Public record / Tickers / HTGC

HTGC — Hercules Capital, Inc.

Both disclosure regimes on one name: who in Congress filed about HTGC, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
28
all PTR rows naming HTGC
Members · 12m
1
1 buys · 2 sells · by trade date
Latest PTR
02-06
filed 2026-02-06
13F holders
328
top-328 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

Virginia Foxx · $50.0K–$100K

Sale · traded 2026-01-12 → filed 2026-02-06. Ranked over every HTGC row by the provable lower bound, never a point estimate.

1 member · 1 buys / 2 sells

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

7 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

8 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 8 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING HTGC · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning HTGC
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2026-02-06Virginia Foxx R–NC-5SaleTraded 01-12 +25d$50K–$100K
2025-12-01Virginia Foxx R–NC-5PurchaseTraded 11-19 +12d$1K–$15K
2025-10-06Virginia Foxx R–NC-5Sale · partial (partial sale)Traded 09-25 +11d$15K–$50K
2025-09-08Virginia Foxx R–NC-5PurchaseTraded 08-19 +20d$1K–$15K
2025-06-03Virginia Foxx R–NC-5PurchaseTraded 05-20 +14d$1K–$15K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 28 ↗

Members active in HTGC

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14
Members disclosing HTGC in the trailing 12 months
MemberRowsNetNet disclosed flow for this ticker: purchases minus sales, computed as a net range on the disclosed amounts. A lower bound is provable, never a point.CommitteesNumber of committees the member sat on as of their latest trade date in the window, from the cc0-legislators roster snapshot. Context, never an allegation; jurisdiction overlap needs the sector join.
Virginia Foxx R–NC-53−$149K to −$50.0K3

1 members in the window · counts of disclosures, not dollars.

Congress ↔ notable managers · HTGC

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 $0 held
Trimming
0 $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · HERCULES CAPITAL INC

No moves on either side in the window.

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

full holders view ↗
Top institutional holders of HTGC for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1UBS Group AG$36.8M1
2TWO SIGMA INVESTMENTS, LP$34.3M1
3Qube Research & Technologies Ltd$33.0M1
4LPL Financial LLC$26.5M1
5D. E. Shaw & Co., Inc.$22.9M1
6Legal & General Group Plc$22.1M1
7Muzinich & Co., Inc.$19.9M1
8MORGAN STANLEY$18.7M1
9FRANKLIN RESOURCES INC$16.8M1
10Sumitomo Mitsui Trust Group, Inc.$15.1M1
11MILLENNIUM MANAGEMENT LLC$14.6M1
12TECTONIC ADVISORS LLC$13.2M1
13Advisors Capital Management, LLC$12.6M1
14BlackRock, Inc.$12.6M1
15CITADEL ADVISORS LLC$12.0M1
16Melia Wealth LLC$11.8M1
17ARES MANAGEMENT LLC$11.5M1
18WELLS FARGO & COMPANY/MN$11.1M1
19Gilman Hill Asset Management, LLC$9.1M1
20STIFEL FINANCIAL CORP$7.4M1
21ROYAL BANK OF CANADA$7.3M1
22RAYMOND JAMES FINANCIAL INC$7.0M1
23Trexquant Investment LP$6.9M1
24SUSQUEHANNA INTERNATIONAL GROUP, LLP$6.5M1
25AMERIPRISE FINANCIAL INC$6.5M1
26Engineers Gate Manager LP$5.8M1
27D.A. DAVIDSON & CO.$4.8M1
28Advisors Asset Management, Inc.$4.5M1
29VOLORIDGE INVESTMENT MANAGEMENT, LLC$4.4M1
30FJ Capital Management LLC$4.1M1
31CONFLUENCE INVESTMENT MANAGEMENT LLC$4.0M1
32Cetera Investment Advisers$3.8M1
33BARCLAYS PLC$3.5M1
34BANK OF AMERICA CORP /DE/$3.4M1
35DENALI ADVISORS LLC$3.3M1
36STATE STREET CORP$3.3M1
37COMMONWEALTH EQUITY SERVICES, LLC$3.2M1
38Naviter Wealth, LLC$3.1M1
39ELEVATION POINT WEALTH PARTNERS, LLC$3.0M1
40Cerity Partners LLC$2.9M1
41BLAIR WILLIAM & CO/IL$2.8M1
42FAS Wealth Partners, Inc.$2.7M1
43Taylor Frigon Capital Management LLC$2.3M1
44BALYASNY ASSET MANAGEMENT L.P.$2.2M1
45Apollon Wealth Management, LLC$2.2M1
46Bank of New York Mellon Corp$2.1M1
47SHARPEPOINT LLC$2.1M1
48Rockefeller Capital Management L.P.$2.1M1
49Rare Wolf Capital LLC$1.9M1
50Schonfeld Strategic Advisors LLC$1.9M1
51Significant Wealth Partners LLC$1.8M1
52LAZARD ASSET MANAGEMENT LLC$1.8M1
53Brevan Howard Capital Management LP$1.8M1
54NATIXIS$1.8M1
55PFG Investments, LLC$1.7M1
56CIBC Bancorp USA Inc.$1.6M1
57MATHER GROUP, LLC.$1.6M1
58XTX Topco Ltd$1.6M1
59Lansforsakringar Fondforvaltning AB (publ)$1.6M1
60S&T BANK/PA$1.6M1
61Triad Investment Management$1.5M1
62Private Advisor Group, LLC$1.5M1
63GROUP ONE TRADING LLC$1.5M1
64IHT Wealth Management, LLC$1.5M1
65AE Wealth Management LLC$1.5M1
66OSAIC HOLDINGS, INC.$1.5M1
67Legacy Capital Wealth Partners, LLC$1.5M1
68PENNINGTON PARTNERS & CO., LLC$1.4M1
69INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4M1
70Truvestments Capital LLC$1.4M1
71Jefferies Financial Group Inc.$1.4M1
72NORTHERN TRUST CORP$1.3M1
73INDEPENDENT FINANCIAL GROUP, LLC$1.2M1
74Steward Partners Investment Advisory, LLC$1.2M1
75Triumph Capital Management$1.2M1
76NAPLES GLOBAL ADVISORS, LLC$1.2M1
77Invesco Ltd.$1.2M1
78Lido Advisors, LLC$1.1M1
79Tidal Investments LLC$1.1M1
80&PARTNERS$1.1M1
81RESOLUTE CAPITAL, LLC$1.1M1
82ROMANO BROTHERS AND COMPANY$1.1M1
83WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$1.1M1
84Creative Planning$1.0M1
85Beacon Pointe Advisors, LLC$983K1
86Secure Asset Management, LLC$968K1
87CMH Wealth Management LLC$962K1
88Quantbot Technologies LP$945K1
89IMC-Chicago, LLC$942K1
90HighTower Advisors, LLC$941K1
91TRED AVON FAMILY WEALTH, LLC$941K1
92Kestra Advisory Services, LLC$928K1
93Abundance Wealth Counselors$918K1
94DnB Asset Management AS$883K1
95Cordoba Advisory Partners LLC$866K1
96Essex Financial Services, Inc.$818K1
97Kovack Advisors, Inc.$814K1
98Mariner, LLC$797K1
99Sigma Planning Corp$769K1
100FOUNDATIONS INVESTMENT ADVISORS, LLC$717K1
101MCDONALD PARTNERS LLC$709K1
102Commerce Advisors, LLC$667K1
103Autumn Glory Partners, LLC$665K1
104Mirador Capital Partners LP$660K1
105ENVESTNET ASSET MANAGEMENT INC$656K1
106Focus Partners Wealth$640K1
107SMH CAPITAL ADVISORS INC$607K1
108Corient Private Wealth LLC$602K1
109EAGLE GLOBAL ADVISORS LLC$600K1
110Catalyst Capital Advisors LLC$599K1
111Fieldview Capital Management, LLC$597K1
112Summit Financial, LLC$595K1
113Accel Wealth Management$587K1
114Empowered Funds, LLC$586K1
115Aquatic Capital Management LLC$583K1
116Access Investment Management LLC$564K1
117Dakota Wealth Management$557K1
118US BANCORP \DE\$549K1
119GUGGENHEIM CAPITAL LLC$548K1
120Haven Private, LLC$533K1
121Palogic Value Management, L.P.$514K1
122Virtus Investment Advisers, LLC$512K1
123J.M. Arbour, LLC$497K1
124MQS Management LLC$480K1
125Americana Partners, LLC$476K1
126ProShare Advisors LLC$465K1
127Monument Capital Management$456K1
128FOX RUN MANAGEMENT, L.L.C.$454K1
129Future Financial Wealth Managment LLC$442K1
130Closed-End Fund Advisors, Inc.$441K1
131BigSur Wealth Management LLC$436K1
132First National Bank of Mount Dora, Trust Investment Services$432K1
133TRUIST FINANCIAL CORP$432K1
134Magnetar Financial LLC$427K1
135OPPENHEIMER & CO INC$426K1
136Balboa Wealth Partners$421K1
137CAXTON ASSOCIATES LLP$405K1
138EVERGREEN CAPITAL MANAGEMENT LLC$377K1
139Atom Investors LP$368K1
140ExodusPoint Capital Management, LP$365K1
141Core Wealth Partners LLC$357K1
142Investment Research Partners LLC$356K1
143Concurrent Investment Advisors, LLC$352K1
144MML INVESTORS SERVICES, LLC$351K1
145Accredited Investors Inc.$340K1
146IFC Advisors LLC$336K1
147Principle Wealth Partners LLC$328K1
148DIVERSIFY WEALTH MANAGEMENT, LLC$326K1
149Diversify Advisory Services, LLC$324K1
150Pasadena Private Wealth, LLC$322K1
151Orion Porfolio Solutions, LLC$319K1
152Founders Financial Alliance, LLC$319K1
153Stratos Wealth Partners, LTD.$312K1
154MACKENZIE FINANCIAL CORP$294K1
155FIRST NATIONAL TRUST CO$290K1
156RMR Wealth Builders$289K1
157Pathstone Holdings, LLC$281K1
158Sowell Financial Services LLC$279K1
159Cornerstone Wealth Management, LLC$275K1
160CANTOR FITZGERALD, L. P.$266K1
161CALTON & ASSOCIATES, INC.$250K1
162NewEdge Advisors, LLC$240K1
163Inspire Advisors, LLC$238K1
164GREAT VALLEY ADVISOR GROUP, INC.$231K1
165HB Wealth Management, LLC$226K1
166Allie Family Office LLC$222K1
167Arax Advisory Partners$219K1
168Intrua Financial, LLC$216K1
169UNITED CAPITAL FINANCIAL ADVISORS, LLC$214K1
170Squarepoint Ops LLC$212K1
171Modern Wealth Management, LLC$210K1
172Colonial River Investments, LLC$210K1
173Annex Advisory Services, LLC$207K1
174KFG WEALTH MANAGEMENT, LLC$206K1
175Sand Hill Global Advisors, LLC$204K1
176INVESTED ADVISORS$203K1
177KESTRA PRIVATE WEALTH SERVICES, LLC$193K1
178Chung Wu Investment Group, LLC$192K1
179Hennion & Walsh Asset Management, Inc.$191K1
180FULTON BANK, N.A.$189K1
181Avior Wealth Management, LLC$189K1
182Register Financial Advisors LLC$183K1
183Wealthfront Advisers LLC$183K1
184Strategic Financial Concepts, LLC$179K1
185AIGEN INVESTMENT MANAGEMENT, LP$179K1
186WealthBridge Capital Management, LLC$177K1
187CHOREO, LLC$177K1
188Global Endowment Management, LP$177K1
189Baker Avenue Asset Management, LP$176K1
190Independent Advisor Alliance$174K1
191Universal- Beteiligungs- und Servicegesellschaft mbH$171K1
192Caprock Group, LLC$170K1
193Snowden Capital Advisors LLC$169K1
194Sovereign Financial Group, Inc.$159K1
195Catalina Capital Group, LLC$158K1
196Bridgefront Capital, LLC$158K1
197Sequoia Financial Advisors, LLC$158K1
198PRINCIPAL SECURITIES, INC.$156K1
199Dynamic Technology Lab Private Ltd$155K1
200Brookstone Capital Management$153K1
201SageGuard Financial Group, LLC$152K1
202Left Brain Wealth Management, LLC$151K1
203American Capital Advisory, LLC$148K1
204ARMSTRONG ADVISORY GROUP, INC$142K1
205Hillsdale Investment Management Inc.$127K1
206AREX Capital Management, LP$118K1
207SIGNATUREFD, LLC$112K1
208Annis Gardner Whiting Capital Advisors, LLC$105K1
209Federation des caisses Desjardins du Quebec$104K1
210Anfield Capital Management, LLC$102K1
211AMERIFLEX GROUP, INC.$96.7K1
212CALDWELL SUTTER CAPITAL, INC.$92.1K1
213Union Bancaire Privee, UBP SA$91.6K1
214Allworth Financial LP$91.1K1
215Inspire Investing, LLC$86.5K1
216CHILTON CAPITAL MANAGEMENT LLC$81.2K1
217Key Capital Management, INC$79.4K1
218Geneos Wealth Management Inc.$73.5K1
219MAI Capital Management$65.5K1
220Bayforest Capital Ltd$65.2K1
221Advocate Investing Services LLC$62.6K1
222Blue Trust, Inc.$59.1K1
223Tradewinds Capital Management, LLC$59.1K1
224BROWN, LISLE/CUMMINGS, INC.$56.3K1
225DEUTSCHE BANK AG\$52.0K1
226Security National Bank$51.8K1
227QUADRANT CAPITAL GROUP LLC$50.7K1
228ELEVATION WEALTH PARTNERS, LLC$48.3K1
229VAN ECK ASSOCIATES CORP$46.7K1
230Wilmington Savings Fund Society, FSB$44.3K1
231MTM Investment Management, LLC$42.8K1
232FIFTH THIRD BANCORP$34.8K1
233DELTA ASSET MANAGEMENT LLC/TN$32.8K1
234FINANCIAL CONSULATE, INC$30.2K1
235Optiver Holding B.V.$29.8K1
236IFG Advisory, LLC$29.5K1
237CWM, LLC$29.5K1
238NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$28.7K1
239Burk Holdings LLC$25.8K1
240UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$23.7K1
241Caitlin John, LLC$23.7K1
242SALEM INVESTMENT COUNSELORS INC$22.7K1
243Atlantic Union Bankshares Corp$22.2K1
244HHM Wealth Advisors, LLC$22.2K1
245ASSETMARK, INC$19.0K1
246Spire Wealth Management$17.8K1
247Clearstead Advisors, LLC$17.7K1
248Hilton Head Capital Partners, LLC$16.2K1
249VISION FINANCIAL MARKETS LLC$14.7K1
250NOMURA ASSET MANAGEMENT CO LTD$11.8K1
251Asset Dedication, LLC$11.2K1
252GILPIN WEALTH MANAGEMENT, LLC$10.7K1
253WealthCollab, LLC$9.5K1
254Bank of New Hampshire$8.9K1
255ALERUS FINANCIAL NA$7.6K1
256SJS Investment Consulting Inc.$7.4K1
257HRT FINANCIAL LP$7.3K1
258TD Waterhouse Canada Inc.$6.2K1
259PFS Partners, LLC$6.1K1
260CITIGROUP INC$5.8K1
261MCGUIRE CAPITAL ADVISORS INC$5.1K1
262William B. Walkup & Associates, Inc.$4.4K1
263Signature Resources Capital Management, LLC$4.1K1
264JPL Wealth Management, LLC$3.0K1
265SWAN Capital LLC$2.8K1
266CANADA LIFE ASSURANCE Co$2.7K1
267CENTAURUS FINANCIAL, INC.$1.6K1
268Glen Eagle Advisors, LLC$1.5K1
269DELPHI MANAGEMENT INC /MA/$9901
270Quest 10 Wealth Builders, Inc.$8461
271West Financial Advisors, LLC$8271
272Bank Julius Baer & Co. Ltd, Zurich$6481
273Caitong International Asset Management Co., Ltd$3691
274Summit Global Investments$3571
275Virtu Financial LLC$2861
276WEDBUSH SECURITIES INC$1961
277Avail Investment Partners, LLC$1521
278DANSKE BANK A/S$1331
279Elequin Capital, LP$1331
280State of Alaska, Department of Revenue$1151
281CX Institutional$321
282VALLEY NATIONAL ADVISERS INC$91
283HARBOUR INVESTMENTS, INC.$01
284COMERICA BANK$01
285NISA INVESTMENT ADVISORS, LLC$01
286CREDIT AGRICOLE S A$01
287CIBC Private Wealth Group LLC$01
288GRIMES & Co WEALTH MANAGEMENT, LLC$01
289ALPS ADVISORS INC$01
290Walleye Trading LLC$01
291Hudson Bay Capital Management LP$01
292J.W. COLE ADVISORS, INC.$01
293O'SHAUGHNESSY ASSET MANAGEMENT, LLC$01
294Verition Fund Management LLC$01
295TWO SIGMA ADVISERS, LP$01
296SIMPLEX TRADING, LLC$01
297BNP Paribas Asset Management Holding S.A.$01
298SUMMIT SECURITIES GROUP LLC$01
299Leonteq Securities AG$01
300Chicago Partners Investment Group LLC$01
301JNBA Financial Advisors$01
302Composition Wealth, LLC$01
303JANE STREET GROUP, LLC$01
304Point72 Asset Management, L.P.$01
305Creegan & Nassoura Financial Group, LLC$01
306Cedar Wealth Management, LLC$01
307Investors Research Corp$01
308CreativeOne Wealth, LLC$01
309Global Retirement Partners, LLC$01
310Quantinno Capital Management LP$01
311TWINBEECH CAPITAL LP$01
312Y-Intercept (Hong Kong) Ltd$01
313SteelPeak Wealth, LLC$01
314CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC$01
315OCCUDO QUANTITATIVE STRATEGIES LP$01
316Navalign, LLC$01
317Orion Capital Management LLC$01
318TUCKER ASSET MANAGEMENT LLC$01
319Allspring Global Investments Holdings, LLC$01
320PharVision Advisers, LLC$01
321AXXCESS WEALTH MANAGEMENT, LLC$01
322Quarry LP$01
323TrueMark Investments, LLC$01
324PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$01
325Everstar Asset Management, LLC$01
326SAGE ADVISORS, LLC$01
327Diversified Enterprises, LLC$01
328Clark Wealth Partners$01
Truncated by Public Filings. The published aggregate ranks the top 328 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)1 buy / 2 sell
Congress net ($ bound)−$149K to −$50.0K
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on HTGC

RETAINED WINDOW · ACTIVE HITS

Zero hits on HTGC in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for HTGC · financials and macro

Financials — as filed PLANNED

HTGC's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: HTGC on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing