Public record / Tickers / DIA

DIA — SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST

Both disclosure regimes on one name: who in Congress filed about DIA, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
42
all PTR rows naming DIA
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
11-02
filed 2020-11-02
13F holders
500
top-500 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

K. Michael Conaway · $50.0K–$100K

Sale · traded 2019-10-10 → filed 2019-11-12. Ranked over every DIA row by the provable lower bound, never a point estimate.

No member disclosed DIA in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

11 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

No dated DIA rows fall inside the trailing 24 months by trade date.

Trade date, not filing date — the lag lives in the table below. 0 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING DIA · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning DIA
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2020-11-02James R. Langevin D–RI-2SaleTraded 03-04 LATE·243d$15K–$50K
2020-10-30James R. Langevin D–RI-2SaleTraded 04-10 LATE·203d$1K–$15K
2020-10-30James R. Langevin D–RI-2SaleTraded 03-05 LATE·239d$1K–$15K
2020-10-30James R. Langevin D–RI-2PurchaseTraded 03-04 LATE·240d$1K–$15K
2020-10-30James R. Langevin D–RI-2PurchaseTraded 2019-05-23 LATE·526d$1K–$15K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 42 ↗

Members active in DIA

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14

No member disclosed DIA in the trailing 12 months.

Congress ↔ notable managers · DIA

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Trimming
0 $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · STATE STR SPDR DOW JONES IND

Merged timeline of congressional filings and notable-manager moves on DIA
DateWhoChangeSize
2026-05-15Gotham Asset Management 13Fnew+3,088 sh
2026-05-14Caxton Associates 13Fnew+764 sh

2 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

full holders view ↗
Top institutional holders of DIA for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1MORGAN STANLEY$1.7B1
2CITADEL ADVISORS LLC$1.6B1
3BANK OF AMERICA CORP /DE/$1.1B1
4LPL Financial LLC$752M1
5WELLS FARGO & COMPANY/MN$573M1
6UBS Group AG$424M1
7ROYAL BANK OF CANADA$373M1
8BANK OF MONTREAL /CAN/$282M1
9Focus Partners Wealth$268M1
10RAYMOND JAMES FINANCIAL INC$239M1
11CITIGROUP INC$201M1
12NISSAY ASSET MANAGEMENT CORP /JAPAN$181M1
13Cetera Investment Advisers$121M1
14ENVESTNET ASSET MANAGEMENT INC$115M1
15Qube Research & Technologies Ltd$112M1
16NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$108M1
17ARKANSAS FINANCIAL GROUP, INC.$103M1
18OSAIC HOLDINGS, INC.$99.9M1
19MILLENNIUM MANAGEMENT LLC$96.7M1
20COMMONWEALTH EQUITY SERVICES, LLC$96.1M1
21Berkshire Money Management, Inc.$95.0M1
22MIRAE ASSET SECURITIES (USA) INC.$92.6M1
23STIFEL FINANCIAL CORP$88.7M1
24BANK OF NOVA SCOTIA$81.6M1
25Sanctuary Advisors, LLC$76.5M1
26TRUIST FINANCIAL CORP$75.3M1
27JANE STREET GROUP, LLC$73.4M1
28Optiver Holding B.V.$65.8M1
29ALKEON CAPITAL MANAGEMENT LLC$55.4M1
30Atria Investments, Inc$53.3M1
31Private Advisor Group, LLC$52.7M1
32Creative Planning$51.1M1
33TCP Asset Management, LLC$49.9M1
34Heck Capital Advisors, LLC$48.8M1
35HighTower Advisors, LLC$48.3M1
36FMR LLC$47.4M1
37STEPHENS INC /AR/$43.8M1
38Rockefeller Capital Management L.P.$43.3M1
39Cerity Partners LLC$43.1M1
40Mariner, LLC$39.5M1
41NewEdge Advisors, LLC$37.6M1
42MYDA Advisors LLC$34.7M1
43IMC-Chicago, LLC$30.0M1
44SteelPeak Wealth, LLC$29.6M1
45INTEGRITY ALLIANCE, LLC.$29.1M1
46NORTHERN TRUST CORP$29.0M1
47Steward Partners Investment Advisory, LLC$28.8M1
48Shulman DeMeo Asset Management LLC$27.8M1
49CIBC WORLD MARKET INC.$26.9M1
50XTX Topco Ltd$24.6M1
51Mine & Arao Wealth Creation & Management, LLC.$24.1M1
52Johnson Bixby & Associates, LLC$23.8M1
53Equitable Holdings, Inc.$23.6M1
54Conservest Capital Advisors, Inc.$22.6M1
55J.W. COLE ADVISORS, INC.$21.9M1
56MML INVESTORS SERVICES, LLC$21.0M1
57AMG National Trust Bank$20.9M1
58Summit Financial, LLC$20.9M1
59BLAIR WILLIAM & CO/IL$20.6M1
60Clarity Wealth Advisors, LLC$20.2M1
61PINNACLE ASSOCIATES LTD$20.2M1
62HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND$19.9M1
63Kestra Advisory Services, LLC$19.5M1
64Allworth Financial LP$18.9M1
65Latko Wealth Management, Ltd.$18.1M1
66Nokomis Capital, L.L.C.$18.0M1
67Prospera Financial Services Inc$17.5M1
68Concurrent Investment Advisors, LLC$17.2M1
69TD Waterhouse Canada Inc.$16.8M1
70MERCER GLOBAL ADVISORS INC /ADV$16.8M1
71SMITHBRIDGE ASSET MANAGEMENT INC/DE$16.7M1
72OPPENHEIMER & CO INC$16.7M1
73PITTENGER & ANDERSON INC$16.5M1
74&PARTNERS$16.3M1
75COMMERCE BANK$16.3M1
76Beacon Capital Management, LLC$16.3M1
77Corient Private Wealth LLC$16.0M1
78Baird Financial Group, Inc.$15.2M1
79Quantinno Capital Management LP$15.0M1
80NATIONAL BANK OF CANADA /FI/$14.9M1
81All Terrain Financial Advisors, LLC$14.6M1
82Cornerstone Wealth Management, LLC$14.6M1
83MKT Advisors LLC$14.4M1
84FOUNDATIONS INVESTMENT ADVISORS, LLC$14.4M1
85Royal Fund Management, LLC$14.2M1
86StoryOne LLC$14.1M1
87Bridgewater Advisors Inc.$13.9M1
88J HAGAN CAPITAL, INC.$13.8M1
89FIFTH THIRD BANCORP$13.6M1
90Capital Management Associates, Inc$13.4M1
91Daiwa Securities Group Inc.$13.4M1
92AQR CAPITAL MANAGEMENT LLC$13.2M1
93Pettinga Financial Advisors LLC$12.5M1
94HSBC HOLDINGS PLC$12.3M1
95Jacksonville Wealth Management, LLC$12.0M1
96WASHBURN CAPITAL MANAGEMENT, INC.$11.8M1
97Sound View Wealth Advisors Group, LLC$11.5M1
98Federation des caisses Desjardins du Quebec$11.3M1
99TWO SIGMA INVESTMENTS, LP$11.3M1
100FOCUS Wealth Advisors, LLC$11.2M1
101RETIREMENT FINANCIAL SOLUTIONS, LLC$11.2M1
102CREDIT AGRICOLE S A$11.1M1
103SCHRODER INVESTMENT MANAGEMENT GROUP$11.0M1
104Pinnacle Financial Partners, Inc.$10.9M1
105J. Goldman & Co LP$10.9M1
106BlackRock, Inc.$10.6M1
107M&T BANK CORP$10.5M1
108SMITH CHAS P & ASSOCIATES PA CPAS$10.1M1
109WASHINGTON CAPITAL MANAGEMENT, INC$10.0M1
110BALYASNY ASSET MANAGEMENT L.P.$9.6M1
111DIVERSIFY WEALTH MANAGEMENT, LLC$9.5M1
112Csenge Advisory Group$9.5M1
113Beacon Pointe Advisors, LLC$9.4M1
114D.A. DAVIDSON & CO.$9.1M1
115Merit Financial Group, LLC$8.7M1
116Tudor Financial Inc.$8.7M1
117GHP Investment Advisors, Inc.$8.7M1
118Lido Advisors, LLC$8.6M1
119Snowden Capital Advisors LLC$8.6M1
120Modern Wealth Management, LLC$8.5M1
121DV Trading LLC$8.3M1
122Gladstone Institutional Advisory LLC$8.2M1
123MONETA GROUP INVESTMENT ADVISORS LLC$8.2M1
124Foster Group, Inc.$8.1M1
125Oak Harvest Investment Services$7.9M1
126CVFG LLC$7.9M1
127Sowell Financial Services LLC$7.8M1
1281 NORTH WEALTH SERVICES LLC$7.8M1
129Capital Wealth Planning, LLC$7.7M1
130INDEPENDENT FINANCIAL GROUP, LLC$7.7M1
131KINTRA WEALTH, LLC$7.4M1
132Kovack Advisors, Inc.$7.4M1
133OLD NATIONAL BANCORP /IN/$7.3M1
134Echo45 Advisors LLC$7.3M1
135Mountain Hill Investment Partners Corp.$7.3M1
136SYKON CAPITAL LLC$7.1M1
137U.S. Capital Wealth Advisors, LLC$7.0M1
138Summit Wealth Partners, LLC$7.0M1
139CHOREO, LLC$7.0M1
140Empowered Funds, LLC$7.0M1
141GTS SECURITIES LLC$6.9M1
142Mechanics Bank Trust Department$6.7M1
143Stratos Wealth Partners, LTD.$6.7M1
144REGIONS FINANCIAL CORP$6.6M1
145Independent Advisor Alliance$6.6M1
146JOHNSON INVESTMENT COUNSEL INC$6.5M1
147Apollon Wealth Management, LLC$6.5M1
148AE Wealth Management LLC$6.4M1
149Frank, Rimerman Advisors LLC$6.3M1
150Hilltop Holdings Inc.$6.2M1
151Guardian Asset Advisors, LLC$6.1M1
152EP Wealth Advisors, LLC$6.0M1
153Curtis Advisory Group, LLC$6.0M1
154INSIGNEO ADVISORY SERVICES, LLC$5.9M1
155World Investment Advisors$5.9M1
156Composition Wealth, LLC$5.8M1
157COWA, LLC$5.8M1
158HB Wealth Management, LLC$5.8M1
159SUSQUEHANNA INTERNATIONAL GROUP, LLP$5.8M1
160MONTAG A & ASSOCIATES INC$5.7M1
161Summit Asset Management, LLC$5.7M1
162Bay Rivers Group$5.7M1
163Mission Creek Capital Partners, Inc.$5.5M1
164Polymer Capital Management (HK) LTD$5.5M1
165IFG Advisors, LLC$5.5M1
166PKS Advisory Services, LLC$5.2M1
167NWAM LLC$5.2M1
168SCOTIA CAPITAL INC.$5.2M1
169Narwhal Capital Management$5.1M1
170Cresset Asset Management, LLC$5.1M1
171IEQ CAPITAL, LLC$5.0M1
172Sigma Planning Corp$5.0M1
173Venture Visionary Partners LLC$4.9M1
174CWM, LLC$4.9M1
175Founders Financial Alliance, LLC$4.8M1
176Brookstone Capital Management$4.8M1
177Lynch Investment Planning, LLC$4.7M1
178Ausdal Financial Partners, Inc.$4.7M1
179BROWN ADVISORY INC$4.7M1
180Melone Private Wealth, LLC$4.6M1
181US BANCORP \DE\$4.6M1
182DMKC Advisory Services, LLC$4.6M1
183NewEdge Wealth, LLC$4.5M1
184FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC.$4.5M1
185Fortis Group Advisors, LLC$4.5M1
186Capital Wealth Alliance, LLC$4.4M1
187EFG International AG$4.4M1
188Tortoise Investment Management, LLC$4.3M1
189Northern Financial Advisors Inc$4.3M1
190Western Wealth Management, LLC$4.3M1
191Wealthfront Advisers LLC$4.3M1
192INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$4.2M1
193MAI Capital Management$4.1M1
194GFS Advisors, LLC$4.1M1
195GRIMES & Co WEALTH MANAGEMENT, LLC$4.1M1
196Compound Planning, Inc.$4.1M1
197Jefferies Financial Group Inc.$4.0M1
198Lewis Asset Management, LLC$3.9M1
199ABSOLUTE CAPITAL MANAGEMENT, LLC$3.9M1
200CIBC Bancorp USA Inc.$3.8M1
201Fortune 45 LLC$3.8M1
202TrueWealth Advisors, LLC$3.8M1
203UNITED CAPITAL FINANCIAL ADVISORS, LLC$3.8M1
204Wealthspire Advisors, LLC$3.7M1
205TWIN FOCUS CAPITAL PARTNERS, LLC$3.7M1
206Beta Wealth Group, Inc.$3.7M1
207Savant Capital, LLC$3.7M1
208Institute for Wealth Management, LLC.$3.7M1
209RFG Advisory, LLC$3.6M1
210Autumn Glory Partners, LLC$3.5M1
211MERIDIAN INVESTMENT COUNSEL INC.$3.5M1
212Ashton Thomas Private Wealth, LLC$3.5M1
213GUARDIAN WEALTH ADVISORS, LLC / NC$3.5M1
214Greenfield Savings Bank$3.4M1
215Caldwell Trust Co$3.4M1
216OLD MISSION CAPITAL LLC$3.2M1
217GWN SECURITIES INC.$3.2M1
218Atlas Private Wealth Advisors$3.2M1
219Fingerlakes Wealth Management, Inc.$3.2M1
220PFG Advisors$3.1M1
221Waverly Advisors, LLC$3.1M1
222Kingsview Wealth Management, LLC$3.1M1
223Pathstone Holdings, LLC$3.0M1
224Objective Capital Management, LLC$3.0M1
225Callan Family Office, LLC$3.0M1
226TWO SIGMA SECURITIES, LLC$3.0M1
227VERUS CAPITAL PARTNERS, LLC$2.9M1
228MATTERN CAPITAL MANAGEMENT, LLC$2.9M1
229O'SHAUGHNESSY ASSET MANAGEMENT, LLC$2.9M1
230BigSur Wealth Management LLC$2.9M1
231Asset Dedication, LLC$2.8M1
232SIG BROKERAGE, LP$2.8M1
233Integrated Advisors Network LLC$2.8M1
234Edgestream Partners, L.P.$2.8M1
235PFG Investments, LLC$2.8M1
236Constant Guidance Financial LLC$2.8M1
237GREAT VALLEY ADVISOR GROUP, INC.$2.7M1
238LOWERY THOMAS, LLC$2.7M1
239FIDELIS CAPITAL PARTNERS, LLC$2.7M1
240PARAGON CAPITAL MANAGEMENT INC$2.6M1
241MLP3, LLC$2.6M1
242Hudock, Inc.$2.5M1
243ALLIANCEBERNSTEIN L.P.$2.5M1
244Cambridge Financial Group, LLC$2.5M1
245LEVEL FOUR ADVISORY SERVICES, LLC$2.4M1
246ARVEST INVESTMENTS, INC.$2.4M1
247DAVENPORT & Co LLC$2.4M1
248FSM Wealth Advisors, LLC$2.4M1
249Intrepid Financial Planning Group LLC$2.4M1
250Essex Financial Services, Inc.$2.3M1
251Graves Light Lenhart Wealth, Inc.$2.3M1
252StoneX Group Inc.$2.3M1
253MCGUIRE CAPITAL ADVISORS INC$2.3M1
254SEAMOUNT FINANCIAL GROUP INC$2.3M1
255FIRST NATIONAL BANK OF OMAHA$2.3M1
256Quadcap Wealth Management, LLC$2.2M1
257Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$2.2M1
258KEYBANK NATIONAL ASSOCIATION/OH$2.2M1
259Leo Wealth, LLC$2.2M1
260Advisory Alpha, LLC$2.2M1
261BLVD Private Wealth, LLC$2.2M1
262FLAGSTAR SECURITIES, INC$2.2M1
263Net Worth Advisory Group$2.1M1
264SCS Capital Management LLC$2.1M1
265Second Half Financial Partners, LLC$2.1M1
266SNS Financial Group, LLC$2.1M1
267Robertson Stephens Wealth Management, LLC$2.1M1
268EVOKE WEALTH, LLC$2.1M1
269Secure Asset Management, LLC$2.1M1
270Windsor Capital Management, LLC$2.0M1
271Arvest Bank Trust Division$2.0M1
272Embree Financial Group$2.0M1
273MISSION WEALTH MANAGEMENT, LP$2.0M1
274Stratos Wealth Advisors, LLC$1.9M1
275Bedminster, LLC$1.9M1
276Sage Capital Management, LLC$1.9M1
277WealthBridge Capital Management, LLC$1.9M1
278PATTON ALBERTSON MILLER GROUP, LLC$1.9M1
279Apriem Advisors$1.9M1
280Jackson Hole Capital Partners, LLC$1.9M1
281Connecticut Wealth Management, LLC$1.9M1
282Larson Financial Group LLC$1.9M1
283Triumph Capital Management$1.9M1
284Capital Investment Advisors, LLC$1.9M1
285American Wealth Advisors, LLC$1.9M1
286Focus Financial Network, Inc.$1.9M1
287SNOWWATER INVESTMENT PARTNERS, LLC$1.9M1
288Morton Capital Management LLC/CA$1.8M1
289Walleye Trading LLC$1.8M1
290Grandview Asset Management LLC$1.8M1
291WESTBOURNE INVESTMENTS, INC.$1.8M1
292Optivise Advisory Services LLC$1.8M1
293EVOLVE PRIVATE WEALTH, LLC$1.8M1
294Moors & Cabot, Inc.$1.8M1
295Kaizen Financial Strategies$1.8M1
296Paulson Wealth Management Inc.$1.7M1
297Roundview Capital LLC$1.7M1
298Gallacher Capital Management LLC$1.7M1
299SAXON INTERESTS, INC.$1.7M1
300Valmark Advisers, Inc.$1.7M1
301RMR Wealth Builders$1.7M1
302BENJAMIN EDWARDS INC$1.7M1
303W.H. Cornerstone Investments Inc.$1.7M1
304Purus Wealth Management, LLC$1.7M1
305CAPSTONE INVESTMENT ADVISORS, LLC$1.7M1
306Apella Capital, LLC$1.7M1
307LaSalle St. Investment Advisors, LLC$1.7M1
308HUB Investment Partners, LLC$1.7M1
309Vestmark Advisory Solutions, Inc.$1.7M1
310B. Riley Wealth Advisors, Inc.$1.7M1
311White Knight Strategic Wealth Advisors, LLC$1.7M1
312CV Advisors LLC$1.7M1
313Sovran Advisors, LLC$1.7M1
314Aull & Monroe Investment Management Corp$1.6M1
315Onyx Bridge Wealth Group LLC$1.6M1
316TOBIAS FINANCIAL ADVISORS, INC.$1.6M1
317Heritage Investment Group, Inc.$1.6M1
318Y-Intercept (Hong Kong) Ltd$1.6M1
319OneDigital Investment Advisors LLC$1.6M1
320Sharper & Granite LLC$1.6M1
321Fiscal Wisdom Wealth Management, LLC$1.6M1
322Auxano Advisors, LLC$1.6M1
323Vontobel Holding Ltd.$1.6M1
324FLPUTNAM INVESTMENT MANAGEMENT CO$1.5M1
325Cambridge Advisors Inc.$1.5M1
326Atlantic Union Bankshares Corp$1.5M1
327Cerro Pacific Wealth Advisors LLC$1.5M1
328MidFirst Bank$1.5M1
329KCM INVESTMENT ADVISORS LLC$1.5M1
330Resonant Capital Advisors, LLC$1.5M1
331FWG Holdings, LLC$1.5M1
332TOMPKINS FINANCIAL CORP$1.5M1
333LETSON INVESTMENT MANAGEMENT, INC.$1.5M1
334Rydar Equities, Inc.$1.5M1
335Raab & Moskowitz Asset Management LLC$1.5M1
336Focus Partners Advisor Solutions, LLC$1.5M1
337Modera Wealth Management, LLC$1.5M1
338Northern Capital Management, Inc.$1.5M1
339Wealthcare Advisory Partners LLC$1.5M1
340Round Rock Advisors LLC$1.5M1
341Orion Porfolio Solutions, LLC$1.5M1
342XML Financial, LLC$1.5M1
343Clear Creek Financial Management, LLC$1.5M1
344Gotham Asset Management, LLC$1.4M1
345Aberdeen Group plc$1.4M1
346Capital Investment Advisory Services, LLC$1.4M1
347High Net Worth Advisory Group LLC$1.4M1
348Hapanowicz & Associates Financial Services, Inc$1.4M1
349Koshinski Asset Management, Inc.$1.4M1
350Sovereign Financial Group, Inc.$1.4M1
351Kelman-Lazarov, Inc.$1.4M1
352UPTICK PARTNERS, LLC$1.4M1
353WOODMONT INVESTMENT COUNSEL LLC$1.4M1
354CRA Financial Services, LLC$1.4M1
355SPRING CAPITAL MANAGEMENT, LLC$1.4M1
356Perigon Wealth Management, LLC$1.3M1
357Jacobi Capital Management LLC$1.3M1
358HANCOCK WHITNEY CORP$1.3M1
359Clearstead Advisors, LLC$1.3M1
360Aspen Capital Management, LLC$1.3M1
361First City Capital Management, Inc.$1.3M1
362Dynamic Advisor Solutions LLC$1.3M1
363Daybright Advisory Services, Inc.$1.3M1
364LAZARD ASSET MANAGEMENT LLC$1.3M1
365TD ASSET MANAGEMENT INC$1.3M1
366MGO ONE SEVEN LLC$1.3M1
367Stonebrook Private Inc.$1.3M1
368American Alpha Advisors, LLC$1.3M1
369Chokshi & Queen Wealth Advisors, Inc$1.3M1
370FORONJY FINANCIAL LLC$1.3M1
371Bannerstone Capital Management, LLC$1.3M1
372Wealth Management Partners, LLC$1.3M1
373Elmwood Wealth Management, Inc.$1.3M1
374Pinnacle Family Advisors, LLC$1.3M1
375NWF Advisory Services Inc.$1.3M1
376Acropolis Investment Management, LLC$1.3M1
377VestGen Advisors, LLC$1.3M1
378Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors$1.2M1
379Fortune Financial Advisors, LLC$1.2M1
380Eaton Financial Holdings Company, LLC$1.2M1
381FLAGSHIP HARBOR ADVISORS, LLC$1.2M1
382Chicago Partners Investment Group LLC$1.2M1
383Sequoia Financial Advisors, LLC$1.2M1
384QTR Family Wealth, LLC$1.2M1
385Well Done, LLC$1.2M1
386Caprock Group, LLC$1.2M1
387Cypress Wealth Services, LLC$1.2M1
388Smartleaf Asset Management LLC$1.2M1
389WBH ADVISORY INC$1.2M1
390CENTRAL TRUST Co$1.2M1
3911ST SOURCE BANK$1.2M1
392ZWJ INVESTMENT COUNSEL INC$1.2M1
393Ewing Morris & Co. Investment Partners Ltd.$1.2M1
394Odyssey Capital Advisors, Inc.$1.2M1
395Advisor Resource Council$1.2M1
396Balboa Wealth Partners$1.1M1
397FIRST NATIONAL TRUST CO$1.1M1
398Stokes Family Office, LLC$1.1M1
399Redwood Family Wealth LLC$1.1M1
400JFS WEALTH ADVISORS, LLC$1.1M1
401Latitude Advisors, LLC$1.1M1
402Financial Alternatives, Inc$1.1M1
403Summit Trail Advisors, LLC$1.1M1
404Aptus Capital Advisors, LLC$1.1M1
405Castle Rock Wealth Management, LLC$1.1M1
406Strait & Sound Wealth Management LLC$1.1M1
407Envestnet Portfolio Solutions, Inc.$1.1M1
408Mill Creek Capital Advisors, LLC$1.1M1
409Beacon Bank & Trust$1.0M1
410Clear Harbor Asset Management, LLC$1.0M1
411BITTERROOT CAPITAL ADVISORS LLC$1.0M1
412HBK Sorce Advisory LLC$1.0M1
413C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors$1.0M1
414Pinnacle Wealth Planning Services, Inc.$1.0M1
415Quartz Partners, LLC$1.0M1
416Visionary Wealth Advisors$1.0M1
417Verdence Capital Advisors LLC$1.0M1
418Magnus Financial Group LLC$1.0M1
419HOLDERNESS INVESTMENTS CO$1.0M1
420Tyche Wealth Partners LLC$1.0M1
421ROMANO BROTHERS AND COMPANY$1.0M1
422Vise Technologies, Inc.$999K1
423EARNED WEALTH ADVISORS, LLC$997K1
424NFSG Corp$983K1
425Wealth Quarterback LLC$972K1
426Arax Advisory Partners$967K1
427GABLES CAPITAL MANAGEMENT INC.$959K1
428BANTA ASSET MANAGEMENT LP$951K1
429Harvest Investment Services, LLC$951K1
430Krilogy Financial LLC$950K1
431Ground Swell Capital, LLC$949K1
432Asset Allocation Strategies LLC$937K1
433Widmann Financial Services, Inc.$932K1
434Ascentis Independent Advisors$929K1
435COLDSTREAM CAPITAL MANAGEMENT INC$929K1
436Drexel Morgan & Co.$926K1
437Pegasus Asset Management, Inc.$915K1
438Alta Wealth Advisors LLC$910K1
439Oxinas Partners, LLC$896K1
440GODSEY & GIBB, INC$892K1
441KANAWHA CAPITAL MANAGEMENT LLC$887K1
442Guardian Capital, LLC$883K1
443Concord Wealth Partners$882K1
444Alesco Advisors, LLC, An ESL Co$881K1
445Selective Wealth Management, Inc.$877K1
446DUNCKER STREETT & CO INC$867K1
447SeaCrest Wealth Management, LLC$867K1
448180 WEALTH ADVISORS, LLC$867K1
449Soundwatch Capital LLC$857K1
450Advanced Asset Management Advisors Inc$851K1
451BAILARD, INC.$848K1
452LODESTAR PRIVATE ASSET MANAGEMENT LLC$844K1
453Global Financial Private Client, LLC$843K1
454Soltis Investment Advisors LLC$823K1
455Volterra Technologies LP$820K1
456Joel Isaacson & Co., LLC$820K1
457Massar Capital Management, LP$819K1
458Mayflower Financial Advisors, LLC$817K1
459FIRST HAWAIIAN BANK$816K1
460Founders Capital Management$815K1
461Regal Investment Advisors LLC$815K1
462Evercore Wealth Management, LLC$793K1
463Marex Group Ltd$793K1
464NEW ENGLAND ASSET MANAGEMENT INC$792K1
465Murphy, Middleton, Hinkle & Parker, Inc.$790K1
466Black Diamond Financial, LLC$787K1
467Huntleigh Advisors, Inc.$778K1
468Argentarii, LLC$776K1
469FAGAN ASSOCIATES, INC.$775K1
470OMNI 360 Wealth, Inc.$768K1
471FRANKLIN RESOURCES INC$764K1
472GILPIN WEALTH MANAGEMENT, LLC$762K1
473Cassaday & Co Wealth Management LLC$761K1
474Glenview Trust Co$756K1
475True North Advisors, LLC$748K1
476Forvis Mazars Wealth Advisors, LLC$746K1
477Milestones Private Investment Advisors LLC$745K1
478KG Capital Management$744K1
479Financial Futures Ltd Liability Co.$737K1
480SHEETS SMITH WEALTH MANAGEMENT$737K1
481Centurion Wealth Management LLC$732K1
482Everest Financial Group LLC$729K1
483Fogel Capital Management, Inc.$726K1
484ARWA LLC$723K1
485Financial Planning Hawaii, Inc.$720K1
486Marks Group Wealth Management, Inc$710K1
487EAGLE ROCK INVESTMENT COMPANY, LLC$706K1
488UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$706K1
489Fourth Dimension Wealth, LLC$700K1
490Per Stirling Capital Management, LLC.$698K1
491Ballentine Partners, LLC$696K1
492Main Street Research LLC$696K1
493Sage Capital Advisors,llc$695K1
494Roehl & Yi Investment Advisors, LLC$695K1
495Sterling Investment Counsel, LLC$694K1
496Johnson Financial Group, Inc.$694K1
497Mutual Advisors, LLC$691K1
498CIM, LLC$691K1
499Atlas Legacy Advisors, LLC$688K1
500Claro Advisors Inc.$687K1
Truncated by Public Filings. The published aggregate ranks the top 500 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on DIA

RETAINED WINDOW · ACTIVE HITS

Zero hits on DIA in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for DIA · financials and macro

Financials — as filed PLANNED

DIA's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: DIA on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing