Public record / Tickers / CATY

CATY — CATHAY GENERAL BANCORP

Both disclosure regimes on one name: who in Congress filed about CATY, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
10
all PTR rows naming CATY
Members · 12m
1
2 buys · 0 sells · by trade date
Latest PTR
04-07
filed 2026-04-07
13F holders
237
top-237 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

Gilbert Ray Cisneros, Jr. · $1.0K–$15.0K

Purchase · traded 2026-03-03 → filed 2026-04-07. Ranked over every CATY row by the provable lower bound, never a point estimate.

1 member · 2 buys / 0 sells

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

3 rows filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

3 dated disclosures in the window, placed by trade date; magnitudes are the disclosed lower bounds.

Trade date, not filing date — the lag lives in the table below. 3 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING CATY · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning CATY
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2026-04-07Gilbert Ray Cisneros, Jr. D–CA-31PurchaseTraded 03-03 +35d$1K–$15K
2026-02-13Gilbert Ray Cisneros, Jr. D–CA-31PurchaseTraded 01-15 +29d$1K–$15K
2025-05-14Josh Gottheimer D–NJ-5Sale · partial · JT (partial sale, jointly owned)Traded 04-09 +35d$1K–$15K
2020-11-05Josh Gottheimer D–NJ-5Purchase · JT (jointly owned)Traded 10-16 +20d$1K–$15K
2020-10-13Josh Gottheimer D–NJ-5Sale · partial · JT (partial sale, jointly owned)Traded 09-15 +28d$1K–$15K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 10 ↗

Members active in CATY

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14
Members disclosing CATY in the trailing 12 months
MemberRowsNetNet disclosed flow for this ticker: purchases minus sales, computed as a net range on the disclosed amounts. A lower bound is provable, never a point.CommitteesNumber of committees the member sat on as of their latest trade date in the window, from the cc0-legislators roster snapshot. Context, never an allegation; jurisdiction overlap needs the sector join.
Gilbert Ray Cisneros, Jr. D–CA-312$2.0K to $30.0K2

1 members in the window · counts of disclosures, not dollars.

Congress ↔ notable managers · CATY

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 $0 held
Trimming
0 $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · CATHAY GEN BANCORP

No moves on either side in the window.

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of CATY for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1BlackRock, Inc.$486M1
2VANGUARD PORTFOLIO MANAGEMENT LLC$203M1
3DIMENSIONAL FUND ADVISORS LP$202M1
4STATE STREET CORP$172M1
5VANGUARD CAPITAL MANAGEMENT LLC$144M1
6Invesco Ltd.$84.1M1
7AMERICAN CENTURY COMPANIES INC$80.1M1
8MASSACHUSETTS FINANCIAL SERVICES CO /MA/$45.6M1
9CHARLES SCHWAB INVESTMENT MANAGEMENT INC$45.1M1
10NORTHERN TRUST CORP$40.4M1
11MORGAN STANLEY$30.5M1
12WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC$26.6M1
13Qube Research & Technologies Ltd$23.0M1
14D. E. Shaw & Co., Inc.$22.5M1
15VANGUARD FIDUCIARY TRUST CO$21.4M1
16Nuveen, LLC$20.8M1
17BANK OF AMERICA CORP /DE/$17.5M1
18PRINCIPAL FINANCIAL GROUP INC$16.3M1
19PUBLIC SECTOR PENSION INVESTMENT BOARD$15.3M1
20Edgestream Partners, L.P.$12.7M1
21HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC$12.4M1
22FRANKLIN RESOURCES INC$11.9M1
23MILLENNIUM MANAGEMENT LLC$10.9M1
24VICTORY CAPITAL MANAGEMENT INC$10.7M1
25DENALI ADVISORS LLC$7.9M1
26JANE STREET GROUP, LLC$7.8M1
27Legal & General Group Plc$7.7M1
28NORDEA INVESTMENT MANAGEMENT AB$7.5M1
29TWO SIGMA INVESTMENTS, LP$6.5M1
30Swiss National Bank$6.4M1
31Waverly Advisors, LLC$6.4M1
32FIRST TRUST ADVISORS LP$6.3M1
33UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$6.2M1
34AQR CAPITAL MANAGEMENT LLC$6.1M1
35BALYASNY ASSET MANAGEMENT L.P.$6.0M1
36WELLINGTON MANAGEMENT GROUP LLP$6.0M1
37PRUDENTIAL FINANCIAL INC$5.8M1
38UBS Group AG$5.3M1
39NFJ INVESTMENT GROUP, LLC$5.1M1
40Universal- Beteiligungs- und Servicegesellschaft mbH$4.8M1
41MOODY ALDRICH PARTNERS LLC$4.1M1
42ALLIANCEBERNSTEIN L.P.$3.8M1
43CITADEL ADVISORS LLC$3.6M1
44BARCLAYS PLC$3.0M1
45VANGUARD ASSET MANAGEMENT, Ltd$2.8M1
46NorthCrest Asset Manangement, LLC$2.8M1
47CITIGROUP INC$2.7M1
48DEUTSCHE BANK AG\$2.7M1
49SUSQUEHANNA INTERNATIONAL GROUP, LLP$2.6M1
50Kondo Wealth Advisors, Inc.$2.5M1
51VOYA INVESTMENT MANAGEMENT LLC$2.5M1
52Dana Investment Advisors, Inc.$2.4M1
53Rafferty Asset Management, LLC$2.4M1
54Convergence Investment Partners, LLC$2.2M1
55Mitsubishi UFJ Trust & Banking Corp$2.2M1
56Weiss Asset Management LP$2.2M1
57Y-Intercept (Hong Kong) Ltd$2.2M1
58Brevan Howard Capital Management LP$2.1M1
59Vanguard Global Advisers, LLC$2.1M1
60WILLNER & HELLER, LLC$2.1M1
61Point72 Asset Management, L.P.$2.0M1
62HSBC HOLDINGS PLC$2.0M1
63Quantinno Capital Management LP$2.0M1
64MERCER GLOBAL ADVISORS INC /ADV$1.8M1
65Illinois Municipal Retirement Fund$1.8M1
66SEI INVESTMENTS CO$1.8M1
67PICTON MAHONEY ASSET MANAGEMENT$1.7M1
68Cetera Investment Advisers$1.7M1
69RENAISSANCE TECHNOLOGIES LLC$1.7M1
70LAZARD ASSET MANAGEMENT LLC$1.6M1
71ROYCE & ASSOCIATES LP$1.6M1
72FIFTH THIRD BANCORP$1.6M1
73Iron Gate Global Advisors LLC$1.6M1
74MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$1.5M1
75MANUFACTURERS LIFE INSURANCE COMPANY, THE$1.5M1
76WELLS FARGO & COMPANY/MN$1.5M1
77Citizens Business Bank$1.4M1
78BRIDGEWAY CAPITAL MANAGEMENT, LLC$1.4M1
79OSAIC HOLDINGS, INC.$1.4M1
80Janus Henderson Group Ltd.$1.4M1
81O'SHAUGHNESSY ASSET MANAGEMENT, LLC$1.3M1
82Zurcher Kantonalbank (Zurich Cantonalbank)$1.3M1
83WINTON GROUP Ltd$1.2M1
84Access Investment Management LLC$1.1M1
85NewEdge Wealth, LLC$1.1M1
86NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$1.0M1
87ROYAL BANK OF CANADA$1.0M1
88Pathstone Holdings, LLC$1.0M1
89Fieldview Capital Management, LLC$1.0M1
90INTECH INVESTMENT MANAGEMENT LLC$1.0M1
91STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$990K1
92Trexquant Investment LP$961K1
93EVOLVE PRIVATE WEALTH, LLC$939K1
94YOUSIF CAPITAL MANAGEMENT, LLC$896K1
95Arizona State Retirement System$885K1
96Man Group plc$875K1
97CHOREO, LLC$864K1
98Graham Capital Management, L.P.$850K1
99Engineers Gate Manager LP$842K1
100FMR LLC$833K1
101COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS$829K1
102Unison Advisors LLC$822K1
103QUADRANT CAPITAL GROUP LLC$776K1
104Creative Planning$773K1
105OREGON PUBLIC EMPLOYEES RETIREMENT FUND$768K1
106SummerHaven Investment Management, LLC$766K1
107Freestone Grove Partners LP$748K1
108Vanguard Investments Australia, Ltd.$737K1
109Snowden Capital Advisors LLC$696K1
110iSAM Funds (UK) Ltd$674K1
111Jain Global LLC$630K1
112Cerity Partners LLC$627K1
113Amundi$614K1
114ENVESTNET ASSET MANAGEMENT INC$595K1
115WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$543K1
116M&T BANK CORP$531K1
117Pictet Asset Management Holding SA$523K1
118ProShare Advisors LLC$503K1
119Maryland State Retirement & Pension System$490K1
120Mariner, LLC$460K1
121ExodusPoint Capital Management, LP$458K1
122FOX RUN MANAGEMENT, L.L.C.$454K1
123LPL Financial LLC$453K1
124COMMERCE BANK$453K1
125COLDSTREAM CAPITAL MANAGEMENT INC$419K1
126NewEdge Advisors, LLC$402K1
127MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC$383K1
128GTS SECURITIES LLC$375K1
129HighTower Advisors, LLC$374K1
130COMMONWEALTH EQUITY SERVICES, LLC$373K1
131Jefferies Financial Group Inc.$371K1
132Vanguard Personalized Indexing Management, LLC$329K1
133CIBC Asset Management Inc$327K1
134Brooklyn Investment Group$321K1
135TWO SIGMA SECURITIES, LLC$320K1
136STATE OF WISCONSIN INVESTMENT BOARD$314K1
137Rockefeller Capital Management L.P.$314K1
138FIDUCIARY TRUST CO$312K1
139XPONANCE LLC$308K1
140BANK OF MONTREAL /CAN/$307K1
141Polymer Capital Management (US) LLC$305K1
142Zhang Financial LLC$299K1
143PROFUND ADVISORS LLC$283K1
144CAXTON ASSOCIATES LLP$273K1
145LIGHTHOUSE FINANCIAL SERVICES INC /ADV$270K1
146Ameritas Investment Partners, Inc.$269K1
147Cambria Investment Management, L.P.$261K1
148RAYMOND JAMES FINANCIAL INC$258K1
149Smartleaf Asset Management LLC$240K1
150Ensign Peak Advisors, Inc$238K1
151CWM, LLC$229K1
152JMN Financial LLC$217K1
153Swiss Life Asset Management Ltd$209K1
154EVERGREEN CAPITAL MANAGEMENT LLC$209K1
155Crossmark Global Holdings, Inc.$202K1
156Tower Research Capital LLC (TRC)$184K1
157US BANCORP \DE\$125K1
158Blue Trust, Inc.$91.2K1
159Pinnacle Wealth Planning Services, Inc.$81.2K1
160ASSETMARK, INC$63.9K1
161Physician Wealth Advisors, Inc.$57.9K1
162BNP Paribas Asset Management Holding S.A.$46.2K1
163NOMURA ASSET MANAGEMENT CO LTD$42.4K1
164SIGNATUREFD, LLC$41.5K1
165Allworth Financial LP$38.5K1
166Salomon & Ludwin, LLC$34.6K1
167UMB Bank, n.a.$21.1K1
168Kemnay Advisory Services Inc.$18.7K1
169Westside Investment Management, Inc.$17.4K1
170Arax Advisory Partners$14.4K1
171Parkside Financial Bank & Trust$12.4K1
172Keating Financial Advisory Services, Inc.$11.8K1
173MAI Capital Management$8.2K1
174Quarry LP$7.9K1
175Bell Investment Advisors, Inc$7.5K1
176Larson Financial Group LLC$7.3K1
177HRT FINANCIAL LP$5.8K1
178CVA Family Office, LLC$5.7K1
179Manchester Capital Management LLC$5.2K1
180MATHER GROUP, LLC.$5.1K1
181Private Wealth Management Group, LLC$3.9K1
182CANADA LIFE ASSURANCE Co$2.7K1
183SIMPLEX TRADING, LLC$2.7K1
184JFS WEALTH ADVISORS, LLC$2.3K1
185THRIVENT FINANCIAL FOR LUTHERANS$2.3K1
186State of Alaska, Department of Revenue$1.8K1
187Rialto Wealth Management, LLC$1.7K1
188Glen Eagle Advisors, LLC$1.3K1
189NATIXIS ADVISORS, LLC$8851
190ALGERT GLOBAL LLC$8591
191Spire Wealth Management$8481
192DiNuzzo Private Wealth, Inc.$7481
193Wall Street Financial Group, Inc.$6981
194Prestige Wealth Management Group LLC$6491
195GILPIN WEALTH MANAGEMENT, LLC$6491
196SJS Investment Consulting Inc.$5991
197Kilter Group LLC$5491
198FINANCIAL CONSULATE, INC$4991
199HFM Investment Advisors, LLC$2991
200Vestcor Inc$2791
201GSA CAPITAL PARTNERS LLP$2411
202GHP Investment Advisors, Inc.$2001
203Ankerstar Wealth, LLC$1991
204Vermillion Wealth Management, Inc.$1501
205KBC Group NV$1091
206ACADIAN ASSET MANAGEMENT LLC$731
207Smithfield Trust Co$141
208VANGUARD GROUP INC$01
209GLENMEDE TRUST CO NA$01
210Brandywine Global Investment Management, LLC$01
211COMERICA BANK$01
212MACKENZIE FINANCIAL CORP$01
213VIRGINIA RETIREMENT SYSTEMS ET Al$01
214Palouse Capital Management, Inc.$01
215CIBC WORLD MARKETS CORP$01
216CIBC Private Wealth Group LLC$01
217NORGES BANK$01
218CIBC WORLD MARKET INC.$01
219EXCHANGE TRADED CONCEPTS, LLC$01
220TWO SIGMA ADVISERS, LP$01
221Assenagon Asset Management S.A.$01
222Mirae Asset Global Investments Co., Ltd.$01
223Headlands Technologies LLC$01
224Squarepoint Ops LLC$01
225IFG Advisory, LLC$01
226Global Retirement Partners, LLC$01
227Farringdon Capital, Ltd.$01
228MQS Management LLC$01
229CBIZ Investment Advisory Services, LLC$01
230Optiver Holding B.V.$01
231AlphaQuest LLC$01
232SageView Advisory Group, LLC$01
233Dunhill Financial, LLC$01
234Abel Hall, LLC$01
235PURE PORTFOLIOS HOLDINGS LLC$01
236AK GLOBAL ASSET MANAGEMENT, LLC$01
237Eurizon Capital SGR S.p.A.$01
Truncated by Public Filings. The published aggregate ranks the top 237 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)2 buy / 0 sell
Congress net ($ bound)$2.0K to $30.0K
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on CATY

RETAINED WINDOW · ACTIVE HITS

Zero hits on CATY in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for CATY · financials and macro

Financials — as filed PLANNED

CATY's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: CATY on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing