the reported values across every holder; undisclosed values are left out, never counted as zero: $37.7B
holders whose share count rose or who opened the position (new + add), by shares: 250
holders absent this quarter after holding last quarter — inferred from absence, not a sale record: 66

Holders — quarter ended 2026-03-31

by reported value · Δ shares vs 2025-12-31Holders rank by reported value. The change kind — new, add, trim or exit — is read from the share count against the prior quarter, never from the reported value.

13F holders of UBS ranked by reported value, 1–25 of 500 holders
#	Filer	Reported value	Shares	Δ shares	Change
1	UBS Group AG	$4.2B	106,890,182	−33,600,186	TRIM
2	VANGUARD CAPITAL MANAGEMENT LLC	$3.8B	97,263,943	—	NO PRIOR
3	MASSACHUSETTS FINANCIAL SERVICES CO /MA/	$2.6B	65,542,061	−3,080,379	TRIM
4	Zurcher Kantonalbank (Zurich Cantonalbank)	$2.2B	56,674,567	+56,674,567	NEW
5	FMR LLC	$2.1B	53,883,732	−4,214,498	TRIM
6	WELLINGTON MANAGEMENT GROUP LLP	$1.9B	49,920,657	−7,732,133	TRIM
7	Cevian Capital II GP LTD	$1.9B	48,117,675	0	NO CHANGE
8	Pictet Asset Management Holding SA	$1.4B	35,591,624	−340,568	TRIM
9	DODGE & COX	$1.3B	33,644,642	−20,700	TRIM
10	DEUTSCHE BANK AG\	$1.2B	31,922,626	+2,316,845	ADD
11	VANGUARD FIDUCIARY TRUST CO	$1.1B	27,510,543	—	NO PRIOR
12	Capital World Investors	$913M	23,495,846	−13,903,480	TRIM
13	Amundi	$910M	23,294,847	+3,374,516	ADD
14	Legal & General Group Plc	$895M	23,402,544	−208,575	TRIM
15	PZENA INVESTMENT MANAGEMENT LLC	$816M	26,544,355	−3,230,218	TRIM
16	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	$728M	18,850,928	+1,323,586	ADD
17	Vontobel Holding Ltd.	$581M	15,126,281	+1,241,269	ADD
18	VANGUARD ASSET MANAGEMENT, Ltd	$550M	14,112,416	—	NO PRIOR
19	Nuveen, LLC	$432M	11,227,404	−180,782	TRIM
20	BANK OF AMERICA CORP /DE/	$377M	9,654,984	−1,053,388	TRIM
21	CANADA PENSION PLAN INVESTMENT BOARD	$306M	7,956,822	−821,253	TRIM
22	MORGAN STANLEY	$303M	7,763,223	+109,124	ADD
23	CAISSE DES DEPOTS ET CONSIGNATIONS	$299M	7,812,061	−110,000	TRIM
24	Qube Research & Technologies Ltd	$293M	7,612,542	+5,478,308	ADD
25	Banque Cantonale Vaudoise	$273M	7,141,370	+402,440	ADD

