CONFLUENCE INVESTMENT MANAGEMENT LLC

CIK 1442056 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions have no disclosed value and are left out of the sum, counted here rather than dropped: $6.4B
every reported holding for this filer and quarter, including ones with no disclosed value: 414
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 18
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 31

Quarter-end snapshot, filed up to 45 days later — not current holdings. What a 13F covers ↓

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Position changes into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated	Prev value	Curr value	Prev shares	Curr shares
—	share class as filed: COM · position key `sid:sec:prov:e38118ea8b169e3aaee9194c66190079` · issuer key `iss:2406`	TRIM	−$33.4M	−337,728	$210M	$177M	2,091,242	1,753,514
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14307` · issuer key `iss:127`	TRIM	+$13.1M	−45,239	$159M	$172M	585,879	540,640
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17173` · issuer key `iss:1138`	TRIM	+$25.0M	−15,588	$138M	$163M	285,228	269,640
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11717` · issuer key `iss:440`	TRIM	+$37.6M	−29,207	$122M	$160M	801,450	772,243
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:16114` · issuer key `iss:1682`	TRIM	−$3.4M	−33,413	$162M	$158M	469,309	435,896
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11267` · issuer key `iss:2257`	TRIM	−$2.4M	−28,978	$159M	$157M	511,021	482,043
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15485` · issuer key `iss:903`	TRIM	+$16.5M	−7,565	$127M	$144M	697,914	690,349
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15342` · issuer key `iss:1937`	TRIM	+$3.2M	−90,404	$140M	$143M	1,327,420	1,237,016
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12681` · issuer key `iss:2154`	TRIM	+$13.6M	−14,251	$127M	$140M	297,323	283,072
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:12048` · issuer key `iss:665`	TRIM	+$19.1M	−58,447	$119M	$138M	1,287,734	1,229,287
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:15311` · issuer key `iss:724`	TRIM	+$13.5M	−126,394	$124M	$138M	3,093,116	2,966,722
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13738` · issuer key `iss:1698`	TRIM	+$7.7M	−63,705	$130M	$137M	1,485,576	1,421,871
—	share class as filed: COM · position key `pos:14585` · issuer key `iss:1246`	ADD	+$28.0M	+370,805	$93.8M	$122M	1,742,051	2,112,856
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10600` · issuer key `iss:821`	TRIM	+$8.3M	−48,812	$112M	$120M	909,835	861,023
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11944` · issuer key `iss:454`	TRIM	−$5.1M	−77,155	$125M	$120M	1,618,101	1,540,946
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:14135` · issuer key `iss:1060`	TRIM	+$17.0M	−148,029	$100.0M	$117M	3,637,035	3,489,006
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11683` · issuer key `iss:1491`	TRIM	−$21.1M	−17,599	$136M	$115M	597,858	580,259
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:13876` · issuer key `iss:917`	TRIM	+$12.1M	−17,305	$101M	$113M	517,167	499,862
—	share class as filed: COM · position key `pos:12693` · issuer key `iss:114`	ADD	+$6.7M	+16,965	$103M	$110M	792,993	809,958
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:10434` · issuer key `iss:482`	TRIM	+$4.9M	−36,554	$102M	$107M	1,286,644	1,250,090

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 6

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
—	share class as filed: COM · position key `pos:11020` · issuer key `iss:255`	NO CHANGE	−$183K	$3.8M	$3.6M	5	5
—	share class as filed: COM · position key `sid:sec:prov:e91f79eaf2eef531c911d747fd14cf27` · issuer key `cusip6:35471R`	NO CHANGE	−$346K	$1.2M	$818K	1,231,656	1,231,656
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:17976` · issuer key `iss:547`	NO CHANGE	+$151K	$639K	$790K	1,160	1,160
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:11849` · issuer key `iss:104`	NO CHANGE	−$162K	$888K	$726K	2,400	2,400
—	share class as filed: COM · position key `pos:16809` · issuer key `iss:119`	NO CHANGE	−$22.1K	$235K	$213K	480	480
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COM · position key `pos:18039` · issuer key `iss:1025`	NO CHANGE	−$19.2K	$221K	$202K	685	685

Flags: no row carries a flag.

Holdings without a security ID are counted, not compared. Method ↗

Reported positions — 2026-03-31

255 issuers · 414 rows

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This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

—

iShares 0-3 Month Treasury Bon

7 positions · 8 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for iShares 0-3 Month Treasury Bon, as it reported them
iShares 0-3 Month Treasury Bon · COM CUSIP 46436E718 src ↗	$176M	1,748,064
iShares iBonds Dec 2033 Term T · COM CUSIP 46436E148 src ↗	$26.4M	1,081,896
iShares iBonds Dec 2031 Term T · COM CUSIP 46436E460 src ↗	$24.5M	1,202,814
iShares iBonds Dec 2032 Term T · COM CUSIP 46436E296 src ↗	$18.4M	804,094
iShares iBonds Dec 2030 Term T · COM CUSIP 46436E593 src ↗	$7.0M	353,634
iShares iBonds Dec 2029 Term T · COM CUSIP 46436E825 src ↗	$4.0M	183,271
iShares iBonds Dec 2029 Term M · COM CUSIP 46436E163 src ↗	$2.2M	86,709
iShares 0-3 Month Treasury Bon · COM CUSIP 46436E718 src ↗	$549K	5,450

ticker not yet mapped

$259M

5,465,932

4.0%

—

SPDR Portfolio Mortgage Backed

7 positions · 13 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for SPDR Portfolio Mortgage Backed, as it reported them
SPDR Portfolio Mortgage Backed · COM CUSIP — src ↗	$86.3M	3,853,147
SPDR Portfolio S&P 500 Growth · COM CUSIP — src ↗	$51.7M	527,820
SPDR Portfolio S&P 500 Value E · COM CUSIP — src ↗	$44.7M	789,989
SPDR S&P Dividend ETF · COM CUSIP — src ↗	$10.0M	68,646
SPDR Nuveen S&P High Yield Mun · COM CUSIP — src ↗	$3.1M	124,905
SPDR S&P 400 Mid Cap Growth ET · COM CUSIP — src ↗	$1.3M	13,384
SPDR S&P 400 Mid Cap Value ETF · COM CUSIP — src ↗	$675K	7,928
SPDR Portfolio S&P 500 Growth · COM CUSIP — src ↗	$52.2K	533
SPDR Portfolio S&P 500 Value E · COM CUSIP — src ↗	$23.5K	415
SPDR S&P Dividend ETF · COM CUSIP — src ↗	$9.3K	64
SPDR Portfolio Mortgage Backed · COM CUSIP — src ↗	$7.7K	346
SPDR S&P 400 Mid Cap Growth ET · COM CUSIP — src ↗	$7.1K	74
SPDR S&P 400 Mid Cap Value ETF · COM CUSIP — src ↗	$3.8K	44

ticker not yet mapped

$198M

5,387,295

3.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Analog Devices Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Analog Devices Inc., as it reported them
Analog Devices Inc. · COM CUSIP — src ↗	$171M	538,690
Analog Devices Inc. · COM CUSIP — src ↗	$620K	1,950

$172M

540,640

2.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Lockheed Martin Corp.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Lockheed Martin Corp., as it reported them
Lockheed Martin Corp. · COM CUSIP — src ↗	$162M	268,656
Lockheed Martin Corp. · COM CUSIP — src ↗	$595K	984

$163M

269,640

2.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Chevron Corp.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Chevron Corp., as it reported them
Chevron Corp. · COM CUSIP — src ↗	$159M	769,615
Chevron Corp. · COM CUSIP — src ↗	$544K	2,628

$160M

772,243

2.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Snap-on Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Snap-on Inc., as it reported them
Snap-on Inc. · COM CUSIP — src ↗	$158M	434,299
Snap-on Inc. · COM CUSIP — src ↗	$580K	1,597

$158M

435,896

2.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Chubb Ltd.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Chubb Ltd., as it reported them
Chubb Ltd. · COM CUSIP — src ↗	$156M	480,161
Chubb Ltd. · COM CUSIP — src ↗	$613K	1,882

$157M

482,043

2.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Hershey Co.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Hershey Co., as it reported them
Hershey Co. · COM CUSIP — src ↗	$143M	687,428
Hershey Co. · COM CUSIP — src ↗	$607K	2,921

$144M

690,349

2.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WEC Energy Group Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for WEC Energy Group Inc., as it reported them
WEC Energy Group Inc. · COM CUSIP — src ↗	$143M	1,232,488
WEC Energy Group Inc. · COM CUSIP — src ↗	$524K	4,528

$143M

1,237,016

2.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Linde plc

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Linde plc, as it reported them
Linde plc · COM CUSIP — src ↗	$140M	282,024
Linde plc · COM CUSIP — src ↗	$520K	1,048

$140M

283,072

2.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Entergy Corp.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Entergy Corp., as it reported them
Entergy Corp. · COM CUSIP — src ↗	$138M	1,224,023
Entergy Corp. · COM CUSIP — src ↗	$591K	5,264

$138M

1,229,287

2.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Fastenal Co.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Fastenal Co., as it reported them
Fastenal Co. · COM CUSIP — src ↗	$137M	2,956,106
Fastenal Co. · COM CUSIP — src ↗	$493K	10,616

$138M

2,966,722

2.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Southern Co.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Southern Co., as it reported them
Southern Co. · COM CUSIP — src ↗	$137M	1,416,787
Southern Co. · COM CUSIP — src ↗	$491K	5,084

$137M

1,421,871

2.1%

—

Mondelez International Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Mondelez International Inc., as it reported them
Mondelez International Inc. · COM CUSIP — src ↗	$121M	2,105,307
Mondelez International Inc. · COM CUSIP — src ↗	$435K	7,549

ticker not yet mapped

$122M

2,112,856

1.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Gilead Sciences Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Gilead Sciences Inc., as it reported them
Gilead Sciences Inc. · COM CUSIP — src ↗	$120M	857,573
Gilead Sciences Inc. · COM CUSIP — src ↗	$481K	3,450

$120M

861,023

1.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Cisco Systems Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Cisco Systems Inc., as it reported them
Cisco Systems Inc. · COM CUSIP — src ↗	$119M	1,534,328
Cisco Systems Inc. · COM CUSIP — src ↗	$513K	6,618

$120M

1,540,946

1.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Kinder Morgan Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Kinder Morgan Inc., as it reported them
Kinder Morgan Inc. · COM CUSIP — src ↗	$116M	3,474,290
Kinder Morgan Inc. · COM CUSIP — src ↗	$493K	14,716

$117M

3,489,006

1.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Progressive Corp.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Progressive Corp., as it reported them
Progressive Corp. · COM CUSIP — src ↗	$115M	578,026
Progressive Corp. · COM CUSIP — src ↗	$443K	2,233

$115M

580,259

1.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Honeywell International Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Honeywell International Inc., as it reported them
Honeywell International Inc. · COM CUSIP — src ↗	$112M	497,593
Honeywell International Inc. · COM CUSIP — src ↗	$513K	2,269

$113M

499,862

1.8%

—

American Water Works Co. Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for American Water Works Co. Inc., as it reported them
American Water Works Co. Inc. · COM CUSIP — src ↗	$110M	807,028
American Water Works Co. Inc. · COM CUSIP — src ↗	$399K	2,930

ticker not yet mapped

$110M

809,958

1.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Colgate-Palmolive Co.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Colgate-Palmolive Co., as it reported them
Colgate-Palmolive Co. · COM CUSIP — src ↗	$106M	1,246,221
Colgate-Palmolive Co. · COM CUSIP — src ↗	$330K	3,869

$107M

1,250,090

1.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Home Depot Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Home Depot Inc., as it reported them
Home Depot Inc. · COM CUSIP — src ↗	$105M	318,791
Home Depot Inc. · COM CUSIP — src ↗	$372K	1,132

$105M

319,923

1.6%

—

Diageo plc

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Diageo plc, as it reported them
Diageo plc · COM CUSIP — src ↗	$100M	1,347,102
Diageo plc · COM CUSIP — src ↗	$471K	6,332

ticker not yet mapped

$101M

1,353,434

1.6%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Clorox Co.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Clorox Co., as it reported them
Clorox Co. · COM CUSIP — src ↗	$96.3M	929,350
Clorox Co. · COM CUSIP — src ↗	$334K	3,225

$96.6M

932,575

1.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Northern Trust Corp.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Northern Trust Corp., as it reported them
Northern Trust Corp. · COM CUSIP — src ↗	$94.6M	677,448
Northern Trust Corp. · COM CUSIP — src ↗	$392K	2,812

$94.9M

680,260

1.5%

—

U.S. Bancorp

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for U.S. Bancorp, as it reported them
U.S. Bancorp · COM CUSIP — src ↗	$92.4M	1,777,295
U.S. Bancorp · COM CUSIP — src ↗	$370K	7,108

ticker not yet mapped

$92.8M

1,784,403

1.4%

—

Fidelity National Financial In

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Fidelity National Financial In, as it reported them
Fidelity National Financial In · COM CUSIP — src ↗	$90.4M	1,948,620
Fidelity National Financial In · COM CUSIP — src ↗	$389K	8,387

ticker not yet mapped

$90.8M

1,957,007

1.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Paychex Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Paychex Inc., as it reported them
Paychex Inc. · COM CUSIP — src ↗	$89.0M	966,422
Paychex Inc. · COM CUSIP — src ↗	$312K	3,387

$89.3M

969,809

1.4%

—

Broadridge Financial Solutions

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Broadridge Financial Solutions, as it reported them
Broadridge Financial Solutions · COM CUSIP — src ↗	$86.4M	531,732
Broadridge Financial Solutions · COM CUSIP — src ↗	$432K	2,661

ticker not yet mapped

$86.8M

534,393

1.3%

—

T. Rowe Price Group Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for T. Rowe Price Group Inc., as it reported them
T. Rowe Price Group Inc. · COM CUSIP — src ↗	$86.5M	960,004
T. Rowe Price Group Inc. · COM CUSIP — src ↗	$285K	3,163

ticker not yet mapped

$86.8M

963,167

1.3%

—

iShares MBS ETF

5 positions · 6 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for iShares MBS ETF, as it reported them
iShares MBS ETF · COM CUSIP — src ↗	$31.6M	332,934
iShares Barclays 10-20 Year Tr · COM CUSIP — src ↗	$20.7M	205,868
iShares 3-7 Year Treasury Bond · COM CUSIP — src ↗	$14.9M	125,426
iShares 1-5 Year Investment Gr · COM CUSIP — src ↗	$11.8M	225,126
iShares National Muni Bond ETF · COM CUSIP — src ↗	$3.4M	31,662
iShares 3-7 Year Treasury Bond · COM CUSIP — src ↗	$4.7K	40

ticker not yet mapped

$82.4M

921,056

1.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Nordson Corp.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Nordson Corp., as it reported them
Nordson Corp. · COM CUSIP — src ↗	$81.8M	307,477
Nordson Corp. · COM CUSIP — src ↗	$210K	790

$82.0M

308,267

1.3%

—

Dow Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Dow Inc., as it reported them
Dow Inc. · COM CUSIP — src ↗	$77.5M	1,861,460
Dow Inc. · COM CUSIP — src ↗	$370K	8,888

ticker not yet mapped

$77.9M

1,870,348

1.2%

—

W. R. Berkley Corp.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for W. R. Berkley Corp., as it reported them
W. R. Berkley Corp. · COM CUSIP — src ↗	$73.6M	1,110,597
W. R. Berkley Corp. · COM CUSIP — src ↗	$186K	2,803

ticker not yet mapped

$73.8M

1,113,400

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Mastercard Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Mastercard Inc., as it reported them
Mastercard Inc. · COM CUSIP — src ↗	$73.0M	146,158
Mastercard Inc. · COM CUSIP — src ↗	$188K	376

$73.2M

146,534

1.1%

—

SPDR Portfolio Developed World

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for SPDR Portfolio Developed World, as it reported them
SPDR Portfolio Developed World · COM CUSIP 78463X889 src ↗	$72.6M	1,591,320
SPDR Portfolio Developed World · COM CUSIP 78463X889 src ↗	$53.5K	1,173

ticker not yet mapped

$72.7M

1,592,493

1.1%

—

TJX Co. Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for TJX Co. Inc., as it reported them
TJX Co. Inc. · COM CUSIP — src ↗	$71.1M	445,276
TJX Co. Inc. · COM CUSIP — src ↗	$200K	1,250

ticker not yet mapped

$71.3M

446,526

1.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Stryker Corp.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Stryker Corp., as it reported them
Stryker Corp. · COM CUSIP — src ↗	$68.2M	207,537
Stryker Corp. · COM CUSIP — src ↗	$172K	522

$68.4M

208,059

1.1%

—

Accenture plc

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Accenture plc, as it reported them
Accenture plc · COM CUSIP — src ↗	$67.3M	339,366
Accenture plc · COM CUSIP — src ↗	$287K	1,446

ticker not yet mapped

$67.6M

340,812

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Air Products and Chemicals Inc

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Air Products and Chemicals Inc, as it reported them
Air Products and Chemicals Inc · COM CUSIP — src ↗	$63.1M	217,227
Air Products and Chemicals Inc · COM CUSIP — src ↗	$75.5K	260

$63.2M

217,487

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Ares Capital Corp.

1 position · 3 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Ares Capital Corp., as it reported them
Ares Capital Corp. · COM CUSIP — src ↗	$58.3M	3,235,607
Ares Capital Corp. · COM CUSIP — src ↗	$3.4M	186,486
Ares Capital Corp. · COM CUSIP — src ↗	$238K	13,196

$61.9M

3,435,289

1.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

S&P Global Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for S&P Global Inc., as it reported them
S&P Global Inc. · COM CUSIP — src ↗	$57.0M	133,907
S&P Global Inc. · COM CUSIP — src ↗	$159K	373

$57.1M

134,280

0.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Microsoft Corp.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Microsoft Corp., as it reported them
Microsoft Corp. · COM CUSIP — src ↗	$54.8M	147,997
Microsoft Corp. · COM CUSIP — src ↗	$227K	614

$55.0M

148,611

0.9%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Illinois Tool Works Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Illinois Tool Works Inc., as it reported them
Illinois Tool Works Inc. · COM CUSIP — src ↗	$53.9M	206,928
Illinois Tool Works Inc. · COM CUSIP — src ↗	$60.1K	231

$53.9M

207,159

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Keysight Technologies Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Keysight Technologies Inc., as it reported them
Keysight Technologies Inc. · COM CUSIP — src ↗	$50.4M	178,582
Keysight Technologies Inc. · COM CUSIP — src ↗	$260K	922

$50.7M

179,504

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Masco Corp.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Masco Corp., as it reported them
Masco Corp. · COM CUSIP — src ↗	$50.0M	827,628
Masco Corp. · COM CUSIP — src ↗	$58.9K	976

$50.0M

828,604

0.8%

—

Lowe's Co. Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Lowe's Co. Inc., as it reported them
Lowe's Co. Inc. · COM CUSIP — src ↗	$49.5M	209,302
Lowe's Co. Inc. · COM CUSIP — src ↗	$180K	762

ticker not yet mapped

$49.6M

210,064

0.8%

—

Alphabet Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Alphabet Inc., as it reported them
Alphabet Inc. · COM CUSIP — src ↗	$49.4M	172,213
Alphabet Inc. · COM CUSIP — src ↗	$191K	666

ticker not yet mapped

$49.6M

172,879

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Graco Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Graco Inc., as it reported them
Graco Inc. · COM CUSIP — src ↗	$49.4M	583,634
Graco Inc. · COM CUSIP — src ↗	$176K	2,080

$49.6M

585,714

0.8%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Paycom Software Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Paycom Software Inc., as it reported them
Paycom Software Inc. · COM CUSIP — src ↗	$49.3M	405,788
Paycom Software Inc. · COM CUSIP — src ↗	$238K	1,959

$49.6M

407,747

0.8%

—

Berkshire Hathaway Inc. - B

2 positions · 3 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Berkshire Hathaway Inc. - B, as it reported them
Berkshire Hathaway Inc. - B · COM CUSIP — src ↗	$44.5M	92,901
Berkshire Hathaway Inc. - A · COM CUSIP — src ↗	$3.6M	5
Berkshire Hathaway Inc. - B · COM CUSIP — src ↗	$173K	360

ticker not yet mapped

$48.3M

93,266

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Thermo Fisher Scientific Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Thermo Fisher Scientific Inc., as it reported them
Thermo Fisher Scientific Inc. · COM CUSIP — src ↗	$44.1M	89,808
Thermo Fisher Scientific Inc. · COM CUSIP — src ↗	$169K	343

$44.3M

90,151

0.7%

—

iShares iBonds Dec 2034 Term T

2 positions · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for iShares iBonds Dec 2034 Term T, as it reported them
iShares iBonds Dec 2034 Term T · COM CUSIP 46438G646 src ↗	$23.6M	919,178
iShares iBonds Dec 2035 Term T · COM CUSIP 46438G422 src ↗	$20.4M	807,886

ticker not yet mapped

$44.0M

1,727,064

0.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NXP Semiconductors N.V.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for NXP Semiconductors N.V., as it reported them
NXP Semiconductors N.V. · COM CUSIP — src ↗	$43.1M	218,951
NXP Semiconductors N.V. · COM CUSIP — src ↗	$172K	873

$43.3M

219,824

0.7%

—

Arch Capital Group Ltd.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Arch Capital Group Ltd., as it reported them
Arch Capital Group Ltd. · COM CUSIP — src ↗	$34.9M	363,397
Arch Capital Group Ltd. · COM CUSIP — src ↗	$66.1K	689

ticker not yet mapped

$34.9M

364,086

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Martin Marietta Materials Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Martin Marietta Materials Inc., as it reported them
Martin Marietta Materials Inc. · COM CUSIP — src ↗	$33.4M	56,743
Martin Marietta Materials Inc. · COM CUSIP — src ↗	$65.9K	112

$33.5M

56,855

0.5%

—

Brown-Forman Corp. - B

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Brown-Forman Corp. - B, as it reported them
Brown-Forman Corp. - B · COM CUSIP — src ↗	$32.6M	1,232,964
Brown-Forman Corp. - B · COM CUSIP — src ↗	$123K	4,657

ticker not yet mapped

$32.7M

1,237,621

0.5%

—

SPDR Gold MiniShares Trust ETF

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for SPDR Gold MiniShares Trust ETF, as it reported them
SPDR Gold MiniShares Trust ETF · COM CUSIP — src ↗	$30.8M	332,714
SPDR Gold MiniShares Trust ETF · COM CUSIP — src ↗	$24.1K	260

ticker not yet mapped

$30.9M

332,974

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Morningstar Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Morningstar Inc., as it reported them
Morningstar Inc. · COM CUSIP — src ↗	$29.9M	176,798
Morningstar Inc. · COM CUSIP — src ↗	$130K	770

$30.0M

177,568

0.5%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Carrier Global Corp.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Carrier Global Corp., as it reported them
Carrier Global Corp. · COM CUSIP — src ↗	$28.6M	508,596
Carrier Global Corp. · COM CUSIP — src ↗	$143K	2,541

$28.8M

511,137

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Starbucks Corp.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Starbucks Corp., as it reported them
Starbucks Corp. · COM CUSIP — src ↗	$28.1M	313,891
Starbucks Corp. · COM CUSIP — src ↗	$111K	1,240

$28.2M

315,131

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Brown & Brown Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Brown & Brown Inc., as it reported them
Brown & Brown Inc. · COM CUSIP — src ↗	$26.3M	403,060
Brown & Brown Inc. · COM CUSIP — src ↗	$103K	1,585

$26.4M

404,645

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Booking Holdings Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Booking Holdings Inc., as it reported them
Booking Holdings Inc. · COM CUSIP — src ↗	$25.8M	6,132
Booking Holdings Inc. · COM CUSIP — src ↗	$46.3K	11

$25.9M

6,143

0.4%

—

Constellation Brands

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Constellation Brands, as it reported them
Constellation Brands · COM CUSIP — src ↗	$25.7M	171,277
Constellation Brands · COM CUSIP — src ↗	$55.5K	370

ticker not yet mapped

$25.7M

171,647

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

General Dynamics Corp. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

$24.3M

70,894

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

EOG Resources Inc. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

$24.0M

165,675

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Ecolab Inc. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

$23.8M

89,454

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Amphenol Corp. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

$23.5M

185,611

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Toro Co. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

$23.4M

250,943

0.4%

—

Expeditors International of Wa · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

ticker not yet mapped

$23.0M

160,703

0.4%

—

New Jersey Resources Corp. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

ticker not yet mapped

$22.9M

416,958

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Donaldson Co. Inc. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

$22.6M

265,723

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

ResMed Inc. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

$22.4M

99,845

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

RLI Corp.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for RLI Corp., as it reported them
RLI Corp. · COM CUSIP — src ↗	$21.8M	381,686
RLI Corp. · COM CUSIP — src ↗	$26.4K	463

$21.8M

382,149

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

McDonald's Corp. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

$21.7M

69,902

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Sherwin-Williams Co. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

$21.3M

66,450

0.3%

—

A. O. Smith Corp. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

ticker not yet mapped

$21.0M

319,075

0.3%

—

iShares BB Rated Corporate Bon

4 positions · 4 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for iShares BB Rated Corporate Bon, as it reported them
iShares BB Rated Corporate Bon · COM CUSIP 46435U473 src ↗	$16.3M	350,424
iShares iBonds Dec 2028 Term M · COM CUSIP 46435U325 src ↗	$2.5M	99,101
iShares iBonds Dec 2027 Term M · COM CUSIP 46435U283 src ↗	$819K	32,206
iShares iBonds Dec 2026 Term M · COM CUSIP 46435U259 src ↗	$337K	13,150

ticker not yet mapped

$20.0M

494,881

0.3%

—

Invesco BulletShares 2034 Muni

3 positions · 3 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Invesco BulletShares 2034 Muni, as it reported them
Invesco BulletShares 2034 Muni · COM CUSIP 46139W767 src ↗	$7.9M	327,709
Invesco Bulletshares 2033 Muni · COM CUSIP 46139W791 src ↗	$6.0M	237,863
Invesco BulletShares 2032 Munc · COM CUSIP 46139W833 src ↗	$5.3M	212,666

ticker not yet mapped

$19.3M

778,238

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Procter & Gamble Co. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

$17.8M

123,362

0.3%

—

Medtronic plc · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

ticker not yet mapped

$17.8M

205,401

0.3%

—

Charles River Laboratories Int

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Charles River Laboratories Int, as it reported them
Charles River Laboratories Int · COM CUSIP — src ↗	$17.1M	99,256
Charles River Laboratories Int · COM CUSIP — src ↗	$220K	1,278

ticker not yet mapped

$17.3M

100,534

0.3%

—

Invesco BulletShares 2031 Muni

4 positions · 4 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Invesco BulletShares 2031 Muni, as it reported them
Invesco BulletShares 2031 Muni · COM CUSIP 46138J411 src ↗	$6.5M	311,374
Invesco BulletShares 2035 Muni · COM CUSIP 46138J353 src ↗	$5.6M	223,117
Invesco BulletShares 2030 Muni · COM CUSIP 46138J445 src ↗	$2.7M	123,052
Invesco BulletShares 2029 Muni · COM CUSIP 46138J478 src ↗	$2.4M	104,378

ticker not yet mapped

$17.2M

761,921

0.3%

—

Zoetis Inc. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

ticker not yet mapped

$16.8M

141,863

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Dollar Tree Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Dollar Tree Inc., as it reported them
Dollar Tree Inc. · COM CUSIP — src ↗	$15.8M	144,521
Dollar Tree Inc. · COM CUSIP — src ↗	$174K	1,592

$16.0M

146,113

0.2%

—

iShares Core MSCI Europe ETF

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for iShares Core MSCI Europe ETF, as it reported them
iShares Core MSCI Europe ETF · COM CUSIP 46434V738 src ↗	$15.3M	217,255
iShares Core MSCI Europe ETF · COM CUSIP 46434V738 src ↗	$9.9K	141

ticker not yet mapped

$15.3M

217,396

0.2%

—

NIKE Inc. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

ticker not yet mapped

$14.9M

282,354

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Becton Dickinson & Co. · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

$14.7M

93,498

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Valvoline Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Valvoline Inc., as it reported them
Valvoline Inc. · COM CUSIP — src ↗	$14.4M	427,374
Valvoline Inc. · COM CUSIP — src ↗	$141K	4,185

$14.5M

431,559

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Trex Company Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Trex Company Inc., as it reported them
Trex Company Inc. · COM CUSIP — src ↗	$14.1M	386,827
Trex Company Inc. · COM CUSIP — src ↗	$139K	3,814

$14.2M

390,641

0.2%

—

Baldwin Insurance Group Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Baldwin Insurance Group Inc., as it reported them
Baldwin Insurance Group Inc. · COM CUSIP — src ↗	$13.9M	631,699
Baldwin Insurance Group Inc. · COM CUSIP — src ↗	$152K	6,938

ticker not yet mapped

$14.0M

638,637

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Vontier Corp.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Vontier Corp., as it reported them
Vontier Corp. · COM CUSIP — src ↗	$13.5M	380,439
Vontier Corp. · COM CUSIP — src ↗	$137K	3,855

$13.6M

384,294

0.2%

—

Avantis International Small Ca

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Avantis International Small Ca, as it reported them
Avantis International Small Ca · COM CUSIP 025072802 src ↗	$12.1M	120,760
Avantis International Small Ca · COM CUSIP 025072802 src ↗	$7.7K	77

ticker not yet mapped

$12.1M

120,837

0.2%

—

Walt Disney Co.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Walt Disney Co., as it reported them
Walt Disney Co. · COM CUSIP — src ↗	$11.8M	121,996
Walt Disney Co. · COM CUSIP — src ↗	$112K	1,160

ticker not yet mapped

$11.9M

123,156

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

Copart Inc.

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Copart Inc., as it reported them
Copart Inc. · COM CUSIP — src ↗	$10.3M	311,023
Copart Inc. · COM CUSIP — src ↗	$97.7K	2,942

$10.4M

313,965

0.2%

—

VanEck Gold Miners ETF

3 positions · 4 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for VanEck Gold Miners ETF, as it reported them
VanEck Gold Miners ETF · COM CUSIP 92189F106 src ↗	$5.8M	63,691
VanEck Vectors Long Municipal · COM CUSIP 92189F536 src ↗	$3.0M	169,953
VanEck Junior Gold Miners ETF · COM CUSIP 92189F791 src ↗	$1.5M	12,437
VanEck Junior Gold Miners ETF · COM CUSIP 92189F791 src ↗	$6.5K	54

ticker not yet mapped

$10.3M

246,135

0.2%

—

Dimensional National Municipal · COM CUSIP 25434V849
2026-03-31 filed 2026-04-01 +1d

src ↗

ticker not yet mapped

$9.8M

205,362

0.2%

—

Global X Defense Tech ETF

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for Global X Defense Tech ETF, as it reported them
Global X Defense Tech ETF · COM CUSIP 37960A529 src ↗	$8.7M	123,174
Global X Defense Tech ETF · COM CUSIP 37960A529 src ↗	$7.2K	102

ticker not yet mapped

$8.7M

123,276

0.1%

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iShares MSCI Global Metals & M

1 position · 2 reported rows

Rows CONFLUENCE INVESTMENT MANAGEMENT LLC reported for iShares MSCI Global Metals & M, as it reported them
iShares MSCI Global Metals & M · COM CUSIP — src ↗	$8.1M	143,841
iShares MSCI Global Metals & M · COM CUSIP — src ↗	$7.4K	131

ticker not yet mapped

$8.1M

143,972

0.1%

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SPDR S&P 500 ETF · COM CUSIP —
2026-03-31 filed 2026-04-01 +1d

src ↗

ticker not yet mapped

$7.8M

11,922

0.1%

1–20 of the 100 issuers on this page

One line per issuer, largest first — open a line for its reported rows. Grouping ↗

Book shape

Tick = median of the 8,748 tracked filers with a 2026-03-31 book (the index median: the 8,662 with a complete book). Concentration uses reported 13F long value, not total assets; the index is withheld when any position lacks a value.

share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 50.3%below median 80.0%
integer Herfindahl–Hirschman index in basis points over disclosed position values: 140 bpsbelow median 446 bps
holdings with no disclosed value (undisclosed, or unreadable on the filing) — kept and counted, never shown as zero: 414 / 414median book 97.5 positions

314 quarter-over-quarter rows

Filing history

Available filing periods
Period	Source
2026-03-31	EDGAR ↗
2026-06-30	EDGAR ↗

Complete source filings on SEC EDGAR

The filing on EDGAR is the record, including any filed after this build.

Open CONFLUENCE INVESTMENT MANAGEMENT LLC's 13F filings on SEC EDGAR ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings: a position may have changed or closed since the quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars; each record notes its original unit.

Affiliated managers may report the same position, so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice.

Changes · Q1 2026Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Reported positions — 2026-03-31

Book shape

Filing history

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.