Who holds ticker verified against the SEC company list on 2026-09-10 — a reviewed name-and-class mapping row, never an inferred symbol. how tickers are mapped ↗

HERCULES CAPITAL INC · common stock · Q1 2026 · 2 members disclosed HTGC ↗

13F filers reporting this class for the quarter ended 2026-03-31: 282
sum of the reported values across every holder; undisclosed values are left out, never counted as zero: $577M
holders whose share count rose or who opened the position (new + add), by shares: 144
holders absent this quarter after holding last quarter — inferred from absence, not a sale record: 39

Holders — quarter ended 2026-03-31

by reported value · Δ shares vs 2025-12-31Holders rank by reported value. The change kind — new, add, trim or exit — is read from the share count against the prior quarter, never from the reported value.

13F holders of HTGC ranked by reported value, 1–25 of 328 holders
#	Filer	Reported value	Shares	Δ shares	Change
1	UBS Group AG	$36.8M	2,493,992	+822,132	ADD
2	TWO SIGMA INVESTMENTS, LP	$34.3M	2,324,859	+708,403	ADD
3	Qube Research & Technologies Ltd	$33.0M	2,235,750	+709,224	ADD
4	LPL Financial LLC	$26.5M	1,795,677	−27,728	TRIM
5	D. E. Shaw & Co., Inc.	$22.9M	1,548,960	+723,423	ADD
6	Legal & General Group Plc	$22.1M	1,498,653	+116,569	ADD
7	Muzinich & Co., Inc.	$19.9M	1,350,125	+14,338	ADD
8	MORGAN STANLEY	$18.7M	1,264,616	+150,443	ADD
9	FRANKLIN RESOURCES INC	$16.8M	1,135,489	+160,134	ADD
10	Sumitomo Mitsui Trust Group, Inc.	$15.1M	1,025,337	+6,578	ADD
11	MILLENNIUM MANAGEMENT LLC	$14.6M	985,160	−407,316	TRIM
12	TECTONIC ADVISORS LLC	$13.2M	893,102	+133,356	ADD
13	Advisors Capital Management, LLC	$12.6M	856,216	+27,958	ADD
14	BlackRock, Inc.	$12.6M	855,052	−477,964	TRIM
15	CITADEL ADVISORS LLC	$12.0M	815,385	+343,246	ADD
16	Melia Wealth LLC	$11.8M	799,708	−2,477	TRIM
17	ARES MANAGEMENT LLC	$11.5M	776,606	+575,000	ADD
18	WELLS FARGO & COMPANY/MN	$11.1M	749,207	+8,726	ADD
19	Gilman Hill Asset Management, LLC	$9.1M	617,833	+37,393	ADD
20	STIFEL FINANCIAL CORP	$7.4M	501,728	−105,412	TRIM
21	ROYAL BANK OF CANADA	$7.3M	496,406	−147,364	TRIM
22	RAYMOND JAMES FINANCIAL INC	$7.0M	476,568	−214,496	TRIM
23	Trexquant Investment LP	$6.9M	470,541	+67,649	ADD
24	SUSQUEHANNA INTERNATIONAL GROUP, LLP	$6.5M	442,571	+421,576	ADD
25	AMERIPRISE FINANCIAL INC	$6.5M	438,077	+52,081	ADD

Show all 328 holders

13F holders of HTGC ranked by reported value, 26–328 of 328 holders
#	Filer	Reported value	Shares	Δ shares	Change
26	Engineers Gate Manager LP	$5.8M	391,972	+259,284	ADD
27	D.A. DAVIDSON & CO.	$4.8M	323,397	+14,186	ADD
28	Advisors Asset Management, Inc.	$4.5M	307,016	−57,195	TRIM
29	VOLORIDGE INVESTMENT MANAGEMENT, LLC	$4.4M	301,173	−406,478	TRIM
30	FJ Capital Management LLC	$4.1M	277,666	+107,682	ADD
31	CONFLUENCE INVESTMENT MANAGEMENT LLC	$4.0M	273,343	−16,446	TRIM
32	Cetera Investment Advisers	$3.8M	256,621	+41,585	ADD
33	BARCLAYS PLC	$3.5M	240,270	+63,897	ADD
34	BANK OF AMERICA CORP /DE/	$3.4M	227,010	+21,590	ADD
35	DENALI ADVISORS LLC	$3.3M	224,350	−8,899	TRIM
36	STATE STREET CORP	$3.3M	223,172	+9,339	ADD
37	COMMONWEALTH EQUITY SERVICES, LLC	$3.2M	213,346	−6,696	TRIM
38	Naviter Wealth, LLC	$3.1M	210,445	+16,482	ADD
39	ELEVATION POINT WEALTH PARTNERS, LLC	$3.0M	206,303	+206,303	NEW
40	Cerity Partners LLC	$2.9M	197,967	+6	ADD
41	BLAIR WILLIAM & CO/IL	$2.8M	191,193	−4,400	TRIM
42	FAS Wealth Partners, Inc.	$2.7M	180,756	−1,990	TRIM
43	Taylor Frigon Capital Management LLC	$2.3M	158,491	−4,797	TRIM
44	BALYASNY ASSET MANAGEMENT L.P.	$2.2M	151,940	+136,938	ADD
45	Apollon Wealth Management, LLC	$2.2M	151,796	+132,351	ADD
46	Bank of New York Mellon Corp	$2.1M	144,459	+30,852	ADD
47	SHARPEPOINT LLC	$2.1M	142,488	+41,867	ADD
48	Rockefeller Capital Management L.P.	$2.1M	142,061	+1,065	ADD
49	Rare Wolf Capital LLC	$1.9M	130,771	+75,742	ADD
50	Schonfeld Strategic Advisors LLC	$1.9M	128,549	−231,897	TRIM
51	Significant Wealth Partners LLC	$1.8M	125,136	+125,136	NEW
52	LAZARD ASSET MANAGEMENT LLC	$1.8M	124,353	+124,353	NEW
53	Brevan Howard Capital Management LP	$1.8M	122,078	+21,365	ADD
54	NATIXIS	$1.8M	118,634	+257	ADD
55	PFG Investments, LLC	$1.7M	113,676	+2,565	ADD
56	CIBC Bancorp USA Inc.	$1.6M	111,276	—	NO PRIOR
57	MATHER GROUP, LLC.	$1.6M	109,084	+109,084	NEW
58	XTX Topco Ltd	$1.6M	107,976	−85,328	TRIM
59	Lansforsakringar Fondforvaltning AB (publ)	$1.6M	106,912	+22,933	ADD
60	S&T BANK/PA	$1.6M	106,315	−91,578	TRIM
61	Triad Investment Management	$1.5M	104,563	+500	ADD
62	Private Advisor Group, LLC	$1.5M	104,541	−30,936	TRIM
63	GROUP ONE TRADING LLC	$1.5M	101,940	+45,247	ADD
64	IHT Wealth Management, LLC	$1.5M	100,895	+14,012	ADD
65	AE Wealth Management LLC	$1.5M	100,693	+47,158	ADD
66	OSAIC HOLDINGS, INC.	$1.5M	100,251	+554	ADD
67	Legacy Capital Wealth Partners, LLC	$1.5M	98,333	+8,736	ADD
68	PENNINGTON PARTNERS & CO., LLC	$1.4M	96,700	0	NO CHANGE
69	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	$1.4M	124,677	+15,122	ADD
70	Truvestments Capital LLC	$1.4M	93,754	−87,972	TRIM
71	Jefferies Financial Group Inc.	$1.4M	92,230	+89,253	ADD
72	NORTHERN TRUST CORP	$1.3M	86,233	−115,152	TRIM
73	INDEPENDENT FINANCIAL GROUP, LLC	$1.2M	84,349	—	NO PRIOR
74	Steward Partners Investment Advisory, LLC	$1.2M	82,022	−27,875	TRIM
75	Triumph Capital Management	$1.2M	81,862	+72,257	ADD
76	NAPLES GLOBAL ADVISORS, LLC	$1.2M	79,899	+8,330	ADD
77	Invesco Ltd.	$1.2M	78,563	−1,087	TRIM
78	Lido Advisors, LLC	$1.1M	77,549	+10,755	ADD
79	Tidal Investments LLC	$1.1M	77,178	−1,696	TRIM
80	&PARTNERS	$1.1M	76,856	+36,555	ADD
81	RESOLUTE CAPITAL, LLC	$1.1M	76,767	+12,267	ADD
82	ROMANO BROTHERS AND COMPANY	$1.1M	75,900	+75,900	NEW
83	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	$1.1M	71,116	−31,843	TRIM
84	Creative Planning	$1.0M	68,784	+5,790	ADD
85	Beacon Pointe Advisors, LLC	$983K	66,525	+24,078	ADD
86	Secure Asset Management, LLC	$968K	65,539	+17,022	ADD
87	CMH Wealth Management LLC	$962K	65,120	+65,120	NEW
88	Quantbot Technologies LP	$945K	63,983	−149,706	TRIM
89	IMC-Chicago, LLC	$942K	63,773	+39,596	ADD
90	HighTower Advisors, LLC	$941K	63,711	−847	TRIM
91	TRED AVON FAMILY WEALTH, LLC	$941K	63,707	+9,493	ADD
92	Kestra Advisory Services, LLC	$928K	62,830	−5,164	TRIM
93	Abundance Wealth Counselors	$918K	62,147	+538	ADD
94	DnB Asset Management AS	$883K	59,801	−48,121	TRIM
95	Cordoba Advisory Partners LLC	$866K	58,770	+3,403	ADD
96	Essex Financial Services, Inc.	$818K	55,412	−1,327	TRIM
97	Kovack Advisors, Inc.	$814K	54,761	−622	TRIM
98	Mariner, LLC	$797K	53,984	−2,469	TRIM
99	Sigma Planning Corp	$769K	52,069	−7,283	TRIM
100	FOUNDATIONS INVESTMENT ADVISORS, LLC	$717K	48,527	+14,932	ADD
101	MCDONALD PARTNERS LLC	$709K	48,000	0	NO CHANGE
102	Commerce Advisors, LLC	$667K	45,142	—	NO PRIOR
103	Autumn Glory Partners, LLC	$665K	45,000	+10,000	ADD
104	Mirador Capital Partners LP	$660K	44,700	+1,083	ADD
105	ENVESTNET ASSET MANAGEMENT INC	$656K	44,381	+11,030	ADD
106	Focus Partners Wealth	$640K	43,317	−1,880	TRIM
107	SMH CAPITAL ADVISORS INC	$607K	607	−40,458	TRIM
108	Corient Private Wealth LLC	$602K	40,742	−41,898	TRIM
109	EAGLE GLOBAL ADVISORS LLC	$600K	40,640	+1,000	ADD
110	Catalyst Capital Advisors LLC	$599K	40,565	0	NO CHANGE
111	Fieldview Capital Management, LLC	$597K	40,418	+40,418	NEW
112	Summit Financial, LLC	$595K	40,284	0	NO CHANGE
113	Accel Wealth Management	$587K	39,741	+688	ADD
114	Empowered Funds, LLC	$586K	39,643	+39,643	NEW
115	Aquatic Capital Management LLC	$583K	39,470	−12,865	TRIM
116	Access Investment Management LLC	$564K	38,200	0	NO CHANGE
117	Dakota Wealth Management	$557K	37,710	−125	TRIM
118	US BANCORP \DE\	$549K	37,182	0	NO CHANGE
119	GUGGENHEIM CAPITAL LLC	$548K	37,120	+3,700	ADD
120	Haven Private, LLC	$533K	36,082	+11,457	ADD
121	Palogic Value Management, L.P.	$514K	34,783	+34,783	NEW
122	Virtus Investment Advisers, LLC	$512K	34,656	+1,138	ADD
123	J.M. Arbour, LLC	$497K	33,641	−35,962	TRIM
124	MQS Management LLC	$480K	32,520	−6,130	TRIM
125	Americana Partners, LLC	$476K	32,250	0	NO CHANGE
126	ProShare Advisors LLC	$465K	31,479	−689	TRIM
127	Monument Capital Management	$456K	30,873	−87	TRIM
128	FOX RUN MANAGEMENT, L.L.C.	$454K	31,986	+7,632	ADD
129	Future Financial Wealth Managment LLC	$442K	28,175	−2,000	TRIM
130	Closed-End Fund Advisors, Inc.	$441K	29,845	+15,634	ADD
131	BigSur Wealth Management LLC	$436K	29,500	0	NO CHANGE
132	First National Bank of Mount Dora, Trust Investment Services	$432K	29,246	—	NO PRIOR
133	TRUIST FINANCIAL CORP	$432K	29,224	−1,309	TRIM
134	Magnetar Financial LLC	$427K	28,919	−34,651	TRIM
135	OPPENHEIMER & CO INC	$426K	28,876	+4,160	ADD
136	Balboa Wealth Partners	$421K	28,477	−2,540	TRIM
137	CAXTON ASSOCIATES LLP	$405K	27,400	0	NO CHANGE
138	EVERGREEN CAPITAL MANAGEMENT LLC	$377K	25,523	+13,019	ADD
139	Atom Investors LP	$368K	24,882	+24,882	NEW
140	ExodusPoint Capital Management, LP	$365K	24,686	−22,744	TRIM
141	Core Wealth Partners LLC	$357K	24,153	0	NO CHANGE
142	Investment Research Partners LLC	$356K	24,085	+1,788	ADD
143	Concurrent Investment Advisors, LLC	$352K	23,836	−574	TRIM
144	MML INVESTORS SERVICES, LLC	$351K	23,746	−3,344	TRIM
145	Accredited Investors Inc.	$340K	23,000	0	NO CHANGE
146	IFC Advisors LLC	$336K	22,721	+22,721	NEW
147	Principle Wealth Partners LLC	$328K	22,235	+2,850	ADD
148	DIVERSIFY WEALTH MANAGEMENT, LLC	$326K	21,032	+21,032	NEW
149	Diversify Advisory Services, LLC	$324K	20,917	−1,086	TRIM
150	Pasadena Private Wealth, LLC	$322K	21,802	−2,200	TRIM
151	Orion Porfolio Solutions, LLC	$319K	21,567	+21,567	NEW
152	Founders Financial Alliance, LLC	$319K	21,567	+21,567	NEW
153	Stratos Wealth Partners, LTD.	$312K	21,122	+6,498	ADD
154	MACKENZIE FINANCIAL CORP	$294K	19,920	+8,175	ADD
155	FIRST NATIONAL TRUST CO	$290K	19,634	0	NO CHANGE
156	RMR Wealth Builders	$289K	19,561	−680	TRIM
157	Pathstone Holdings, LLC	$281K	18,995	+15	ADD
158	Sowell Financial Services LLC	$279K	18,893	−832	TRIM
159	Cornerstone Wealth Management, LLC	$275K	18,632	−2,418	TRIM
160	CANTOR FITZGERALD, L. P.	$266K	18,000	+18,000	NEW
161	CALTON & ASSOCIATES, INC.	$250K	16,929	+6,550	ADD
162	NewEdge Advisors, LLC	$240K	16,259	+16,259	NEW
163	Inspire Advisors, LLC	$238K	16,121	−1,612	TRIM
164	GREAT VALLEY ADVISOR GROUP, INC.	$231K	15,592	+15,592	NEW
165	HB Wealth Management, LLC	$226K	15,321	−190	TRIM
166	Allie Family Office LLC	$222K	15,000	0	NO CHANGE
167	Arax Advisory Partners	$219K	14,803	+3	ADD
168	Intrua Financial, LLC	$216K	14,595	+4,398	ADD
169	UNITED CAPITAL FINANCIAL ADVISORS, LLC	$214K	14,513	+14,513	NEW
170	Squarepoint Ops LLC	$212K	14,355	−50,240	TRIM
171	Modern Wealth Management, LLC	$210K	14,436	+616	ADD
172	Colonial River Investments, LLC	$210K	14,222	−285	TRIM
173	Annex Advisory Services, LLC	$207K	14,019	+15	ADD
174	KFG WEALTH MANAGEMENT, LLC	$206K	13,915	+13,915	NEW
175	Sand Hill Global Advisors, LLC	$204K	13,832	0	NO CHANGE
176	INVESTED ADVISORS	$203K	13,762	+291	ADD
177	KESTRA PRIVATE WEALTH SERVICES, LLC	$193K	13,034	−84,701	TRIM
178	Chung Wu Investment Group, LLC	$192K	12,978	0	NO CHANGE
179	Hennion & Walsh Asset Management, Inc.	$191K	12,908	+12,908	NEW
180	FULTON BANK, N.A.	$189K	12,817	0	NO CHANGE
181	Avior Wealth Management, LLC	$189K	12,774	+12,774	NEW
182	Register Financial Advisors LLC	$183K	12,391	−971	TRIM
183	Wealthfront Advisers LLC	$183K	12,374	+12,374	NEW
184	Strategic Financial Concepts, LLC	$179K	12,150	+12,150	NEW
185	AIGEN INVESTMENT MANAGEMENT, LP	$179K	12,089	+12,089	NEW
186	WealthBridge Capital Management, LLC	$177K	12,000	0	NO CHANGE
187	CHOREO, LLC	$177K	11,994	+11,994	NEW
188	Global Endowment Management, LP	$177K	12,000	−8,000	TRIM
189	Baker Avenue Asset Management, LP	$176K	11,896	0	NO CHANGE
190	Independent Advisor Alliance	$174K	11,750	+11,750	NEW
191	Universal- Beteiligungs- und Servicegesellschaft mbH	$171K	11,548	0	NO CHANGE
192	Caprock Group, LLC	$170K	11,515	−2,700	TRIM
193	Snowden Capital Advisors LLC	$169K	11,436	0	NO CHANGE
194	Sovereign Financial Group, Inc.	$159K	10,755	+10,755	NEW
195	Catalina Capital Group, LLC	$158K	10,717	+10,717	NEW
196	Bridgefront Capital, LLC	$158K	10,706	+10,706	NEW
197	Sequoia Financial Advisors, LLC	$158K	10,667	−2,534	TRIM
198	PRINCIPAL SECURITIES, INC.	$156K	10,547	−175	TRIM
199	Dynamic Technology Lab Private Ltd	$155K	10,528	+10,528	NEW
200	Brookstone Capital Management	$153K	10,370	−378	TRIM
201	SageGuard Financial Group, LLC	$152K	10,309	−396	TRIM
202	Left Brain Wealth Management, LLC	$151K	10,200	−285,553	TRIM
203	American Capital Advisory, LLC	$148K	10,000	+10,000	NEW
204	ARMSTRONG ADVISORY GROUP, INC	$142K	9,607	+4,346	ADD
205	Hillsdale Investment Management Inc.	$127K	8,620	+8,620	NEW
206	AREX Capital Management, LP	$118K	8,000	+8,000	NEW
207	SIGNATUREFD, LLC	$112K	7,561	+1,889	ADD
208	Annis Gardner Whiting Capital Advisors, LLC	$105K	7,090	+1,035	ADD
209	Federation des caisses Desjardins du Quebec	$104K	7,075	−1,000	TRIM
210	Anfield Capital Management, LLC	$102K	6,908	−3,920	TRIM
211	AMERIFLEX GROUP, INC.	$96.7K	6,549	+6,549	NEW
212	CALDWELL SUTTER CAPITAL, INC.	$92.1K	6,234	+1,648	ADD
213	Union Bancaire Privee, UBP SA	$91.6K	6,449	−21,359	TRIM
214	Allworth Financial LP	$91.1K	6,167	+454	ADD
215	Inspire Investing, LLC	$86.5K	5,858	−24,596	TRIM
216	CHILTON CAPITAL MANAGEMENT LLC	$81.2K	5,500	0	NO CHANGE
217	Key Capital Management, INC	$79.4K	5,376	−2,967	TRIM
218	Geneos Wealth Management Inc.	$73.5K	4,975	−1,500	TRIM
219	MAI Capital Management	$65.5K	4,436	−588	TRIM
220	Bayforest Capital Ltd	$65.2K	4,417	−2,824	TRIM
221	Advocate Investing Services LLC	$62.6K	4,240	0	NO CHANGE
222	Blue Trust, Inc.	$59.1K	4,000	−20	TRIM
223	Tradewinds Capital Management, LLC	$59.1K	3,998	+105	ADD
224	BROWN, LISLE/CUMMINGS, INC.	$56.3K	3,811	0	NO CHANGE
225	DEUTSCHE BANK AG\	$52.0K	3,520	−137,761	TRIM
226	Security National Bank	$51.8K	3,508	0	NO CHANGE
227	QUADRANT CAPITAL GROUP LLC	$50.7K	3,435	+3,435	NEW
228	ELEVATION WEALTH PARTNERS, LLC	$48.3K	3,267	+86	ADD
229	VAN ECK ASSOCIATES CORP	$46.7K	3,163,981	−294,296	TRIM
230	Wilmington Savings Fund Society, FSB	$44.3K	3,000	+3,000	NEW
231	MTM Investment Management, LLC	$42.8K	2,900	0	NO CHANGE
232	FIFTH THIRD BANCORP	$34.8K	2,357	+2,357	NEW
233	DELTA ASSET MANAGEMENT LLC/TN	$32.8K	2,221	0	NO CHANGE
234	FINANCIAL CONSULATE, INC	$30.2K	2,045	+200	ADD
235	Optiver Holding B.V.	$29.8K	2,020	0	NO CHANGE
236	IFG Advisory, LLC	$29.5K	2,000	+2,000	NEW
237	CWM, LLC	$29.5K	1,998	+1,227	ADD
238	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	$28.7K	1,942	+58	ADD
239	Burk Holdings LLC	$25.8K	1,750	+1,750	NEW
240	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	$23.7K	1,605	+148	ADD
241	Caitlin John, LLC	$23.7K	1,602	+42	ADD
242	SALEM INVESTMENT COUNSELORS INC	$22.7K	1,535	+1,535	NEW
243	Atlantic Union Bankshares Corp	$22.2K	1,500	−517	TRIM
244	HHM Wealth Advisors, LLC	$22.2K	1,500	0	NO CHANGE
245	ASSETMARK, INC	$19.0K	1,286	−500	TRIM
246	Spire Wealth Management	$17.8K	1,205	0	NO CHANGE
247	Clearstead Advisors, LLC	$17.7K	1,200	+1,200	NEW
248	Hilton Head Capital Partners, LLC	$16.2K	1,095	+130	ADD
249	VISION FINANCIAL MARKETS LLC	$14.7K	995	+995	NEW
250	NOMURA ASSET MANAGEMENT CO LTD	$11.8K	796	−2,010	TRIM
251	Asset Dedication, LLC	$11.2K	756	0	NO CHANGE
252	GILPIN WEALTH MANAGEMENT, LLC	$10.7K	723	0	NO CHANGE
253	WealthCollab, LLC	$9.5K	641	−195	TRIM
254	Bank of New Hampshire	$8.9K	600	0	NO CHANGE
255	ALERUS FINANCIAL NA	$7.6K	517	0	NO CHANGE
256	SJS Investment Consulting Inc.	$7.4K	500	0	NO CHANGE
257	HRT FINANCIAL LP	$7.3K	495,278	+53,962	ADD
258	TD Waterhouse Canada Inc.	$6.2K	425	+225	ADD
259	PFS Partners, LLC	$6.1K	413	0	NO CHANGE
260	CITIGROUP INC	$5.8K	396	−1,261	TRIM
261	MCGUIRE CAPITAL ADVISORS INC	$5.1K	348	0	NO CHANGE
262	William B. Walkup & Associates, Inc.	$4.4K	229	0	NO CHANGE
263	Signature Resources Capital Management, LLC	$4.1K	275	0	NO CHANGE
264	JPL Wealth Management, LLC	$3.0K	200	+200	NEW
265	SWAN Capital LLC	$2.8K	189	0	NO CHANGE
266	CANADA LIFE ASSURANCE Co	$2.7K	184,580	−31,016	TRIM
267	CENTAURUS FINANCIAL, INC.	$1.6K	107,492	+1,098	ADD
268	Glen Eagle Advisors, LLC	$1.5K	100	−300	TRIM
269	DELPHI MANAGEMENT INC /MA/	$990	66,999	−11,513	TRIM
270	Quest 10 Wealth Builders, Inc.	$846	57	0	NO CHANGE
271	West Financial Advisors, LLC	$827	56	+1	ADD
272	Bank Julius Baer & Co. Ltd, Zurich	$648	44	−2,767	TRIM
273	Caitong International Asset Management Co., Ltd	$369	25	−1,103	TRIM
274	Summit Global Investments	$357	24,200	0	NO CHANGE
275	Virtu Financial LLC	$286	19,387	+19,387	NEW
276	WEDBUSH SECURITIES INC	$196	13,287	+349	ADD
277	Avail Investment Partners, LLC	$152	10,323	—	NO PRIOR
278	DANSKE BANK A/S	$133	9	+5	ADD
279	Elequin Capital, LP	$133	9	−64	TRIM
280	State of Alaska, Department of Revenue	$115	7,821	0	NO CHANGE
281	CX Institutional	$32	2,150	−2,944	TRIM
282	VALLEY NATIONAL ADVISERS INC	$9	656	0	NO CHANGE
283	COMERICA BANK	—	—	—	n/c
284	CIBC Private Wealth Group LLC	—	—	—	n/c
285	Creegan & Nassoura Financial Group, LLC	—	—	—	n/c
286	CreativeOne Wealth, LLC	—	—	—	n/c
287	Global Retirement Partners, LLC	—	—	—	n/c
288	TUCKER ASSET MANAGEMENT LLC	—	—	—	n/c
289	SAGE ADVISORS, LLC	—	—	—	n/c
290	HARBOUR INVESTMENTS, INC.	—	—	−2,806	EXIT
291	NISA INVESTMENT ADVISORS, LLC	—	—	−174	EXIT
292	CREDIT AGRICOLE S A	—	—	−77,368	EXIT
293	GRIMES & Co WEALTH MANAGEMENT, LLC	—	—	−10,347	EXIT
294	ALPS ADVISORS INC	—	—	−15,205	EXIT
295	Walleye Trading LLC	—	—	−171,395	EXIT
296	Hudson Bay Capital Management LP	—	—	−12,580	EXIT
297	J.W. COLE ADVISORS, INC.	—	—	−56,129	EXIT
298	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	—	—	−10,373	EXIT
299	Verition Fund Management LLC	—	—	−116,530	EXIT
300	TWO SIGMA ADVISERS, LP	—	—	−1,922,200	EXIT
301	SIMPLEX TRADING, LLC	—	—	−34,820	EXIT
302	BNP Paribas Asset Management Holding S.A.	—	—	−13,718	EXIT
303	SUMMIT SECURITIES GROUP LLC	—	—	−2,000	EXIT
304	Leonteq Securities AG	—	—	−7,500	EXIT
305	Chicago Partners Investment Group LLC	—	—	−19,260	EXIT
306	JNBA Financial Advisors	—	—	−329	EXIT
307	Composition Wealth, LLC	—	—	−16,183	EXIT
308	JANE STREET GROUP, LLC	—	—	−358,937	EXIT
309	Point72 Asset Management, L.P.	—	—	−557,660	EXIT
310	Cedar Wealth Management, LLC	—	—	−6,559	EXIT
311	Investors Research Corp	—	—	−1,000	EXIT
312	Quantinno Capital Management LP	—	—	−14,578	EXIT
313	TWINBEECH CAPITAL LP	—	—	−58,421	EXIT
314	Y-Intercept (Hong Kong) Ltd	—	—	−36,487	EXIT
315	SteelPeak Wealth, LLC	—	—	−15,574	EXIT
316	CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC	—	—	−91,125	EXIT
317	OCCUDO QUANTITATIVE STRATEGIES LP	—	—	−10,387	EXIT
318	Navalign, LLC	—	—	0	EXIT
319	Orion Capital Management LLC	—	—	−2,000	EXIT
320	Allspring Global Investments Holdings, LLC	—	—	−18,700	EXIT
321	PharVision Advisers, LLC	—	—	−11,918	EXIT
322	AXXCESS WEALTH MANAGEMENT, LLC	—	—	−14,507	EXIT
323	Quarry LP	—	—	−804	EXIT
324	TrueMark Investments, LLC	—	—	−11,717	EXIT
325	PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	—	—	−239,614	EXIT
326	Everstar Asset Management, LLC	—	—	−11,557	EXIT
327	Diversified Enterprises, LLC	—	—	−10,312	EXIT
328	Clark Wealth Partners	—	—	−1,046	EXIT

Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Congress ↔ notable managers · HTGC

Congress · last 90 days

Buyers: 0 — —
Sellers: 0 — —

filed 2026-07-31 → 2026-10-29 · statutory ranges

Use of congressional disclosure reports for commercial purposes, credit decisions or solicitation is restricted by 5 U.S.C. §13107(c).

Notable managers · quarter ended 2026-03-31

Adding: 0 — $0 held
Trimming: 0 — $0 held

by shares · $ = value heldNEW + ADD vs TRIM + EXIT, by share count. $ = reported value now, not the change. · HERCULES CAPITAL INC

No moves on either side in the window.

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings: a position may have changed or closed since the quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars; each record notes its original unit.

Affiliated managers may report the same position, so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice.