NMFC — New Mountain Finance CorpToday's name, from the SEC's present-day ticker list — a present-day mapping, not the name as of each filing.
- Congress trades
- 2
- all time
- Members · 12m
- 0
- 0 buys · 0 sells · by trade date
- Latest filing
- 05-05
- 2015-05-05
- Rows filed past the STOCK Act's 45-day window, stated on the row, never editorialised; both dates and the receipt stay on every row.
- 1
- 13F holders
- 141
- all listed · 2026-03-31
Congress: statutory ranges, filed up to 45 days after the trade · 13F: quarter-end snapshots, filed up to 45 days lateras of 2026-10-29
Congress · disclosure timeline
By trade date · 24 months · 0 rows ▲ buy, ▼ sell; height = lower bound (log scale). Trade date, not filing date — the filing lag is in the table below.No dated NMFC rows fall inside the trailing 24 months by trade date.
Members active in NMFC
12 months · most active first Rows = number of disclosures, not dollars. Net = lower bound of the net range. Committees as of each member's latest trade in the window (roster snapshot 2026-10-29).No member disclosed NMFC in the trailing 12 months.
| Filed | Member | Side · Owner | Traded · Lag | Amount | Range · Flags | Src |
|---|---|---|---|---|---|---|
| 2015-05-05 | Alan S. Lowenthal D–CA-47 | SELL SP (spouse-owned) | Traded 2014-05-16 LATE·354d | $1K–$15K | ||
| 2014-05-31 | Alan S. Lowenthal D–CA-47 | SELL SP (spouse-owned) | Traded 05-16 +15d | $1K–$15K |
13F holders · Quarter ended 2026-03-31Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt. · longs only
| # | Filer | Value | Securities | Flags | derived by Public Filings from this build's reviewed ticker-mapping holders list for this share class; that list carries each holder's share count, share change and filed date, which this table does not show, but no document links — the EDGAR link opens the filer's 13F list·§ |
|---|---|---|---|---|---|
| 1 | Invesco Ltd. | $16.6M | 1 | derived ·§ EDGAR ↗ | |
| 2 | UBS Group AG | $16.2M | 1 | derived ·§ EDGAR ↗ | |
| 3 | DIMENSION CAPITAL MANAGEMENT LLC | $9.0M | 1 | derived ·§ EDGAR ↗ | |
| 4 | Cerity Partners LLC | $6.8M | 1 | derived ·§ EDGAR ↗ | |
| 5 | Corient Private Wealth LLC | $6.8M | 1 | derived ·§ EDGAR ↗ | |
| 6 | National Philanthropic Trust | $6.6M | 1 | derived ·§ EDGAR ↗ | |
| 7 | Muzinich & Co., Inc. | $6.6M | 1 | derived ·§ EDGAR ↗ | |
| 8 | TWO SIGMA INVESTMENTS, LP | $6.5M | 1 | derived ·§ EDGAR ↗ | |
| 9 | Legal & General Group Plc | $6.1M | 1 | derived ·§ EDGAR ↗ | |
| 10 | MORGAN STANLEY | $5.7M | 1 | derived ·§ EDGAR ↗ | |
| 11 | Pathstone Holdings, LLC | $5.1M | 1 | derived ·§ EDGAR ↗ | |
| 12 | Hennion & Walsh Asset Management, Inc. | $4.0M | 1 | derived ·§ EDGAR ↗ | |
| 13 | OSAIC HOLDINGS, INC. | $3.5M | 1 | derived ·§ EDGAR ↗ | |
| 14 | HighTower Advisors, LLC | $3.3M | 1 | derived ·§ EDGAR ↗ | |
| 15 | BlackRock, Inc. | $2.7M | 1 | derived ·§ EDGAR ↗ | |
| 16 | D. E. Shaw & Co., Inc. | $2.7M | 1 | derived ·§ EDGAR ↗ | |
| 17 | Universal- Beteiligungs- und Servicegesellschaft mbH | $2.7M | 1 | derived ·§ EDGAR ↗ | |
| 18 | Focus Partners Wealth | $2.6M | 1 | derived ·§ EDGAR ↗ | |
| 19 | Tranquility Partners, LLC | $2.5M | 1 | derived ·§ EDGAR ↗ | |
| 20 | WELLS FARGO & COMPANY/MN | $2.4M | 1 | derived ·§ EDGAR ↗ | |
| 21 | XTX Topco Ltd | $2.3M | 1 | derived ·§ EDGAR ↗ | |
| 22 | BANK OF AMERICA CORP /DE/ | $1.5M | 1 | derived ·§ EDGAR ↗ | |
| 23 | Advisors Asset Management, Inc. | $1.3M | 1 | derived ·§ EDGAR ↗ | |
| 24 | Mill Creek Capital Advisors, LLC | $1.2M | 1 | derived ·§ EDGAR ↗ | |
| 25 | Cerberus Capital Management, L.P. | $1.1M | 1 | derived ·§ EDGAR ↗ |
Show all 141 holders
| # | Filer | Value | Securities | Flags | Src·§ |
|---|
All 111 13F filers reporting this share class are listed. Method ↗
Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.
Congress ↔ notable managers · NMFC
Congress · last 90 days
- Buyers
- 0 — —
- Sellers
- 0 — —
filed 2026-07-31 → 2026-10-29 · statutory ranges
Notable managers · quarter ended 2026-03-31
- Adding
- 0 — $0 held
- Trimming
- 0 — $0 held
by shares · $ = value heldNEW + ADD vs TRIM + EXIT, by share count. $ = reported value now, not the change. · NEW MTN FIN CORP
No moves on either side in the window.
Congress vs filers
12 monthsCongress net (rows)no rows
Congress net ($ bound)$0
Filersnot computedThe filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.