Public record / Tickers / NIO

NIO — NIO Inc.

Both disclosure regimes on one name: who in Congress filed about NIO, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
10
all PTR rows naming NIO
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
09-23
filed 2021-09-23
13F holders
371
top-371 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

Brian J. Mast · $50.0K–$100K

Sale · traded 2020-07-06 → filed 2020-08-14. Ranked over every NIO row by the provable lower bound, never a point estimate.

No member disclosed NIO in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

5 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

No dated NIO rows fall inside the trailing 24 months by trade date.

Trade date, not filing date — the lag lives in the table below. 0 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING NIO · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning NIO
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2021-09-23Thomas R. Suozzi D–NY-3SaleTraded 05-20 LATE·126d$15K–$50K
2021-09-23Thomas R. Suozzi D–NY-3PurchaseTraded 2020-10-05 LATE·353d$15K–$50K
2021-09-23Thomas R. Suozzi D–NY-3PurchaseTraded 2020-09-02 LATE·386d$1K–$15K
2021-05-03Pete Sessions R–TX-17Purchase · SP (spouse-owned)Traded 01-20 LATE·103d$1K–$15K
2020-08-14Brian J. Mast R–FL-21SaleTraded 07-06 +39d$50K–$100K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 10 ↗

Members active in NIO

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14

No member disclosed NIO in the trailing 12 months.

Congress ↔ notable managers · NIO

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 $0 held
Trimming
0 $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · NIO INC

No moves on either side in the window.

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of NIO for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1D. E. Shaw & Co., Inc.$231M1
2MORGAN STANLEY$88.8M1
3RENAISSANCE TECHNOLOGIES LLC$87.1M1
4BANK OF AMERICA CORP /DE/$85.8M1
5TWO SIGMA INVESTMENTS, LP$80.4M1
6CITADEL ADVISORS LLC$79.8M1
7UBS Group AG$74.5M1
8BlackRock, Inc.$64.7M1
9Point72 Asset Management, L.P.$40.0M1
10VOLORIDGE INVESTMENT MANAGEMENT, LLC$38.3M1
11Legal & General Group Plc$36.1M1
12JANE STREET GROUP, LLC$33.1M1
13STATE STREET CORP$26.0M1
14Ghisallo Capital Management LLC$24.1M1
15Invesco Ltd.$18.8M1
16MACKENZIE FINANCIAL CORP$16.7M1
17Trexquant Investment LP$13.8M1
18SUSQUEHANNA INTERNATIONAL GROUP, LLP$13.6M1
19OLD MISSION CAPITAL LLC$10.6M1
20NATIXIS$9.8M1
21Quadrature Capital Ltd$9.0M1
22Walleye Trading LLC$8.9M1
23Verition Fund Management LLC$7.7M1
24AMERICAN CENTURY COMPANIES INC$7.2M1
25IMC-Chicago, LLC$7.0M1
26MILLENNIUM MANAGEMENT LLC$6.9M1
27Clear Street Group Inc.$6.4M1
28GROUP ONE TRADING LLC$5.6M1
29Squarepoint Ops LLC$5.5M1
30MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$5.3M1
31AVIVA PLC$5.1M1
32STOREBRAND ASSET MANAGEMENT AS$4.4M1
33Tidal Investments LLC$3.6M1
34Baker Avenue Asset Management, LP$3.3M1
35CITIGROUP INC$3.0M1
36NINE MASTS CAPITAL Ltd$2.9M1
37XY Capital Ltd$2.7M1
38Swedbank AB$2.6M1
39DEUTSCHE BANK AG\$2.5M1
40LPL Financial LLC$2.4M1
41BNP Paribas Asset Management Holding S.A.$2.4M1
42NORTHERN TRUST CORP$2.3M1
43Leonteq Securities AG$2.3M1
44Headlands Technologies LLC$2.3M1
45Mitsubishi UFJ Asset Management Co., Ltd.$2.2M1
46FMR LLC$2.1M1
47Swiss Life Asset Management Ltd$2.1M1
48LMR Partners LLP$2.1M1
49Marex Group Ltd$2.0M1
50WT Asset Management Ltd$1.8M1
51BANK OF MONTREAL /CAN/$1.6M1
52Vontobel Holding Ltd.$1.5M1
53BALYASNY ASSET MANAGEMENT L.P.$1.4M1
54Diametric Capital, LP$1.4M1
55ENVESTNET ASSET MANAGEMENT INC$1.3M1
56HSBC HOLDINGS PLC$1.3M1
57PROFUND ADVISORS LLC$1.2M1
58Alliance Wealth Advisors, LLC$1.2M1
59Caitong International Asset Management Co., Ltd$1.2M1
60Creative Planning$1.2M1
61RAYMOND JAMES FINANCIAL INC$1.1M1
62UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$1.1M1
63Mirae Asset Global Investments Co., Ltd.$1.0M1
64Walleye Capital LLC$937K1
65Engineers Gate Manager LP$901K1
66COMMONWEALTH EQUITY SERVICES, LLC$900K1
67Advisors Asset Management, Inc.$887K1
68Mariner, LLC$879K1
69Vident Advisory, LLC$842K1
70DRW Securities, LLC$808K1
71EDMOND DE ROTHSCHILD HOLDING S.A.$802K1
72WINTON GROUP Ltd$797K1
73Laird Norton Wetherby Trust Company, LLC$789K1
74Brooklyn Investment Group$782K1
75Axim Planning & Wealth$762K1
76QUADRANT CAPITAL GROUP LLC$732K1
77WELLS FARGO & COMPANY/MN$679K1
78Trilogy Capital Inc.$664K1
79ROYAL BANK OF CANADA$605K1
80CenterBook Partners LP$603K1
81Alphadyne Asset Management LP$602K1
82Polymer Capital Management (HK) LTD$590K1
83Vanguard Personalized Indexing Management, LLC$581K1
84DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$577K1
85OSAIC HOLDINGS, INC.$572K1
86Cetera Investment Advisers$560K1
87Cobblestone Asset Management LLC$556K1
88Federation des caisses Desjardins du Quebec$547K1
89FIRST TRUST ADVISORS LP$544K1
90OPPENHEIMER & CO INC$512K1
91US BANCORP \DE\$509K1
92MACQUARIE GROUP LTD$485K1
93180 WEALTH ADVISORS, LLC$482K1
94Long Corridor Asset Management Ltd$476K1
95Centiva Capital, LP$475K1
96Hoffman, Alan N Investment Management$457K1
97PFG Investments, LLC$446K1
98O'SHAUGHNESSY ASSET MANAGEMENT, LLC$437K1
99Perseverance Asset Management International$435K1
100Sanctuary Advisors, LLC$388K1
101Compound Planning, Inc.$380K1
102Rockefeller Capital Management L.P.$372K1
103PKO Investment Management Joint-Stock Co$362K1
104HighTower Advisors, LLC$359K1
105Focus Partners Wealth$358K1
106Qube Research & Technologies Ltd$356K1
107Calamos Advisors LLC$339K1
108AXQ CAPITAL, LP$338K1
109WCG Wealth Advisors LLC$330K1
110Sequoia Financial Advisors, LLC$310K1
111Private Advisor Group, LLC$309K1
112ALLIANCEBERNSTEIN L.P.$307K1
113TWO SIGMA SECURITIES, LLC$305K1
114Cerity Partners LLC$305K1
115IPG Investment Advisors LLC$299K1
116Ballentine Partners, LLC$294K1
117BOOTHBAY FUND MANAGEMENT, LLC$292K1
118Corient Private Wealth LLC$248K1
119SummitTX Capital, L.P.$247K1
120Crossmark Global Holdings, Inc.$241K1
121SIGNATUREFD, LLC$241K1
122MGO ONE SEVEN LLC$230K1
123High Probability Advisors, LLC$223K1
124FORTRESS PRIVATE LEDGER, LLC$222K1
125Kestra Advisory Services, LLC$213K1
126AZZAD ASSET MANAGEMENT INC /ADV$211K1
127Savant Capital, LLC$211K1
128NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$210K1
129XPONANCE LLC$208K1
130CAPSTONE INVESTMENT ADVISORS, LLC$207K1
131Aerodigm Wealth, LLC$206K1
132PRELUDE CAPITAL MANAGEMENT, LLC$206K1
133ABN AMRO INVESTMENT SOLUTIONS$206K1
134Magnetar Financial LLC$204K1
135Allianz Asset Management GmbH$190K1
136QRG CAPITAL MANAGEMENT, INC.$180K1
137Ausdal Financial Partners, Inc.$180K1
138NATIONAL BANK OF CANADA /FI/$180K1
139Lido Advisors, LLC$177K1
140GUGGENHEIM CAPITAL LLC$176K1
141CIBC WORLD MARKET INC.$174K1
142West Family Investments, Inc.$161K1
143INSIGNEO ADVISORY SERVICES, LLC$158K1
144SteelPeak Wealth, LLC$156K1
145FOX RUN MANAGEMENT, L.L.C.$155K1
146Pathstone Holdings, LLC$155K1
147Focus Partners Advisor Solutions, LLC$152K1
148Prospera Financial Services Inc$152K1
149Shay Capital LLC$151K1
150Berman McAleer LLC$151K1
151Equitable Holdings, Inc.$150K1
152Prosperity Financial Group, Inc.$147K1
153Zurcher Kantonalbank (Zurich Cantonalbank)$146K1
154PANAGORA ASSET MANAGEMENT INC$145K1
155XTX Topco Ltd$144K1
156TD Waterhouse Canada Inc.$144K1
157EFG International AG$141K1
158MCF Advisors LLC$141K1
159GLENMEDE TRUST CO NA$133K1
160Verdad Advisers, LP$129K1
161Orion Porfolio Solutions, LLC$126K1
162TRUIST FINANCIAL CORP$122K1
163PACES FERRY WEALTH ADVISORS, LLC$122K1
164Callan Family Office, LLC$121K1
165VICTORY FINANCIAL GROUP, LLC$121K1
166Quintet Private Bank (Europe) S.A.$121K1
167CWM, LLC$117K1
168Traynor Capital Management, Inc.$115K1
169IEQ CAPITAL, LLC$114K1
170DIMENSIONAL FUND ADVISORS LP$113K1
171PDS Planning, Inc$112K1
172MISSION WEALTH MANAGEMENT, LP$110K1
173FRANKLIN RESOURCES INC$102K1
174Tower Research Capital LLC (TRC)$101K1
175DV Trading LLC$98.8K1
176PharVision Advisers, LLC$98.0K1
177PCM Encore, LLC$96.9K1
178Allspring Global Investments Holdings, LLC$94.9K1
179Modern Wealth Management, LLC$94.8K1
180Compagnie Lombard Odier SCmA$92.8K1
181Tradition Wealth Management, LLC$91.7K1
182OneDigital Investment Advisors LLC$90.8K1
183Wealthspire Advisors, LLC$86.0K1
184Gotham Asset Management, LLC$83.8K1
185Spartan Wealth Advisory Services LLC$82.3K1
186Optas, LLC$81.4K1
187Beacon Pointe Advisors, LLC$81.4K1
188RFG Advisory, LLC$80.7K1
189CHOREO, LLC$79.5K1
190Aspex Management (HK) Ltd$79.2K1
191MERCER GLOBAL ADVISORS INC /ADV$78.9K1
192Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$76.9K1
193Hedeker Wealth, LLC$75.4K1
194Stratos Wealth Partners, LTD.$75.1K1
195WMG Financial Advisors, LLC$73.6K1
196HB Wealth Management, LLC$73.6K1
197GREAT VALLEY ADVISOR GROUP, INC.$73.0K1
198Sava Infond d.o.o.$72.4K1
199BANCO BILBAO VIZCAYA ARGENTARIA, S.A.$70.4K1
200Westfuller Advisors, LLC$70.4K1
201Vise Technologies, Inc.$70.4K1
202Atlantic Union Bankshares Corp$70.3K1
203SEI INVESTMENTS CO$70.2K1
204Clarity Wealth Advisors, LLC$69.3K1
205Allworth Financial LP$68.9K1
206BANK OF NOVA SCOTIA$68.0K1
207StoneCrest Wealth Management, Inc.$67.5K1
208Gladstone Institutional Advisory LLC$67.5K1
209Merit Financial Group, LLC$67.3K1
210Sandbox Financial Partners, LLC$66.9K1
211Koa Wealth Management, LLC$66.3K1
212Onyx Bridge Wealth Group LLC$64.7K1
213VestGen Advisors, LLC$63.9K1
214SIH Partners, LLLP$63.9K1
215Perigon Wealth Management, LLC$63.7K1
216Navis Wealth Advisors, LLC$63.3K1
217MML INVESTORS SERVICES, LLC$63.1K1
218Steward Partners Investment Advisory, LLC$62.7K1
219INDEPENDENT FINANCIAL GROUP, LLC$62.6K1
220SeaCrest Wealth Management, LLC$62.5K1
221Frec Markets, Inc.$62.4K1
222LAUREL OAK WEALTH MANAGEMENT, LLC$62.1K1
223Aberdeen Group plc$60.4K1
224Aries Wealth Management$60.3K1
225Strategies Wealth Advisors, LLC$60.3K1
226Glen Eagle Advisors, LLC$60.3K1
227Pinpoint Asset Management (Singapore) Pte. Ltd.$57.2K1
228MV CAPITAL MANAGEMENT, INC.$50.1K1
229Eurizon Capital SGR S.p.A.$49.0K1
230MAI Capital Management$48.7K1
231NOMURA ASSET MANAGEMENT CO LTD$48.2K1
232NFSG Corp$33.2K1
233INTEGRITY ALLIANCE, LLC.$31.2K1
234Evelyn Partners Investment Management (Europe) Ltd$30.2K1
235Jefferies Financial Group Inc.$24.7K1
236DUNCKER STREETT & CO INC$24.1K1
237Spire Wealth Management$20.5K1
238Global X Japan Co., Ltd.$20.3K1
239BFSG, LLC$18.1K1
240N.E.W. Advisory Services LLC$17.6K1
241Bayforest Capital Ltd$16.1K1
242Center for Financial Planning, Inc.$11.9K1
243ASSETMARK, INC$9.9K1
244HHM Wealth Advisors, LLC$9.7K1
245Glass Jacobson Investment Advisors llc$9.0K1
246FINANCIAL CONSULATE, INC$9.0K1
247Smartleaf Asset Management LLC$8.7K1
248WOLFF WIESE MAGANA LLC$7.6K1
249SHP Wealth Management$7.6K1
250DekaBank Deutsche Girozentrale$7.3K1
251BROWN, LISLE/CUMMINGS, INC.$7.2K1
252Blue Trust, Inc.$7.2K1
253Signature Equity Partners, LLC$6.7K1
254Bell Investment Advisors, Inc$6.6K1
255Larson Financial Group LLC$6.2K1
256ACADIAN ASSET MANAGEMENT LLC$6.2K1
257Quaker Wealth Management, LLC$6.0K1
258Activest Wealth Management$6.0K1
259Sachetta, LLC$6.0K1
260Purpose Unlimited Inc.$6.0K1
261Union Bancaire Privee, UBP SA$5.5K1
262Hamrick Investment Counsel, llc$4.3K1
263Elequin Capital, LP$3.7K1
264HRT FINANCIAL LP$3.5K1
265KBC Group NV$3.5K1
266Medallion Wealth Advisors, LLC$3.3K1
267Geneos Wealth Management Inc.$3.1K1
268UMB Bank, n.a.$3.0K1
269VAN ECK ASSOCIATES CORP$2.9K1
270Pinnacle Wealth Planning Services, Inc.$2.7K1
271MASECO LLP$2.6K1
272Triumph Capital Management$2.4K1
273Parkside Financial Bank & Trust$2.2K1
274Rakuten Securities, Inc.$2.2K1
275Tradewinds Capital Management, LLC$2.2K1
276Pioneer Family Office, LLC$2.1K1
277Acumen Wealth Advisors, LLC$1.8K1
278CENTAURUS FINANCIAL, INC.$1.8K1
279Physician Wealth Advisors, Inc.$1.8K1
280Clayton Financial Group LLC$1.5K1
281STANCE CAPITAL LLC$1.4K1
282Wilmington Savings Fund Society, FSB$1.4K1
283Virtu Financial LLC$1.3K1
284Stone House Investment Management, LLC$1.2K1
285SITTNER & NELSON, LLC$1.2K1
286Cassaday & Co Wealth Management LLC$1.2K1
287Capital Markets Trading UK LLP$1.0K1
288Investors Research Corp$9651
289EASTERN BANK$9411
290Kilter Group LLC$9051
291Clark Wealth Partners$9051
292Darwin Wealth Management, LLC$8141
293Wealth Enhancement Trust Services, Inc.$8141
294Abound Wealth Management$7421
295Costello Asset Management, INC$6031
296Kingdom Financial Group LLC.$6031
297Frazier Financial Advisors, LLC$6031
298FIFTH THIRD BANCORP$4641
299Clearstead Advisors, LLC$4621
300JFS WEALTH ADVISORS, LLC$4531
301Godfrey Financial Associates, Inc.$3321
302EVOLUTION WEALTH MANAGEMENT INC.$3021
303Murphy & Mullick Capital Management Corp$3021
304TORONTO DOMINION BANK$1841
305American Capital Advisory, LLC$1751
306JTC Employer Solutions Trustee Ltd$1651
307Pacifica Partners Inc.$1511
308Scarborough Advisors, LLC$1391
309Financial Perspectives, Inc$1331
310SJS Investment Consulting Inc.$1211
311THRIVENT FINANCIAL FOR LUTHERANS$891
312Harel Insurance Investments & Financial Services Ltd.$401
313Trifecta Capital Advisors, LLC$251
314ALBION FINANCIAL GROUP /UT$131
315Capital Advisors, Ltd. LLC$61
316Centerpoint Advisors, LLC$21
317Financial Connections Group, Inc.$21
318Winthrop Capital Management, LLC$11
319CENTRAL TRUST Co$01
320STIFEL FINANCIAL CORP$01
321HARBOUR INVESTMENTS, INC.$01
322HBK INVESTMENTS L P$01
323CREDIT AGRICOLE S A$01
324COUNTRY TRUST BANK$01
325EVERGREEN CAPITAL MANAGEMENT LLC$01
326Hilltop Holdings Inc.$01
327MARATHON ASSET MANAGEMENT LP$01
328REGIONS FINANCIAL CORP$01
329CIBC Private Wealth Group LLC$01
330Weiss Asset Management LP$01
331TWO SIGMA ADVISERS, LP$01
332Dynamic Technology Lab Private Ltd$01
333EP Wealth Advisors, LLC$01
334Camelot Portfolios, LLC$01
335Tuttle Capital Management, LLC$01
336Arax Advisory Partners$01
337Lighthouse Investment Partners, LLC$01
338Caprock Group, LLC$01
339CMT Capital Markets Trading GmbH$01
340WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$01
341Symmetry Investments LP$01
342Meridian Wealth Management, LLC$01
343Farmers & Merchants Trust Co of Chambersburg PA$01
344Vanguard Capital Wealth Advisors$01
345ExodusPoint Capital Management, LP$01
346Vermillion Wealth Management, Inc.$01
347FOUNDATIONS INVESTMENT ADVISORS, LLC$01
348Global Retirement Partners, LLC$01
349Laurel Wealth Advisors LLC$01
350Y-Intercept (Hong Kong) Ltd$01
351Lloyd Advisory Services, LLC.$01
352Concord Wealth Partners$01
353Navalign, LLC$01
354DV EQUITIES, LLC$01
355Optiver Holding B.V.$01
356TUCKER ASSET MANAGEMENT LLC$01
357Viewpoint Capital Management LLC$01
358SageView Advisory Group, LLC$01
359Strengthening Families & Communities, LLC$01
360Cape Investment Advisory, Inc.$01
361Stephens Consulting, LLC$01
362New England Capital Financial Advisors LLC$01
363Concurrent Investment Advisors, LLC$01
364Trueblood Wealth Management, LLC$01
365Havemeyer Place LP$01
366May Hill Capital, LLC$01
367STONEHAVEN WEALTH & TAX SOLUTIONS, LLC$01
368Exit Wealth Advisors, LLC.$01
369American Wealth Advisors, LLC$01
370Reflection Asset Management$01
371Quattro Advisors LLC$01
Truncated by Public Filings. The published aggregate ranks the top 371 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on NIO

RETAINED WINDOW · ACTIVE HITS

Zero hits on NIO in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for NIO · financials and macro

Financials — as filed PLANNED

NIO's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: NIO on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing