Who holds NLYticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

ANNALY CAPITAL MANAGEMENT IN · COM NEW · quarter ended 2026-03-31 · 6 members disclosed NLY ↗

553

holders13F filers reporting this class for the quarter ended 2026-03-31; the 500 largest are listed

$7.4B

combined valuesum of the reported values across every holder; NULL values are excluded, never zero-filled

333

addsholders whose share count rose or who opened the position (new + add), by shares

exitsholders absent this quarter after holding last quarter — inferred from absence, not a sale record

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of NLY ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	BlackRock, Inc.	$1.7B	81,734,290	+3,625,903	add
2	VANGUARD CAPITAL MANAGEMENT LLC	$677M	32,013,588	—	no prior
3	VANGUARD PORTFOLIO MANAGEMENT LLC	$651M	30,769,036	—	no prior
4	STATE STREET CORP	$615M	28,154,144	+1,728,866	add
5	GEODE CAPITAL MANAGEMENT, LLC	$422M	19,950,049	+1,548,562	add
6	FMR LLC	$301M	14,246,740	+103,957	add
7	Allspring Global Investments Holdings, LLC	$285M	13,490,574	−3,665,446	trim
8	NORTHERN TRUST CORP	$157M	7,439,218	+538,519	add
9	Invesco Ltd.	$143M	6,754,505	+3,892,296	add
10	MORGAN STANLEY	$137M	6,475,806	−501,523	trim
11	D. E. Shaw & Co., Inc.	$125M	5,899,325	−688,353	trim
12	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$111M	5,257,414	−168,352	trim
13	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	$111M	5,237,622	+481,045	add
14	VANGUARD FIDUCIARY TRUST CO	$94.0M	4,446,410	—	no prior
15	Amundi	$71.1M	3,361,211	+875,331	add
16	CITADEL ADVISORS LLC	$65.1M	3,075,764	+2,756,925	add
17	Advisors Capital Management, LLC	$61.7M	2,915,472	+2,915,472	new
18	PFA Pension, Forsikringsaktieselskab	$58.5M	2,764,052	+2,764,052	new
19	FRANKLIN RESOURCES INC	$57.1M	2,699,704	+2,233,298	add
20	BANK OF AMERICA CORP /DE/	$54.4M	2,570,040	+103,739	add
21	UBS Group AG	$46.8M	2,212,369	+187,680	add
22	Legal & General Group Plc	$45.1M	2,131,298	+2,131,298	new
23	Swiss National Bank	$42.4M	2,004,500	+245,000	add
24	DEUTSCHE BANK AG\	$36.4M	1,722,770	+44,009	add
25	SCHRODER INVESTMENT MANAGEMENT GROUP	$34.9M	1,648,490	+543	add
26	PRINCIPAL FINANCIAL GROUP INC	$34.2M	1,619,032	+135,286	add
27	SEI INVESTMENTS CO	$33.5M	1,585,452	−103,630	trim
28	WELLS FARGO & COMPANY/MN	$32.8M	1,552,046	−32,972	trim
29	Swedbank AB	$30.3M	1,434,379	+150,852	add
30	Cetera Investment Advisers	$29.5M	1,396,384	+116,356	add
31	ROYAL BANK OF CANADA	$29.2M	1,380,706	+1,380,706	new
32	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	$29.2M	1,378,945	+194,008	add
33	FIRST TRUST ADVISORS LP	$29.1M	1,377,674	+698,643	add
34	LPL Financial LLC	$28.5M	1,346,409	+105,067	add
35	Nuveen, LLC	$28.3M	1,336,049	+312,993	add
36	ALLIANCEBERNSTEIN L.P.	$27.7M	1,239,255	+127,047	add
37	ENVESTNET ASSET MANAGEMENT INC	$27.4M	1,297,168	+1,297,168	new
38	MILLENNIUM MANAGEMENT LLC	$26.2M	1,237,393	+342,861	add
39	Retirement Systems of Alabama	$23.3M	1,102,654	+60,957	add
40	AQR CAPITAL MANAGEMENT LLC	$19.4M	917,084	−188,200	trim
41	OSAIC HOLDINGS, INC.	$19.4M	913,539	+42,186	add
42	RAYMOND JAMES FINANCIAL INC	$18.4M	871,919	+4,284	add
43	WELLINGTON MANAGEMENT GROUP LLP	$17.4M	820,855	+162,935	add
44	Allianz Asset Management GmbH	$15.0M	711,439	+92,641	add
45	Mitsubishi UFJ Asset Management Co., Ltd.	$15.0M	707,943	+65,236	add
46	BNP Paribas Asset Management Holding S.A.	$13.7M	647,284	+557,052	add
47	CITIGROUP INC	$12.1M	572,179	−251,840	trim
48	Zurcher Kantonalbank (Zurich Cantonalbank)	$12.0M	567,885	+567,885	new
49	Columbus Macro, LLC	$11.5M	542,605	+126,396	add
50	Tredje AP-fonden	$10.0M	474,561	+397,914	add
51	Dupree Financial Group, LLC	$10.0M	474,512	+2,180	add
52	RENAISSANCE TECHNOLOGIES LLC	$9.5M	448,222	+187,707	add
53	United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund	$9.4M	442,667	+67,300	add
54	STOREBRAND ASSET MANAGEMENT AS	$9.1M	430,129	—	no prior
55	TD ASSET MANAGEMENT INC	$8.8M	415,368	+71,243	add
56	Apollon Wealth Management, LLC	$8.7M	409,484	+388,886	add
57	COMMONWEALTH EQUITY SERVICES, LLC	$8.5M	400,549	+8,035	add
58	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	$8.4M	396,894	0	no change
59	MANUFACTURERS LIFE INSURANCE COMPANY, THE	$8.3M	392,128	−98,653	trim
60	QRG CAPITAL MANAGEMENT, INC.	$8.2M	386,259	+386,259	new
61	Universal- Beteiligungs- und Servicegesellschaft mbH	$8.0M	380,457	+18,069	add
62	Korea Investment CORP	$8.0M	378,582	+236,100	add
63	Pictet Asset Management Holding SA	$7.9M	374,434	+2,189	add
64	MERCER GLOBAL ADVISORS INC /ADV	$7.9M	372,025	−1,206	trim
65	STATE OF WISCONSIN INVESTMENT BOARD	$7.5M	356,132	+32,780	add
66	VANGUARD ASSET MANAGEMENT, Ltd	$7.4M	352,163	—	no prior
67	STIFEL FINANCIAL CORP	$7.1M	334,683	+35,552	add
68	Quantinno Capital Management LP	$6.9M	323,924	+179,106	add
69	Vanguard Investments Australia, Ltd.	$6.8M	320,281	—	no prior
70	INDEPENDENT FINANCIAL GROUP, LLC	$6.7M	314,747	—	no prior
71	APG Asset Management N.V.	$6.2M	335,135	+11,952	add
72	Vanguard Global Advisers, LLC	$6.1M	288,531	—	no prior
73	BANK OF MONTREAL /CAN/	$6.1M	287,546	+222,628	add
74	Wright Wealth LLC	$6.1M	287,049	+54,240	add
75	Kestra Advisory Services, LLC	$6.0M	285,616	+124,159	add
76	MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC	$5.8M	275,303	−8,956	trim
77	HSBC HOLDINGS PLC	$5.7M	271,870	−193,298	trim
78	FIFTH THIRD BANCORP	$5.6M	265,653	+256,082	add
79	IFM Investors Pty Ltd	$5.5M	260,032	+55,802	add
80	TWO SIGMA INVESTMENTS, LP	$5.5M	259,600	−350,574	trim
81	Asset Management One Co., Ltd.	$5.4M	254,077	+34,583	add
82	Ensign Peak Advisors, Inc	$5.4M	253,510	−23,197	trim
83	INTECH INVESTMENT MANAGEMENT LLC	$5.3M	251,567	−130,305	trim
84	Rockefeller Capital Management L.P.	$5.3M	249,932	+13,093	add
85	SEB Asset Management AB	$5.2M	246,464	—	no prior
86	PRUDENTIAL PLC	$5.2M	244,827	+33,553	add
87	FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND	$5.0M	238,051	+62,400	add
88	D.A. DAVIDSON & CO.	$5.0M	235,148	+235,148	new
89	NOMURA ASSET MANAGEMENT CO LTD	$4.7M	224,492	+5,400	add
90	Mariner, LLC	$4.7M	222,170	−69,478	trim
91	PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	$4.6M	216,252	+216,252	new
92	LBP AM SA	$4.5M	214,779	+65,712	add
93	Baird Financial Group, Inc.	$4.5M	214,245	+214,245	new
94	Sequoia Financial Advisors, LLC	$4.4M	208,550	−6,693	trim
95	Illinois Municipal Retirement Fund	$4.3M	204,187	+67,337	add
96	CIBC Bancorp USA Inc.	$4.1M	194,952	—	no prior
97	Key Client Fiduciary Advisors, LLC	$4.1M	193,916	+3,900	add
98	FORTEM FINANCIAL GROUP, LLC	$4.1M	193,851	+31,912	add
99	Advisors Asset Management, Inc.	$4.0M	191,131	+523	add
100	State of New Jersey Common Pension Fund D	$4.0M	188,685	+1,684	add
101	Lansforsakringar Fondforvaltning AB (publ)	$3.9M	186,742	−31,687	trim
102	Robeco Institutional Asset Management B.V.	$3.9M	186,706	+4,404	add
103	Arizona State Retirement System	$3.9M	185,594	+9,334	add
104	MACKENZIE FINANCIAL CORP	$3.9M	184,308	+177	add
105	COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS	$3.8M	179,995	+9,073	add
106	Penn Mutual Asset Management	$3.8M	177,588	+177,588	new
107	PICTON MAHONEY ASSET MANAGEMENT	$3.7M	173,314	+65,699	add
108	Slagle Financial, LLC	$3.6M	167,973	+9,000	add
109	Wakefield Asset Management LLLP	$3.5M	165,043	+1,605	add
110	Candriam S.C.A.	$3.4M	161,392	+5,981	add
111	NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC	$3.4M	160,939	+8,120	add
112	Swiss Life Asset Management Ltd	$3.4M	158,914	−56,877	trim
113	Waverly Advisors, LLC	$3.3M	155,816	+10,148	add
114	Jackson Hole Capital Partners, LLC	$3.1M	148,484	+7,197	add
115	Creative Planning	$3.1M	147,968	+6,995	add
116	OREGON PUBLIC EMPLOYEES RETIREMENT FUND	$3.1M	147,251	+11,400	add
117	Hudson Bay Capital Management LP	$3.1M	146,647	+146,647	new
118	Compass Financial Group, INC/SD	$3.1M	146,528	+1,092	add
119	XPONANCE LLC	$3.0M	142,873	+26,067	add
120	Dana Investment Advisors, Inc.	$3.0M	141,376	−30,675	trim
121	Eurizon Capital SGR S.p.A.	$3.0M	140,565	+35,134	add
122	GUGGENHEIM CAPITAL LLC	$3.0M	139,673	−25,274	trim
123	MML INVESTORS SERVICES, LLC	$2.9M	137,484	+10,933	add
124	Aberdeen Group plc	$2.9M	135,411	+23,504	add
125	TRUIST FINANCIAL CORP	$2.8M	132,425	+5,380	add
126	SONA ASSET MANAGEMENT (US) LLC	$2.7M	130,000	+130,000	new
127	Private Advisor Group, LLC	$2.7M	128,656	+16,554	add
128	J.W. COLE ADVISORS, INC.	$2.7M	127,789	−700	trim
129	Smith Asset Management Co., LLC	$2.7M	126,009	+5,773	add
130	PFG Investments, LLC	$2.7M	125,937	+15,176	add
131	TORONTO DOMINION BANK	$2.4M	115,678	−4,646	trim
132	Utah Retirement Systems	$2.4M	115,010	+6,690	add
133	HighTower Advisors, LLC	$2.4M	114,907	−48,688	trim
134	Grantham, Mayo, Van Otterloo & Co. LLC	$2.4M	114,442	+1,963	add
135	Plan Group Financial, LLC	$2.4M	114,167	+11,947	add
136	AE Wealth Management LLC	$2.4M	112,824	+95,591	add
137	NFSG Corp	$2.3M	110,013	+13,066	add
138	NEOS Investment Management LLC	$2.3M	109,888	+29,700	add
139	&PARTNERS	$2.3M	107,441	+107,441	new
140	Nicholas Investment Partners, LP	$2.3M	106,805	0	no change
141	Collar Capital Management, LLC	$2.2M	104,584	+808	add
142	Resona Asset Management Co.,Ltd.	$2.2M	103,899	+8,052	add
143	Tidal Investments LLC	$2.2M	103,991	+103,991	new
144	Cerity Partners LLC	$2.2M	101,891	+5,694	add
145	SeaCrest Wealth Management, LLC	$2.1M	97,173	−1,030	trim
146	Siemens Fonds Invest GmbH	$2.1M	97,122	+1,234	add
147	EVOKE WEALTH, LLC	$2.0M	92,734	−6,089	trim
148	American Assets Investment Management, LLC	$2.0M	80,000	0	no change
149	BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	$2.0M	94,162	−19,480	trim
150	Investment Management Corp of Ontario	$2.0M	94,062	+5,400	add
151	Integrated Advisors Network LLC	$2.0M	93,491	−7,565	trim
152	Estate Counselors, LLC	$1.9M	89,945	+89,945	new
153	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	$1.9M	89,923	+29,240	add
154	Kovack Advisors, Inc.	$1.9M	89,383	+2,017	add
155	Caption Management, LLC	$1.9M	89,000	+19,000	add
156	NISSAY ASSET MANAGEMENT CORP /JAPAN	$1.9M	87,934	+6,013	add
157	Simplicity Wealth,LLC	$1.8M	85,270	−3,824	trim
158	Triumph Capital Management	$1.8M	82,122	+11,679	add
159	INSIGNEO ADVISORY SERVICES, LLC	$1.8M	83,678	−7,038	trim
160	Federation des caisses Desjardins du Quebec	$1.8M	83,214	−17,880	trim
161	VOYA INVESTMENT MANAGEMENT LLC	$1.7M	80,201	+324	add
162	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$1.7M	78,639	−271,800	trim
163	OPPENHEIMER & CO INC	$1.7M	79,340	+79,340	new
164	Sumitomo Mitsui DS Asset Management Company, Ltd	$1.6M	77,938	+3,064	add
165	SHARPEPOINT LLC	$1.6M	77,526	+3,660	add
166	Envestnet Portfolio Solutions, Inc.	$1.6M	77,324	+77,324	new
167	INTEGRITY ALLIANCE, LLC.	$1.6M	73,909	+5,478	add
168	PRINCIPAL SECURITIES, INC.	$1.5M	72,954	+1,991	add
169	IMC-Chicago, LLC	$1.5M	70,202	+55,092	add
170	CWM, LLC	$1.5M	68,933	+2,982	add
171	Left Brain Wealth Management, LLC	$1.5M	68,878	−13,627	trim
172	Cannell & Spears LLC	$1.4M	67,278	+14,308	add
173	Strait & Sound Wealth Management LLC	$1.4M	66,261	+5,543	add
174	Cresset Asset Management, LLC	$1.4M	63,869	−14,224	trim
175	OP Asset Management Ltd	$1.4M	65,775	—	no prior
176	Odyssean, LLC	$1.4M	65,184	+65,184	new
177	BECK CAPITAL MANAGEMENT, LLC	$1.4M	65,181	+65,181	new
178	Independent Advisor Alliance	$1.4M	64,660	+8,109	add
179	Sullivan Wood Capital Management LLC	$1.4M	62,550	0	no change
180	DIVERSIFY WEALTH MANAGEMENT, LLC	$1.4M	60,027	+60,027	new
181	WORLDQUANT MILLENNIUM ADVISORS LLC	$1.3M	62,279	−83,606	trim
182	Generali Asset Management SPA SGR	$1.3M	61,293	+54,384	add
183	Daiwa Securities Group Inc.	$1.3M	61,113	+6,300	add
184	BANK OF NOVA SCOTIA	$1.3M	60,612	+15,123	add
185	NORDEN GROUP LLC	$1.3M	60,103	+852	add
186	Audent Global Asset Management, LLC	$1.3M	58,000	−30,430	trim
187	Mason & Associates Inc	$1.3M	59,324	−5,775	trim
188	Equitable Holdings, Inc.	$1.3M	56,384	+10,927	add
189	NORDEA INVESTMENT MANAGEMENT AB	$1.3M	60,508	+61	add
190	Wealthspire Advisors, LLC	$1.3M	59,118	+5,462	add
191	United Advisor Group, LLC	$1.2M	59,072	+2,786	add
192	Diversify Advisory Services, LLC	$1.2M	54,947	+46,704	add
193	PROFFITT & GOODSON INC	$1.2M	57,993	+1,066	add
194	FIRST CITIZENS BANK & TRUST CO	$1.2M	57,262	−2,578	trim
195	CREDIT AGRICOLE S A	$1.2M	56,549	−29,210	trim
196	CAXTON ASSOCIATES LLP	$1.2M	55,013	+55,013	new
197	Intellectus Partners, LLC	$1.2M	53,021	+926	add
198	US BANCORP \DE\	$1.2M	54,446	−5,444	trim
199	JOHNSON INVESTMENT COUNSEL INC	$1.1M	54,074	+3,711	add
200	Dynamic Technology Lab Private Ltd	$1.1M	53,316	+37,537	add
201	SECURIAN ASSET MANAGEMENT, INC	$1.1M	52,952	+3,175	add
202	Beacon Pointe Advisors, LLC	$1.1M	52,889	+6,554	add
203	NOMURA ASSET MANAGEMENT INTERNATIONAL INC.	$1.1M	52,450	+52,450	new
204	Focus Partners Wealth	$1.1M	52,291	−16,612	trim
205	Vanguard Personalized Indexing Management, LLC	$1.1M	52,227	+3,649	add
206	FEDERATED HERMES, INC.	$1.1M	51,331	+2,122	add
207	Lebenthal Global Advisors, LLC	$1.1M	51,229	+465	add
208	Tower Research Capital LLC (TRC)	$1.1M	51,000	+15,011	add
209	NewEdge Advisors, LLC	$1.1M	50,153	+50,153	new
210	Perigon Wealth Management, LLC	$1.1M	50,146	−16,761	trim
211	Simplify Asset Management Inc.	$1.0M	49,403	−30,252	trim
212	STABLEFORD CAPITAL II LLC	$1.0M	49,127	+135	add
213	Capital Investment Advisors, LLC	$1.0M	48,406	−1,491	trim
214	Sowell Financial Services LLC	$1.0M	47,643	+10,825	add
215	KESTRA PRIVATE WEALTH SERVICES, LLC	$989K	46,781	−1,960	trim
216	Creekside Partners	$947K	44,784	+44,784	new
217	CHAPMAN FINANCIAL GROUP, LLC	$936K	44,268	+1,500	add
218	Savvy Advisors, Inc.	$936K	44,233	+782	add
219	Allworth Financial LP	$928K	43,879	+7,582	add
220	Encompass More Asset Management	$919K	43,469	+43,469	new
221	HOWARD FINANCIAL SERVICES, LTD.	$907K	42,899	+942	add
222	ABN AMRO INVESTMENT SOLUTIONS	$903K	42,713	+16,854	add
223	PW Nova Financial Services LLC	$902K	42,631	—	no prior
224	Clear Creek Financial Management, LLC	$892K	42,192	+2,712	add
225	QUADRANT CAPITAL GROUP LLC	$892K	42,167	+885	add
226	Avanza Fonder AB	$886K	41,880	−29,668	trim
227	PRUDENTIAL FINANCIAL INC	$879K	41,577	−1,555	trim
228	DRW Securities, LLC	$875K	41,352	+41,352	new
229	Navis Wealth Advisors, LLC	$858K	40,567	0	no change
230	J. Safra Sarasin Holding AG	$837K	39,636	−3,784	trim
231	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	$834K	39,484	−3,682	trim
232	Pathstone Holdings, LLC	$827K	39,000	+3,631	add
233	Hilltop Holdings Inc.	$825K	39,030	+39,030	new
234	Summit Financial, LLC	$824K	37,766	−8,006	trim
235	F/m Investments LLC	$822K	38,877	−14,198	trim
236	Oak Thistle LLC	$809K	38,242	−72,108	trim
237	Values First Advisors, Inc.	$806K	38,086	+1,475	add
238	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main	$800K	37,820	+13,994	add
239	National Pension Service	$796K	37,614	+37,614	new
240	Continuum Advisory, LLC	$794K	37,530	+37,530	new
241	Capital Investment Advisory Services, LLC	$789K	37,308	+2,918	add
242	Post Resch Tallon Group Inc.	$776K	36,599	−310	trim
243	MACQUARIE GROUP LTD	$775K	36,620	+9,852	add
244	Mesirow Financial Investment Management, Inc.	$760K	35,935	+10	add
245	DoubleLine ETF Adviser LP	$747K	35,324	−6,314	trim
246	Mutual Advisors, LLC	$742K	35,098	+1,428	add
247	Frank, Rimerman Advisors LLC	$741K	35,031	+34	add
248	JCSD Capital, LLC	$740K	35,000	0	no change
249	Maryland State Retirement & Pension System	$724K	34,236	0	no change
250	Invst, LLC	$723K	34,164	+718	add
251	SUMMIT SECURITIES GROUP LLC	$717K	33,900	−16,200	trim
252	WealthTrust Axiom LLC	$714K	33,760	−1,213	trim
253	EntryPoint Capital, LLC	$712K	33,677	+23,804	add
254	Cooper Financial Group	$712K	33,657	+33,657	new
255	Emerald Investment Advisers, LLC	$710K	33,570	—	no prior
256	Corient Private Wealth LLC	$709K	34,268	−51,897	trim
257	Ausdal Financial Partners, Inc.	$708K	33,481	+20,833	add
258	Crossmark Global Holdings, Inc.	$691K	32,658	—	no prior
259	Pekin Hardy Strauss, Inc.	$682K	32,242	−461	trim
260	Inspire Investing, LLC	$678K	32,045	+31,944	add
261	Janus Henderson Group Ltd.	$673K	31,813	0	no change
262	JANE STREET GROUP, LLC	$670K	31,670	+31,670	new
263	Gotham Asset Management, LLC	$666K	31,502	+31,502	new
264	Modern Wealth Management, LLC	$660K	31,223	+31,223	new
265	GROUP ONE TRADING LLC	$652K	30,847	−26,023	trim
266	CIBC Asset Management Inc	$643K	30,414	−2,126	trim
267	Steward Partners Investment Advisory, LLC	$642K	30,350	+17,251	add
268	VIRTUS ADVISERS, LLC	$642K	30,339	−3,022	trim
269	Greenland Capital Management LP	$635K	30,000	+30,000	new
270	Empowered Funds, LLC	$630K	29,803	+29,803	new
271	FIRETHORN WEALTH PARTNERS, LLC	$628K	29,696	+10,616	add
272	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$617K	29,156	+29,156	new
273	BridgePort Financial Solutions, LLC	$614K	29,029	−5,869	trim
274	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$611K	28,879	−1,776	trim
275	ProShare Advisors LLC	$609K	28,813	+1,423	add
276	HBK Sorce Advisory LLC	$603K	26,654	+2,008	add
277	Brookwood Investment Group LLC	$598K	28,257	−1,902	trim
278	Merit Financial Group, LLC	$584K	27,634	−1,116	trim
279	Bleakley Financial Group, LLC	$584K	27,615	+2,185	add
280	Alessandra Capital Management, LLC	$582K	27,515	—	no prior
281	M&T BANK CORP	$575K	27,205	+4,065	add
282	Geneos Wealth Management Inc.	$571K	27,020	+6,884	add
283	EVERGREEN CAPITAL MANAGEMENT LLC	$567K	25,961	+9,165	add
284	Wedmont Private Capital	$566K	25,984	+4,220	add
285	Woodline Partners LP	$565K	26,735	+14,903	add
286	White Lighthouse Investment Management Inc.	$565K	26,722	+657	add
287	Bayesian Capital Management, LP	$559K	26,449	+8,649	add
288	Kingsview Wealth Management, LLC	$555K	26,230	+3,329	add
289	Prospera Financial Services Inc	$551K	26,072	+14,472	add
290	Compound Planning, Inc.	$542K	25,636	−2,290	trim
291	Sigma Planning Corp	$537K	25,373	+624	add
292	Koshinski Asset Management, Inc.	$534K	25,267	+754	add
293	HB Wealth Management, LLC	$531K	25,107	+7,624	add
294	OSSIAM	$530K	25,061	+347	add
295	OMERS ADMINISTRATION Corp	$528K	24,983	+7,005	add
296	Wealthstar Advisors, LLC	$527K	24,895	+24,895	new
297	Samalin Investment Counsel, LLC	$526K	24,874	−6,126	trim
298	SHELTON CAPITAL MANAGEMENT	$512K	24,194	+5,284	add
299	Wealth Care LLC	$512K	24,185	—	no prior
300	Cane Capital Partners, LLC	$508K	24,028	−25,000	trim
301	IEQ CAPITAL, LLC	$507K	23,962	−128,698	trim
302	Garner Asset Management Corp	$505K	23,863	+1,072	add
303	U.S. Capital Wealth Advisors, LLC	$491K	23,227	+2,350	add
304	Osmosis Investment Management UK Ltd	$480K	22,056	−86,476	trim
305	PEAK FINANCIAL ADVISORS LLC	$475K	22,470	+22,470	new
306	Quadcap Wealth Management, LLC	$463K	21,889	+495	add
307	Oder Investment Management, LLC	$460K	21,760	+1,159	add
308	Fermata Advisors, LLC	$443K	20,937	+2,171	add
309	Brevan Howard Capital Management LP	$440K	20,796	−159,908	trim
310	StoneX Group Inc.	$435K	19,293	−2,114	trim
311	Accel Wealth Management	$432K	20,431	+4,122	add
312	Tandem Financial, LLC	$426K	19,476	+2,222	add
313	PARK CIRCLE Co	$423K	20,000	0	no change
314	North Dakota State Investment Board	$423K	19,980	−2,641	trim
315	Beacon Financial Advisory LLC	$421K	19,920	+632	add
316	BLAIR WILLIAM & CO/IL	$419K	19,805	+19,805	new
317	Diametric Capital, LP	$412K	19,499	−8,657	trim
318	ROYAL LONDON ASSET MANAGEMENT LTD	$411K	19,438	0	no change
319	Obermeyer Wealth Partners	$410K	19,407	−765	trim
320	Atria Investments, Inc	$406K	19,186	−682	trim
321	ASR Vermogensbeheer N.V.	$399K	18,878	+2,298	add
322	REGIONS FINANCIAL CORP	$390K	18,435	+6,502	add
323	Wealthfront Advisers LLC	$390K	18,417	+3,127	add
324	Lido Advisors, LLC	$387K	17,755	+7,225	add
325	FLAGSHIP HARBOR ADVISORS, LLC	$383K	18,100	+18,100	new
326	Orion Porfolio Solutions, LLC	$378K	17,870	−10,196	trim
327	Meiji Yasuda Asset Management Co Ltd.	$378K	17,868	+899	add
328	Kingstone Capital Partners Texas, LLC	$371K	17,540	+1,940	add
329	Caprock Group, LLC	$365K	16,711	+3,574	add
330	Meeder Advisory Services, Inc.	$360K	17,022	+3,825	add
331	ShoreHaven Wealth Partners, LLC	$360K	17,000	0	no change
332	Summit Trail Advisors, LLC	$354K	16,752	+119	add
333	Mirae Asset Global Investments Co., Ltd.	$345K	16,300	+865	add
334	World Investment Advisors	$343K	16,228	−2,178	trim
335	WMG Financial Advisors, LLC	$338K	15,975	−3,000	trim
336	Stratos Wealth Partners, LTD.	$336K	15,889	+462	add
337	Retirement Solution LLC	$334K	15,790	−429	trim
338	KEYBANK NATIONAL ASSOCIATION/OH	$333K	15,741	−427	trim
339	Accredited Investors Inc.	$328K	15,500	0	no change
340	Royal Capital Wealth Management, LLC	$320K	15,136	+286	add
341	B. Riley Wealth Advisors, Inc.	$320K	15,048	−115,758	trim
342	Gilman Hill Asset Management, LLC	$320K	15,125	+125	add
343	FIDEURAM - INTESA SANPAOLO PRIVATE BANKING S.P.A.	$318K	15,053	+15,053	new
344	Ellis Investment Partners, LLC	$317K	14,992	+14,992	new
345	Soltis Investment Advisors LLC	$315K	14,906	+3,619	add
346	Solstein Capital, LLC	$315K	14,884	0	no change
347	MAI Capital Management	$311K	14,699	+2,338	add
348	First Affirmative Financial Network	$311K	14,684	—	no prior
349	SMART Wealth LLC	$311K	14,682	+14,682	new
350	Ascent Group, LLC	$306K	14,478	+512	add
351	BENJAMIN EDWARDS INC	$304K	14,378	+14,378	new
352	Pinnacle Wealth Planning Services, Inc.	$303K	14,344	−1,182	trim
353	AlphaCore Capital LLC	$302K	14,262	−481	trim
354	HUB Investment Partners, LLC	$300K	14,206	−16,231	trim
355	RITHOLTZ WEALTH MANAGEMENT	$299K	14,141	−196	trim
356	Carnegie Investment Counsel	$298K	14,075	−250	trim
357	Aaron Wealth Advisors LLC	$297K	14,031	+2,980	add
358	Cordatus Wealth Management LLC	$297K	14,030	+14,030	new
359	One Wealth Map LLC	$294K	12,874	−21	trim
360	Spire Wealth Management	$291K	13,772	+1,597	add
361	Brookstone Capital Management	$290K	13,721	+1,668	add
362	SEEDS INVESTOR LLC	$290K	12,954	+700	add
363	Gateway Wealth Partners, LLC	$289K	13,664	+13,664	new
364	UniSuper Management Pty Ltd	$288K	13,600	+4,100	add
365	NWF Advisory Services Inc.	$287K	13,554	0	no change
366	Regal Investment Advisors LLC	$285K	13,469	+3,044	add
367	ARMSTRONG ADVISORY GROUP, INC	$281K	13,279	−263	trim
368	RS CRUM INC.	$278K	13,144	0	no change
369	FOUNDATIONS INVESTMENT ADVISORS, LLC	$277K	13,092	−3,800	trim
370	PROFUND ADVISORS LLC	$276K	13,071	−795	trim
371	NICOLET BANKSHARES INC	$276K	13,078	+13,078	new
372	Magnus Financial Group LLC	$270K	12,747	+2,016	add
373	VERUS CAPITAL PARTNERS, LLC	$264K	12,466	−4,461	trim
374	S Harris Financial Group, LLC	$262K	12,367	+2,459	add
375	Vann Equity Management LLC	$261K	12,363	—	no prior
376	TCFG WEALTH MANAGEMENT, LLC	$261K	12,337	−7,750	trim
377	TCFG Investment Advisors, LLC	$261K	12,337	—	no prior
378	Cedar Wealth Management, LLC	$260K	12,307	+4,000	add
379	PERSONAL CFO SOLUTIONS, LLC	$260K	11,878	+89	add
380	Wealthcare Advisory Partners LLC	$259K	12,269	+1,252	add
381	Aspire Private Capital, LLC	$259K	12,267	−6,071	trim
382	Aptus Capital Advisors, LLC	$259K	12,251	+727	add
383	OLD NATIONAL BANCORP /IN/	$259K	12,248	+3,000	add
384	FCG Investment Co	$258K	12,178	—	no prior
385	Edgestream Partners, L.P.	$256K	12,119	+617	add
386	NBZ Investment Advisors LLC	$254K	12,000	+2,000	add
387	Tannin Capital LLC	$253K	11,982	+11,982	new
388	SageGuard Financial Group, LLC	$244K	11,560	+11,560	new
389	Next Level Private LLC	$244K	11,546	+325	add
390	Walleye Trading LLC	$244K	11,514	+11,514	new
391	Clark Asset Management, LLC	$243K	11,500	−500	trim
392	FORA Capital, LLC	$242K	11,421	+11,421	new
393	MISSION WEALTH MANAGEMENT, LP	$239K	11,320	−314	trim
394	Storgate, LLC	$236K	11,169	+664	add
395	OneDigital Investment Advisors LLC	$233K	11,032	+480	add
396	Walleye Capital LLC	$233K	11,017	+11,017	new
397	Vident Advisory, LLC	$233K	11,010	−2,591	trim
398	Arista Wealth Management, LLC	$233K	11,000	0	no change
399	Wernau Asset Management Inc.	$230K	10,874	+187	add
400	GWN SECURITIES INC.	$229K	10,821	+10	add
401	HERITAGE OAK WEALTH ADVISORS LLC	$229K	10,469	+10,469	new
402	Annex Advisory Services, LLC	$228K	10,759	+5	add
403	Garden State Investment Advisory Services LLC	$223K	10,552	−810	trim
404	Balefire, LLC	$222K	10,519	−6,328	trim
405	Skandinaviska Enskilda Banken AB (publ)	$222K	10,490	−198,614	trim
406	COLDSTREAM CAPITAL MANAGEMENT INC	$221K	10,446	+494	add
407	Paragon Capital Management Ltd	$220K	10,418	−238	trim
408	AA Financial Advisors, LLC	$220K	10,382	0	no change
409	ELEVATION POINT WEALTH PARTNERS, LLC	$218K	10,041	+10,041	new
410	JBR Co Financial Management Inc	$218K	9,751	+9,751	new
411	Wealth Quarterback LLC	$218K	10,291	+10,291	new
412	TEACHER RETIREMENT SYSTEM OF TEXAS	$215K	10,184	−11,061	trim
413	Rafferty Asset Management, LLC	$214K	10,120	−1,358	trim
414	Annis Gardner Whiting Capital Advisors, LLC	$213K	10,048	0	no change
415	RBF Capital, LLC	$212K	10,000	−10,000	trim
416	One Charles Private Wealth Services, LLC	$212K	10,000	0	no change
417	Polymer Capital Management (US) LLC	$209K	9,875	−6,159	trim
418	SIGNATUREFD, LLC	$207K	9,805	−211	trim
419	SAGE RHINO CAPITAL LLC	$207K	9,804	+9,804	new
420	SkyOak Wealth, LLC	$206K	9,758	−33	trim
421	MASTERINVEST Kapitalanlage GmbH	$205K	9,711	0	no change
422	Mirador Capital Partners LP	$205K	9,698	+9,698	new
423	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$205K	9,687	+973	add
424	KING LUTHER CAPITAL MANAGEMENT CORP	$203K	9,612	+9,612	new
425	First Heartland Consultants, Inc.	$203K	9,578	−543	trim
426	Western Wealth Management, LLC	$202K	9,548	+9,548	new
427	PARAGON CAPITAL MANAGEMENT INC	$202K	9,532	0	no change
428	Clarity Financial LLC	$201K	9,526	−875,643	trim
429	Dynamic Advisor Solutions LLC	$201K	9,489	−768	trim
430	EXCHANGE TRADED CONCEPTS, LLC	$168K	7,924	−10,925	trim
431	Medallion Wealth Advisors, LLC	$165K	7,793	—	no prior
432	UMB Bank, n.a.	$165K	7,792	−60	trim
433	Parkside Financial Bank & Trust	$140K	6,602	−16	trim
434	AMERIFLEX GROUP, INC.	$131K	6,187	+6,187	new
435	Owl Creek Wealth Partners LLC	$116K	5,469	—	no prior
436	TOTH FINANCIAL ADVISORY CORP	$108K	5,100	0	no change
437	Ankerstar Wealth, LLC	$108K	4,928	−552	trim
438	KBC Group NV	$105K	4,976,006	+1,525,251	add
439	FIL Ltd	$98.8K	4,673	+4,673	new
440	ASSETMARK, INC	$88.9K	4,201	+803	add
441	Clearstead Advisors, LLC	$84.0K	3,974	−2,225	trim
442	Transamerica Financial Advisors, LLC	$82.7K	3,775	+1,170	add
443	VISION FINANCIAL MARKETS LLC	$81.4K	3,850	+3,400	add
444	Raleigh Capital Management Inc.	$80.2K	3,792	−524	trim
445	TD Waterhouse Canada Inc.	$77.7K	3,689	+3,689	new
446	MONTAG A & ASSOCIATES INC	$71.4K	3,268	−812	trim
447	Banque Cantonale Vaudoise	$70.0K	3,305	+3,305	new
448	MATHER GROUP, LLC.	$63.3K	2,992	+2,992	new
449	SALEM INVESTMENT COUNSELORS INC	$55.1K	2,523	+2,523	new
450	Deseret Mutual Benefit Administrators	$52.7K	2,493	+1,170	add
451	Arax Advisory Partners	$46.8K	2,186	−817	trim
452	Larson Financial Group LLC	$37.5K	1,774	+819	add
453	GHP Investment Advisors, Inc.	$37.0K	1,750	0	no change
454	Atlantic Union Bankshares Corp	$36.0K	1,701	+17	add
455	Wilmington Savings Fund Society, FSB	$32.4K	1,530	0	no change
456	Delos Wealth Advisors, LLC	$31.8K	1,503	0	no change
457	Altshuler Shaham Ltd	$30.7K	1,452	+391	add
458	Smartleaf Asset Management LLC	$30.0K	1,409	+236	add
459	MCGUIRE CAPITAL ADVISORS INC	$29.9K	1,412	+41	add
460	Quarry LP	$28.8K	1,360	−3,856	trim
461	MCF Advisors LLC	$22.7K	1,039	—	no prior
462	Destiny Wealth Partners, LLC	$20.7K	981	+981	new
463	TOMPKINS FINANCIAL CORP	$19.3K	911	0	no change
464	West Branch Capital LLC	$18.8K	888	+17	add
465	IFG Advisory, LLC	$15.0K	709	−9,001	trim
466	Asset Dedication, LLC	$13.9K	655	0	no change
467	Crewe Advisors LLC	$13.8K	649	+551	add
468	NEW YORK STATE TEACHERS RETIREMENT SYSTEM	$11.6K	548,548	−15,331	trim
469	Tacita Capital Inc	$11.5K	543	+543	new
470	HM PAYSON & CO	$11.0K	522	+46	add
471	EVERMAY WEALTH MANAGEMENT LLC	$10.9K	500	0	no change
472	Tradewinds Capital Management, LLC	$10.6K	500	0	no change
473	Beaird Harris Wealth Management, LLC	$10.6K	500	0	no change
474	Legacy Wealth Managment, LLC/ID	$10.6K	500	0	no change
475	True Wealth Design, LLC	$10.1K	477	+54	add
476	Truvestments Capital LLC	$9.5K	450	0	no change
477	JNBA Financial Advisors	$9.2K	437	0	no change
478	Financial Network Wealth Advisors LLC	$9.2K	436	—	no prior
479	WPG Advisers, LLC	$9.0K	426	+210	add
480	N.E.W. Advisory Services LLC	$8.7K	410	+250	add
481	SWAN Capital LLC	$8.6K	408	0	no change
482	Clearstead Trust, LLC	$8.6K	407	0	no change
483	Wealth Enhancement Trust Services, Inc.	$7.7K	362	−181	trim
484	MEEDER ASSET MANAGEMENT INC	$7.6K	358	−148	trim
485	South Dakota Investment Council	$7.6K	356,984	0	no change
486	Key FInancial Inc	$7.4K	351	−22	trim
487	Treasurer of the State of North Carolina	$6.4K	302,853	+16,488	add
488	Signature Equity Partners, LLC	$6.2K	295	+295	new
489	Kemnay Advisory Services Inc.	$6.1K	289	+289	new
490	JPL Wealth Management, LLC	$5.6K	264	+264	new
491	ALERUS FINANCIAL NA	$5.3K	250	0	no change
492	GILPIN WEALTH MANAGEMENT, LLC	$5.3K	250	0	no change
493	TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA	$5.3K	250	+250	new
494	Sachetta, LLC	$5.1K	239	+239	new
495	Marquette Asset Management, LLC	$4.7K	221	0	no change
496	Retirement Wealth Solutions LLC	$4.4K	209	+29	add
497	HHM Wealth Advisors, LLC	$4.2K	200	+200	new
498	Bayforest Capital Ltd	$4.2K	198	−2,162	trim
499	CENTRAL TRUST Co	$4.1K	196	−8	trim
500	Investors Research Corp	$4.0K	187	0	no change

Quarter ended 2026-03-31Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · NLY

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 0 — —
Sellers: 0 — —

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 2 Caxton Associates, Gotham Asset Management $1.8M held
Trimming: 0 — $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · ANNALY CAPITAL MANAGEMENT IN

Merged timeline of congressional filings and notable-manager moves on NLY
Date	Who	Change	Size
2026-05-15	Gotham Asset Management 13F	new	+31,502 sh
2026-05-14	Caxton Associates 13F	new	+55,013 sh

2 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

6 members of Congress disclosed NLY — the congressional view ↗