Public record / Tickers / UPST

UPST — Upstart Holdings, Inc.

Both disclosure regimes on one name: who in Congress filed about UPST, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
4
all PTR rows naming UPST
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
05-20
filed 2022-05-20
13F holders
320
top-320 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

Thomas R. Suozzi · $15.0K–$50.0K

Purchase · traded 2022-05-05 → filed 2022-05-20. Ranked over every UPST row by the provable lower bound, never a point estimate.

No member disclosed UPST in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

Every row filed inside the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

No dated UPST rows fall inside the trailing 24 months by trade date.

Trade date, not filing date — the lag lives in the table below. 0 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING UPST · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning UPST
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2022-05-20Thomas R. Suozzi D–NY-3SaleTraded 05-16 +4d$1K–$15K
2022-05-20Thomas R. Suozzi D–NY-3SaleTraded 05-16 +4d$1K–$15K
2022-05-20Thomas R. Suozzi D–NY-3PurchaseTraded 05-05 +15d$15K–$50K
2022-05-20Thomas R. Suozzi D–NY-3PurchaseTraded 05-05 +15d$15K–$50K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 4 ↗

Members active in UPST

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14

No member disclosed UPST in the trailing 12 months.

Congress ↔ notable managers · UPST

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
1 Coatue Management $22.3M held
Trimming
1 Gotham Asset Management $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · UPSTART HLDGS INC

Merged timeline of congressional filings and notable-manager moves on UPST
DateWhoChangeSize
2026-05-15Coatue Management 13Fnew+870,947 sh
2026-05-15Gotham Asset Management 13Fexit−5,104 sh

2 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of UPST for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1BlackRock, Inc.$190M1
2MORGAN STANLEY$102M1
3VANGUARD CAPITAL MANAGEMENT LLC$96.2M1
4VANGUARD PORTFOLIO MANAGEMENT LLC$96.0M1
5STATE STREET CORP$52.7M1
6Clear Street Group Inc.$39.9M1
7Halter Ferguson Financial Inc.$37.6M1
8BARCLAYS PLC$32.6M1
9DIMENSIONAL FUND ADVISORS LP$26.2M1
10UBS Group AG$22.6M1
11COATUE MANAGEMENT LLC$22.3M1
12BALYASNY ASSET MANAGEMENT L.P.$22.3M1
13CITIGROUP INC$20.7M1
14NORTHERN TRUST CORP$19.5M1
15Point72 Asset Management, L.P.$19.4M1
16JANE STREET GROUP, LLC$19.0M1
17MILLENNIUM MANAGEMENT LLC$17.1M1
18CHARLES SCHWAB INVESTMENT MANAGEMENT INC$16.8M1
19CITADEL ADVISORS LLC$16.2M1
20VANGUARD FIDUCIARY TRUST CO$15.3M1
21KADENSA CAPITAL Ltd$15.1M1
22Squarepoint Ops LLC$13.6M1
23BANK OF AMERICA CORP /DE/$13.0M1
24FIRST TRUST ADVISORS LP$9.6M1
25GC Wealth Management RIA, LLC$8.8M1
26Pathstone Holdings, LLC$8.7M1
27SUSQUEHANNA INTERNATIONAL GROUP, LLP$8.4M1
28HSBC HOLDINGS PLC$7.4M1
29D. E. Shaw & Co., Inc.$6.9M1
30PEAK6 LLC$6.2M1
31Trexquant Investment LP$5.8M1
32VOLORIDGE INVESTMENT MANAGEMENT, LLC$5.5M1
33Nuveen, LLC$4.8M1
34Connor, Clark & Lunn Investment Management Ltd.$4.6M1
35UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$4.6M1
36Swiss National Bank$4.4M1
37ALLIANCEBERNSTEIN L.P.$4.4M1
38Qube Research & Technologies Ltd$4.3M1
39WELLS FARGO & COMPANY/MN$4.1M1
40BANK OF NOVA SCOTIA$3.9M1
41Holocene Advisors, LP$3.5M1
42Marex Group Ltd$3.0M1
43MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$2.9M1
44Banco Santander, S.A.$2.8M1
45Invesco Ltd.$2.8M1
46BNP Paribas Asset Management Holding S.A.$2.7M1
47Quantinno Capital Management LP$2.7M1
48LPL Financial LLC$2.6M1
49Man Group plc$2.6M1
50PDT Partners, LLC$2.6M1
51CREDIT AGRICOLE S A$2.5M1
52RAYMOND JAMES FINANCIAL INC$2.4M1
53Divisadero Street Capital Management, LP$2.3M1
54AQR CAPITAL MANAGEMENT LLC$2.2M1
55Bank Julius Baer & Co. Ltd, Zurich$2.2M1
56BANK OF MONTREAL /CAN/$2.1M1
57DEUTSCHE BANK AG\$2.1M1
58NORDEA INVESTMENT MANAGEMENT AB$2.1M1
59VANGUARD ASSET MANAGEMENT, Ltd$2.0M1
60Headlands Technologies LLC$2.0M1
61WINTON GROUP Ltd$1.9M1
62Universal- Beteiligungs- und Servicegesellschaft mbH$1.8M1
63Legal & General Group Plc$1.8M1
64Brevan Howard Capital Management LP$1.8M1
65Private Advisor Group, LLC$1.7M1
66Schonfeld Strategic Advisors LLC$1.7M1
67MML INVESTORS SERVICES, LLC$1.6M1
68SummitTX Capital, L.P.$1.5M1
69Havemeyer Place LP$1.5M1
70IMC-Chicago, LLC$1.4M1
71COMMONWEALTH EQUITY SERVICES, LLC$1.4M1
72Creative Planning$1.4M1
73Engineers Gate Manager LP$1.2M1
74TCI Wealth Advisors, Inc.$1.2M1
75NOMURA HOLDINGS INC$1.2M1
76Manchester Capital Management LLC$1.2M1
77GMT CAPITAL CORP$1.1M1
78Walleye Trading LLC$1.1M1
79MANUFACTURERS LIFE INSURANCE COMPANY, THE$1.1M1
80Composition Wealth, LLC$980K1
81Altshuler Shaham Ltd$970K1
82Mariner, LLC$946K1
83MERCER GLOBAL ADVISORS INC /ADV$944K1
84Jefferies Financial Group Inc.$927K1
85TWO SIGMA INVESTMENTS, LP$923K1
86Odyssean, LLC$920K1
87Zurcher Kantonalbank (Zurich Cantonalbank)$916K1
88Coastal Bridge Advisors, LLC$915K1
89Vanguard Global Advisers, LLC$912K1
90SCS Capital Management LLC$901K1
91Sepio Capital, LP$857K1
92Apollon Wealth Management, LLC$793K1
93Falcon Wealth Planning$772K1
94Caption Management, LLC$770K1
95Rare Wolf Capital LLC$751K1
96REX Advisers, LLC$726K1
97OSAIC HOLDINGS, INC.$708K1
98Intellectus Partners, LLC$699K1
99Centiva Capital, LP$672K1
100Cetera Investment Advisers$668K1
101INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$661K1
102WMG Financial Advisors, LLC$660K1
103Gemmer Asset Management LLC$651K1
104Bridgefront Capital, LLC$642K1
105Vontobel Holding Ltd.$640K1
106Janus Henderson Group Ltd.$634K1
107Jain Global LLC$630K1
108Arizona State Retirement System$617K1
109INTECH INVESTMENT MANAGEMENT LLC$616K1
110BAILARD, INC.$613K1
111Kera Capital Partners, Inc.$589K1
112STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$548K1
113ENVESTNET ASSET MANAGEMENT INC$546K1
114Vanguard Investments Australia, Ltd.$536K1
115Gator Capital Management, LLC$513K1
116Leonteq Securities AG$500K1
117Kestra Advisory Services, LLC$481K1
118CANADA PENSION PLAN INVESTMENT BOARD$469K1
119Simplicity Wealth,LLC$467K1
120SHELTON CAPITAL MANAGEMENT$462K1
121AIGEN INVESTMENT MANAGEMENT, LP$422K1
122Prospera Financial Services Inc$410K1
123Royal Fund Management, LLC$406K1
124Kercheville Advisors, LLC$385K1
125Vanguard Personalized Indexing Management, LLC$383K1
126VOYA INVESTMENT MANAGEMENT LLC$379K1
127FMR LLC$378K1
128Rockefeller Capital Management L.P.$374K1
129Atom Investors LP$373K1
130Pictet Asset Management Holding SA$373K1
131Integrated Financial Solutions, Inc.$372K1
132PRUDENTIAL FINANCIAL INC$350K1
133SEI INVESTMENTS CO$344K1
134PFG Investments, LLC$331K1
135Graham Capital Management, L.P.$324K1
136ProShare Advisors LLC$320K1
137Phoenix Financial Ltd.$316K1
138Walleye Capital LLC$303K1
139Portman Square Capital LLP$303K1
140Capital Advantage, Inc.$298K1
141Advisors Asset Management, Inc.$295K1
142World Investment Advisors$287K1
143INDEPENDENT FINANCIAL GROUP, LLC$282K1
144US BANCORP \DE\$265K1
145Inspire Advisors, LLC$253K1
146VICTORY CAPITAL MANAGEMENT INC$251K1
147nVerses Capital, LLC$241K1
148Galvin, Gaustad & Stein, LLC$236K1
149OPPENHEIMER ASSET MANAGEMENT INC.$234K1
150AMI ASSET MANAGEMENT CORP$225K1
151Tower Research Capital LLC (TRC)$224K1
152STATE OF WISCONSIN INVESTMENT BOARD$220K1
153Beacon Pointe Advisors, LLC$215K1
154Aquatic Capital Management LLC$214K1
155NLB Skladi, upravljanje premozenja, d.o.o.$211K1
156NFSG Corp$207K1
157XPONANCE LLC$207K1
158Strategic Family Wealth Counselors, L.L.C.$206K1
159EP Wealth Advisors, LLC$202K1
160HUB Investment Partners, LLC$201K1
161Ameritas Investment Partners, Inc.$180K1
162State of Wyoming$177K1
163ROYAL BANK OF CANADA$167K1
164Mitsubishi UFJ Asset Management Co., Ltd.$162K1
165Caitong International Asset Management Co., Ltd$162K1
166Ensign Peak Advisors, Inc$132K1
167FIFTH THIRD BANCORP$127K1
168Federation des caisses Desjardins du Quebec$79.8K1
169CWM, LLC$69.4K1
170Orion Capital Management LLC$69.3K1
171Kemnay Advisory Services Inc.$60.5K1
172Rakuten Securities, Inc.$50.1K1
173Geneos Wealth Management Inc.$47.2K1
174Allworth Financial LP$46.7K1
175Asset Management One Co., Ltd.$46.2K1
176Westside Investment Management, Inc.$40.9K1
177Clearstead Advisors, LLC$38.5K1
178SIGNATUREFD, LLC$37.3K1
179NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$32.1K1
180QUADRANT CAPITAL GROUP LLC$29.1K1
181Larson Financial Group LLC$28.7K1
182Eurizon Capital SGR S.p.A.$26.1K1
183SCHRODER INVESTMENT MANAGEMENT GROUP$18.3K1
184NATIONAL BANK OF CANADA /FI/$15.4K1
185Steward Partners Investment Advisory, LLC$10.5K1
186Y.D. More Investments Ltd$9.5K1
187Mirae Asset Global Investments Co., Ltd.$6.5K1
188Triumph Capital Management$5.4K1
189Smartleaf Asset Management LLC$5.2K1
190Wilmington Savings Fund Society, FSB$5.1K1
191Maxi Investments CY Ltd$5.0K1
192KERR FINANCIAL PLANNING Corp$4.9K1
193Arax Advisory Partners$4.3K1
194Dogwood Wealth Management LLC$4.2K1
195Elequin Capital, LP$4.2K1
196MAI Capital Management$3.5K1
197Frazier Financial Advisors, LLC$2.6K1
198Wealth Enhancement Trust Services, Inc.$2.5K1
199Physician Wealth Advisors, Inc.$2.4K1
200HRT FINANCIAL LP$2.1K1
201ALGERT GLOBAL LLC$2.1K1
202TD Waterhouse Canada Inc.$2.1K1
203Key Capital Management, INC$1.9K1
204Vanguard National Trust Co$1.7K1
205WOLVERINE ASSET MANAGEMENT LLC$1.4K1
206PayPay Securities Corp$1.3K1
207Parkside Financial Bank & Trust$1.3K1
208Prestige Wealth Management Group LLC$1.3K1
209Financial Freedom, LLC$1.3K1
210GSA CAPITAL PARTNERS LLP$1.1K1
211N.E.W. Advisory Services LLC$8721
212Bell Investment Advisors, Inc$7441
213ASSETMARK, INC$6411
214Hilton Head Capital Partners, LLC$6411
215NATIXIS ADVISORS, LLC$6191
216Sawyer & Company, Inc$4361
217SHP Wealth Management$4351
218Retirement Wealth Solutions LLC$3851
219TORONTO DOMINION BANK$3761
220Quaker Wealth Management, LLC$3601
221True Wealth Design, LLC$3341
222JNBA Financial Advisors$2571
223Pinnacle Wealth Planning Services, Inc.$2571
224Asset Dedication, LLC$2061
225SALEM INVESTMENT COUNSELORS INC$1541
226MBM WEALTH CONSULTANTS, LLC$1281
227Signature Equity Partners, LLC$1281
228Investors Research Corp$1031
229Addison Advisors LLC$1031
230Glass Jacobson Investment Advisors llc$1031
231KBC Group NV$901
232ACADIAN ASSET MANAGEMENT LLC$871
233Transamerica Financial Advisors, LLC$511
234WPG Advisers, LLC$511
235GHP Investment Advisors, Inc.$261
236JFS WEALTH ADVISORS, LLC$261
237DiNuzzo Private Wealth, Inc.$261
238Centerpoint Advisors, LLC$21
239Avion Wealth$11
240TRUIST FINANCIAL CORP$01
241VANGUARD GROUP INC$01
242ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/$01
243HARBOUR INVESTMENTS, INC.$01
244Atlantic Union Bankshares Corp$01
245COMERICA BANK$01
246WELLINGTON MANAGEMENT GROUP LLP$01
247OMERS ADMINISTRATION Corp$01
248ALBION FINANCIAL GROUP /UT$01
249CIBC WORLD MARKETS CORP$01
250ZACKS INVESTMENT MANAGEMENT$01
251CSS LLC/IL$01
252PRINCIPAL FINANCIAL GROUP INC$01
253KLCM Advisors, Inc.$01
254LAZARD ASSET MANAGEMENT LLC$01
255ALPINE WOODS CAPITAL INVESTORS, LLC$01
256EVERGREEN CAPITAL MANAGEMENT LLC$01
257CIBC Private Wealth Group LLC$01
258Polar Asset Management Partners Inc.$01
259NORGES BANK$01
260J. Goldman & Co LP$01
261CTC LLC$01
262TWO SIGMA SECURITIES, LLC$01
263Verition Fund Management LLC$01
264TWO SIGMA ADVISERS, LP$01
265Daiwa Securities Group Inc.$01
266State of New Jersey Common Pension Fund D$01
267SIMPLEX TRADING, LLC$01
268Gotham Asset Management, LLC$01
269Carnegie Investment Counsel$01
270Jericho Capital Asset Management L.P.$01
271Dynamic Technology Lab Private Ltd$01
272Twin Tree Management, LP$01
273LANDSCAPE CAPITAL MANAGEMENT, L.L.C.$01
274MIRABELLA FINANCIAL SERVICES LLP$01
275Annex Advisory Services, LLC$01
276BOOTHBAY FUND MANAGEMENT, LLC$01
277VIRTUS ADVISERS, LLC$01
278Interval Partners, LP$01
279Capital Advisors, Ltd. LLC$01
280Sequoia Financial Advisors, LLC$01
281Lighthouse Investment Partners, LLC$01
282Caprock Group, LLC$01
283Merit Financial Group, LLC$01
284WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$01
285Nishkama Capital, LLC$01
286Gerber Kawasaki Wealth & Investment Management$01
287Traynor Capital Management, Inc.$01
288Castle Hook Partners LP$01
289OneDigital Investment Advisors LLC$01
290Stone House Investment Management, LLC$01
291Kohmann Bosshard Financial Services, LLC$01
292Symmetry Partners, LLC$01
293Azora Capital LP$01
294DV Trading LLC$01
295ExodusPoint Capital Management, LP$01
296FOUNDATIONS INVESTMENT ADVISORS, LLC$01
297Global Retirement Partners, LLC$01
298Hidden Lake Asset Management LP$01
299Wealthfront Advisers LLC$01
300INCEPTIONR LLC$01
301XTX Topco Ltd$01
302Optiver Holding B.V.$01
303Vermillion & White Wealth Management Group, LLC$01
304AlphaQuest LLC$01
305SHELTON WEALTH MANAGEMENT, LLC$01
306Synergy Financial Group, LTD$01
307SageView Advisory Group, LLC$01
308Dunhill Financial, LLC$01
309Quarry LP$01
310Perbak Capital Partners LLP$01
311Susquehanna Portfolio Strategies, LLC$01
312Private Wealth Management Group, LLC$01
313KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT$01
314Fieldview Capital Management, LLC$01
315Murphy & Mullick Capital Management Corp$01
316Bayforest Capital Ltd$01
317SLT Holdings LLC$01
318PIAR LLC$01
319Keating Financial Advisory Services, Inc.$01
320PCM Encore, LLC$01
Truncated by Public Filings. The published aggregate ranks the top 320 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on UPST

RETAINED WINDOW · ACTIVE HITS

Zero hits on UPST in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for UPST · financials and macro

Financials — as filed PLANNED

UPST's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: UPST on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing