Who holds UBSticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

UBS GROUP AG · SHS · quarter ended 2026-03-31 · 13 members disclosed UBS ↗

494

holders13F filers reporting this class for the quarter ended 2026-03-31

$37.7B

combined valuesum of the reported values across every holder; NULL values are excluded, never zero-filled

250

addsholders whose share count rose or who opened the position (new + add), by shares

exitsholders absent this quarter after holding last quarter — inferred from absence, not a sale record

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of UBS ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	UBS Group AG	$4.2B	106,890,182	−33,600,186	trim
2	VANGUARD CAPITAL MANAGEMENT LLC	$3.8B	97,263,943	—	no prior
3	MASSACHUSETTS FINANCIAL SERVICES CO /MA/	$2.6B	65,542,061	−3,080,379	trim
4	Zurcher Kantonalbank (Zurich Cantonalbank)	$2.2B	56,674,567	+56,674,567	new
5	FMR LLC	$2.1B	53,883,732	−4,214,498	trim
6	WELLINGTON MANAGEMENT GROUP LLP	$1.9B	49,920,657	−7,732,133	trim
7	Cevian Capital II GP LTD	$1.9B	48,117,675	0	no change
8	Pictet Asset Management Holding SA	$1.4B	35,591,624	−340,568	trim
9	DODGE & COX	$1.3B	33,644,642	−20,700	trim
10	DEUTSCHE BANK AG\	$1.2B	31,922,626	+2,316,845	add
11	VANGUARD FIDUCIARY TRUST CO	$1.1B	27,510,543	—	no prior
12	Capital World Investors	$913M	23,495,846	−13,903,480	trim
13	Amundi	$910M	23,294,847	+3,374,516	add
14	Legal & General Group Plc	$895M	23,402,544	−208,575	trim
15	PZENA INVESTMENT MANAGEMENT LLC	$816M	26,544,355	−3,230,218	trim
16	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	$728M	18,850,928	+1,323,586	add
17	Vontobel Holding Ltd.	$581M	15,126,281	+1,241,269	add
18	VANGUARD ASSET MANAGEMENT, Ltd	$550M	14,112,416	—	no prior
19	Nuveen, LLC	$432M	11,227,404	−180,782	trim
20	BANK OF AMERICA CORP /DE/	$377M	9,654,984	−1,053,388	trim
21	CANADA PENSION PLAN INVESTMENT BOARD	$306M	7,956,822	−821,253	trim
22	MORGAN STANLEY	$303M	7,763,223	+109,124	add
23	CAISSE DES DEPOTS ET CONSIGNATIONS	$299M	7,812,061	−110,000	trim
24	Qube Research & Technologies Ltd	$293M	7,612,542	+5,478,308	add
25	Banque Cantonale Vaudoise	$273M	7,141,370	+402,440	add
26	Allianz Asset Management GmbH	$237M	6,194,747	−143,209	trim
27	Bank Julius Baer & Co. Ltd, Zurich	$236M	6,114,163	+409,969	add
28	CITIGROUP INC	$228M	5,959,083	−60,963	trim
29	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	$224M	5,845,369	+898,213	add
30	WCM INVESTMENT MANAGEMENT, LLC	$215M	5,850,200	+639,111	add
31	Compagnie Lombard Odier SCmA	$202M	5,272,070	−110,367	trim
32	FRANKLIN RESOURCES INC	$199M	5,101,601	+194,387	add
33	Janus Henderson Group Ltd.	$199M	5,193,433	−1,668,313	trim
34	M&G Plc	$193M	4,980,760	+479,982	add
35	AQR CAPITAL MANAGEMENT LLC	$181M	4,693,103	+3,994,874	add
36	BNP Paribas Asset Management Holding S.A.	$178M	4,638,662	+654,403	add
37	NORTHERN TRUST CORP	$170M	4,356,906	−10,112	trim
38	ROYAL BANK OF CANADA	$154M	3,935,581	−1,890,456	trim
39	BlackRock, Inc.	$150M	3,846,436	−184,481	trim
40	ROYAL LONDON ASSET MANAGEMENT LTD	$137M	3,515,878	−18,309	trim
41	AVIVA PLC	$137M	3,570,737	+27,482	add
42	LGT Group Foundation	$132M	3,439,417	−232,985	trim
43	SIH Partners, LLLP	$121M	3,107,111	+493,265	add
44	JANE STREET GROUP, LLC	$115M	2,950,369	+2,648,732	add
45	PUBLIC SECTOR PENSION INVESTMENT BOARD	$101M	2,542,054	+85,562	add
46	TD ASSET MANAGEMENT INC	$98.4M	2,551,370	+1,402,274	add
47	Invesco Ltd.	$95.0M	2,432,381	+237,051	add
48	BANK OF MONTREAL /CAN/	$94.6M	2,461,029	+267,747	add
49	Korea Investment CORP	$87.2M	2,279,366	−141,825	trim
50	Generali Asset Management SPA SGR	$81.6M	2,653,910	+173,668	add
51	AMERICAN CENTURY COMPANIES INC	$79.0M	2,021,616	+233,933	add
52	MOORE CAPITAL MANAGEMENT, LP	$78.3M	2,039,599	−157,503	trim
53	FIL Ltd	$64.9M	1,665,021	−401,918	trim
54	BANQUE PICTET & CIE SA	$63.7M	1,665,074	+145,220	add
55	Vanguard Investments Australia, Ltd.	$61.6M	1,578,711	—	no prior
56	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$61.2M	1,565,660	+1,544,278	add
57	ENVESTNET ASSET MANAGEMENT INC	$58.7M	1,503,490	+90,504	add
58	ABN AMRO Bank N.V.	$56.7M	1,470,238	−420,648	trim
59	Lansforsakringar Fondforvaltning AB (publ)	$53.9M	1,410,094	+43,522	add
60	BRANDES INVESTMENT PARTNERS, LP	$53.5M	1,368,472	−4,160	trim
61	D. E. Shaw & Co., Inc.	$51.5M	1,317,954	+49,806	add
62	ASR Vermogensbeheer N.V.	$50.4M	1,317,110	+453,568	add
63	Crocodile Capital Partners GmbH	$49.6M	1,170,000	+100,000	add
64	Patient Capital Management, LLC	$48.5M	1,241,955	+54,629	add
65	MANUFACTURERS LIFE INSURANCE COMPANY, THE	$47.5M	1,234,642	−179,357	trim
66	Vanguard Global Advisers, LLC	$47.1M	1,208,363	—	no prior
67	STATE OF WISCONSIN INVESTMENT BOARD	$44.5M	1,164,155	−95,930	trim
68	SEB Asset Management AB	$44.3M	1,159,090	—	no prior
69	J. Safra Sarasin Holding AG	$41.5M	1,086,608	−34,011	trim
70	CREDIT AGRICOLE S A	$36.4M	932,556	−821,516	trim
71	EFG International AG	$34.9M	892,831	+366,347	add
72	ALLIANCEBERNSTEIN L.P.	$28.6M	616,815	−2,605	trim
73	MACKENZIE FINANCIAL CORP	$27.5M	714,894	−211,798	trim
74	RENAISSANCE TECHNOLOGIES LLC	$26.8M	686,991	+480,400	add
75	RAYMOND JAMES FINANCIAL INC	$26.8M	686,017	−5,367	trim
76	CITADEL ADVISORS LLC	$26.5M	677,062	+593,439	add
77	CHANNING GLOBAL ADVISORS, LLC	$26.2M	684,783	−853	trim
78	WELLS FARGO & COMPANY/MN	$25.5M	653,613	−23,140	trim
79	Haven Global Partners, LLC	$25.2M	658,608	−10,420	trim
80	EDMOND DE ROTHSCHILD HOLDING S.A.	$25.1M	652,816	+108,802	add
81	LEVIN CAPITAL STRATEGIES, L.P.	$24.8M	633,487	−25,433	trim
82	Systrade AG	$24.5M	627,300	+2,300	add
83	Gemsstock Ltd.	$24.2M	630,741	+630,741	new
84	Quantinno Capital Management LP	$24.2M	618,683	+144,200	add
85	Point72 Asset Management, L.P.	$22.7M	581,139	+406,713	add
86	Fiera Capital Corp	$22.3M	571,944	−617	trim
87	Zurich Insurance Group Ltd/FI	$22.2M	579,963	−270,323	trim
88	STIFEL FINANCIAL CORP	$21.9M	560,647	+6,852	add
89	Mediolanum International Funds Ltd	$21.7M	588,312	+47,444	add
90	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	$20.8M	531,870	+48,064	add
91	Grantham, Mayo, Van Otterloo & Co. LLC	$20.4M	533,634	+496,192	add
92	USS Investment Management Ltd	$20.1M	521,884	+5,448	add
93	Baker Avenue Asset Management, LP	$19.9M	509,573	+6,273	add
94	MILLENNIUM MANAGEMENT LLC	$19.7M	504,544	+281,291	add
95	WORLDQUANT MILLENNIUM ADVISORS LLC	$18.7M	487,964	−26,633	trim
96	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$18.1M	464,525	−2,303	trim
97	TWO SIGMA INVESTMENTS, LP	$16.1M	412,655	+272,125	add
98	LGT Fund Management Co Ltd.	$16.0M	415,512	+121,228	add
99	VOYA INVESTMENT MANAGEMENT LLC	$15.4M	401,569	−17,099	trim
100	Gator Capital Management, LLC	$14.9M	380,240	+327,810	add
101	Creative Planning	$14.8M	379,936	+22,869	add
102	LAZARD ASSET MANAGEMENT LLC	$14.2M	370,444	+75,251	add
103	Pictet North America Advisors SA	$14.1M	369,855	0	no change
104	Maryland State Retirement & Pension System	$13.7M	355,549	+24,132	add
105	Andra AP-fonden	$13.6M	442,119	+376,955	add
106	RBF Capital, LLC	$13.3M	340,000	−340,000	trim
107	CIBC WORLD MARKET INC.	$13.0M	337,853	−2,119,464	trim
108	PRUDENTIAL PLC	$12.4M	323,030	−14,401	trim
109	Baader Bank Aktiengesellschaft	$12.4M	321,846	−38,994	trim
110	PDT Partners, LLC	$11.7M	305,288	0	no change
111	LPL Financial LLC	$11.7M	299,837	+16,824	add
112	MetLife Investment Management, LLC	$11.5M	300,243	+13,779	add
113	CONTRAVISORY INVESTMENT MANAGEMENT, INC.	$11.4M	290,546	−19,023	trim
114	Assenagon Asset Management S.A.	$9.9M	259,293	+7,253	add
115	CAISSE DE DEPOT ET PLACEMENT DU QUEBEC	$9.5M	249,268	+249,268	new
116	Value Partners Investments Inc.	$9.4M	240,090	0	no change
117	Mariner, LLC	$8.9M	227,767	+10,521	add
118	GROUPAMA ASSET MANAGMENT	$8.9M	288,118	+134,767	add
119	Crossmark Global Holdings, Inc.	$8.8M	226,138	—	no prior
120	Pathstone Holdings, LLC	$8.5M	219,224	−4,625	trim
121	Cerity Partners LLC	$8.4M	214,375	+54,586	add
122	INTECH INVESTMENT MANAGEMENT LLC	$8.4M	218,432	+36,557	add
123	Walleye Capital LLC	$7.8M	199,385	+194,404	add
124	Osmosis Investment Management UK Ltd	$7.7M	201,332	+65,238	add
125	Squarepoint Ops LLC	$7.6M	194,260	+194,260	new
126	FIRST TRUST ADVISORS LP	$7.2M	185,459	+26,707	add
127	Vanguard Personalized Indexing Management, LLC	$6.9M	176,322	−14,657	trim
128	SEI INVESTMENTS CO	$6.9M	176,266	+10,609	add
129	M&T BANK CORP	$6.8M	172,964	−18,686	trim
130	QRG CAPITAL MANAGEMENT, INC.	$6.6M	168,735	+9,246	add
131	ELEVATION POINT WEALTH PARTNERS, LLC	$6.5M	166,156	+17,303	add
132	Laird Norton Wetherby Trust Company, LLC	$6.5M	166,043	−7,241	trim
133	TD Waterhouse Canada Inc.	$6.1M	154,291	+134,168	add
134	RITHOLTZ WEALTH MANAGEMENT	$6.1M	155,238	−73	trim
135	Triasima Portfolio Management inc.	$5.8M	148,260	+3,905	add
136	NLB Skladi, upravljanje premozenja, d.o.o.	$5.8M	150,646	−47,081	trim
137	NatWest Group plc	$5.8M	147,921	+9,189	add
138	PEAK6 LLC	$5.8M	147,224	+147,224	new
139	Y-Intercept (Hong Kong) Ltd	$5.6M	143,584	+51,556	add
140	Banco Santander, S.A.	$5.6M	140,956	+135,907	add
141	Alberta Investment Management Corp	$5.5M	142,510	−27,483	trim
142	Cetera Investment Advisers	$5.4M	139,466	+8,069	add
143	Callan Family Office, LLC	$5.4M	139,309	+1,722	add
144	HighTower Advisors, LLC	$5.4M	138,003	+3,364	add
145	Vestmark Advisory Solutions, Inc.	$5.2M	134,305	−33,515	trim
146	Clearbridge Investments, LLC	$5.2M	137,752	+3,175	add
147	HELIOS CAPITAL MANAGEMENT PTE. LTD	$5.2M	136,000	0	no change
148	Gradient Investments LLC	$5.0M	127,288	+81,461	add
149	BALYASNY ASSET MANAGEMENT L.P.	$4.8M	123,796	+123,796	new
150	Orion Porfolio Solutions, LLC	$4.6M	116,827	−3,835	trim
151	PLATINUM INVESTMENT MANAGEMENT LTD	$4.5M	117,507	0	no change
152	Ensign Peak Advisors, Inc	$4.4M	115,794	−24,300	trim
153	US BANCORP \DE\	$4.3M	110,833	+5,659	add
154	Timber Creek Capital Management LLC	$4.3M	109,157	−4,226	trim
155	QUADRANT CAPITAL GROUP LLC	$4.3M	108,930	+1,380	add
156	ASSETMARK, INC	$4.0M	102,252	+24,248	add
157	MERCER GLOBAL ADVISORS INC /ADV	$3.8M	97,508	−1,892	trim
158	Bank Pictet & Cie (Europe) AG	$3.8M	98,734	+2,620	add
159	MML INVESTORS SERVICES, LLC	$3.7M	94,882	−17,646	trim
160	Corient Private Wealth LLC	$3.5M	110,065	−122,832	trim
161	Karl Kapital LLC	$3.5M	88,866	+88,866	new
162	CenterBook Partners LP	$3.4M	86,515	+86,515	new
163	Metis Global Partners, LLC	$3.3M	86,461	−11,423	trim
164	Independent Advisor Alliance	$3.3M	84,676	−1,556	trim
165	Walleye Trading LLC	$3.2M	81,498	+53,986	add
166	Bleakley Financial Group, LLC	$3.1M	80,450	+16,210	add
167	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$3.1M	80,207	+9,665	add
168	SIGNATUREFD, LLC	$3.1M	79,895	+82	add
169	LANDESBANK BADEN-WUERTTEMBERG	$3.1M	79,900	—	no prior
170	OLD MISSION CAPITAL LLC	$3.0M	74,367	+74,367	new
171	Ethic Inc.	$3.0M	76,099	+31,708	add
172	GROUP ONE TRADING LLC	$2.9M	75,092	+5,018	add
173	CREDIT INDUSTRIEL ET COMMERCIAL	$2.8M	74,087	+58,159	add
174	Vident Advisory, LLC	$2.8M	72,782	+3,229	add
175	BTC Capital Management, Inc.	$2.8M	72,621	+15,052	add
176	Permanent Capital Management, LP	$2.8M	64,477	−2,993	trim
177	CLOVERFIELDS CAPITAL GROUP, LP	$2.8M	72,127	+373	add
178	Stamos Capital Partners, L.P.	$2.7M	70,376	+23,697	add
179	Advisors Capital Management, LLC	$2.7M	69,956	+4,993	add
180	Alaethes Wealth, LLC	$2.7M	69,843	+117	add
181	IEQ CAPITAL, LLC	$2.7M	69,672	+17,260	add
182	Schonfeld Strategic Advisors LLC	$2.7M	69,370	+39,944	add
183	Banque Transatlantique SA	$2.7M	70,235	+65,388	add
184	CHOREO, LLC	$2.7M	69,065	−521	trim
185	IMC-Chicago, LLC	$2.6M	67,609	+67,609	new
186	Groupe la Francaise	$2.5M	66,548	−19,867	trim
187	Altman Advisors, Inc.	$2.5M	63,194	−6,770	trim
188	HSBC HOLDINGS PLC	$2.4M	62,889	+52,481	add
189	Wealth Alliance Advisory Group, LLC	$2.4M	60,960	−525	trim
190	Jefferies Financial Group Inc.	$2.4M	60,840	−148,509	trim
191	Orca Wealth Management, LLC	$2.3M	59,800	−338	trim
192	TrueMark Investments, LLC	$2.3M	58,794	−22,998	trim
193	OPAL CAPITAL LLC	$2.3M	58,794	−23,482	trim
194	Vise Technologies, Inc.	$2.3M	48,911	0	no change
195	Sequoia Financial Advisors, LLC	$2.2M	56,831	+19,272	add
196	Focus Partners Wealth	$2.2M	55,049	+3,762	add
197	South Shore Capital Advisors	$2.2M	56,737	+56,737	new
198	Bellecapital International Ltd.	$2.2M	56,150	+56,150	new
199	Marex Group Ltd	$2.1M	53,085	+1,670	add
200	Legacy Wealth Asset Management, LLC	$2.1M	52,568	−2,036	trim
201	MITCHELL & PAHL PRIVATE WEALTH, LLC	$2.0M	51,200	−549	trim
202	Rockefeller Capital Management L.P.	$2.0M	50,106	+17,223	add
203	CIM, LLC	$2.0M	50,095	+332	add
204	TRUIST FINANCIAL CORP	$1.9M	49,018	+9,654	add
205	NewEdge Advisors, LLC	$1.9M	47,677	+47,677	new
206	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$1.9M	47,087	−85,103	trim
207	XTX Topco Ltd	$1.8M	45,515	+45,515	new
208	Advisors Asset Management, Inc.	$1.8M	45,318	−2,277	trim
209	Clearstead Advisors, LLC	$1.8M	45,249	+29,678	add
210	Allspring Global Investments Holdings, LLC	$1.7M	45,238	+45,238	new
211	COMMONWEALTH EQUITY SERVICES, LLC	$1.7M	42,534	+7,417	add
212	Sanctuary Advisors, LLC	$1.7M	42,271	−763	trim
213	Compound Planning, Inc.	$1.6M	41,095	−537	trim
214	Ballentine Partners, LLC	$1.5M	39,296	+643	add
215	Havemeyer Place LP	$1.5M	39,216	+15,791	add
216	Aquatic Capital Management LLC	$1.5M	37,276	+37,276	new
217	Baker Ellis Asset Management LLC	$1.5M	37,250	+100	add
218	Kathmere Capital Management, LLC	$1.4M	36,805	+1,635	add
219	FACTORY MUTUAL INSURANCE CO	$1.4M	36,545	−50,000	trim
220	OSAIC HOLDINGS, INC.	$1.4M	35,698	+3,900	add
221	Atria Investments, Inc	$1.4M	34,683	−6,402	trim
222	Caprock Group, LLC	$1.3M	34,308	+5,086	add
223	NATIONAL BANK OF CANADA /FI/	$1.3M	33,751	−3,548,050	trim
224	Morningstar Investment Management LLC	$1.3M	34,188	+4,334	add
225	Snowden Capital Advisors LLC	$1.3M	33,999	−1,143	trim
226	Summit Trail Advisors, LLC	$1.3M	33,025	+28,536	add
227	HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	$1.2M	31,982	+31,982	new
228	Legacy Capital Group California, Inc.	$1.2M	31,802	−7,669	trim
229	BAILARD, INC.	$1.2M	30,281	−876	trim
230	Brooklyn Investment Group	$1.1M	29,114	+7,600	add
231	Evelyn Partners Investment Management LLP	$1.1M	28,866	−139	trim
232	COLDSTREAM CAPITAL MANAGEMENT INC	$1.1M	28,492	−1,588	trim
233	U S GLOBAL INVESTORS INC	$1.1M	27,800	+3,300	add
234	Future Fund LLC	$1.1M	27,430	+177	add
235	EVERGREEN CAPITAL MANAGEMENT LLC	$1.1M	27,325	−13,983	trim
236	KEYBANK NATIONAL ASSOCIATION/OH	$1.1M	27,118	+12,655	add
237	Private Advisor Group, LLC	$1.0M	26,220	+821	add
238	GeoWealth Management, LLC	$1.0M	25,874	+14,605	add
239	FOX RUN MANAGEMENT, L.L.C.	$1.0M	27,520	+27,520	new
240	Henshaw Capital LLC	$1.0M	25,815	—	no prior
241	Themes Management Co LLC	$1.0M	25,660	+5,349	add
242	&PARTNERS	$1000K	25,592	+873	add
243	Checchi Capital Advisers, LLC	$960K	24,571	+705	add
244	PINNACLE ASSOCIATES LTD	$956K	24,478	−6,154	trim
245	Parallax Volatility Advisers, L.P.	$956K	22,107	+22,107	new
246	GC Wealth Management RIA, LLC	$933K	23,946	+14,829	add
247	Blue Trust, Inc.	$932K	23,858	−716	trim
248	JFS WEALTH ADVISORS, LLC	$922K	23,592	−2,100	trim
249	Qtron Investments LLC	$883K	23,088	−22,925	trim
250	CHICAGO TRUST Co NA	$873K	22,337	−603	trim
251	Solstein Capital, LLC	$870K	22,647	0	no change
252	Tower Research Capital LLC (TRC)	$869K	22,235	+22,200	add
253	Intesa Sanpaolo Wealth Management	$866K	22,536	+3,152	add
254	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$859K	21,976	+21,976	new
255	Gryphon Financial Partners LLC	$838K	21,446	+1,941	add
256	Massachusetts Wealth Management	$824K	21,080	0	no change
257	KESTRA PRIVATE WEALTH SERVICES, LLC	$819K	20,951	−605	trim
258	U.S. Capital Wealth Advisors, LLC	$779K	19,945	+40	add
259	Rehmann Capital Advisory Group	$778K	19,902	+243	add
260	Centennial Bank/AR/	$763K	19,927	0	no change
261	FLPUTNAM INVESTMENT MANAGEMENT CO	$760K	19,462	+12,625	add
262	Cresset Asset Management, LLC	$753K	19,290	+5,201	add
263	PERSONAL CFO SOLUTIONS, LLC	$751K	19,222	+174	add
264	PDS Planning, Inc	$740K	18,944	+422	add
265	Verition Fund Management LLC	$716K	18,328	+18,328	new
266	CenterStar Asset Management, LLC	$714K	18,289	+18,289	new
267	Net Worth Advisory Group	$682K	17,464	−431	trim
268	Ascent Group, LLC	$673K	17,237	+869	add
269	Dorsey & Whitney Trust CO LLC	$673K	17,215	+1,684	add
270	VIKING FUND MANAGEMENT LLC	$664K	17,000	+17,000	new
271	Concurrent Investment Advisors, LLC	$664K	16,987	+1,904	add
272	Impact Capital Partners LLC	$664K	16,983	+230	add
273	OneDigital Investment Advisors LLC	$659K	16,861	−283	trim
274	HB Wealth Management, LLC	$650K	16,630	+1,953	add
275	Savant Capital, LLC	$648K	16,597	+3,011	add
276	SAX WEALTH ADVISORS, LLC	$648K	13,990	0	no change
277	Basecamp Wealth Advisors LLC	$639K	16,352	—	no prior
278	Waverly Advisors, LLC	$636K	16,290	−58	trim
279	American Trust Investment Advisors, LLC	$635K	16,260	+4,965	add
280	CITIZENS FINANCIAL GROUP INC/RI	$634K	16,230	−2,645	trim
281	XY Capital Ltd	$631K	16,150	+16,150	new
282	New Vernon Capital Holdings II LLC	$628K	16,086	−2,541	trim
283	Winning Points Advisors, LLC	$627K	39,725	+39,725	new
284	LIBERTY ONE INVESTMENT MANAGEMENT, LLC	$620K	15,872	+1,372	add
285	SAGESPRING WEALTH PARTNERS, LLC	$588K	15,040	−853	trim
286	Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	$586K	14,993	−891	trim
287	Fideuram Asset Management (Ireland) dac	$581K	18,438	+18,438	new
288	Sivia Capital Partners, LLC	$581K	14,868	−7,338	trim
289	Bridgewater Advisors Inc.	$557K	12,033	−2,172	trim
290	SAGE RHINO CAPITAL LLC	$557K	14,244	+30	add
291	DAVENPORT & Co LLC	$556K	14,243	+814	add
292	Merit Financial Group, LLC	$544K	13,924	+366	add
293	swisspartners Advisors Ltd	$535K	14,000	0	no change
294	Beacon Pointe Advisors, LLC	$528K	13,506	+13,506	new
295	OPPENHEIMER ASSET MANAGEMENT INC.	$519K	13,293	−1,758	trim
296	Pinnacle Wealth Planning Services, Inc.	$509K	13,031	+521	add
297	Beverly Hills Private Wealth, LLC	$506K	12,955	−2,523	trim
298	Northside Capital Management, LLC	$501K	12,823	−12,832	trim
299	Vigil Wealth Management, LLC	$496K	12,700	+12,700	new
300	Centiva Capital, LP	$492K	12,589	+12,589	new
301	Smartleaf Asset Management LLC	$487K	13,286	+1,632	add
302	Spire Wealth Management	$479K	12,270	−7	trim
303	Aprio Wealth Management, LLC	$475K	12,146	+781	add
304	Evelyn Partners Investment Management Services Ltd	$473K	12,109	0	no change
305	My Portfolio Guide, LLC	$464K	11,877	—	no prior
306	OSSIAM	$461K	12,060	−59,461	trim
307	Quantum Portfolio Management LLC	$458K	11,718	0	no change
308	Seed Wealth Management, Inc.	$457K	11,695	0	no change
309	DRIVE WEALTH MANAGEMENT, LLC	$451K	11,553	−1,047	trim
310	CWM, LLC	$439K	11,249	+1,668	add
311	MISSION WEALTH MANAGEMENT, LP	$435K	11,143	−276	trim
312	Steward Partners Investment Advisory, LLC	$426K	10,912	+78	add
313	STEPHENS INC /AR/	$424K	10,848	−1,291	trim
314	D.A. DAVIDSON & CO.	$423K	10,831	+112	add
315	D'Orazio & Associates, Inc.	$421K	10,784	0	no change
316	M.E. ALLISON & CO., INC.	$413K	10,560	0	no change
317	BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	$408K	10,609	−8,986	trim
318	Indivisible Partners	$407K	10,408	−231	trim
319	Optas, LLC	$398K	10,197	−6	trim
320	B. Riley Wealth Advisors, Inc.	$396K	10,793	−2,871	trim
321	Pinnacle Financial Partners, Inc.	$396K	10,126	+27	add
322	Roundview Capital LLC	$393K	10,062	−1,000	trim
323	Credit Capital Investments LLC	$391K	10,000	−5,000	trim
324	Wedmont Private Capital	$390K	9,433	−487	trim
325	DIVERSIFY WEALTH MANAGEMENT, LLC	$388K	9,077	+9,077	new
326	Gallacher Capital Management LLC	$382K	9,772	−5,178	trim
327	TRAPHAGEN INVESTMENT ADVISORS LLC	$381K	9,745	+9,745	new
328	Lido Advisors, LLC	$380K	9,727	+1,142	add
329	Avior Wealth Management, LLC	$379K	9,703	+3,085	add
330	COMMERCE BANK	$378K	9,682	+739	add
331	Frec Markets, Inc.	$364K	9,318	+1,809	add
332	MATHER GROUP, LLC.	$358K	9,175	0	no change
333	Empower Advisory Group, LLC	$356K	9,122	+618	add
334	ANCHYRA PARTNERS LLC	$355K	9,090	+294	add
335	Allworth Financial LP	$355K	9,085	+953	add
336	FIDUCIARY TRUST CO	$353K	9,037	−77	trim
337	Aaron Wealth Advisors LLC	$349K	8,938	+8,938	new
338	Kingsview Wealth Management, LLC	$349K	8,933	+487	add
339	Compton Wealth Advisory Group, LLC	$349K	8,780	0	no change
340	FOCUSED ALPHA, LLC	$343K	8,773	0	no change
341	Keebeck Wealth Management	$343K	8,772	+2,540	add
342	Five Oceans Advisors	$343K	8,767	0	no change
343	BLAIR WILLIAM & CO/IL	$336K	8,597	−1,667	trim
344	EJMK Ventures LLC	$330K	8,455	−2,943	trim
345	Werba Rubin Papier Wealth Management	$330K	8,442	+159	add
346	PUREfi Wealth, LLC	$327K	8,364	+1,424	add
347	BROWN ADVISORY INC	$324K	8,294	+8,294	new
348	Storgate, LLC	$322K	8,254	+8,254	new
349	Perigon Wealth Management, LLC	$322K	8,250	+699	add
350	World Investment Advisors	$318K	8,136	−232	trim
351	CTC Alternative Strategies, Ltd.	$315K	8,208	+8,208	new
352	Investors Research Corp	$314K	8,036	0	no change
353	Kestra Advisory Services, LLC	$308K	7,883	−3,873	trim
354	EVOKE WEALTH, LLC	$305K	7,806	+943	add
355	Envestnet Portfolio Solutions, Inc.	$303K	7,765	−9,786	trim
356	EVOLVE PRIVATE WEALTH, LLC	$299K	7,661	−485	trim
357	Traveka Wealth, LLC	$293K	7,500	−78	trim
358	Mattson Financial Services, LLC	$289K	7,404	+7,404	new
359	Greenspring Advisors, LLC	$286K	7,316	+820	add
360	Westover Capital Advisors, LLC	$285K	7,300	0	no change
361	PRINCIPAL SECURITIES, INC.	$284K	7,273	−104	trim
362	Cromwell Holdings LLC	$283K	7,242	0	no change
363	New Republic Capital, LLC	$279K	7,151	−4,065	trim
364	NewEdge Wealth, LLC	$274K	7,023	−7,332	trim
365	Columbia Asset Management	$273K	6,998	+62	add
366	Brown Financial Advisors	$273K	6,981	+6,981	new
367	BTG Pactual Asset Management US LLC	$268K	6,972	+6,972	new
368	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	$268K	6,997	+1,859	add
369	EP Wealth Advisors, LLC	$254K	6,502	−5,992	trim
370	Centurion Wealth Management LLC	$254K	6,500	0	no change
371	Wealthspire Advisors, LLC	$253K	6,476	−9,005	trim
372	First City Capital Management, Inc.	$253K	6,464	−5	trim
373	Athena Wealth Management, LLC	$245K	6,264	—	no prior
374	Hilltop Holdings Inc.	$245K	6,360	−3,130	trim
375	ANGELES WEALTH MANAGEMENT, LLC	$244K	6,241	+6,241	new
376	Soltis Investment Advisors LLC	$243K	6,214	+226	add
377	Granite Group Advisors, LLC	$242K	6,104	0	no change
378	Sunpointe, LLC	$240K	6,144	−20	trim
379	Gotham Asset Management, LLC	$235K	6,021	−140	trim
380	111 Capital	$231K	6,018	+6,018	new
381	OneAscent Financial Services LLC	$228K	5,838	+5,838	new
382	SCS Capital Management LLC	$228K	5,831	0	no change
383	Integrity Financial Corp /WA	$221K	5,655	+5,655	new
384	a16z Perennial Management, L.P.	$221K	5,648	−511	trim
385	AIRE ADVISORS, LLC	$221K	5,647	+29	add
386	PICTET BANK & TRUST Ltd	$220K	5,758	0	no change
387	JACKSON THORNTON WEALTH MANAGEMENT, LLC	$219K	5,284	+5,284	new
388	TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA	$219K	5,700	+950	add
389	Ashton Thomas Private Wealth, LLC	$219K	5,594	−74	trim
390	Brucke Financial, Inc.	$218K	5,577	−4,895	trim
391	West Family Investments, Inc.	$217K	5,558	−4,137	trim
392	Prospera Financial Services Inc	$217K	5,545	−12,701	trim
393	FLC Capital Advisors	$214K	5,468	0	no change
394	Syverson Strege & Co	$209K	5,349	−392	trim
395	MONECO ADVISORS, LLC	$208K	5,327	+44	add
396	PCM Encore, LLC	$206K	5,282	+5,282	new
397	Glen Eagle Advisors, LLC	$206K	5,282	0	no change
398	Texas Capital Bank Wealth Management Services Inc	$206K	5,281	0	no change
399	Arax Advisory Partners	$206K	5,210	−2,527	trim
400	MQS Management LLC	$201K	5,141	+5,141	new
401	Financial Perspectives, Inc	$191K	4,894	0	no change
402	Hilltop National Bank	$189K	4,849	+379	add
403	Independence Bank of Kentucky	$182K	4,766	0	no change
404	DekaBank Deutsche Girozentrale	$165K	4,269,505	0	no change
405	UMB Bank, n.a.	$137K	3,497	−331	trim
406	ALLIANZ SE	$130K	3,390	0	no change
407	CANADA LIFE ASSURANCE Co	$121K	3,167,175	−54,196	trim
408	ACADIAN ASSET MANAGEMENT LLC	$114K	2,971,356	−13,209,941	trim
409	Owl Creek Wealth Partners LLC	$102K	2,612	—	no prior
410	Atlantic Union Bankshares Corp	$100K	2,564	0	no change
411	Opal Wealth Advisors, LLC	$97.9K	2,506	+2,506	new
412	Bayforest Capital Ltd	$97.8K	2,503	−1,005	trim
413	FIFTH THIRD BANCORP	$90.4K	2,313	+20	add
414	Mountain Hill Investment Partners Corp.	$78.1K	2,000	−6,000	trim
415	Activest Wealth Management	$76.5K	2,000	0	no change
416	MAI Capital Management	$65.4K	1,674	+875	add
417	Wilmington Savings Fund Society, FSB	$62.1K	1,590	0	no change
418	Parkside Financial Bank & Trust	$59.1K	1,513	+50	add
419	NFSG Corp	$55.7K	1,425	−150	trim
420	Larson Financial Group LLC	$45.7K	1,169	+293	add
421	Federation des caisses Desjardins du Quebec	$43.6K	1,120	+490	add
422	Key FInancial Inc	$38.6K	988	+215	add
423	SHP Wealth Management	$37.6K	963	+60	add
424	True Wealth Design, LLC	$35.4K	906	+477	add
425	PROSPERITY BANCSHARES INC	$34.0K	870	0	no change
426	THRIVENT FINANCIAL FOR LUTHERANS	$33.1K	865,820	−196,495	trim
427	MidFirst Bank	$27.9K	715	+57	add
428	Addison Advisors LLC	$27.8K	711	0	no change
429	WealthCollab, LLC	$19.9K	509	0	no change
430	GABLES CAPITAL MANAGEMENT INC.	$19.5K	500	0	no change
431	Lavaca Capital LLC	$18.0K	460	0	no change
432	SJS Investment Consulting Inc.	$17.6K	451	+10	add
433	Acumen Wealth Advisors, LLC	$16.8K	429	−43	trim
434	Transamerica Financial Advisors, LLC	$16.1K	411	−36	trim
435	Triumph Capital Management	$14.6K	373	−66	trim
436	Truvestments Capital LLC	$13.6K	348	+342	add
437	Destiny Wealth Partners, LLC	$12.3K	315	+315	new
438	SALEM INVESTMENT COUNSELORS INC	$10.8K	277	+277	new
439	FINANCIAL CONSULATE, INC	$9.9K	254	−64	trim
440	Retirement Wealth Solutions LLC	$9.3K	239	+4	add
441	MONTAG A & ASSOCIATES INC	$9.3K	237	−64	trim
442	Bell Investment Advisors, Inc	$8.8K	226	−165	trim
443	Pinnacle Bancorp, Inc.	$8.6K	224	−57	trim
444	American Capital Advisory, LLC	$7.9K	203	+150	add
445	INGALLS & SNYDER LLC	$7.6K	193,936	+11,917	add
446	Frazier Financial Advisors, LLC	$7.5K	192	+9	add
447	Physician Wealth Advisors, Inc.	$7.4K	190	+27	add
448	ALBION FINANCIAL GROUP /UT	$7.3K	188	0	no change
449	Manchester Capital Management LLC	$7.3K	186	0	no change
450	Abound Wealth Management	$7.0K	180	−61	trim
451	Atlantic Edge Private Wealth Management, LLC	$6.8K	175	0	no change
452	Signature Equity Partners, LLC	$6.3K	162	+162	new
453	CVA Family Office, LLC	$5.4K	138	0	no change
454	Private Wealth Asset Management, LLC	$5.3K	136	0	no change
455	Harbor Asset Planning, Inc.	$5.2K	133	0	no change
456	Bravera Wealth	$5.1K	132	—	no prior
457	JPL Wealth Management, LLC	$4.8K	123	+123	new
458	Godfrey Financial Associates, Inc.	$4.6K	118	0	no change
459	Cassaday & Co Wealth Management LLC	$4.6K	117	+117	new
460	First Pacific Financial	$4.4K	112	0	no change
461	Grove Bank & Trust	$4.2K	108	+16	add
462	Key Capital Management, INC	$4.0K	103	+103	new
463	Trifecta Capital Advisors, LLC	$3.8K	96	0	no change
464	HRT FINANCIAL LP	$2.9K	75,306	+61,738	add
465	Intentional Wealth Strategies, LLC	$2.7K	70	—	no prior
466	GHP Investment Advisors, Inc.	$2.6K	67	+67	new
467	Burk Holdings LLC	$2.3K	59	+59	new
468	MBM WEALTH CONSULTANTS, LLC	$2.2K	56	+56	new
469	FEDERATED HERMES, INC.	$2.1K	54	−39	trim
470	SWAN Capital LLC	$1.9K	48	0	no change
471	PARK AVENUE SECURITIES LLC	$1.8K	46,698	−20,963	trim
472	Dogwood Wealth Management LLC	$1.6K	41	+41	new
473	Advocate Investing Services LLC	$1.6K	40	0	no change
474	ARMSTRONG ADVISORY GROUP, INC	$1.5K	38	0	no change
475	SOUTHERN MICHIGAN BANK & TRUST	$1.4K	39	—	no prior
476	BROWN, LISLE/CUMMINGS, INC.	$1.4K	35	0	no change
477	Financial Network Wealth Advisors LLC	$1.4K	35	—	no prior
478	Stone House Investment Management, LLC	$1.3K	32	−79	trim
479	Asset Dedication, LLC	$1.2K	31	+31	new
480	TD Capital Management LLC	$1.1K	29	0	no change
481	Caitlin John, LLC	$1.1K	27	0	no change
482	Cambridge Investment Research Advisors, Inc.	$860	22,000	+647	add
483	CENTRAL TRUST Co	$782	20	−3	trim
484	Summit Global Investments	$526	13,464	+7,199	add
485	BEACON INVESTMENT ADVISORY SERVICES, INC.	$508	13	+13	new
486	Kilter Group LLC	$391	10	−4	trim
487	Nvest Wealth Strategies, Inc.	$352	9	+9	new
488	Midwest Capital Advisors, LLC	$156	4	+4	new
489	TOTH FINANCIAL ADVISORY CORP	$118	3	0	no change
490	Smithfield Trust Co	$36	900	0	no change
491	Kingdom Financial Group LLC.	$27	1	0	no change
492	Penserra Capital Management LLC	$7	189	−3	trim
493	Avion Wealth	$2	65	0	no change
494	NOMURA ASSET MANAGEMENT CO LTD	$0	0	0	no change
495	VANGUARD GROUP INC	—	—	−139,105,725	exit
496	WELCH & FORBES LLC	—	—	−5,008	exit
497	GLENMEDE TRUST CO NA	—	—	−75,851	exit
498	SYM FINANCIAL Corp	—	—	−4,597	exit
499	HARBOUR INVESTMENTS, INC.	—	—	−5,217	exit
500	1832 Asset Management L.P.	—	—	−45,500	exit

Quarter ended 2026-03-31Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · UBS

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 1 Alan Armstrong R–OK $15K–$50K
Sellers: 0 — —

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 0 — $0 held
Trimming: 3 Moore Capital Management, Gotham Asset Management, Viking Global Investors $78.6M held

new + add vs trim + exit, by shares · $ = reported value now, not the change · UBS GROUP AG

Merged timeline of congressional filings and notable-manager moves on UBS
Date	Who	Change	Size
2026-07-21	Alan Armstrong Congress	Purchase	$15K–$50K
2026-05-15	Moore Capital Management 13F	trim	−157,503 sh
2026-05-15	Gotham Asset Management 13F	trim	−140 sh
2026-05-15	Viking Global Investors 13F	exit	−9,128,817 sh

4 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

13 members of Congress disclosed UBS — the congressional view ↗