Who holds HTGCticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

HERCULES CAPITAL INC · COM · quarter ended 2026-03-31 · 2 members disclosed HTGC ↗

282

holders13F filers reporting this class for the quarter ended 2026-03-31

$577M

combined valuesum of the reported values across every holder; NULL values are excluded, never zero-filled

144

addsholders whose share count rose or who opened the position (new + add), by shares

exitsholders absent this quarter after holding last quarter — inferred from absence, not a sale record

Holders — quarter ended 2026-03-31

ranked by reported value · Δ shares vs 2025-12-31 · kind by shares

13F holders of HTGC ranked by reported value
#	Filer	Reported value	Shares	Δ shares	Change
1	UBS Group AG	$36.8M	2,493,992	+822,132	add
2	TWO SIGMA INVESTMENTS, LP	$34.3M	2,324,859	+708,403	add
3	Qube Research & Technologies Ltd	$33.0M	2,235,750	+709,224	add
4	LPL Financial LLC	$26.5M	1,795,677	−27,728	trim
5	D. E. Shaw & Co., Inc.	$22.9M	1,548,960	+723,423	add
6	Legal & General Group Plc	$22.1M	1,498,653	+116,569	add
7	Muzinich & Co., Inc.	$19.9M	1,350,125	+14,338	add
8	MORGAN STANLEY	$18.7M	1,264,616	+150,443	add
9	FRANKLIN RESOURCES INC	$16.8M	1,135,489	+160,134	add
10	Sumitomo Mitsui Trust Group, Inc.	$15.1M	1,025,337	+6,578	add
11	MILLENNIUM MANAGEMENT LLC	$14.6M	985,160	−407,316	trim
12	TECTONIC ADVISORS LLC	$13.2M	893,102	+133,356	add
13	Advisors Capital Management, LLC	$12.6M	856,216	+27,958	add
14	BlackRock, Inc.	$12.6M	855,052	−477,964	trim
15	CITADEL ADVISORS LLC	$12.0M	815,385	+343,246	add
16	Melia Wealth LLC	$11.8M	799,708	−2,477	trim
17	ARES MANAGEMENT LLC	$11.5M	776,606	+575,000	add
18	WELLS FARGO & COMPANY/MN	$11.1M	749,207	+8,726	add
19	Gilman Hill Asset Management, LLC	$9.1M	617,833	+37,393	add
20	STIFEL FINANCIAL CORP	$7.4M	501,728	−105,412	trim
21	ROYAL BANK OF CANADA	$7.3M	496,406	−147,364	trim
22	RAYMOND JAMES FINANCIAL INC	$7.0M	476,568	−214,496	trim
23	Trexquant Investment LP	$6.9M	470,541	+67,649	add
24	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$6.5M	442,571	+421,576	add
25	AMERIPRISE FINANCIAL INC	$6.5M	438,077	+52,081	add
26	Engineers Gate Manager LP	$5.8M	391,972	+259,284	add
27	D.A. DAVIDSON & CO.	$4.8M	323,397	+14,186	add
28	Advisors Asset Management, Inc.	$4.5M	307,016	−57,195	trim
29	VOLORIDGE INVESTMENT MANAGEMENT, LLC	$4.4M	301,173	−406,478	trim
30	FJ Capital Management LLC	$4.1M	277,666	+107,682	add
31	CONFLUENCE INVESTMENT MANAGEMENT LLC	$4.0M	273,343	−16,446	trim
32	Cetera Investment Advisers	$3.8M	256,621	+41,585	add
33	BARCLAYS PLC	$3.5M	240,270	+63,897	add
34	BANK OF AMERICA CORP /DE/	$3.4M	227,010	+21,590	add
35	DENALI ADVISORS LLC	$3.3M	224,350	−8,899	trim
36	STATE STREET CORP	$3.3M	223,172	+9,339	add
37	COMMONWEALTH EQUITY SERVICES, LLC	$3.2M	213,346	−6,696	trim
38	Naviter Wealth, LLC	$3.1M	210,445	+16,482	add
39	ELEVATION POINT WEALTH PARTNERS, LLC	$3.0M	206,303	+206,303	new
40	Cerity Partners LLC	$2.9M	197,967	+6	add
41	BLAIR WILLIAM & CO/IL	$2.8M	191,193	−4,400	trim
42	FAS Wealth Partners, Inc.	$2.7M	180,756	−1,990	trim
43	Taylor Frigon Capital Management LLC	$2.3M	158,491	−4,797	trim
44	BALYASNY ASSET MANAGEMENT L.P.	$2.2M	151,940	+136,938	add
45	Apollon Wealth Management, LLC	$2.2M	151,796	+132,351	add
46	Bank of New York Mellon Corp	$2.1M	144,459	+30,852	add
47	SHARPEPOINT LLC	$2.1M	142,488	+41,867	add
48	Rockefeller Capital Management L.P.	$2.1M	142,061	+1,065	add
49	Rare Wolf Capital LLC	$1.9M	130,771	+75,742	add
50	Schonfeld Strategic Advisors LLC	$1.9M	128,549	−231,897	trim
51	Significant Wealth Partners LLC	$1.8M	125,136	+125,136	new
52	LAZARD ASSET MANAGEMENT LLC	$1.8M	124,353	+124,353	new
53	Brevan Howard Capital Management LP	$1.8M	122,078	+21,365	add
54	NATIXIS	$1.8M	118,634	+257	add
55	PFG Investments, LLC	$1.7M	113,676	+2,565	add
56	CIBC Bancorp USA Inc.	$1.6M	111,276	—	no prior
57	MATHER GROUP, LLC.	$1.6M	109,084	+109,084	new
58	XTX Topco Ltd	$1.6M	107,976	−85,328	trim
59	Lansforsakringar Fondforvaltning AB (publ)	$1.6M	106,912	+22,933	add
60	S&T BANK/PA	$1.6M	106,315	−91,578	trim
61	Triad Investment Management	$1.5M	104,563	+500	add
62	Private Advisor Group, LLC	$1.5M	104,541	−30,936	trim
63	GROUP ONE TRADING LLC	$1.5M	101,940	+45,247	add
64	IHT Wealth Management, LLC	$1.5M	100,895	+14,012	add
65	AE Wealth Management LLC	$1.5M	100,693	+47,158	add
66	OSAIC HOLDINGS, INC.	$1.5M	100,251	+554	add
67	Legacy Capital Wealth Partners, LLC	$1.5M	98,333	+8,736	add
68	PENNINGTON PARTNERS & CO., LLC	$1.4M	96,700	0	no change
69	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	$1.4M	124,677	+15,122	add
70	Truvestments Capital LLC	$1.4M	93,754	−87,972	trim
71	Jefferies Financial Group Inc.	$1.4M	92,230	+89,253	add
72	NORTHERN TRUST CORP	$1.3M	86,233	−115,152	trim
73	INDEPENDENT FINANCIAL GROUP, LLC	$1.2M	84,349	—	no prior
74	Steward Partners Investment Advisory, LLC	$1.2M	82,022	−27,875	trim
75	Triumph Capital Management	$1.2M	81,862	+72,257	add
76	NAPLES GLOBAL ADVISORS, LLC	$1.2M	79,899	+8,330	add
77	Invesco Ltd.	$1.2M	78,563	−1,087	trim
78	Lido Advisors, LLC	$1.1M	77,549	+10,755	add
79	Tidal Investments LLC	$1.1M	77,178	−1,696	trim
80	&PARTNERS	$1.1M	76,856	+36,555	add
81	RESOLUTE CAPITAL, LLC	$1.1M	76,767	+12,267	add
82	ROMANO BROTHERS AND COMPANY	$1.1M	75,900	+75,900	new
83	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$1.1M	71,116	−31,843	trim
84	Creative Planning	$1.0M	68,784	+5,790	add
85	Beacon Pointe Advisors, LLC	$983K	66,525	+24,078	add
86	Secure Asset Management, LLC	$968K	65,539	+17,022	add
87	CMH Wealth Management LLC	$962K	65,120	+65,120	new
88	Quantbot Technologies LP	$945K	63,983	−149,706	trim
89	IMC-Chicago, LLC	$942K	63,773	+39,596	add
90	HighTower Advisors, LLC	$941K	63,711	−847	trim
91	TRED AVON FAMILY WEALTH, LLC	$941K	63,707	+9,493	add
92	Kestra Advisory Services, LLC	$928K	62,830	−5,164	trim
93	Abundance Wealth Counselors	$918K	62,147	+538	add
94	DnB Asset Management AS	$883K	59,801	−48,121	trim
95	Cordoba Advisory Partners LLC	$866K	58,770	+3,403	add
96	Essex Financial Services, Inc.	$818K	55,412	−1,327	trim
97	Kovack Advisors, Inc.	$814K	54,761	−622	trim
98	Mariner, LLC	$797K	53,984	−2,469	trim
99	Sigma Planning Corp	$769K	52,069	−7,283	trim
100	FOUNDATIONS INVESTMENT ADVISORS, LLC	$717K	48,527	+14,932	add
101	MCDONALD PARTNERS LLC	$709K	48,000	0	no change
102	Commerce Advisors, LLC	$667K	45,142	—	no prior
103	Autumn Glory Partners, LLC	$665K	45,000	+10,000	add
104	Mirador Capital Partners LP	$660K	44,700	+1,083	add
105	ENVESTNET ASSET MANAGEMENT INC	$656K	44,381	+11,030	add
106	Focus Partners Wealth	$640K	43,317	−1,880	trim
107	SMH CAPITAL ADVISORS INC	$607K	607	−40,458	trim
108	Corient Private Wealth LLC	$602K	40,742	−41,898	trim
109	EAGLE GLOBAL ADVISORS LLC	$600K	40,640	+1,000	add
110	Catalyst Capital Advisors LLC	$599K	40,565	0	no change
111	Fieldview Capital Management, LLC	$597K	40,418	+40,418	new
112	Summit Financial, LLC	$595K	40,284	0	no change
113	Accel Wealth Management	$587K	39,741	+688	add
114	Empowered Funds, LLC	$586K	39,643	+39,643	new
115	Aquatic Capital Management LLC	$583K	39,470	−12,865	trim
116	Access Investment Management LLC	$564K	38,200	0	no change
117	Dakota Wealth Management	$557K	37,710	−125	trim
118	US BANCORP \DE\	$549K	37,182	0	no change
119	GUGGENHEIM CAPITAL LLC	$548K	37,120	+3,700	add
120	Haven Private, LLC	$533K	36,082	+11,457	add
121	Palogic Value Management, L.P.	$514K	34,783	+34,783	new
122	Virtus Investment Advisers, LLC	$512K	34,656	+1,138	add
123	J.M. Arbour, LLC	$497K	33,641	−35,962	trim
124	MQS Management LLC	$480K	32,520	−6,130	trim
125	Americana Partners, LLC	$476K	32,250	0	no change
126	ProShare Advisors LLC	$465K	31,479	−689	trim
127	Monument Capital Management	$456K	30,873	−87	trim
128	FOX RUN MANAGEMENT, L.L.C.	$454K	31,986	+7,632	add
129	Future Financial Wealth Managment LLC	$442K	28,175	−2,000	trim
130	Closed-End Fund Advisors, Inc.	$441K	29,845	+15,634	add
131	BigSur Wealth Management LLC	$436K	29,500	0	no change
132	First National Bank of Mount Dora, Trust Investment Services	$432K	29,246	—	no prior
133	TRUIST FINANCIAL CORP	$432K	29,224	−1,309	trim
134	Magnetar Financial LLC	$427K	28,919	−34,651	trim
135	OPPENHEIMER & CO INC	$426K	28,876	+4,160	add
136	Balboa Wealth Partners	$421K	28,477	−2,540	trim
137	CAXTON ASSOCIATES LLP	$405K	27,400	0	no change
138	EVERGREEN CAPITAL MANAGEMENT LLC	$377K	25,523	+13,019	add
139	Atom Investors LP	$368K	24,882	+24,882	new
140	ExodusPoint Capital Management, LP	$365K	24,686	−22,744	trim
141	Core Wealth Partners LLC	$357K	24,153	0	no change
142	Investment Research Partners LLC	$356K	24,085	+1,788	add
143	Concurrent Investment Advisors, LLC	$352K	23,836	−574	trim
144	MML INVESTORS SERVICES, LLC	$351K	23,746	−3,344	trim
145	Accredited Investors Inc.	$340K	23,000	0	no change
146	IFC Advisors LLC	$336K	22,721	+22,721	new
147	Principle Wealth Partners LLC	$328K	22,235	+2,850	add
148	DIVERSIFY WEALTH MANAGEMENT, LLC	$326K	21,032	+21,032	new
149	Diversify Advisory Services, LLC	$324K	20,917	−1,086	trim
150	Pasadena Private Wealth, LLC	$322K	21,802	−2,200	trim
151	Orion Porfolio Solutions, LLC	$319K	21,567	+21,567	new
152	Founders Financial Alliance, LLC	$319K	21,567	+21,567	new
153	Stratos Wealth Partners, LTD.	$312K	21,122	+6,498	add
154	MACKENZIE FINANCIAL CORP	$294K	19,920	+8,175	add
155	FIRST NATIONAL TRUST CO	$290K	19,634	0	no change
156	RMR Wealth Builders	$289K	19,561	−680	trim
157	Pathstone Holdings, LLC	$281K	18,995	+15	add
158	Sowell Financial Services LLC	$279K	18,893	−832	trim
159	Cornerstone Wealth Management, LLC	$275K	18,632	−2,418	trim
160	CANTOR FITZGERALD, L. P.	$266K	18,000	+18,000	new
161	CALTON & ASSOCIATES, INC.	$250K	16,929	+6,550	add
162	NewEdge Advisors, LLC	$240K	16,259	+16,259	new
163	Inspire Advisors, LLC	$238K	16,121	−1,612	trim
164	GREAT VALLEY ADVISOR GROUP, INC.	$231K	15,592	+15,592	new
165	HB Wealth Management, LLC	$226K	15,321	−190	trim
166	Allie Family Office LLC	$222K	15,000	0	no change
167	Arax Advisory Partners	$219K	14,803	+3	add
168	Intrua Financial, LLC	$216K	14,595	+4,398	add
169	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$214K	14,513	+14,513	new
170	Squarepoint Ops LLC	$212K	14,355	−50,240	trim
171	Modern Wealth Management, LLC	$210K	14,436	+616	add
172	Colonial River Investments, LLC	$210K	14,222	−285	trim
173	Annex Advisory Services, LLC	$207K	14,019	+15	add
174	KFG WEALTH MANAGEMENT, LLC	$206K	13,915	+13,915	new
175	Sand Hill Global Advisors, LLC	$204K	13,832	0	no change
176	INVESTED ADVISORS	$203K	13,762	+291	add
177	KESTRA PRIVATE WEALTH SERVICES, LLC	$193K	13,034	−84,701	trim
178	Chung Wu Investment Group, LLC	$192K	12,978	0	no change
179	Hennion & Walsh Asset Management, Inc.	$191K	12,908	+12,908	new
180	FULTON BANK, N.A.	$189K	12,817	0	no change
181	Avior Wealth Management, LLC	$189K	12,774	+12,774	new
182	Register Financial Advisors LLC	$183K	12,391	−971	trim
183	Wealthfront Advisers LLC	$183K	12,374	+12,374	new
184	Strategic Financial Concepts, LLC	$179K	12,150	+12,150	new
185	AIGEN INVESTMENT MANAGEMENT, LP	$179K	12,089	+12,089	new
186	WealthBridge Capital Management, LLC	$177K	12,000	0	no change
187	CHOREO, LLC	$177K	11,994	+11,994	new
188	Global Endowment Management, LP	$177K	12,000	−8,000	trim
189	Baker Avenue Asset Management, LP	$176K	11,896	0	no change
190	Independent Advisor Alliance	$174K	11,750	+11,750	new
191	Universal- Beteiligungs- und Servicegesellschaft mbH	$171K	11,548	0	no change
192	Caprock Group, LLC	$170K	11,515	−2,700	trim
193	Snowden Capital Advisors LLC	$169K	11,436	0	no change
194	Sovereign Financial Group, Inc.	$159K	10,755	+10,755	new
195	Catalina Capital Group, LLC	$158K	10,717	+10,717	new
196	Bridgefront Capital, LLC	$158K	10,706	+10,706	new
197	Sequoia Financial Advisors, LLC	$158K	10,667	−2,534	trim
198	PRINCIPAL SECURITIES, INC.	$156K	10,547	−175	trim
199	Dynamic Technology Lab Private Ltd	$155K	10,528	+10,528	new
200	Brookstone Capital Management	$153K	10,370	−378	trim
201	SageGuard Financial Group, LLC	$152K	10,309	−396	trim
202	Left Brain Wealth Management, LLC	$151K	10,200	−285,553	trim
203	American Capital Advisory, LLC	$148K	10,000	+10,000	new
204	ARMSTRONG ADVISORY GROUP, INC	$142K	9,607	+4,346	add
205	Hillsdale Investment Management Inc.	$127K	8,620	+8,620	new
206	AREX Capital Management, LP	$118K	8,000	+8,000	new
207	SIGNATUREFD, LLC	$112K	7,561	+1,889	add
208	Annis Gardner Whiting Capital Advisors, LLC	$105K	7,090	+1,035	add
209	Federation des caisses Desjardins du Quebec	$104K	7,075	−1,000	trim
210	Anfield Capital Management, LLC	$102K	6,908	−3,920	trim
211	AMERIFLEX GROUP, INC.	$96.7K	6,549	+6,549	new
212	CALDWELL SUTTER CAPITAL, INC.	$92.1K	6,234	+1,648	add
213	Union Bancaire Privee, UBP SA	$91.6K	6,449	−21,359	trim
214	Allworth Financial LP	$91.1K	6,167	+454	add
215	Inspire Investing, LLC	$86.5K	5,858	−24,596	trim
216	CHILTON CAPITAL MANAGEMENT LLC	$81.2K	5,500	0	no change
217	Key Capital Management, INC	$79.4K	5,376	−2,967	trim
218	Geneos Wealth Management Inc.	$73.5K	4,975	−1,500	trim
219	MAI Capital Management	$65.5K	4,436	−588	trim
220	Bayforest Capital Ltd	$65.2K	4,417	−2,824	trim
221	Advocate Investing Services LLC	$62.6K	4,240	0	no change
222	Blue Trust, Inc.	$59.1K	4,000	−20	trim
223	Tradewinds Capital Management, LLC	$59.1K	3,998	+105	add
224	BROWN, LISLE/CUMMINGS, INC.	$56.3K	3,811	0	no change
225	DEUTSCHE BANK AG\	$52.0K	3,520	−137,761	trim
226	Security National Bank	$51.8K	3,508	0	no change
227	QUADRANT CAPITAL GROUP LLC	$50.7K	3,435	+3,435	new
228	ELEVATION WEALTH PARTNERS, LLC	$48.3K	3,267	+86	add
229	VAN ECK ASSOCIATES CORP	$46.7K	3,163,981	−294,296	trim
230	Wilmington Savings Fund Society, FSB	$44.3K	3,000	+3,000	new
231	MTM Investment Management, LLC	$42.8K	2,900	0	no change
232	FIFTH THIRD BANCORP	$34.8K	2,357	+2,357	new
233	DELTA ASSET MANAGEMENT LLC/TN	$32.8K	2,221	0	no change
234	FINANCIAL CONSULATE, INC	$30.2K	2,045	+200	add
235	Optiver Holding B.V.	$29.8K	2,020	0	no change
236	IFG Advisory, LLC	$29.5K	2,000	+2,000	new
237	CWM, LLC	$29.5K	1,998	+1,227	add
238	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$28.7K	1,942	+58	add
239	Burk Holdings LLC	$25.8K	1,750	+1,750	new
240	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$23.7K	1,605	+148	add
241	Caitlin John, LLC	$23.7K	1,602	+42	add
242	SALEM INVESTMENT COUNSELORS INC	$22.7K	1,535	+1,535	new
243	Atlantic Union Bankshares Corp	$22.2K	1,500	−517	trim
244	HHM Wealth Advisors, LLC	$22.2K	1,500	0	no change
245	ASSETMARK, INC	$19.0K	1,286	−500	trim
246	Spire Wealth Management	$17.8K	1,205	0	no change
247	Clearstead Advisors, LLC	$17.7K	1,200	+1,200	new
248	Hilton Head Capital Partners, LLC	$16.2K	1,095	+130	add
249	VISION FINANCIAL MARKETS LLC	$14.7K	995	+995	new
250	NOMURA ASSET MANAGEMENT CO LTD	$11.8K	796	−2,010	trim
251	Asset Dedication, LLC	$11.2K	756	0	no change
252	GILPIN WEALTH MANAGEMENT, LLC	$10.7K	723	0	no change
253	WealthCollab, LLC	$9.5K	641	−195	trim
254	Bank of New Hampshire	$8.9K	600	0	no change
255	ALERUS FINANCIAL NA	$7.6K	517	0	no change
256	SJS Investment Consulting Inc.	$7.4K	500	0	no change
257	HRT FINANCIAL LP	$7.3K	495,278	+53,962	add
258	TD Waterhouse Canada Inc.	$6.2K	425	+225	add
259	PFS Partners, LLC	$6.1K	413	0	no change
260	CITIGROUP INC	$5.8K	396	−1,261	trim
261	MCGUIRE CAPITAL ADVISORS INC	$5.1K	348	0	no change
262	William B. Walkup & Associates, Inc.	$4.4K	229	0	no change
263	Signature Resources Capital Management, LLC	$4.1K	275	0	no change
264	JPL Wealth Management, LLC	$3.0K	200	+200	new
265	SWAN Capital LLC	$2.8K	189	0	no change
266	CANADA LIFE ASSURANCE Co	$2.7K	184,580	−31,016	trim
267	CENTAURUS FINANCIAL, INC.	$1.6K	107,492	+1,098	add
268	Glen Eagle Advisors, LLC	$1.5K	100	−300	trim
269	DELPHI MANAGEMENT INC /MA/	$990	66,999	−11,513	trim
270	Quest 10 Wealth Builders, Inc.	$846	57	0	no change
271	West Financial Advisors, LLC	$827	56	+1	add
272	Bank Julius Baer & Co. Ltd, Zurich	$648	44	−2,767	trim
273	Caitong International Asset Management Co., Ltd	$369	25	−1,103	trim
274	Summit Global Investments	$357	24,200	0	no change
275	Virtu Financial LLC	$286	19,387	+19,387	new
276	WEDBUSH SECURITIES INC	$196	13,287	+349	add
277	Avail Investment Partners, LLC	$152	10,323	—	no prior
278	DANSKE BANK A/S	$133	9	+5	add
279	Elequin Capital, LP	$133	9	−64	trim
280	State of Alaska, Department of Revenue	$115	7,821	0	no change
281	CX Institutional	$32	2,150	−2,944	trim
282	VALLEY NATIONAL ADVISERS INC	$9	656	0	no change
283	HARBOUR INVESTMENTS, INC.	—	—	−2,806	exit
284	COMERICA BANK	—	—	−396	exit
285	NISA INVESTMENT ADVISORS, LLC	—	—	−174	exit
286	CREDIT AGRICOLE S A	—	—	−77,368	exit
287	CIBC Private Wealth Group LLC	—	—	−111,276	exit
288	GRIMES & Co WEALTH MANAGEMENT, LLC	—	—	−10,347	exit
289	ALPS ADVISORS INC	—	—	−15,205	exit
290	Walleye Trading LLC	—	—	−171,395	exit
291	Hudson Bay Capital Management LP	—	—	−12,580	exit
292	J.W. COLE ADVISORS, INC.	—	—	−56,129	exit
293	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	—	—	−10,373	exit
294	Verition Fund Management LLC	—	—	−116,530	exit
295	TWO SIGMA ADVISERS, LP	—	—	−1,922,200	exit
296	SIMPLEX TRADING, LLC	—	—	−34,820	exit
297	BNP Paribas Asset Management Holding S.A.	—	—	−13,718	exit
298	SUMMIT SECURITIES GROUP LLC	—	—	−2,000	exit
299	Leonteq Securities AG	—	—	−7,500	exit
300	Chicago Partners Investment Group LLC	—	—	−19,260	exit
301	JNBA Financial Advisors	—	—	−329	exit
302	Composition Wealth, LLC	—	—	−16,183	exit
303	JANE STREET GROUP, LLC	—	—	−358,937	exit
304	Point72 Asset Management, L.P.	—	—	−557,660	exit
305	Creegan & Nassoura Financial Group, LLC	—	—	−78,420	exit
306	Cedar Wealth Management, LLC	—	—	−6,559	exit
307	Investors Research Corp	—	—	−1,000	exit
308	CreativeOne Wealth, LLC	—	—	−14,175	exit
309	Global Retirement Partners, LLC	—	—	−69,574	exit
310	Quantinno Capital Management LP	—	—	−14,578	exit
311	TWINBEECH CAPITAL LP	—	—	−58,421	exit
312	Y-Intercept (Hong Kong) Ltd	—	—	−36,487	exit
313	SteelPeak Wealth, LLC	—	—	−15,574	exit
314	CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	—	—	−91,125	exit
315	OCCUDO QUANTITATIVE STRATEGIES LP	—	—	−10,387	exit
316	Navalign, LLC	—	—	0	exit
317	Orion Capital Management LLC	—	—	−2,000	exit
318	TUCKER ASSET MANAGEMENT LLC	—	—	−20	exit
319	Allspring Global Investments Holdings, LLC	—	—	−18,700	exit
320	PharVision Advisers, LLC	—	—	−11,918	exit
321	AXXCESS WEALTH MANAGEMENT, LLC	—	—	−14,507	exit
322	Quarry LP	—	—	−804	exit
323	TrueMark Investments, LLC	—	—	−11,717	exit
324	PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	—	—	−239,614	exit
325	Everstar Asset Management, LLC	—	—	−11,557	exit
326	SAGE ADVISORS, LLC	—	—	−119,974	exit
327	Diversified Enterprises, LLC	—	—	−10,312	exit
328	Clark Wealth Partners	—	—	−1,046	exit

Quarter ended 2026-03-31Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · HTGC

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers: 0 — —
Sellers: 0 — —

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding: 0 — $0 held
Trimming: 0 — $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · HERCULES CAPITAL INC

No moves on either side in the window.

2 members of Congress disclosed HTGC — the congressional view ↗