Public record / Tickers / NMFC

NMFC — New Mountain Finance Corp

Both disclosure regimes on one name: who in Congress filed about NMFC, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
2
all PTR rows naming NMFC
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
05-05
filed 2015-05-05
13F holders
141
top-141 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

Alan S. Lowenthal · $1.0K–$15.0K

Sale · traded 2014-05-16 → filed 2015-05-05. Ranked over every NMFC row by the provable lower bound, never a point estimate.

No member disclosed NMFC in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

1 row filed past the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

No dated NMFC rows fall inside the trailing 24 months by trade date.

Trade date, not filing date — the lag lives in the table below. 0 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING NMFC · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning NMFC
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2015-05-05Alan S. Lowenthal D–CA-47Sale · SP (spouse-owned)Traded 2014-05-16 LATE·354d$1K–$15K
2014-05-31Alan S. Lowenthal D–CA-47Sale · SP (spouse-owned)Traded 05-16 +15d$1K–$15K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 2 ↗

Members active in NMFC

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14

No member disclosed NMFC in the trailing 12 months.

Congress ↔ notable managers · NMFC

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 $0 held
Trimming
0 $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · NEW MTN FIN CORP

No moves on either side in the window.

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of NMFC for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1Invesco Ltd.$16.6M1
2UBS Group AG$16.2M1
3DIMENSION CAPITAL MANAGEMENT LLC$9.0M1
4Cerity Partners LLC$6.8M1
5Corient Private Wealth LLC$6.8M1
6National Philanthropic Trust$6.6M1
7Muzinich & Co., Inc.$6.6M1
8TWO SIGMA INVESTMENTS, LP$6.5M1
9Legal & General Group Plc$6.1M1
10MORGAN STANLEY$5.7M1
11Pathstone Holdings, LLC$5.1M1
12Hennion & Walsh Asset Management, Inc.$4.0M1
13OSAIC HOLDINGS, INC.$3.5M1
14HighTower Advisors, LLC$3.3M1
15BlackRock, Inc.$2.7M1
16D. E. Shaw & Co., Inc.$2.7M1
17Universal- Beteiligungs- und Servicegesellschaft mbH$2.7M1
18Focus Partners Wealth$2.6M1
19Tranquility Partners, LLC$2.5M1
20WELLS FARGO & COMPANY/MN$2.4M1
21XTX Topco Ltd$2.3M1
22BANK OF AMERICA CORP /DE/$1.5M1
23Advisors Asset Management, Inc.$1.3M1
24Mill Creek Capital Advisors, LLC$1.2M1
25Cerberus Capital Management, L.P.$1.1M1
26BALYASNY ASSET MANAGEMENT L.P.$1.1M1
27Naviter Wealth, LLC$1.0M1
28STATE STREET CORP$987K1
29VARCOV Co.$971K1
30LPL Financial LLC$963K1
31Trexquant Investment LP$892K1
32HB Wealth Management, LLC$768K1
33NOMURA ASSET MANAGEMENT INTERNATIONAL INC.$740K1
34Virtus Investment Advisers, LLC$694K1
35MILLENNIUM MANAGEMENT LLC$631K1
36DENALI ADVISORS LLC$604K1
37ExodusPoint Capital Management, LP$555K1
38COMMONWEALTH EQUITY SERVICES, LLC$508K1
39PALISADE CAPITAL MANAGEMENT, LP$490K1
40CAXTON ASSOCIATES LLP$453K1
41Mutual Advisors, LLC$448K1
42ROYAL BANK OF CANADA$414K1
43Spire Wealth Management$354K1
44Almitas Capital LLC$349K1
45Cetera Investment Advisers$342K1
46Nordwand Advisors, LLC$324K1
47Colter Lewis Investment Partners LLC$303K1
48CITADEL ADVISORS LLC$269K1
49MACKENZIE FINANCIAL CORP$260K1
50INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$249K1
51MIRABELLA FINANCIAL SERVICES LLP$245K1
52NORTHERN TRUST CORP$237K1
53OPPENHEIMER & CO INC$237K1
54Y-Intercept (Hong Kong) Ltd$236K1
55NewEdge Wealth, LLC$236K1
56Sanctuary Advisors, LLC$235K1
57Next Capital Management LLC$230K1
58MQS Management LLC$224K1
59&PARTNERS$211K1
60ENVESTNET ASSET MANAGEMENT INC$211K1
61STIFEL FINANCIAL CORP$197K1
62JANE STREET GROUP, LLC$194K1
63Navis Wealth Advisors, LLC$194K1
64North Ground Capital$194K1
65CenterStar Asset Management, LLC$189K1
66Advyzon Investment Management, LLC$176K1
67Closed-End Fund Advisors, Inc.$176K1
68Empower Advisory Group, LLC$172K1
69Lido Advisors, LLC$167K1
70Equitable Holdings, Inc.$164K1
71First Affirmative Financial Network$159K1
72Qube Research & Technologies Ltd$159K1
73Brevan Howard Capital Management LP$158K1
74nVerses Capital, LLC$154K1
75PFG Investments, LLC$153K1
76Apella Capital, LLC$149K1
77Fund Advisors of America Inc/FL$147K1
78ProShare Advisors LLC$143K1
79SUSQUEHANNA INTERNATIONAL GROUP, LLP$137K1
80Glenview Trust Co$136K1
81CALTON & ASSOCIATES, INC.$128K1
82SANDERS MORRIS HARRIS LLC$127K1
83RAYMOND JAMES FINANCIAL INC$124K1
84Genesee Capital Advisors, LLC$123K1
85Creative Planning$111K1
86WEALTHEDGE INVESTMENT ADVISORS, LLC$98.6K1
87Catalyst Capital Advisors LLC$93.1K1
88Sowell Financial Services LLC$89.1K1
89Joel Isaacson & Co., LLC$82.4K1
90Rockefeller Capital Management L.P.$81.5K1
91AE Wealth Management LLC$81.1K1
92BROWN ADVISORY INC$77.6K1
93Verity & Verity, LLC$77.6K1
94State of Wyoming$71.0K1
95Wilmington Savings Fund Society, FSB$46.6K1
96Steward Partners Investment Advisory, LLC$42.1K1
97Union Bancaire Privee, UBP SA$39.6K1
98MTM Investment Management, LLC$27.9K1
99Geneos Wealth Management Inc.$12.1K1
100FIFTH THIRD BANCORP$8.5K1
101NATIXIS$4.3K1
102CHELSEA COUNSEL CO$2.6K1
103Larson Financial Group LLC$2.1K1
104UMB Bank, n.a.$1.7K1
105CWM, LLC$1.7K1
106Community Financial Services Group, LLC$1.5K1
107CANADA LIFE ASSURANCE Co$7711
108Allworth Financial LP$7351
109Caitong International Asset Management Co., Ltd$5901
110CITIGROUP INC$391
111State of Alaska, Department of Revenue$371
112FRANKLIN RESOURCES INC$01
113HARBOUR INVESTMENTS, INC.$01
114MERCER GLOBAL ADVISORS INC /ADV$01
115COMERICA BANK$01
116MAI Capital Management$01
117CONDOR CAPITAL MANAGEMENT$01
118NOMURA HOLDINGS INC$01
119CIBC Private Wealth Group LLC$01
120RIVERNORTH CAPITAL MANAGEMENT, LLC$01
121TWO SIGMA SECURITIES, LLC$01
122Verition Fund Management LLC$01
123TWO SIGMA ADVISERS, LP$01
124SIMPLEX TRADING, LLC$01
125BNP Paribas Asset Management Holding S.A.$01
126Tower Research Capital LLC (TRC)$01
127FOX RUN MANAGEMENT, L.L.C.$01
128Alpha Cubed Investments, LLC$01
129Truffle Hound Capital, LLC$01
130Squarepoint Ops LLC$01
131Quadrature Capital Ltd$01
132Schonfeld Strategic Advisors LLC$01
133Inspire Investing, LLC$01
134Aquatic Capital Management LLC$01
135Kestra Advisory Services, LLC$01
136NFSG Corp$01
137FOURPATH CAPITAL MANAGEMENT, LLC$01
138PharVision Advisers, LLC$01
139Quarry LP$01
140TrueMark Investments, LLC$01
141WealthCollab, LLC$01
Truncated by Public Filings. The published aggregate ranks the top 141 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on NMFC

RETAINED WINDOW · ACTIVE HITS

Zero hits on NMFC in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for NMFC · financials and macro

Financials — as filed PLANNED

NMFC's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: NMFC on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing