Public record / Tickers / NVAX

NVAX — NOVAVAX INC

Both disclosure regimes on one name: who in Congress filed about NVAX, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
2
all PTR rows naming NVAX
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
11-05
filed 2020-11-05
13F holders
214
top-214 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

Pat Roberts · $1.0K–$15.0K

Sale · traded 2020-10-13 → filed 2020-11-05. Ranked over every NVAX row by the provable lower bound, never a point estimate.

No member disclosed NVAX in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

Every row filed inside the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

No dated NVAX rows fall inside the trailing 24 months by trade date.

Trade date, not filing date — the lag lives in the table below. 0 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING NVAX · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning NVAX
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2020-11-05Pat Roberts R–KSSale · SP (spouse-owned)Traded 10-13 +23d$1K–$15K
2020-08-30Pat Roberts R–KSPurchase · SP (spouse-owned)Traded 08-17 +13d$1K–$15K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 2 ↗

Members active in NVAX

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14

No member disclosed NVAX in the trailing 12 months.

Congress ↔ notable managers · NVAX

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Trimming
0 $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · NOVAVAX INC

Merged timeline of congressional filings and notable-manager moves on NVAX
DateWhoChangeSize
2026-05-15Coatue Management 13Fnew+3,836,986 sh
2026-05-14Caxton Associates 13Fnew+11,088 sh

2 newest rows · Congress rows date by filing, 13F rows by quarter end · a 13F row is a quarter-end snapshot, not a trade

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of NVAX for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1SHAH CAPITAL MANAGEMENT$121M1
2BlackRock, Inc.$105M1
3STATE STREET CORP$73.0M1
4D. E. Shaw & Co., Inc.$62.8M1
5VANGUARD PORTFOLIO MANAGEMENT LLC$58.2M1
6VANGUARD CAPITAL MANAGEMENT LLC$58.0M1
7Sanofi$56.0M1
8BANK OF AMERICA CORP /DE/$54.0M1
9UBS Group AG$36.4M1
10GEODE CAPITAL MANAGEMENT, LLC$31.7M1
11MILLENNIUM MANAGEMENT LLC$31.4M1
12COATUE MANAGEMENT LLC$31.2M1
13Allianz Asset Management GmbH$15.1M1
14Point72 Asset Management, L.P.$12.4M1
15NORTHERN TRUST CORP$12.3M1
16TSP Capital Management Group, LLC$11.3M1
17CHARLES SCHWAB INVESTMENT MANAGEMENT INC$11.2M1
18CITADEL ADVISORS LLC$9.1M1
19VANGUARD FIDUCIARY TRUST CO$9.0M1
20SUSQUEHANNA INTERNATIONAL GROUP, LLP$6.8M1
21Monaco Asset Management SAM$5.7M1
22Jefferies Financial Group Inc.$5.5M1
23TWO SIGMA INVESTMENTS, LP$5.0M1
24MORGAN STANLEY$4.7M1
25Edgestream Partners, L.P.$4.2M1
26FMR LLC$4.1M1
27RENAISSANCE TECHNOLOGIES LLC$4.0M1
28FIRST TRUST ADVISORS LP$3.3M1
29Assenagon Asset Management S.A.$3.0M1
30GROUP ONE TRADING LLC$2.8M1
31Nuveen, LLC$2.6M1
32Swiss National Bank$2.2M1
33Invesco Ltd.$2.2M1
34UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$2.1M1
35Rafferty Asset Management, LLC$2.0M1
36STATE OF WISCONSIN INVESTMENT BOARD$1.6M1
37Headlands Technologies LLC$1.5M1
38ALPS ADVISORS INC$1.5M1
39MASSACHUSETTS FINANCIAL SERVICES CO /MA/$1.3M1
40Caption Management, LLC$1.2M1
41ALLIANCEBERNSTEIN L.P.$1.1M1
42NewEdge Wealth, LLC$1.1M1
43DEUTSCHE BANK AG\$1.1M1
44Virtus Investment Advisers, LLC$1.0M1
45Legal & General Group Plc$1.0M1
46Voleon Capital Management LP$1.0M1
47CREDIT AGRICOLE S A$977K1
48CANADA PENSION PLAN INVESTMENT BOARD$977K1
49AQR CAPITAL MANAGEMENT LLC$912K1
50JACOBS LEVY EQUITY MANAGEMENT, INC$906K1
51PROFUND ADVISORS LLC$903K1
52BANK OF MONTREAL /CAN/$885K1
53OPPENHEIMER & CO INC$856K1
54Palumbo Wealth Management LLC$750K1
55RAYMOND JAMES FINANCIAL INC$746K1
56NOMURA HOLDINGS INC$740K1
57Schonfeld Strategic Advisors LLC$732K1
58VANGUARD ASSET MANAGEMENT, Ltd$720K1
59MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$714K1
60Bridgefront Capital, LLC$708K1
61MetLife Investment Management, LLC$645K1
62WELLS FARGO & COMPANY/MN$553K1
63Creative Planning$547K1
64MANUFACTURERS LIFE INSURANCE COMPANY, THE$541K1
65JANE STREET GROUP, LLC$522K1
66Vontobel Holding Ltd.$522K1
67Vanguard Global Advisers, LLC$520K1
68BNP Paribas Asset Management Holding S.A.$508K1
69Janus Henderson Group Ltd.$496K1
70WELLINGTON MANAGEMENT GROUP LLP$488K1
71INTECH INVESTMENT MANAGEMENT LLC$469K1
72ExodusPoint Capital Management, LP$464K1
73AXQ CAPITAL, LP$456K1
74COMMONWEALTH EQUITY SERVICES, LLC$454K1
75Aquatic Capital Management LLC$449K1
76Brevan Howard Capital Management LP$428K1
77Zurcher Kantonalbank (Zurich Cantonalbank)$391K1
78OSAIC HOLDINGS, INC.$390K1
79LPL Financial LLC$389K1
80State of New Jersey Common Pension Fund D$384K1
81ProShare Advisors LLC$376K1
82NEW YORK STATE COMMON RETIREMENT FUND$345K1
83HUSSMAN STRATEGIC ADVISORS, INC.$342K1
84CITIGROUP INC$333K1
85Man Group plc$327K1
86Walleye Trading LLC$327K1
87Arizona State Retirement System$309K1
88Walleye Capital LLC$309K1
89Tidal Investments LLC$293K1
90Mitsubishi UFJ Asset Management Co., Ltd.$291K1
91Marex Group Ltd$289K1
92Quantinno Capital Management LP$288K1
93Vanguard Investments Australia, Ltd.$271K1
94STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$264K1
95Private Advisor Group, LLC$262K1
96VARCOV Co.$260K1
97E Fund Management Co., Ltd.$254K1
98TWINBEECH CAPITAL LP$245K1
99KLP KAPITALFORVALTNING AS$237K1
100Freestone Grove Partners LP$229K1
101INDEPENDENT FINANCIAL GROUP, LLC$229K1
102VOYA INVESTMENT MANAGEMENT LLC$210K1
103Tower Research Capital LLC (TRC)$205K1
104DRW Securities, LLC$192K1
105PRUDENTIAL FINANCIAL INC$190K1
106FARALLON CAPITAL MANAGEMENT, L.L.C.$179K1
107Leonteq Securities AG$178K1
108Pictet Asset Management Holding SA$174K1
109SEI INVESTMENTS CO$164K1
110OXFORD ASSET MANAGEMENT LLP$161K1
111Graham Capital Management, L.P.$157K1
112Stonehage Fleming Financial Services Holdings Ltd$152K1
113HSBC HOLDINGS PLC$149K1
114Abel Hall, LLC$147K1
115TEACHER RETIREMENT SYSTEM OF TEXAS$147K1
116Scientech Research LLC$141K1
117Caitong International Asset Management Co., Ltd$138K1
118LAUREL OAK WEALTH MANAGEMENT, LLC$126K1
119DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main$125K1
120Beirne Wealth Consulting Services, LLC$122K1
121XPONANCE LLC$112K1
122TWO SIGMA SECURITIES, LLC$111K1
123ROYAL BANK OF CANADA$110K1
124US BANCORP \DE\$107K1
125Universal- Beteiligungs- und Servicegesellschaft mbH$105K1
126Atom Investors LP$98.9K1
127Vanguard Personalized Indexing Management, LLC$97.9K1
128DIMENSIONAL FUND ADVISORS LP$96.4K1
129Hudson Bay Capital Management LP$92.5K1
130CIBC Bancorp USA Inc.$92.4K1
131CAXTON ASSOCIATES LLP$90.3K1
132TigerOak Management, L.L.C.$86.6K1
133BANCO BILBAO VIZCAYA ARGENTARIA, S.A.$82.8K1
134PRINCIPAL FINANCIAL GROUP INC$82.5K1
135Ensign Peak Advisors, Inc$76.9K1
136Mirae Asset Global Investments Co., Ltd.$69.2K1
137Bayforest Capital Ltd$64.0K1
138DANSKE BANK A/S$60.2K1
139SIGNATUREFD, LLC$59.1K1
140Rockefeller Capital Management L.P.$45.9K1
141QUADRANT CAPITAL GROUP LLC$43.1K1
142FEDERATED HERMES, INC.$38.7K1
143DUNCKER STREETT & CO INC$34.5K1
144Pinnacle Wealth Planning Services, Inc.$34.2K1
145Optiver Holding B.V.$19.6K1
146NATIONAL BANK OF CANADA /FI/$16.7K1
147CWM, LLC$14.9K1
148Smartleaf Asset Management LLC$13.4K1
149Allworth Financial LP$9.0K1
150Geneos Wealth Management Inc.$8.0K1
151Federation des caisses Desjardins du Quebec$7.8K1
152STANCE CAPITAL LLC$4.1K1
153MARK SHEPTOFF FINANCIAL PLANNING, LLC$4.1K1
154Steward Partners Investment Advisory, LLC$3.5K1
155FINANCIAL CONSULATE, INC$3.2K1
156NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$3.0K1
157FIFTH THIRD BANCORP$2.1K1
158Intentional Wealth Strategies, LLC$2.0K1
159MAI Capital Management$2.0K1
160ASSETMARK, INC$2.0K1
161SITTNER & NELSON, LLC$1.8K1
162Hilltop National Bank$1.7K1
163Larson Financial Group LLC$1.6K1
164Arax Advisory Partners$1.4K1
165GSA CAPITAL PARTNERS LLP$1.3K1
166First Pacific Financial$1.2K1
167ALLIANZ SE$1.1K1
168PayPay Securities Corp$1.0K1
169Banque Transatlantique SA$9851
170Activest Wealth Management$8141
171INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$8021
172Virtu Financial LLC$7911
173Parkside Financial Bank & Trust$6351
174Asset Dedication, LLC$5301
175THRIVENT FINANCIAL FOR LUTHERANS$5101
176BEACON INVESTMENT ADVISORY SERVICES, INC.$4731
177Nvest Wealth Strategies, Inc.$4731
178CALDWELL SUTTER CAPITAL, INC.$4071
179Blue Trust, Inc.$4071
180Stone House Investment Management, LLC$3581
181Caitlin John, LLC$2041
182CANADA LIFE ASSURANCE Co$1521
183True Wealth Design, LLC$741
184MATHER GROUP, LLC.$411
185KBC Group NV$391
186Physician Wealth Advisors, Inc.$331
187VALLEY NATIONAL ADVISERS INC$11
188VANGUARD GROUP INC$01
189HARBOUR INVESTMENTS, INC.$01
190COMERICA BANK$01
191VIRGINIA RETIREMENT SYSTEMS ET Al$01
192JUPITER ASSET MANAGEMENT LTD$01
193BALYASNY ASSET MANAGEMENT L.P.$01
194CIBC Private Wealth Group LLC$01
195ENVESTNET ASSET MANAGEMENT INC$01
196IMC-Chicago, LLC$01
197HRT FINANCIAL LP$01
198Daiwa Securities Group Inc.$01
199Edge Wealth Management LLC$01
200Bayesian Capital Management, LP$01
201Quadrature Capital Ltd$01
202Eversept Partners, LP$01
203Global Retirement Partners, LLC$01
204Prestige Wealth Management Group LLC$01
205XTX Topco Ltd$01
206Skaana Management L.P.$01
207AlphaQuest LLC$01
208MARYLAND CAPITAL ADVISORS INC.$01
209Dunhill Financial, LLC$01
210SHERBROOKE PARK ADVISERS LLC$01
211Pilgrim Partners Asia Pte Ltd$01
212Ashton Thomas Private Wealth, LLC$01
213Aster Capital Management (DIFC) Ltd$01
214Reflection Asset Management$01
Truncated by Public Filings. The published aggregate ranks the top 214 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on NVAX

RETAINED WINDOW · ACTIVE HITS

Zero hits on NVAX in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for NVAX · financials and macro

Financials — as filed PLANNED

NVAX's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: NVAX on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing