Who holds DIAticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

STATE STR SPDR DOW JONES IND · UT SER 1 · quarter ended 2026-03-31 · 5 members disclosed DIA ↗

982

holders13F filers reporting this class for the quarter ended 2026-03-31; the 500 largest are listed

$12.1B

combined valuesum of the reported values across every holder; NULL values are excluded, never zero-filled

956

addsholders whose share count rose or who opened the position (new + add), by shares

exitsholders absent this quarter after holding last quarter — inferred from absence, not a sale record

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of DIA ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	MORGAN STANLEY	$1.7B	3,668,887	+3,668,887	new
2	CITADEL ADVISORS LLC	$1.6B	3,346,389	+3,346,389	new
3	BANK OF AMERICA CORP /DE/	$1.1B	2,346,491	+2,346,491	new
4	LPL Financial LLC	$752M	1,623,835	+1,623,835	new
5	WELLS FARGO & COMPANY/MN	$573M	1,236,795	+1,236,795	new
6	UBS Group AG	$424M	916,275	+916,275	new
7	ROYAL BANK OF CANADA	$373M	804,574	+804,574	new
8	BANK OF MONTREAL /CAN/	$282M	608,192	+608,192	new
9	Focus Partners Wealth	$268M	577,802	+577,802	new
10	RAYMOND JAMES FINANCIAL INC	$239M	516,347	+516,347	new
11	CITIGROUP INC	$201M	433,145	+433,145	new
12	NISSAY ASSET MANAGEMENT CORP /JAPAN	$181M	391,575	+391,575	new
13	Cetera Investment Advisers	$121M	261,569	+261,569	new
14	ENVESTNET ASSET MANAGEMENT INC	$115M	247,243	+247,243	new
15	Qube Research & Technologies Ltd	$112M	241,967	+241,967	new
16	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$108M	234,166	+234,166	new
17	ARKANSAS FINANCIAL GROUP, INC.	$103M	215,773	+215,773	new
18	OSAIC HOLDINGS, INC.	$99.9M	215,428	+215,428	new
19	MILLENNIUM MANAGEMENT LLC	$96.7M	208,673	+208,673	new
20	COMMONWEALTH EQUITY SERVICES, LLC	$96.1M	207,535	+207,535	new
21	Berkshire Money Management, Inc.	$95.0M	205,145	+205,145	new
22	MIRAE ASSET SECURITIES (USA) INC.	$92.6M	200,000	+200,000	new
23	STIFEL FINANCIAL CORP	$88.7M	191,553	+191,553	new
24	BANK OF NOVA SCOTIA	$81.6M	176,262	+176,262	new
25	Sanctuary Advisors, LLC	$76.5M	165,079	+165,079	new
26	TRUIST FINANCIAL CORP	$75.3M	162,465	+162,465	new
27	JANE STREET GROUP, LLC	$73.4M	158,391	+158,391	new
28	Optiver Holding B.V.	$65.8M	142,128	+142,128	new
29	ALKEON CAPITAL MANAGEMENT LLC	$55.4M	119,700	+119,700	new
30	Atria Investments, Inc	$53.3M	114,976	+114,976	new
31	Private Advisor Group, LLC	$52.7M	113,713	+113,713	new
32	Creative Planning	$51.1M	110,251	+110,251	new
33	TCP Asset Management, LLC	$49.9M	107,682	+107,682	new
34	Heck Capital Advisors, LLC	$48.8M	105,267	+105,267	new
35	HighTower Advisors, LLC	$48.3M	104,169	+104,169	new
36	FMR LLC	$47.4M	102,290	+102,290	new
37	STEPHENS INC /AR/	$43.8M	94,615	+94,615	new
38	Rockefeller Capital Management L.P.	$43.3M	93,424	+93,424	new
39	Cerity Partners LLC	$43.1M	93,128	+93,128	new
40	Mariner, LLC	$39.5M	85,310	+85,310	new
41	NewEdge Advisors, LLC	$37.6M	81,087	+81,087	new
42	MYDA Advisors LLC	$34.7M	75,000	+75,000	new
43	IMC-Chicago, LLC	$30.0M	64,819	+64,819	new
44	SteelPeak Wealth, LLC	$29.6M	63,869	+63,869	new
45	INTEGRITY ALLIANCE, LLC.	$29.1M	62,831	+62,831	new
46	NORTHERN TRUST CORP	$29.0M	62,668	+62,668	new
47	Steward Partners Investment Advisory, LLC	$28.8M	62,178	+62,178	new
48	Shulman DeMeo Asset Management LLC	$27.8M	60,075	+60,075	new
49	CIBC WORLD MARKET INC.	$26.9M	57,990	+57,990	new
50	XTX Topco Ltd	$24.6M	53,196	+53,196	new
51	Mine & Arao Wealth Creation & Management, LLC.	$24.1M	52,060	+52,060	new
52	Johnson Bixby & Associates, LLC	$23.8M	51,398	+51,398	new
53	Equitable Holdings, Inc.	$23.6M	49,253	+49,253	new
54	Conservest Capital Advisors, Inc.	$22.6M	48,876	+48,876	new
55	J.W. COLE ADVISORS, INC.	$21.9M	47,282	+47,282	new
56	MML INVESTORS SERVICES, LLC	$21.0M	45,327	+45,327	new
57	AMG National Trust Bank	$20.9M	45,225	+45,225	new
58	Summit Financial, LLC	$20.9M	44,945	+44,945	new
59	BLAIR WILLIAM & CO/IL	$20.6M	44,559	+44,559	new
60	Clarity Wealth Advisors, LLC	$20.2M	43,712	+43,712	new
61	PINNACLE ASSOCIATES LTD	$20.2M	43,537	+43,537	new
62	HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	$19.9M	43,000	+43,000	new
63	Kestra Advisory Services, LLC	$19.5M	42,092	+42,092	new
64	Allworth Financial LP	$18.9M	40,744	+40,744	new
65	Latko Wealth Management, Ltd.	$18.1M	38,996	+38,996	new
66	Nokomis Capital, L.L.C.	$18.0M	38,880	+38,880	new
67	Prospera Financial Services Inc	$17.5M	37,660	+37,660	new
68	Concurrent Investment Advisors, LLC	$17.2M	37,219	+37,219	new
69	TD Waterhouse Canada Inc.	$16.8M	36,037	+36,037	new
70	MERCER GLOBAL ADVISORS INC /ADV	$16.8M	38,663	+38,663	new
71	SMITHBRIDGE ASSET MANAGEMENT INC/DE	$16.7M	36,146	+36,146	new
72	OPPENHEIMER & CO INC	$16.7M	36,041	+36,041	new
73	PITTENGER & ANDERSON INC	$16.5M	35,558	+35,558	new
74	&PARTNERS	$16.3M	35,294	+35,294	new
75	COMMERCE BANK	$16.3M	35,145	+35,145	new
76	Beacon Capital Management, LLC	$16.3M	35,102	+35,102	new
77	Corient Private Wealth LLC	$16.0M	34,639	+34,639	new
78	Baird Financial Group, Inc.	$15.2M	32,900	+32,900	new
79	Quantinno Capital Management LP	$15.0M	32,391	+32,391	new
80	NATIONAL BANK OF CANADA /FI/	$14.9M	32,136	+32,136	new
81	All Terrain Financial Advisors, LLC	$14.6M	31,598	+31,598	new
82	Cornerstone Wealth Management, LLC	$14.6M	31,488	+31,488	new
83	MKT Advisors LLC	$14.4M	31,015	+31,015	new
84	FOUNDATIONS INVESTMENT ADVISORS, LLC	$14.4M	31,011	+31,011	new
85	Royal Fund Management, LLC	$14.2M	30,705	+30,705	new
86	StoryOne LLC	$14.1M	0	0	new
87	Bridgewater Advisors Inc.	$13.9M	28,019	+28,019	new
88	J HAGAN CAPITAL, INC.	$13.8M	29,875	+29,875	new
89	FIFTH THIRD BANCORP	$13.6M	29,456	+29,456	new
90	Capital Management Associates, Inc	$13.4M	29,008	+29,008	new
91	Daiwa Securities Group Inc.	$13.4M	28,975	+28,975	new
92	AQR CAPITAL MANAGEMENT LLC	$13.2M	28,437	+28,437	new
93	Pettinga Financial Advisors LLC	$12.5M	27,032	+27,032	new
94	HSBC HOLDINGS PLC	$12.3M	26,574	+26,574	new
95	Jacksonville Wealth Management, LLC	$12.0M	25,953	+25,953	new
96	WASHBURN CAPITAL MANAGEMENT, INC.	$11.8M	25,536	+25,536	new
97	Sound View Wealth Advisors Group, LLC	$11.5M	24,751	+24,751	new
98	Federation des caisses Desjardins du Quebec	$11.3M	24,490	+24,490	new
99	TWO SIGMA INVESTMENTS, LP	$11.3M	24,400	+24,400	new
100	FOCUS Wealth Advisors, LLC	$11.2M	24,166	+24,166	new
101	RETIREMENT FINANCIAL SOLUTIONS, LLC	$11.2M	24,106	+24,106	new
102	CREDIT AGRICOLE S A	$11.1M	23,862	+23,862	new
103	SCHRODER INVESTMENT MANAGEMENT GROUP	$11.0M	24,400	+24,400	new
104	Pinnacle Financial Partners, Inc.	$10.9M	23,534	+23,534	new
105	J. Goldman & Co LP	$10.9M	23,437	+23,437	new
106	BlackRock, Inc.	$10.6M	22,901	+22,901	new
107	M&T BANK CORP	$10.5M	22,589	+22,589	new
108	SMITH CHAS P & ASSOCIATES PA CPAS	$10.1M	21,839	+21,839	new
109	WASHINGTON CAPITAL MANAGEMENT, INC	$10.0M	21,499	+21,499	new
110	BALYASNY ASSET MANAGEMENT L.P.	$9.6M	20,807	+20,807	new
111	DIVERSIFY WEALTH MANAGEMENT, LLC	$9.5M	19,479	+19,479	new
112	Csenge Advisory Group	$9.5M	20,512	+20,512	new
113	Beacon Pointe Advisors, LLC	$9.4M	20,362	+20,362	new
114	D.A. DAVIDSON & CO.	$9.1M	19,728	+19,728	new
115	Merit Financial Group, LLC	$8.7M	18,776	+18,776	new
116	Tudor Financial Inc.	$8.7M	18,771	+18,771	new
117	GHP Investment Advisors, Inc.	$8.7M	18,682	+18,682	new
118	Lido Advisors, LLC	$8.6M	18,593	+18,593	new
119	Snowden Capital Advisors LLC	$8.6M	18,442	+18,442	new
120	Modern Wealth Management, LLC	$8.5M	18,225	+18,225	new
121	DV Trading LLC	$8.3M	17,913	+17,913	new
122	Gladstone Institutional Advisory LLC	$8.2M	17,725	+17,725	new
123	MONETA GROUP INVESTMENT ADVISORS LLC	$8.2M	17,673	+17,673	new
124	Foster Group, Inc.	$8.1M	17,577	+17,577	new
125	Oak Harvest Investment Services	$7.9M	17,102	+17,102	new
126	CVFG LLC	$7.9M	16,989	+16,989	new
127	Sowell Financial Services LLC	$7.8M	16,857	+16,857	new
128	1 NORTH WEALTH SERVICES LLC	$7.8M	16,758	+16,758	new
129	Capital Wealth Planning, LLC	$7.7M	16,633	+16,633	new
130	INDEPENDENT FINANCIAL GROUP, LLC	$7.7M	16,536	—	no prior
131	KINTRA WEALTH, LLC	$7.4M	15,949	+15,949	new
132	Kovack Advisors, Inc.	$7.4M	15,828	+15,828	new
133	OLD NATIONAL BANCORP /IN/	$7.3M	15,821	+15,821	new
134	Echo45 Advisors LLC	$7.3M	15,683	+15,683	new
135	Mountain Hill Investment Partners Corp.	$7.3M	15,676	+15,676	new
136	SYKON CAPITAL LLC	$7.1M	15,272	+15,272	new
137	U.S. Capital Wealth Advisors, LLC	$7.0M	15,209	+15,209	new
138	Summit Wealth Partners, LLC	$7.0M	15,168	+15,168	new
139	CHOREO, LLC	$7.0M	15,117	+15,117	new
140	Empowered Funds, LLC	$7.0M	15,050	+15,050	new
141	GTS SECURITIES LLC	$6.9M	14,852	+14,852	new
142	Mechanics Bank Trust Department	$6.7M	14,498	+14,498	new
143	Stratos Wealth Partners, LTD.	$6.7M	14,445	+14,445	new
144	REGIONS FINANCIAL CORP	$6.6M	14,354	+14,354	new
145	Independent Advisor Alliance	$6.6M	14,237	+14,237	new
146	JOHNSON INVESTMENT COUNSEL INC	$6.5M	13,996	+13,996	new
147	Apollon Wealth Management, LLC	$6.5M	13,935	+13,935	new
148	AE Wealth Management LLC	$6.4M	13,911	+13,911	new
149	Frank, Rimerman Advisors LLC	$6.3M	13,700	+13,700	new
150	Hilltop Holdings Inc.	$6.2M	13,317	+13,317	new
151	Guardian Asset Advisors, LLC	$6.1M	13,075	+13,075	new
152	EP Wealth Advisors, LLC	$6.0M	12,982	+12,982	new
153	Curtis Advisory Group, LLC	$6.0M	12,878	+12,878	new
154	INSIGNEO ADVISORY SERVICES, LLC	$5.9M	12,795	+12,795	new
155	World Investment Advisors	$5.9M	12,730	+12,730	new
156	Composition Wealth, LLC	$5.8M	12,476	+12,476	new
157	COWA, LLC	$5.8M	12,471	+12,471	new
158	HB Wealth Management, LLC	$5.8M	12,446	+12,446	new
159	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$5.8M	12,438	+12,438	new
160	MONTAG A & ASSOCIATES INC	$5.7M	12,375	+12,375	new
161	Summit Asset Management, LLC	$5.7M	12,270	+12,270	new
162	Bay Rivers Group	$5.7M	12,203	+12,203	new
163	Mission Creek Capital Partners, Inc.	$5.5M	11,972	+11,972	new
164	Polymer Capital Management (HK) LTD	$5.5M	11,850	+11,850	new
165	IFG Advisors, LLC	$5.5M	11,785	+11,785	new
166	PKS Advisory Services, LLC	$5.2M	11,199	+11,199	new
167	NWAM LLC	$5.2M	11,185	+11,185	new
168	SCOTIA CAPITAL INC.	$5.2M	11,180	+11,180	new
169	Narwhal Capital Management	$5.1M	11,080	+11,080	new
170	Cresset Asset Management, LLC	$5.1M	10,980	+10,980	new
171	IEQ CAPITAL, LLC	$5.0M	10,854	+10,854	new
172	Sigma Planning Corp	$5.0M	10,737	+10,737	new
173	Venture Visionary Partners LLC	$4.9M	10,627	+10,627	new
174	CWM, LLC	$4.9M	10,527	+10,527	new
175	Founders Financial Alliance, LLC	$4.8M	10,380	+10,380	new
176	Brookstone Capital Management	$4.8M	10,354	+10,354	new
177	Lynch Investment Planning, LLC	$4.7M	10,193	+10,193	new
178	Ausdal Financial Partners, Inc.	$4.7M	10,158	+10,158	new
179	BROWN ADVISORY INC	$4.7M	10,150	+10,150	new
180	Melone Private Wealth, LLC	$4.6M	9,965	+9,965	new
181	US BANCORP \DE\	$4.6M	9,915	+9,915	new
182	DMKC Advisory Services, LLC	$4.6M	9,828	+9,828	new
183	NewEdge Wealth, LLC	$4.5M	9,790	+9,790	new
184	FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC.	$4.5M	9,682	+9,682	new
185	Fortis Group Advisors, LLC	$4.5M	8,997	+8,997	new
186	Capital Wealth Alliance, LLC	$4.4M	9,454	+9,454	new
187	EFG International AG	$4.4M	9,408	+9,408	new
188	Tortoise Investment Management, LLC	$4.3M	9,367	+9,367	new
189	Northern Financial Advisors Inc	$4.3M	9,317	+9,317	new
190	Western Wealth Management, LLC	$4.3M	9,209	+9,209	new
191	Wealthfront Advisers LLC	$4.3M	9,199	+9,199	new
192	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	$4.2M	8,949	+8,949	new
193	MAI Capital Management	$4.1M	8,879	+8,879	new
194	GFS Advisors, LLC	$4.1M	10,029	+10,029	new
195	GRIMES & Co WEALTH MANAGEMENT, LLC	$4.1M	8,844	+8,844	new
196	Compound Planning, Inc.	$4.1M	8,797	+8,797	new
197	Jefferies Financial Group Inc.	$4.0M	8,721	+8,721	new
198	Lewis Asset Management, LLC	$3.9M	8,520	+8,520	new
199	ABSOLUTE CAPITAL MANAGEMENT, LLC	$3.9M	8,500	+8,500	new
200	CIBC Bancorp USA Inc.	$3.8M	8,303	—	no prior
201	Fortune 45 LLC	$3.8M	8,264	+8,264	new
202	TrueWealth Advisors, LLC	$3.8M	8,228	+8,228	new
203	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$3.8M	8,185	+8,185	new
204	Wealthspire Advisors, LLC	$3.7M	8,077	+8,077	new
205	TWIN FOCUS CAPITAL PARTNERS, LLC	$3.7M	8,022	+8,022	new
206	Beta Wealth Group, Inc.	$3.7M	7,984	+7,984	new
207	Savant Capital, LLC	$3.7M	7,907	+7,907	new
208	Institute for Wealth Management, LLC.	$3.7M	7,881	+7,881	new
209	RFG Advisory, LLC	$3.6M	7,738	+7,738	new
210	Autumn Glory Partners, LLC	$3.5M	7,588	+7,588	new
211	MERIDIAN INVESTMENT COUNSEL INC.	$3.5M	7,568	+7,568	new
212	Ashton Thomas Private Wealth, LLC	$3.5M	7,548	+7,548	new
213	GUARDIAN WEALTH ADVISORS, LLC / NC	$3.5M	7,484	+7,484	new
214	Greenfield Savings Bank	$3.4M	7,427	+7,427	new
215	Caldwell Trust Co	$3.4M	7,266	+7,266	new
216	OLD MISSION CAPITAL LLC	$3.2M	6,866	+6,866	new
217	GWN SECURITIES INC.	$3.2M	6,830	+6,830	new
218	Atlas Private Wealth Advisors	$3.2M	6,814	+6,814	new
219	Fingerlakes Wealth Management, Inc.	$3.2M	6,813	+6,813	new
220	PFG Advisors	$3.1M	6,693	+6,693	new
221	Waverly Advisors, LLC	$3.1M	6,669	+6,669	new
222	Kingsview Wealth Management, LLC	$3.1M	6,654	+6,654	new
223	Pathstone Holdings, LLC	$3.0M	6,568	+6,568	new
224	Objective Capital Management, LLC	$3.0M	6,529	+6,529	new
225	Callan Family Office, LLC	$3.0M	6,513	+6,513	new
226	TWO SIGMA SECURITIES, LLC	$3.0M	6,494	+6,494	new
227	VERUS CAPITAL PARTNERS, LLC	$2.9M	6,340	+6,340	new
228	MATTERN CAPITAL MANAGEMENT, LLC	$2.9M	6,297	+6,297	new
229	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	$2.9M	6,245	+6,245	new
230	BigSur Wealth Management LLC	$2.9M	6,169	+6,169	new
231	Asset Dedication, LLC	$2.8M	6,132	+6,132	new
232	SIG BROKERAGE, LP	$2.8M	6,050	+6,050	new
233	Integrated Advisors Network LLC	$2.8M	6,046	+6,046	new
234	Edgestream Partners, L.P.	$2.8M	6,027	+6,027	new
235	PFG Investments, LLC	$2.8M	6,025	+6,025	new
236	Constant Guidance Financial LLC	$2.8M	5,969	+5,969	new
237	GREAT VALLEY ADVISOR GROUP, INC.	$2.7M	5,839	+5,839	new
238	LOWERY THOMAS, LLC	$2.7M	5,833	+5,833	new
239	FIDELIS CAPITAL PARTNERS, LLC	$2.7M	5,803	+5,803	new
240	PARAGON CAPITAL MANAGEMENT INC	$2.6M	5,667	+5,667	new
241	MLP3, LLC	$2.6M	5,638	+5,638	new
242	Hudock, Inc.	$2.5M	5,472	+5,472	new
243	ALLIANCEBERNSTEIN L.P.	$2.5M	5,203	+5,203	new
244	Cambridge Financial Group, LLC	$2.5M	5,302	+5,302	new
245	LEVEL FOUR ADVISORY SERVICES, LLC	$2.4M	5,252	+5,252	new
246	ARVEST INVESTMENTS, INC.	$2.4M	5,248	+5,248	new
247	DAVENPORT & Co LLC	$2.4M	5,248	+5,248	new
248	FSM Wealth Advisors, LLC	$2.4M	5,173	+5,173	new
249	Intrepid Financial Planning Group LLC	$2.4M	5,151	+5,151	new
250	Essex Financial Services, Inc.	$2.3M	5,072	+5,072	new
251	Graves Light Lenhart Wealth, Inc.	$2.3M	5,049	+5,049	new
252	StoneX Group Inc.	$2.3M	5,042	+5,042	new
253	MCGUIRE CAPITAL ADVISORS INC	$2.3M	5,014	+5,014	new
254	SEAMOUNT FINANCIAL GROUP INC	$2.3M	5,004	+5,004	new
255	FIRST NATIONAL BANK OF OMAHA	$2.3M	5,034	+5,034	new
256	Quadcap Wealth Management, LLC	$2.2M	4,854	+4,854	new
257	Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	$2.2M	4,845	+4,845	new
258	KEYBANK NATIONAL ASSOCIATION/OH	$2.2M	4,829	+4,829	new
259	Leo Wealth, LLC	$2.2M	4,827	+4,827	new
260	Advisory Alpha, LLC	$2.2M	4,706	+4,706	new
261	BLVD Private Wealth, LLC	$2.2M	4,657	+4,657	new
262	FLAGSTAR SECURITIES, INC	$2.2M	4,633	+4,633	new
263	Net Worth Advisory Group	$2.1M	4,599	+4,599	new
264	SCS Capital Management LLC	$2.1M	4,594	+4,594	new
265	Second Half Financial Partners, LLC	$2.1M	4,589	+4,589	new
266	SNS Financial Group, LLC	$2.1M	4,565	+4,565	new
267	Robertson Stephens Wealth Management, LLC	$2.1M	4,534	+4,534	new
268	EVOKE WEALTH, LLC	$2.1M	4,463	+4,463	new
269	Secure Asset Management, LLC	$2.1M	4,431	+4,431	new
270	Windsor Capital Management, LLC	$2.0M	4,381	+4,381	new
271	Arvest Bank Trust Division	$2.0M	4,338	+4,338	new
272	Embree Financial Group	$2.0M	4,332	+4,332	new
273	MISSION WEALTH MANAGEMENT, LP	$2.0M	4,238	+4,238	new
274	Stratos Wealth Advisors, LLC	$1.9M	4,203	+4,203	new
275	Bedminster, LLC	$1.9M	4,196	+4,196	new
276	Sage Capital Management, LLC	$1.9M	4,174	+4,174	new
277	WealthBridge Capital Management, LLC	$1.9M	4,175	+4,175	new
278	PATTON ALBERTSON MILLER GROUP, LLC	$1.9M	4,165	+4,165	new
279	Apriem Advisors	$1.9M	4,150	+4,150	new
280	Jackson Hole Capital Partners, LLC	$1.9M	4,134	+4,134	new
281	Connecticut Wealth Management, LLC	$1.9M	4,133	+4,133	new
282	Larson Financial Group LLC	$1.9M	4,099	+4,099	new
283	Triumph Capital Management	$1.9M	4,069	+4,069	new
284	Capital Investment Advisors, LLC	$1.9M	4,062	+4,062	new
285	American Wealth Advisors, LLC	$1.9M	4,054	+4,054	new
286	Focus Financial Network, Inc.	$1.9M	4,045	+4,045	new
287	SNOWWATER INVESTMENT PARTNERS, LLC	$1.9M	4,000	+4,000	new
288	Morton Capital Management LLC/CA	$1.8M	3,929	+3,929	new
289	Walleye Trading LLC	$1.8M	3,909	+3,909	new
290	Grandview Asset Management LLC	$1.8M	3,863	+3,863	new
291	WESTBOURNE INVESTMENTS, INC.	$1.8M	3,860	+3,860	new
292	Optivise Advisory Services LLC	$1.8M	3,842	+3,842	new
293	EVOLVE PRIVATE WEALTH, LLC	$1.8M	3,820	+3,820	new
294	Moors & Cabot, Inc.	$1.8M	3,798	+3,798	new
295	Kaizen Financial Strategies	$1.8M	3,621	+3,621	new
296	Paulson Wealth Management Inc.	$1.7M	3,771	+3,771	new
297	Roundview Capital LLC	$1.7M	3,770	+3,770	new
298	Gallacher Capital Management LLC	$1.7M	3,763	+3,763	new
299	SAXON INTERESTS, INC.	$1.7M	3,741	+3,741	new
300	Valmark Advisers, Inc.	$1.7M	3,740	+3,740	new
301	RMR Wealth Builders	$1.7M	3,725	+3,725	new
302	BENJAMIN EDWARDS INC	$1.7M	3,724	+3,724	new
303	W.H. Cornerstone Investments Inc.	$1.7M	3,724	+3,724	new
304	Purus Wealth Management, LLC	$1.7M	3,716	+3,716	new
305	CAPSTONE INVESTMENT ADVISORS, LLC	$1.7M	3,711	+3,711	new
306	Apella Capital, LLC	$1.7M	3,476	+3,476	new
307	LaSalle St. Investment Advisors, LLC	$1.7M	3,683	+3,683	new
308	HUB Investment Partners, LLC	$1.7M	3,683	+3,683	new
309	Vestmark Advisory Solutions, Inc.	$1.7M	3,674	+3,674	new
310	B. Riley Wealth Advisors, Inc.	$1.7M	3,760	+3,760	new
311	White Knight Strategic Wealth Advisors, LLC	$1.7M	3,645	+3,645	new
312	CV Advisors LLC	$1.7M	3,631	+3,631	new
313	Sovran Advisors, LLC	$1.7M	3,330	+3,330	new
314	Aull & Monroe Investment Management Corp	$1.6M	3,542	+3,542	new
315	Onyx Bridge Wealth Group LLC	$1.6M	3,525	+3,525	new
316	TOBIAS FINANCIAL ADVISORS, INC.	$1.6M	3,519	+3,519	new
317	Heritage Investment Group, Inc.	$1.6M	3,480	+3,480	new
318	Y-Intercept (Hong Kong) Ltd	$1.6M	3,467	+3,467	new
319	OneDigital Investment Advisors LLC	$1.6M	3,445	+3,445	new
320	Sharper & Granite LLC	$1.6M	3,440	+3,440	new
321	Fiscal Wisdom Wealth Management, LLC	$1.6M	3,425	+3,425	new
322	Auxano Advisors, LLC	$1.6M	3,414	+3,414	new
323	Vontobel Holding Ltd.	$1.6M	3,352	+3,352	new
324	FLPUTNAM INVESTMENT MANAGEMENT CO	$1.5M	3,343	+3,343	new
325	Cambridge Advisors Inc.	$1.5M	3,336	+3,336	new
326	Atlantic Union Bankshares Corp	$1.5M	3,335	+3,335	new
327	Cerro Pacific Wealth Advisors LLC	$1.5M	3,327	+3,327	new
328	MidFirst Bank	$1.5M	3,319	+3,319	new
329	KCM INVESTMENT ADVISORS LLC	$1.5M	3,314	+3,314	new
330	Resonant Capital Advisors, LLC	$1.5M	3,300	+3,300	new
331	FWG Holdings, LLC	$1.5M	3,281	+3,281	new
332	TOMPKINS FINANCIAL CORP	$1.5M	3,305	+3,305	new
333	LETSON INVESTMENT MANAGEMENT, INC.	$1.5M	3,300	+3,300	new
334	Rydar Equities, Inc.	$1.5M	3,297	+3,297	new
335	Raab & Moskowitz Asset Management LLC	$1.5M	3,295	+3,295	new
336	Focus Partners Advisor Solutions, LLC	$1.5M	3,253	+3,253	new
337	Modera Wealth Management, LLC	$1.5M	3,235	+3,235	new
338	Northern Capital Management, Inc.	$1.5M	3,234	+3,234	new
339	Wealthcare Advisory Partners LLC	$1.5M	3,217	+3,217	new
340	Round Rock Advisors LLC	$1.5M	3,188	+3,188	new
341	Orion Porfolio Solutions, LLC	$1.5M	3,167	+3,167	new
342	XML Financial, LLC	$1.5M	3,164	+3,164	new
343	Clear Creek Financial Management, LLC	$1.5M	3,161	+3,161	new
344	Gotham Asset Management, LLC	$1.4M	3,088	+3,088	new
345	Aberdeen Group plc	$1.4M	3,087	+3,087	new
346	Capital Investment Advisory Services, LLC	$1.4M	3,070	+3,070	new
347	High Net Worth Advisory Group LLC	$1.4M	3,038	+3,038	new
348	Hapanowicz & Associates Financial Services, Inc	$1.4M	3,029	+3,029	new
349	Koshinski Asset Management, Inc.	$1.4M	3,015	+3,015	new
350	Sovereign Financial Group, Inc.	$1.4M	3,004	+3,004	new
351	Kelman-Lazarov, Inc.	$1.4M	2,992	+2,992	new
352	UPTICK PARTNERS, LLC	$1.4M	2,971	+2,971	new
353	WOODMONT INVESTMENT COUNSEL LLC	$1.4M	2,969	+2,969	new
354	CRA Financial Services, LLC	$1.4M	2,963	+2,963	new
355	SPRING CAPITAL MANAGEMENT, LLC	$1.4M	2,920	+2,920	new
356	Perigon Wealth Management, LLC	$1.3M	2,905	+2,905	new
357	Jacobi Capital Management LLC	$1.3M	2,899	+2,899	new
358	HANCOCK WHITNEY CORP	$1.3M	2,701	+2,701	new
359	Clearstead Advisors, LLC	$1.3M	2,891	+2,891	new
360	Aspen Capital Management, LLC	$1.3M	2,850	+2,850	new
361	First City Capital Management, Inc.	$1.3M	2,834	+2,834	new
362	Dynamic Advisor Solutions LLC	$1.3M	2,833	+2,833	new
363	Daybright Advisory Services, Inc.	$1.3M	2,831	+2,831	new
364	LAZARD ASSET MANAGEMENT LLC	$1.3M	2,827	+2,827	new
365	TD ASSET MANAGEMENT INC	$1.3M	2,816	+2,816	new
366	MGO ONE SEVEN LLC	$1.3M	2,810	+2,810	new
367	Stonebrook Private Inc.	$1.3M	2,808	+2,808	new
368	American Alpha Advisors, LLC	$1.3M	2,801	—	no prior
369	Chokshi & Queen Wealth Advisors, Inc	$1.3M	2,788	+2,788	new
370	FORONJY FINANCIAL LLC	$1.3M	2,782	+2,782	new
371	Bannerstone Capital Management, LLC	$1.3M	2,772	—	no prior
372	Wealth Management Partners, LLC	$1.3M	2,769	+2,769	new
373	Elmwood Wealth Management, Inc.	$1.3M	2,726	+2,726	new
374	Pinnacle Family Advisors, LLC	$1.3M	2,721	+2,721	new
375	NWF Advisory Services Inc.	$1.3M	2,713	+2,713	new
376	Acropolis Investment Management, LLC	$1.3M	2,712	+2,712	new
377	VestGen Advisors, LLC	$1.3M	2,520	+2,520	new
378	Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors	$1.2M	2,690	+2,690	new
379	Fortune Financial Advisors, LLC	$1.2M	2,664	+2,664	new
380	Eaton Financial Holdings Company, LLC	$1.2M	2,656	+2,656	new
381	FLAGSHIP HARBOR ADVISORS, LLC	$1.2M	2,632	+2,632	new
382	Chicago Partners Investment Group LLC	$1.2M	2,454	+2,454	new
383	Sequoia Financial Advisors, LLC	$1.2M	2,619	+2,619	new
384	QTR Family Wealth, LLC	$1.2M	2,479	+2,479	new
385	Well Done, LLC	$1.2M	2,594	+2,594	new
386	Caprock Group, LLC	$1.2M	2,584	+2,584	new
387	Cypress Wealth Services, LLC	$1.2M	2,583	+2,583	new
388	Smartleaf Asset Management LLC	$1.2M	2,628	+2,628	new
389	WBH ADVISORY INC	$1.2M	2,546	+2,546	new
390	CENTRAL TRUST Co	$1.2M	2,543	+2,543	new
391	1ST SOURCE BANK	$1.2M	2,541	+2,541	new
392	ZWJ INVESTMENT COUNSEL INC	$1.2M	2,517	+2,517	new
393	Ewing Morris & Co. Investment Partners Ltd.	$1.2M	2,510	+2,510	new
394	Odyssey Capital Advisors, Inc.	$1.2M	2,500	+2,500	new
395	Advisor Resource Council	$1.2M	2,491	+2,491	new
396	Balboa Wealth Partners	$1.1M	2,481	+2,481	new
397	FIRST NATIONAL TRUST CO	$1.1M	2,479	+2,479	new
398	Stokes Family Office, LLC	$1.1M	2,476	+2,476	new
399	Redwood Family Wealth LLC	$1.1M	2,470	+2,470	new
400	JFS WEALTH ADVISORS, LLC	$1.1M	2,463	+2,463	new
401	Latitude Advisors, LLC	$1.1M	2,457	+2,457	new
402	Financial Alternatives, Inc	$1.1M	2,407	+2,407	new
403	Summit Trail Advisors, LLC	$1.1M	2,390	+2,390	new
404	Aptus Capital Advisors, LLC	$1.1M	2,371	+2,371	new
405	Castle Rock Wealth Management, LLC	$1.1M	2,337	+2,337	new
406	Strait & Sound Wealth Management LLC	$1.1M	2,346	+2,346	new
407	Envestnet Portfolio Solutions, Inc.	$1.1M	2,287	+2,287	new
408	Mill Creek Capital Advisors, LLC	$1.1M	2,275	+2,275	new
409	Beacon Bank & Trust	$1.0M	2,236	+2,236	new
410	Clear Harbor Asset Management, LLC	$1.0M	2,235	+2,235	new
411	BITTERROOT CAPITAL ADVISORS LLC	$1.0M	2,219	+2,219	new
412	HBK Sorce Advisory LLC	$1.0M	2,068	+2,068	new
413	C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors	$1.0M	2,214	+2,214	new
414	Pinnacle Wealth Planning Services, Inc.	$1.0M	2,211	+2,211	new
415	Quartz Partners, LLC	$1.0M	2,208	+2,208	new
416	Visionary Wealth Advisors	$1.0M	2,196	+2,196	new
417	Verdence Capital Advisors LLC	$1.0M	2,191	+2,191	new
418	Magnus Financial Group LLC	$1.0M	2,188	+2,188	new
419	HOLDERNESS INVESTMENTS CO	$1.0M	2,177	+2,177	new
420	Tyche Wealth Partners LLC	$1.0M	2,176	+2,176	new
421	ROMANO BROTHERS AND COMPANY	$1.0M	2,174	+2,174	new
422	Vise Technologies, Inc.	$999K	2,078	+2,078	new
423	EARNED WEALTH ADVISORS, LLC	$997K	2,153	+2,153	new
424	NFSG Corp	$983K	2,122	+2,122	new
425	Wealth Quarterback LLC	$972K	2,098	+2,098	new
426	Arax Advisory Partners	$967K	2,080	+2,080	new
427	GABLES CAPITAL MANAGEMENT INC.	$959K	2,071	+2,071	new
428	BANTA ASSET MANAGEMENT LP	$951K	2,054	+2,054	new
429	Harvest Investment Services, LLC	$951K	2,052	+2,052	new
430	Krilogy Financial LLC	$950K	1,956	+1,956	new
431	Ground Swell Capital, LLC	$949K	2,049	+2,049	new
432	Asset Allocation Strategies LLC	$937K	2,023	+2,023	new
433	Widmann Financial Services, Inc.	$932K	2,012	+2,012	new
434	Ascentis Independent Advisors	$929K	2,005	+2,005	new
435	COLDSTREAM CAPITAL MANAGEMENT INC	$929K	2,005	+2,005	new
436	Drexel Morgan & Co.	$926K	2,000	+2,000	new
437	Pegasus Asset Management, Inc.	$915K	1,975	+1,975	new
438	Alta Wealth Advisors LLC	$910K	1,964	+1,964	new
439	Oxinas Partners, LLC	$896K	1,934	+1,934	new
440	GODSEY & GIBB, INC	$892K	1,926	+1,926	new
441	KANAWHA CAPITAL MANAGEMENT LLC	$887K	1,914	+1,914	new
442	Guardian Capital, LLC	$883K	1,906	+1,906	new
443	Concord Wealth Partners	$882K	1,904	+1,904	new
444	Alesco Advisors, LLC, An ESL Co	$881K	1,903	+1,903	new
445	Selective Wealth Management, Inc.	$877K	1,796	+1,796	new
446	DUNCKER STREETT & CO INC	$867K	1,873	+1,873	new
447	SeaCrest Wealth Management, LLC	$867K	1,872	+1,872	new
448	180 WEALTH ADVISORS, LLC	$867K	1,871	+1,871	new
449	Soundwatch Capital LLC	$857K	1,850	+1,850	new
450	Advanced Asset Management Advisors Inc	$851K	1,837	+1,837	new
451	BAILARD, INC.	$848K	1,830	+1,830	new
452	LODESTAR PRIVATE ASSET MANAGEMENT LLC	$844K	1,822	+1,822	new
453	Global Financial Private Client, LLC	$843K	1,821	+1,821	new
454	Soltis Investment Advisors LLC	$823K	1,777	+1,777	new
455	Volterra Technologies LP	$820K	1,771	+1,771	new
456	Joel Isaacson & Co., LLC	$820K	1,771	+1,771	new
457	Massar Capital Management, LP	$819K	1,768	+1,768	new
458	Mayflower Financial Advisors, LLC	$817K	1,763	+1,763	new
459	FIRST HAWAIIAN BANK	$816K	1,762	+1,762	new
460	Founders Capital Management	$815K	1,760	+1,760	new
461	Regal Investment Advisors LLC	$815K	1,759	+1,759	new
462	Evercore Wealth Management, LLC	$793K	1,712	+1,712	new
463	Marex Group Ltd	$793K	1,711	+1,711	new
464	NEW ENGLAND ASSET MANAGEMENT INC	$792K	1,710	+1,710	new
465	Murphy, Middleton, Hinkle & Parker, Inc.	$790K	1,706	+1,706	new
466	Black Diamond Financial, LLC	$787K	1,699	+1,699	new
467	Huntleigh Advisors, Inc.	$778K	1,680	+1,680	new
468	Argentarii, LLC	$776K	1,676	+1,676	new
469	FAGAN ASSOCIATES, INC.	$775K	1,673	+1,673	new
470	OMNI 360 Wealth, Inc.	$768K	1,657	+1,657	new
471	FRANKLIN RESOURCES INC	$764K	1,649	+1,649	new
472	GILPIN WEALTH MANAGEMENT, LLC	$762K	1,646	+1,646	new
473	Cassaday & Co Wealth Management LLC	$761K	1,642	+1,642	new
474	Glenview Trust Co	$756K	1,632	+1,632	new
475	True North Advisors, LLC	$748K	1,616	+1,616	new
476	Forvis Mazars Wealth Advisors, LLC	$746K	1,610	+1,610	new
477	Milestones Private Investment Advisors LLC	$745K	1,609	+1,609	new
478	KG Capital Management	$744K	1,607	+1,607	new
479	Financial Futures Ltd Liability Co.	$737K	1,592	+1,592	new
480	SHEETS SMITH WEALTH MANAGEMENT	$737K	1,591	+1,591	new
481	Centurion Wealth Management LLC	$732K	1,579	+1,579	new
482	Everest Financial Group LLC	$729K	1,574	—	no prior
483	Fogel Capital Management, Inc.	$726K	1,568	+1,568	new
484	ARWA LLC	$723K	1,500	+1,500	new
485	Financial Planning Hawaii, Inc.	$720K	1,554	+1,554	new
486	Marks Group Wealth Management, Inc	$710K	1,532	+1,532	new
487	EAGLE ROCK INVESTMENT COMPANY, LLC	$706K	1,525	+1,525	new
488	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$706K	1,524	+1,524	new
489	Fourth Dimension Wealth, LLC	$700K	1,512	+1,512	new
490	Per Stirling Capital Management, LLC.	$698K	1,506	+1,506	new
491	Ballentine Partners, LLC	$696K	1,502	+1,502	new
492	Main Street Research LLC	$696K	1,502	+1,502	new
493	Sage Capital Advisors,llc	$695K	1,501	+1,501	new
494	Roehl & Yi Investment Advisors, LLC	$695K	1,500	+1,500	new
495	Sterling Investment Counsel, LLC	$694K	1,499	+1,499	new
496	Johnson Financial Group, Inc.	$694K	1,495	+1,495	new
497	Mutual Advisors, LLC	$691K	1,492	+1,492	new
498	CIM, LLC	$691K	1,492	+1,492	new
499	Atlas Legacy Advisors, LLC	$688K	1,486	+1,486	new
500	Claro Advisors Inc.	$687K	1,484	+1,484	new

Quarter ended 2026-03-31Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · DIA

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 0 — —
Sellers: 0 — —

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 2 Gotham Asset Management, Caxton Associates $1.8M held
Trimming: 0 — $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · STATE STR SPDR DOW JONES IND

Merged timeline of congressional filings and notable-manager moves on DIA
Date	Who	Change	Size
2026-05-15	Gotham Asset Management 13F	new	+3,088 sh
2026-05-14	Caxton Associates 13F	new	+764 sh

2 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

5 members of Congress disclosed DIA — the congressional view ↗