PSEC — PROSPECT CAPITAL CORPToday's name, from the SEC's present-day ticker list — a present-day mapping, not the name as of each filing.
- Congress trades
- 2
- all time
- Members · 12m
- 0
- 0 buys · 0 sells · by trade date
- Latest filing
- 09-29
- 2018-09-29
- Rows filed past the STOCK Act's 45-day window, stated on the row, never editorialised; both dates and the receipt stay on every row.
- 2
- 13F holders
- 202
- all listed · 2026-03-31
Congress: statutory ranges, filed up to 45 days after the trade · 13F: quarter-end snapshots, filed up to 45 days lateras of 2026-10-29
Congress · disclosure timeline
By trade date · 24 months · 0 rows ▲ buy, ▼ sell; height = lower bound (log scale). Trade date, not filing date — the filing lag is in the table below.No dated PSEC rows fall inside the trailing 24 months by trade date.
Members active in PSEC
12 months · most active first Rows = number of disclosures, not dollars. Net = lower bound of the net range. Committees as of each member's latest trade in the window (roster snapshot 2026-10-29).No member disclosed PSEC in the trailing 12 months.
| Filed | Member | Side · Owner | Traded · Lag | Amount | Range · Flags | Src |
|---|---|---|---|---|---|---|
| 2018-09-29 | Gary J. Palmer R–AL-6 | BUY | Traded 08-06 LATE·54d | $1K–$15K | ||
| 2018-09-29 | Gary J. Palmer R–AL-6 | BUY JT (jointly owned) | Traded 07-12 LATE·79d | $1K–$15K |
13F holders · Quarter ended 2026-03-31Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt. · longs only
| # | Filer | Value | Securities | Flags | derived by Public Filings from this build's reviewed ticker-mapping holders list for this share class; that list carries each holder's share count, share change and filed date, which this table does not show, but no document links — the EDGAR link opens the filer's 13F list·§ |
|---|---|---|---|---|---|
| 1 | TWO SIGMA INVESTMENTS, LP | $41.4M | 1 | derived ·§ EDGAR ↗ | |
| 2 | PRIVATE MANAGEMENT GROUP INC | $35.3M | 1 | derived ·§ EDGAR ↗ | |
| 3 | UBS Group AG | $14.3M | 1 | derived ·§ EDGAR ↗ | |
| 4 | Legal & General Group Plc | $9.5M | 1 | derived ·§ EDGAR ↗ | |
| 5 | INDEPENDENT FINANCIAL GROUP, LLC | $9.0M | 1 | derived ·§ EDGAR ↗ | |
| 6 | MORGAN STANLEY | $6.4M | 1 | derived ·§ EDGAR ↗ | |
| 7 | Private Advisor Group, LLC | $4.5M | 1 | derived ·§ EDGAR ↗ | |
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4.4M | 1 | derived ·§ EDGAR ↗ | |
| 9 | BlackRock, Inc. | $4.1M | 1 | derived ·§ EDGAR ↗ | |
| 10 | LPL Financial LLC | $2.5M | 1 | derived ·§ EDGAR ↗ | |
| 11 | COMMONWEALTH EQUITY SERVICES, LLC | $2.1M | 1 | derived ·§ EDGAR ↗ | |
| 12 | JANE STREET GROUP, LLC | $1.5M | 1 | derived ·§ EDGAR ↗ | |
| 13 | Tactive Advisors, LLC | $1.5M | 1 | derived ·§ EDGAR ↗ | |
| 14 | Naviter Wealth, LLC | $1.5M | 1 | derived ·§ EDGAR ↗ | |
| 15 | RAYMOND JAMES FINANCIAL INC | $1.3M | 1 | derived ·§ EDGAR ↗ | |
| 16 | Kovack Advisors, Inc. | $1.2M | 1 | derived ·§ EDGAR ↗ | |
| 17 | SMH CAPITAL ADVISORS INC | $1.1M | 1 | derived ·§ EDGAR ↗ | |
| 18 | 180 WEALTH ADVISORS, LLC | $1.0M | 1 | derived ·§ EDGAR ↗ | |
| 19 | Squarepoint Ops LLC | $1.0M | 1 | derived ·§ EDGAR ↗ | |
| 20 | Concorde Asset Management, LLC | $956K | 1 | derived ·§ EDGAR ↗ | |
| 21 | Virtus Investment Advisers, LLC | $882K | 1 | derived ·§ EDGAR ↗ | |
| 22 | Cetera Investment Advisers | $827K | 1 | derived ·§ EDGAR ↗ | |
| 23 | Engineers Gate Manager LP | $793K | 1 | derived ·§ EDGAR ↗ | |
| 24 | TCFG WEALTH MANAGEMENT, LLC | $725K | 1 | derived ·§ EDGAR ↗ | |
| 25 | TCFG Investment Advisors, LLC | $725K | 1 | derived ·§ EDGAR ↗ |
Show all 202 holders
| # | Filer | Value | Securities | Flags | Src·§ |
|---|
All 173 13F filers reporting this share class are listed. Method ↗
Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.
Congress ↔ notable managers · PSEC
Congress · last 90 days
- Buyers
- 0 — —
- Sellers
- 0 — —
filed 2026-07-31 → 2026-10-29 · statutory ranges
Notable managers · quarter ended 2026-03-31
- Adding
- 0 — $0 held
- Trimming
- 1 Caxton Associates $348K held
by shares · $ = value heldNEW + ADD vs TRIM + EXIT, by share count. $ = reported value now, not the change. · PROSPECT CAP CORP
| Date | Who | Change | Size |
|---|---|---|---|
| 2026-05-14 | Caxton Associates 13F | TRIM | −576,730 sh |
1 newest, by filing date · 13F rows are quarter-end snapshots, not trades
Congress vs filers
12 monthsCongress net (rows)no rows
Congress net ($ bound)$0
Filersnot computedThe filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.