Show all 500 holders

13F holders of UBS ranked by reported value, 26–500 of 500 holders
#	Filer	Reported value	Shares	Δ shares	Change
26	Allianz Asset Management GmbH	$237M	6,194,747	−143,209	TRIM
27	Bank Julius Baer & Co. Ltd, Zurich	$236M	6,114,163	+409,969	ADD
28	CITIGROUP INC	$228M	5,959,083	−60,963	TRIM
29	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	$224M	5,845,369	+898,213	ADD
30	WCM INVESTMENT MANAGEMENT, LLC	$215M	5,850,200	+639,111	ADD
31	Compagnie Lombard Odier SCmA	$202M	5,272,070	−110,367	TRIM
32	FRANKLIN RESOURCES INC	$199M	5,101,601	+194,387	ADD
33	Janus Henderson Group Ltd.	$199M	5,193,433	−1,668,313	TRIM
34	M&G Plc	$193M	4,980,760	+479,982	ADD
35	AQR CAPITAL MANAGEMENT LLC	$181M	4,693,103	+3,994,874	ADD
36	BNP Paribas Asset Management Holding S.A.	$178M	4,638,662	+654,403	ADD
37	NORTHERN TRUST CORP	$170M	4,356,906	−10,112	TRIM
38	ROYAL BANK OF CANADA	$154M	3,935,581	−1,890,456	TRIM
39	BlackRock, Inc.	$150M	3,846,436	−184,481	TRIM
40	ROYAL LONDON ASSET MANAGEMENT LTD	$137M	3,515,878	−18,309	TRIM
41	AVIVA PLC	$137M	3,570,737	+27,482	ADD
42	LGT Group Foundation	$132M	3,439,417	−232,985	TRIM
43	SIH Partners, LLLP	$121M	3,107,111	+493,265	ADD
44	JANE STREET GROUP, LLC	$115M	2,950,369	+2,648,732	ADD
45	PUBLIC SECTOR PENSION INVESTMENT BOARD	$101M	2,542,054	+85,562	ADD
46	TD ASSET MANAGEMENT INC	$98.4M	2,551,370	+1,402,274	ADD
47	Invesco Ltd.	$95.0M	2,432,381	+237,051	ADD
48	BANK OF MONTREAL /CAN/	$94.6M	2,461,029	+267,747	ADD
49	Korea Investment CORP	$87.2M	2,279,366	−141,825	TRIM
50	Generali Asset Management SPA SGR	$81.6M	2,653,910	+173,668	ADD
51	AMERICAN CENTURY COMPANIES INC	$79.0M	2,021,616	+233,933	ADD
52	MOORE CAPITAL MANAGEMENT, LP	$78.3M	2,039,599	−157,503	TRIM
53	FIL Ltd	$64.9M	1,665,021	−401,918	TRIM
54	BANQUE PICTET & CIE SA	$63.7M	1,665,074	+145,220	ADD
55	Vanguard Investments Australia, Ltd.	$61.6M	1,578,711	—	NO PRIOR
56	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$61.2M	1,565,660	+1,544,278	ADD
57	ENVESTNET ASSET MANAGEMENT INC	$58.7M	1,503,490	+90,504	ADD
58	ABN AMRO Bank N.V.	$56.7M	1,470,238	−420,648	TRIM
59	Lansforsakringar Fondforvaltning AB (publ)	$53.9M	1,410,094	+43,522	ADD
60	BRANDES INVESTMENT PARTNERS, LP	$53.5M	1,368,472	−4,160	TRIM
61	D. E. Shaw & Co., Inc.	$51.5M	1,317,954	+49,806	ADD
62	ASR Vermogensbeheer N.V.	$50.4M	1,317,110	+453,568	ADD
63	Crocodile Capital Partners GmbH	$49.6M	1,170,000	+100,000	ADD
64	Patient Capital Management, LLC	$48.5M	1,241,955	+54,629	ADD
65	MANUFACTURERS LIFE INSURANCE COMPANY, THE	$47.5M	1,234,642	−179,357	TRIM
66	Vanguard Global Advisers, LLC	$47.1M	1,208,363	—	NO PRIOR
67	STATE OF WISCONSIN INVESTMENT BOARD	$44.5M	1,164,155	−95,930	TRIM
68	SEB Asset Management AB	$44.3M	1,159,090	—	NO PRIOR
69	J. Safra Sarasin Holding AG	$41.5M	1,086,608	−34,011	TRIM
70	CREDIT AGRICOLE S A	$36.4M	932,556	−821,516	TRIM
71	EFG International AG	$34.9M	892,831	+366,347	ADD
72	ALLIANCEBERNSTEIN L.P.	$28.6M	616,815	−2,605	TRIM
73	MACKENZIE FINANCIAL CORP	$27.5M	714,894	−211,798	TRIM
74	RENAISSANCE TECHNOLOGIES LLC	$26.8M	686,991	+480,400	ADD
75	RAYMOND JAMES FINANCIAL INC	$26.8M	686,017	−5,367	TRIM
76	CITADEL ADVISORS LLC	$26.5M	677,062	+593,439	ADD
77	CHANNING GLOBAL ADVISORS, LLC	$26.2M	684,783	−853	TRIM
78	WELLS FARGO & COMPANY/MN	$25.5M	653,613	−23,140	TRIM
79	Haven Global Partners, LLC	$25.2M	658,608	−10,420	TRIM
80	EDMOND DE ROTHSCHILD HOLDING S.A.	$25.1M	652,816	+108,802	ADD
81	LEVIN CAPITAL STRATEGIES, L.P.	$24.8M	633,487	−25,433	TRIM
82	Systrade AG	$24.5M	627,300	+2,300	ADD
83	Gemsstock Ltd.	$24.2M	630,741	+630,741	NEW
84	Quantinno Capital Management LP	$24.2M	618,683	+144,200	ADD
85	Point72 Asset Management, L.P.	$22.7M	581,139	+406,713	ADD
86	Fiera Capital Corp	$22.3M	571,944	−617	TRIM
87	Zurich Insurance Group Ltd/FI	$22.2M	579,963	−270,323	TRIM
88	STIFEL FINANCIAL CORP	$21.9M	560,647	+6,852	ADD
89	Mediolanum International Funds Ltd	$21.7M	588,312	+47,444	ADD
90	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	$20.8M	531,870	+48,064	ADD
91	Grantham, Mayo, Van Otterloo & Co. LLC	$20.4M	533,634	+496,192	ADD
92	USS Investment Management Ltd	$20.1M	521,884	+5,448	ADD
93	Baker Avenue Asset Management, LP	$19.9M	509,573	+6,273	ADD
94	MILLENNIUM MANAGEMENT LLC	$19.7M	504,544	+281,291	ADD
95	WORLDQUANT MILLENNIUM ADVISORS LLC	$18.7M	487,964	−26,633	TRIM
96	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$18.1M	464,525	−2,303	TRIM
97	TWO SIGMA INVESTMENTS, LP	$16.1M	412,655	+272,125	ADD
98	LGT Fund Management Co Ltd.	$16.0M	415,512	+121,228	ADD
99	VOYA INVESTMENT MANAGEMENT LLC	$15.4M	401,569	−17,099	TRIM
100	Gator Capital Management, LLC	$14.9M	380,240	+327,810	ADD
101	Creative Planning	$14.8M	379,936	+22,869	ADD
102	LAZARD ASSET MANAGEMENT LLC	$14.2M	370,444	+75,251	ADD
103	Pictet North America Advisors SA	$14.1M	369,855	0	NO CHANGE
104	Maryland State Retirement & Pension System	$13.7M	355,549	+24,132	ADD
105	Andra AP-fonden	$13.6M	442,119	+376,955	ADD
106	RBF Capital, LLC	$13.3M	340,000	−340,000	TRIM
107	CIBC WORLD MARKET INC.	$13.0M	337,853	−2,119,464	TRIM
108	PRUDENTIAL PLC	$12.4M	323,030	−14,401	TRIM
109	Baader Bank Aktiengesellschaft	$12.4M	321,846	−38,994	TRIM
110	PDT Partners, LLC	$11.7M	305,288	0	NO CHANGE
111	LPL Financial LLC	$11.7M	299,837	+16,824	ADD
112	MetLife Investment Management, LLC	$11.5M	300,243	+13,779	ADD
113	CONTRAVISORY INVESTMENT MANAGEMENT, INC.	$11.4M	290,546	−19,023	TRIM
114	Assenagon Asset Management S.A.	$9.9M	259,293	+7,253	ADD
115	CAISSE DE DEPOT ET PLACEMENT DU QUEBEC	$9.5M	249,268	+249,268	NEW
116	Value Partners Investments Inc.	$9.4M	240,090	0	NO CHANGE
117	Mariner, LLC	$8.9M	227,767	+10,521	ADD
118	GROUPAMA ASSET MANAGMENT	$8.9M	288,118	+134,767	ADD
119	Crossmark Global Holdings, Inc.	$8.8M	226,138	—	NO PRIOR
120	Pathstone Holdings, LLC	$8.5M	219,224	−4,625	TRIM
121	Cerity Partners LLC	$8.4M	214,375	+54,586	ADD
122	INTECH INVESTMENT MANAGEMENT LLC	$8.4M	218,432	+36,557	ADD
123	Walleye Capital LLC	$7.8M	199,385	+194,404	ADD
124	Osmosis Investment Management UK Ltd	$7.7M	201,332	+65,238	ADD
125	Squarepoint Ops LLC	$7.6M	194,260	+194,260	NEW
126	FIRST TRUST ADVISORS LP	$7.2M	185,459	+26,707	ADD
127	Vanguard Personalized Indexing Management, LLC	$6.9M	176,322	−14,657	TRIM
128	SEI INVESTMENTS CO	$6.9M	176,266	+10,609	ADD
129	M&T BANK CORP	$6.8M	172,964	−18,686	TRIM
130	QRG CAPITAL MANAGEMENT, INC.	$6.6M	168,735	+9,246	ADD
131	ELEVATION POINT WEALTH PARTNERS, LLC	$6.5M	166,156	+17,303	ADD
132	Laird Norton Wetherby Trust Company, LLC	$6.5M	166,043	−7,241	TRIM
133	TD Waterhouse Canada Inc.	$6.1M	154,291	+134,168	ADD
134	RITHOLTZ WEALTH MANAGEMENT	$6.1M	155,238	−73	TRIM
135	Triasima Portfolio Management inc.	$5.8M	148,260	+3,905	ADD
136	NLB Skladi, upravljanje premozenja, d.o.o.	$5.8M	150,646	−47,081	TRIM
137	NatWest Group plc	$5.8M	147,921	+9,189	ADD
138	PEAK6 LLC	$5.8M	147,224	+147,224	NEW
139	Y-Intercept (Hong Kong) Ltd	$5.6M	143,584	+51,556	ADD
140	Banco Santander, S.A.	$5.6M	140,956	+135,907	ADD
141	Alberta Investment Management Corp	$5.5M	142,510	−27,483	TRIM
142	Cetera Investment Advisers	$5.4M	139,466	+8,069	ADD
143	Callan Family Office, LLC	$5.4M	139,309	+1,722	ADD
144	HighTower Advisors, LLC	$5.4M	138,003	+3,364	ADD
145	Vestmark Advisory Solutions, Inc.	$5.2M	134,305	−33,515	TRIM
146	Clearbridge Investments, LLC	$5.2M	137,752	+3,175	ADD
147	HELIOS CAPITAL MANAGEMENT PTE. LTD	$5.2M	136,000	0	NO CHANGE
148	Gradient Investments LLC	$5.0M	127,288	+81,461	ADD
149	BALYASNY ASSET MANAGEMENT L.P.	$4.8M	123,796	+123,796	NEW
150	Orion Porfolio Solutions, LLC	$4.6M	116,827	−3,835	TRIM
151	PLATINUM INVESTMENT MANAGEMENT LTD	$4.5M	117,507	0	NO CHANGE
152	Ensign Peak Advisors, Inc	$4.4M	115,794	−24,300	TRIM
153	US BANCORP \DE\	$4.3M	110,833	+5,659	ADD
154	Timber Creek Capital Management LLC	$4.3M	109,157	−4,226	TRIM
155	QUADRANT CAPITAL GROUP LLC	$4.3M	108,930	+1,380	ADD
156	ASSETMARK, INC	$4.0M	102,252	+24,248	ADD
157	MERCER GLOBAL ADVISORS INC /ADV	$3.8M	97,508	−1,892	TRIM
158	Bank Pictet & Cie (Europe) AG	$3.8M	98,734	+2,620	ADD
159	MML INVESTORS SERVICES, LLC	$3.7M	94,882	−17,646	TRIM
160	Corient Private Wealth LLC	$3.5M	110,065	−122,832	TRIM
161	Karl Kapital LLC	$3.5M	88,866	+88,866	NEW
162	CenterBook Partners LP	$3.4M	86,515	+86,515	NEW
163	Metis Global Partners, LLC	$3.3M	86,461	−11,423	TRIM
164	Independent Advisor Alliance	$3.3M	84,676	−1,556	TRIM
165	Walleye Trading LLC	$3.2M	81,498	+53,986	ADD
166	Bleakley Financial Group, LLC	$3.1M	80,450	+16,210	ADD
167	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$3.1M	80,207	+9,665	ADD
168	SIGNATUREFD, LLC	$3.1M	79,895	+82	ADD
169	LANDESBANK BADEN-WUERTTEMBERG	$3.1M	79,900	—	NO PRIOR
170	OLD MISSION CAPITAL LLC	$3.0M	74,367	+74,367	NEW
171	Ethic Inc.	$3.0M	76,099	+31,708	ADD
172	GROUP ONE TRADING LLC	$2.9M	75,092	+5,018	ADD
173	CREDIT INDUSTRIEL ET COMMERCIAL	$2.8M	74,087	+58,159	ADD
174	Vident Advisory, LLC	$2.8M	72,782	+3,229	ADD
175	BTC Capital Management, Inc.	$2.8M	72,621	+15,052	ADD
176	Permanent Capital Management, LP	$2.8M	64,477	−2,993	TRIM
177	CLOVERFIELDS CAPITAL GROUP, LP	$2.8M	72,127	+373	ADD
178	Stamos Capital Partners, L.P.	$2.7M	70,376	+23,697	ADD
179	Advisors Capital Management, LLC	$2.7M	69,956	+4,993	ADD
180	Alaethes Wealth, LLC	$2.7M	69,843	+117	ADD
181	IEQ CAPITAL, LLC	$2.7M	69,672	+17,260	ADD
182	Schonfeld Strategic Advisors LLC	$2.7M	69,370	+39,944	ADD
183	Banque Transatlantique SA	$2.7M	70,235	+65,388	ADD
184	CHOREO, LLC	$2.7M	69,065	−521	TRIM
185	IMC-Chicago, LLC	$2.6M	67,609	+67,609	NEW
186	Groupe la Francaise	$2.5M	66,548	−19,867	TRIM
187	Altman Advisors, Inc.	$2.5M	63,194	−6,770	TRIM
188	HSBC HOLDINGS PLC	$2.4M	62,889	+52,481	ADD
189	Wealth Alliance Advisory Group, LLC	$2.4M	60,960	−525	TRIM
190	Jefferies Financial Group Inc.	$2.4M	60,840	−148,509	TRIM
191	Orca Wealth Management, LLC	$2.3M	59,800	−338	TRIM
192	TrueMark Investments, LLC	$2.3M	58,794	−22,998	TRIM
193	OPAL CAPITAL LLC	$2.3M	58,794	−23,482	TRIM
194	Vise Technologies, Inc.	$2.3M	48,911	0	NO CHANGE
195	Sequoia Financial Advisors, LLC	$2.2M	56,831	+19,272	ADD
196	Focus Partners Wealth	$2.2M	55,049	+3,762	ADD
197	South Shore Capital Advisors	$2.2M	56,737	+56,737	NEW
198	Bellecapital International Ltd.	$2.2M	56,150	+56,150	NEW
199	Marex Group Ltd	$2.1M	53,085	+1,670	ADD
200	Legacy Wealth Asset Management, LLC	$2.1M	52,568	−2,036	TRIM
201	MITCHELL & PAHL PRIVATE WEALTH, LLC	$2.0M	51,200	−549	TRIM
202	Rockefeller Capital Management L.P.	$2.0M	50,106	+17,223	ADD
203	CIM, LLC	$2.0M	50,095	+332	ADD
204	TRUIST FINANCIAL CORP	$1.9M	49,018	+9,654	ADD
205	NewEdge Advisors, LLC	$1.9M	47,677	+47,677	NEW
206	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$1.9M	47,087	−85,103	TRIM
207	XTX Topco Ltd	$1.8M	45,515	+45,515	NEW
208	Advisors Asset Management, Inc.	$1.8M	45,318	−2,277	TRIM
209	Clearstead Advisors, LLC	$1.8M	45,249	+29,678	ADD
210	Allspring Global Investments Holdings, LLC	$1.7M	45,238	+45,238	NEW
211	COMMONWEALTH EQUITY SERVICES, LLC	$1.7M	42,534	+7,417	ADD
212	Sanctuary Advisors, LLC	$1.7M	42,271	−763	TRIM
213	Compound Planning, Inc.	$1.6M	41,095	−537	TRIM
214	Ballentine Partners, LLC	$1.5M	39,296	+643	ADD
215	Havemeyer Place LP	$1.5M	39,216	+15,791	ADD
216	Aquatic Capital Management LLC	$1.5M	37,276	+37,276	NEW
217	Baker Ellis Asset Management LLC	$1.5M	37,250	+100	ADD
218	Kathmere Capital Management, LLC	$1.4M	36,805	+1,635	ADD
219	FACTORY MUTUAL INSURANCE CO	$1.4M	36,545	−50,000	TRIM
220	OSAIC HOLDINGS, INC.	$1.4M	35,698	+3,900	ADD
221	Atria Investments, Inc	$1.4M	34,683	−6,402	TRIM
222	Caprock Group, LLC	$1.3M	34,308	+5,086	ADD
223	NATIONAL BANK OF CANADA /FI/	$1.3M	33,751	−3,548,050	TRIM
224	Morningstar Investment Management LLC	$1.3M	34,188	+4,334	ADD
225	Snowden Capital Advisors LLC	$1.3M	33,999	−1,143	TRIM
226	Summit Trail Advisors, LLC	$1.3M	33,025	+28,536	ADD
227	HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	$1.2M	31,982	+31,982	NEW
228	Legacy Capital Group California, Inc.	$1.2M	31,802	−7,669	TRIM
229	BAILARD, INC.	$1.2M	30,281	−876	TRIM
230	Brooklyn Investment Group	$1.1M	29,114	+7,600	ADD
231	Evelyn Partners Investment Management LLP	$1.1M	28,866	−139	TRIM
232	COLDSTREAM CAPITAL MANAGEMENT INC	$1.1M	28,492	−1,588	TRIM
233	U S GLOBAL INVESTORS INC	$1.1M	27,800	+3,300	ADD
234	Future Fund LLC	$1.1M	27,430	+177	ADD
235	EVERGREEN CAPITAL MANAGEMENT LLC	$1.1M	27,325	−13,983	TRIM
236	KEYBANK NATIONAL ASSOCIATION/OH	$1.1M	27,118	+12,655	ADD
237	Private Advisor Group, LLC	$1.0M	26,220	+821	ADD
238	GeoWealth Management, LLC	$1.0M	25,874	+14,605	ADD
239	FOX RUN MANAGEMENT, L.L.C.	$1.0M	27,520	+27,520	NEW
240	Henshaw Capital LLC	$1.0M	25,815	—	NO PRIOR
241	Themes Management Co LLC	$1.0M	25,660	+5,349	ADD
242	&PARTNERS	$1000K	25,592	+873	ADD
243	Checchi Capital Advisers, LLC	$960K	24,571	+705	ADD
244	PINNACLE ASSOCIATES LTD	$956K	24,478	−6,154	TRIM
245	Parallax Volatility Advisers, L.P.	$956K	22,107	+22,107	NEW
246	GC Wealth Management RIA, LLC	$933K	23,946	+14,829	ADD
247	Blue Trust, Inc.	$932K	23,858	−716	TRIM
248	JFS WEALTH ADVISORS, LLC	$922K	23,592	−2,100	TRIM
249	Qtron Investments LLC	$883K	23,088	−22,925	TRIM
250	CHICAGO TRUST Co NA	$873K	22,337	−603	TRIM
251	Solstein Capital, LLC	$870K	22,647	0	NO CHANGE
252	Tower Research Capital LLC (TRC)	$869K	22,235	+22,200	ADD
253	Intesa Sanpaolo Wealth Management	$866K	22,536	+3,152	ADD
254	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$859K	21,976	+21,976	NEW
255	Gryphon Financial Partners LLC	$838K	21,446	+1,941	ADD
256	Massachusetts Wealth Management	$824K	21,080	0	NO CHANGE
257	KESTRA PRIVATE WEALTH SERVICES, LLC	$819K	20,951	−605	TRIM
258	U.S. Capital Wealth Advisors, LLC	$779K	19,945	+40	ADD
259	Rehmann Capital Advisory Group	$778K	19,902	+243	ADD
260	Centennial Bank/AR/	$763K	19,927	0	NO CHANGE
261	FLPUTNAM INVESTMENT MANAGEMENT CO	$760K	19,462	+12,625	ADD
262	Cresset Asset Management, LLC	$753K	19,290	+5,201	ADD
263	PERSONAL CFO SOLUTIONS, LLC	$751K	19,222	+174	ADD
264	PDS Planning, Inc	$740K	18,944	+422	ADD
265	Verition Fund Management LLC	$716K	18,328	+18,328	NEW
266	CenterStar Asset Management, LLC	$714K	18,289	+18,289	NEW
267	Net Worth Advisory Group	$682K	17,464	−431	TRIM
268	Ascent Group, LLC	$673K	17,237	+869	ADD
269	Dorsey & Whitney Trust CO LLC	$673K	17,215	+1,684	ADD
270	VIKING FUND MANAGEMENT LLC	$664K	17,000	+17,000	NEW
271	Concurrent Investment Advisors, LLC	$664K	16,987	+1,904	ADD
272	Impact Capital Partners LLC	$664K	16,983	+230	ADD
273	OneDigital Investment Advisors LLC	$659K	16,861	−283	TRIM
274	HB Wealth Management, LLC	$650K	16,630	+1,953	ADD
275	Savant Capital, LLC	$648K	16,597	+3,011	ADD
276	SAX WEALTH ADVISORS, LLC	$648K	13,990	0	NO CHANGE
277	Basecamp Wealth Advisors LLC	$639K	16,352	—	NO PRIOR
278	Waverly Advisors, LLC	$636K	16,290	−58	TRIM
279	American Trust Investment Advisors, LLC	$635K	16,260	+4,965	ADD
280	CITIZENS FINANCIAL GROUP INC/RI	$634K	16,230	−2,645	TRIM
281	XY Capital Ltd	$631K	16,150	+16,150	NEW
282	New Vernon Capital Holdings II LLC	$628K	16,086	−2,541	TRIM
283	Winning Points Advisors, LLC	$627K	39,725	+39,725	NEW
284	LIBERTY ONE INVESTMENT MANAGEMENT, LLC	$620K	15,872	+1,372	ADD
285	SAGESPRING WEALTH PARTNERS, LLC	$588K	15,040	−853	TRIM
286	Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	$586K	14,993	−891	TRIM
287	Fideuram Asset Management (Ireland) dac	$581K	18,438	+18,438	NEW
288	Sivia Capital Partners, LLC	$581K	14,868	−7,338	TRIM
289	Bridgewater Advisors Inc.	$557K	12,033	−2,172	TRIM
290	SAGE RHINO CAPITAL LLC	$557K	14,244	+30	ADD
291	DAVENPORT & Co LLC	$556K	14,243	+814	ADD
292	Merit Financial Group, LLC	$544K	13,924	+366	ADD
293	swisspartners Advisors Ltd	$535K	14,000	0	NO CHANGE
294	Beacon Pointe Advisors, LLC	$528K	13,506	+13,506	NEW
295	OPPENHEIMER ASSET MANAGEMENT INC.	$519K	13,293	−1,758	TRIM
296	Pinnacle Wealth Planning Services, Inc.	$509K	13,031	+521	ADD
297	Beverly Hills Private Wealth, LLC	$506K	12,955	−2,523	TRIM
298	Northside Capital Management, LLC	$501K	12,823	−12,832	TRIM
299	Vigil Wealth Management, LLC	$496K	12,700	+12,700	NEW
300	Centiva Capital, LP	$492K	12,589	+12,589	NEW
301	Smartleaf Asset Management LLC	$487K	13,286	+1,632	ADD
302	Spire Wealth Management	$479K	12,270	−7	TRIM
303	Aprio Wealth Management, LLC	$475K	12,146	+781	ADD
304	Evelyn Partners Investment Management Services Ltd	$473K	12,109	0	NO CHANGE
305	My Portfolio Guide, LLC	$464K	11,877	—	NO PRIOR
306	OSSIAM	$461K	12,060	−59,461	TRIM
307	Quantum Portfolio Management LLC	$458K	11,718	0	NO CHANGE
308	Seed Wealth Management, Inc.	$457K	11,695	0	NO CHANGE
309	DRIVE WEALTH MANAGEMENT, LLC	$451K	11,553	−1,047	TRIM
310	CWM, LLC	$439K	11,249	+1,668	ADD
311	MISSION WEALTH MANAGEMENT, LP	$435K	11,143	−276	TRIM
312	Steward Partners Investment Advisory, LLC	$426K	10,912	+78	ADD
313	STEPHENS INC /AR/	$424K	10,848	−1,291	TRIM
314	D.A. DAVIDSON & CO.	$423K	10,831	+112	ADD
315	D'Orazio & Associates, Inc.	$421K	10,784	0	NO CHANGE
316	M.E. ALLISON & CO., INC.	$413K	10,560	0	NO CHANGE
317	BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	$408K	10,609	−8,986	TRIM
318	Indivisible Partners	$407K	10,408	−231	TRIM
319	Optas, LLC	$398K	10,197	−6	TRIM
320	B. Riley Wealth Advisors, Inc.	$396K	10,793	−2,871	TRIM
321	Pinnacle Financial Partners, Inc.	$396K	10,126	+27	ADD
322	Roundview Capital LLC	$393K	10,062	−1,000	TRIM
323	Credit Capital Investments LLC	$391K	10,000	−5,000	TRIM
324	Wedmont Private Capital	$390K	9,433	−487	TRIM
325	DIVERSIFY WEALTH MANAGEMENT, LLC	$388K	9,077	+9,077	NEW
326	Gallacher Capital Management LLC	$382K	9,772	−5,178	TRIM
327	TRAPHAGEN INVESTMENT ADVISORS LLC	$381K	9,745	+9,745	NEW
328	Lido Advisors, LLC	$380K	9,727	+1,142	ADD
329	Avior Wealth Management, LLC	$379K	9,703	+3,085	ADD
330	COMMERCE BANK	$378K	9,682	+739	ADD
331	Frec Markets, Inc.	$364K	9,318	+1,809	ADD
332	MATHER GROUP, LLC.	$358K	9,175	0	NO CHANGE
333	Empower Advisory Group, LLC	$356K	9,122	+618	ADD
334	ANCHYRA PARTNERS LLC	$355K	9,090	+294	ADD
335	Allworth Financial LP	$355K	9,085	+953	ADD
336	FIDUCIARY TRUST CO	$353K	9,037	−77	TRIM
337	Aaron Wealth Advisors LLC	$349K	8,938	+8,938	NEW
338	Kingsview Wealth Management, LLC	$349K	8,933	+487	ADD
339	Compton Wealth Advisory Group, LLC	$349K	8,780	0	NO CHANGE
340	FOCUSED ALPHA, LLC	$343K	8,773	0	NO CHANGE
341	Keebeck Wealth Management	$343K	8,772	+2,540	ADD
342	Five Oceans Advisors	$343K	8,767	0	NO CHANGE
343	BLAIR WILLIAM & CO/IL	$336K	8,597	−1,667	TRIM
344	EJMK Ventures LLC	$330K	8,455	−2,943	TRIM
345	Werba Rubin Papier Wealth Management	$330K	8,442	+159	ADD
346	PUREfi Wealth, LLC	$327K	8,364	+1,424	ADD
347	BROWN ADVISORY INC	$324K	8,294	+8,294	NEW
348	Storgate, LLC	$322K	8,254	+8,254	NEW
349	Perigon Wealth Management, LLC	$322K	8,250	+699	ADD
350	World Investment Advisors	$318K	8,136	−232	TRIM
351	CTC Alternative Strategies, Ltd.	$315K	8,208	+8,208	NEW
352	Investors Research Corp	$314K	8,036	0	NO CHANGE
353	Kestra Advisory Services, LLC	$308K	7,883	−3,873	TRIM
354	EVOKE WEALTH, LLC	$305K	7,806	+943	ADD
355	Envestnet Portfolio Solutions, Inc.	$303K	7,765	−9,786	TRIM
356	EVOLVE PRIVATE WEALTH, LLC	$299K	7,661	−485	TRIM
357	Traveka Wealth, LLC	$293K	7,500	−78	TRIM
358	Mattson Financial Services, LLC	$289K	7,404	+7,404	NEW
359	Greenspring Advisors, LLC	$286K	7,316	+820	ADD
360	Westover Capital Advisors, LLC	$285K	7,300	0	NO CHANGE
361	PRINCIPAL SECURITIES, INC.	$284K	7,273	−104	TRIM
362	Cromwell Holdings LLC	$283K	7,242	0	NO CHANGE
363	New Republic Capital, LLC	$279K	7,151	−4,065	TRIM
364	NewEdge Wealth, LLC	$274K	7,023	−7,332	TRIM
365	Columbia Asset Management	$273K	6,998	+62	ADD
366	Brown Financial Advisors	$273K	6,981	+6,981	NEW
367	BTG Pactual Asset Management US LLC	$268K	6,972	+6,972	NEW
368	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	$268K	6,997	+1,859	ADD
369	EP Wealth Advisors, LLC	$254K	6,502	−5,992	TRIM
370	Centurion Wealth Management LLC	$254K	6,500	0	NO CHANGE
371	Wealthspire Advisors, LLC	$253K	6,476	−9,005	TRIM
372	First City Capital Management, Inc.	$253K	6,464	−5	TRIM
373	Athena Wealth Management, LLC	$245K	6,264	—	NO PRIOR
374	Hilltop Holdings Inc.	$245K	6,360	−3,130	TRIM
375	ANGELES WEALTH MANAGEMENT, LLC	$244K	6,241	+6,241	NEW
376	Soltis Investment Advisors LLC	$243K	6,214	+226	ADD
377	Granite Group Advisors, LLC	$242K	6,104	0	NO CHANGE
378	Sunpointe, LLC	$240K	6,144	−20	TRIM
379	Gotham Asset Management, LLC	$235K	6,021	−140	TRIM
380	111 Capital	$231K	6,018	+6,018	NEW
381	OneAscent Financial Services LLC	$228K	5,838	+5,838	NEW
382	SCS Capital Management LLC	$228K	5,831	0	NO CHANGE
383	Integrity Financial Corp /WA	$221K	5,655	+5,655	NEW
384	a16z Perennial Management, L.P.	$221K	5,648	−511	TRIM
385	AIRE ADVISORS, LLC	$221K	5,647	+29	ADD
386	PICTET BANK & TRUST Ltd	$220K	5,758	0	NO CHANGE
387	JACKSON THORNTON WEALTH MANAGEMENT, LLC	$219K	5,284	+5,284	NEW
388	TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA	$219K	5,700	+950	ADD
389	Ashton Thomas Private Wealth, LLC	$219K	5,594	−74	TRIM
390	Brucke Financial, Inc.	$218K	5,577	−4,895	TRIM
391	West Family Investments, Inc.	$217K	5,558	−4,137	TRIM
392	Prospera Financial Services Inc	$217K	5,545	−12,701	TRIM
393	FLC Capital Advisors	$214K	5,468	0	NO CHANGE
394	Syverson Strege & Co	$209K	5,349	−392	TRIM
395	MONECO ADVISORS, LLC	$208K	5,327	+44	ADD
396	PCM Encore, LLC	$206K	5,282	+5,282	NEW
397	Glen Eagle Advisors, LLC	$206K	5,282	0	NO CHANGE
398	Texas Capital Bank Wealth Management Services Inc	$206K	5,281	0	NO CHANGE
399	Arax Advisory Partners	$206K	5,210	−2,527	TRIM
400	MQS Management LLC	$201K	5,141	+5,141	NEW
401	Financial Perspectives, Inc	$191K	4,894	0	NO CHANGE
402	Hilltop National Bank	$189K	4,849	+379	ADD
403	Independence Bank of Kentucky	$182K	4,766	0	NO CHANGE
404	DekaBank Deutsche Girozentrale	$165K	4,269,505	0	NO CHANGE
405	UMB Bank, n.a.	$137K	3,497	−331	TRIM
406	ALLIANZ SE	$130K	3,390	0	NO CHANGE
407	CANADA LIFE ASSURANCE Co	$121K	3,167,175	−54,196	TRIM
408	ACADIAN ASSET MANAGEMENT LLC	$114K	2,971,356	−13,209,941	TRIM
409	Owl Creek Wealth Partners LLC	$102K	2,612	—	NO PRIOR
410	Atlantic Union Bankshares Corp	$100K	2,564	0	NO CHANGE
411	Opal Wealth Advisors, LLC	$97.9K	2,506	+2,506	NEW
412	Bayforest Capital Ltd	$97.8K	2,503	−1,005	TRIM
413	FIFTH THIRD BANCORP	$90.4K	2,313	+20	ADD
414	Mountain Hill Investment Partners Corp.	$78.1K	2,000	−6,000	TRIM
415	Activest Wealth Management	$76.5K	2,000	0	NO CHANGE
416	MAI Capital Management	$65.4K	1,674	+875	ADD
417	Wilmington Savings Fund Society, FSB	$62.1K	1,590	0	NO CHANGE
418	Parkside Financial Bank & Trust	$59.1K	1,513	+50	ADD
419	NFSG Corp	$55.7K	1,425	−150	TRIM
420	Larson Financial Group LLC	$45.7K	1,169	+293	ADD
421	Federation des caisses Desjardins du Quebec	$43.6K	1,120	+490	ADD
422	Key FInancial Inc	$38.6K	988	+215	ADD
423	SHP Wealth Management	$37.6K	963	+60	ADD
424	True Wealth Design, LLC	$35.4K	906	+477	ADD
425	PROSPERITY BANCSHARES INC	$34.0K	870	0	NO CHANGE
426	THRIVENT FINANCIAL FOR LUTHERANS	$33.1K	865,820	−196,495	TRIM
427	MidFirst Bank	$27.9K	715	+57	ADD
428	Addison Advisors LLC	$27.8K	711	0	NO CHANGE
429	WealthCollab, LLC	$19.9K	509	0	NO CHANGE
430	GABLES CAPITAL MANAGEMENT INC.	$19.5K	500	0	NO CHANGE
431	Lavaca Capital LLC	$18.0K	460	0	NO CHANGE
432	SJS Investment Consulting Inc.	$17.6K	451	+10	ADD
433	Acumen Wealth Advisors, LLC	$16.8K	429	−43	TRIM
434	Transamerica Financial Advisors, LLC	$16.1K	411	−36	TRIM
435	Triumph Capital Management	$14.6K	373	−66	TRIM
436	Truvestments Capital LLC	$13.6K	348	+342	ADD
437	Destiny Wealth Partners, LLC	$12.3K	315	+315	NEW
438	SALEM INVESTMENT COUNSELORS INC	$10.8K	277	+277	NEW
439	FINANCIAL CONSULATE, INC	$9.9K	254	−64	TRIM
440	Retirement Wealth Solutions LLC	$9.3K	239	+4	ADD
441	MONTAG A & ASSOCIATES INC	$9.3K	237	−64	TRIM
442	Bell Investment Advisors, Inc	$8.8K	226	−165	TRIM
443	Pinnacle Bancorp, Inc.	$8.6K	224	−57	TRIM
444	American Capital Advisory, LLC	$7.9K	203	+150	ADD
445	INGALLS & SNYDER LLC	$7.6K	193,936	+11,917	ADD
446	Frazier Financial Advisors, LLC	$7.5K	192	+9	ADD
447	Physician Wealth Advisors, Inc.	$7.4K	190	+27	ADD
448	ALBION FINANCIAL GROUP /UT	$7.3K	188	0	NO CHANGE
449	Manchester Capital Management LLC	$7.3K	186	0	NO CHANGE
450	Abound Wealth Management	$7.0K	180	−61	TRIM
451	Atlantic Edge Private Wealth Management, LLC	$6.8K	175	0	NO CHANGE
452	Signature Equity Partners, LLC	$6.3K	162	+162	NEW
453	CVA Family Office, LLC	$5.4K	138	0	NO CHANGE
454	Private Wealth Asset Management, LLC	$5.3K	136	0	NO CHANGE
455	Harbor Asset Planning, Inc.	$5.2K	133	0	NO CHANGE
456	Bravera Wealth	$5.1K	132	—	NO PRIOR
457	JPL Wealth Management, LLC	$4.8K	123	+123	NEW
458	Godfrey Financial Associates, Inc.	$4.6K	118	0	NO CHANGE
459	Cassaday & Co Wealth Management LLC	$4.6K	117	+117	NEW
460	First Pacific Financial	$4.4K	112	0	NO CHANGE
461	Grove Bank & Trust	$4.2K	108	+16	ADD
462	Key Capital Management, INC	$4.0K	103	+103	NEW
463	Trifecta Capital Advisors, LLC	$3.8K	96	0	NO CHANGE
464	HRT FINANCIAL LP	$2.9K	75,306	+61,738	ADD
465	Intentional Wealth Strategies, LLC	$2.7K	70	—	NO PRIOR
466	GHP Investment Advisors, Inc.	$2.6K	67	+67	NEW
467	Burk Holdings LLC	$2.3K	59	+59	NEW
468	MBM WEALTH CONSULTANTS, LLC	$2.2K	56	+56	NEW
469	FEDERATED HERMES, INC.	$2.1K	54	−39	TRIM
470	SWAN Capital LLC	$1.9K	48	0	NO CHANGE
471	PARK AVENUE SECURITIES LLC	$1.8K	46,698	−20,963	TRIM
472	Dogwood Wealth Management LLC	$1.6K	41	+41	NEW
473	Advocate Investing Services LLC	$1.6K	40	0	NO CHANGE
474	ARMSTRONG ADVISORY GROUP, INC	$1.5K	38	0	NO CHANGE
475	SOUTHERN MICHIGAN BANK & TRUST	$1.4K	39	—	NO PRIOR
476	BROWN, LISLE/CUMMINGS, INC.	$1.4K	35	0	NO CHANGE
477	Financial Network Wealth Advisors LLC	$1.4K	35	—	NO PRIOR
478	Stone House Investment Management, LLC	$1.3K	32	−79	TRIM
479	Asset Dedication, LLC	$1.2K	31	+31	NEW
480	TD Capital Management LLC	$1.1K	29	0	NO CHANGE
481	Caitlin John, LLC	$1.1K	27	0	NO CHANGE
482	Cambridge Investment Research Advisors, Inc.	$860	22,000	+647	ADD
483	CENTRAL TRUST Co	$782	20	−3	TRIM
484	Summit Global Investments	$526	13,464	+7,199	ADD
485	BEACON INVESTMENT ADVISORY SERVICES, INC.	$508	13	+13	NEW
486	Kilter Group LLC	$391	10	−4	TRIM
487	Nvest Wealth Strategies, Inc.	$352	9	+9	NEW
488	Midwest Capital Advisors, LLC	$156	4	+4	NEW
489	TOTH FINANCIAL ADVISORY CORP	$118	3	0	NO CHANGE
490	Smithfield Trust Co	$36	900	0	NO CHANGE
491	Kingdom Financial Group LLC.	$27	1	0	NO CHANGE
492	Penserra Capital Management LLC	$7	189	−3	TRIM
493	Avion Wealth	$2	65	0	NO CHANGE
494	NOMURA ASSET MANAGEMENT CO LTD	$0	0	0	NO CHANGE
495	VANGUARD GROUP INC	—	—	—	n/c
496	CIBC Private Wealth Group LLC	—	—	—	n/c
497	GAM Holding AG	—	—	—	n/c
498	Clarius Group, LLC	—	—	—	n/c
499	Global Retirement Partners, LLC	—	—	—	n/c
500	Main Street Financial Solutions, LLC	—	—	—	n/c

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · UBS

Congress · last 90 days

Buyers: 0 — —
Sellers: 0 — —

filed 2026-07-31 → 2026-10-29 · statutory ranges

Use of congressional disclosure reports for commercial purposes, credit decisions or solicitation is restricted by 5 U.S.C. §13107(c).

Notable managers · quarter ended 2026-03-31

Adding: 0 — $0 held
Trimming: 3 Moore Capital Management, Gotham Asset Management, Viking Global Investors $78.6M held

by shares · $ = value heldNEW + ADD vs TRIM + EXIT, by share count. $ = reported value now, not the change. · UBS GROUP AG

Merged timeline of congressional filings and notable-manager moves on UBS
Date	Who	Change	Size
2026-05-15	Moore Capital Management 13F	TRIM	−157,503 sh
2026-05-15	Gotham Asset Management 13F	TRIM	−140 sh
2026-05-15	Viking Global Investors 13F	EXIT	−9,128,817 sh

3 newest, by filing date · 13F rows are quarter-end snapshots, not trades

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings: a position may have changed or closed since the quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars; each record notes its original unit.

Affiliated managers may report the same position, so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice.