Public record / Tickers / PNNT

PNNT — PENNANTPARK INVESTMENT CORP

Both disclosure regimes on one name: who in Congress filed about PNNT, which institutions reported holding it. Each section keeps its own clock — congressional trades on the 45-day PTR clock, 13F holdings as quarter-end snapshots.

Congress txns
3
all PTR rows naming PNNT
Members · 12m
0
0 buys · 0 sells · by trade date
Latest PTR
10-08
filed 2014-10-08
13F holders
107
top-107 slice · 2026-03-31
Congress = transactions in statutory ranges, 45-day lag · Institutions = quarter-end positions, 45-day lagas of 2026-09-14 13:21 UTCno price data — a disclosure record, not a chart

Virginia Foxx · $50.0K–$100K

Sale · traded 2014-09-19 → filed 2014-10-08. Ranked over every PNNT row by the provable lower bound, never a point estimate.

No member disclosed PNNT in the trailing 12 months

Counts of disclosures by trade date, not dollars — ranges cannot be netted across members. Flow ranges per member are in the table below.

Every row filed inside the 45-day window

Late disclosure is stated on the row, never editorialised. Both dates and the receipt stay on every row.

Congress · disclosure timeline

TRADE DATES · 24M · ▲ BUY ▼ SELL · HEIGHT = LOG LOWER BOUND

No dated PNNT rows fall inside the trailing 24 months by trade date.

Trade date, not filing date — the lag lives in the table below. 0 rows placed.

PLANNED institutional holder flow by quarter

Congressional disclosures

ALL PTR ROWS NAMING PNNT · SORTED FILED ↓ · STATUTORY RANGES · FILED ≤45D LATEfull congressional view ↗
Latest congressional filings mentioning PNNT
Filed ▾MemberSide · OwnerTraded · LagAmountRange · FlagsSrc
2014-10-08Virginia Foxx R–NC-5Sale · JT (jointly owned)Traded 09-19 +19d$50K–$100K
2014-08-07Virginia Foxx R–NC-5Purchase · JT (jointly owned)Traded 07-02 +36d$1K–$15K
2014-05-07Virginia Foxx R–NC-5Purchase · JT (jointly owned)Traded 04-02 +35d$1K–$15K
Traded → filed dates on every rowEach row shows the trade date and the filing date; the gap between them is the disclosure lag.all 3 ↗

Members active in PNNT

12M · NET LOWER BOUND · COMMITTEES AS OF TRADE DATE · SNAPSHOT 2026-09-14

No member disclosed PNNT in the trailing 12 months.

Congress ↔ notable managers · PNNT

who in Congress disclosed purchases or sales beside which notable managers added or trimmed

Congress · last 90 days

Buyers
0
Sellers
0

filed 2026-06-16 → 2026-09-14 · totals are statutory ranges

Notable managers · quarter ended 2026-03-31

Adding
0 $0 held
Trimming
0 $0 held

new + add vs trim + exit, by shares · $ = reported value now, not the change · PENNANTPARK INVT CORP

No moves on either side in the window.

Institutional holders · 13F · Quarter ended 2026-03-31 · longs only

Top institutional holders of PNNT for quarter 2026-03-31
#FilerValue ▾SecuritiesFlagsSrc
1Invesco Ltd.$8.2M1
2TWO SIGMA INVESTMENTS, LP$7.5M1
3MORGAN STANLEY$4.9M1
4Legal & General Group Plc$2.3M1
5Advisors Asset Management, Inc.$2.2M1
6BlackRock, Inc.$1.7M1
7Universal- Beteiligungs- und Servicegesellschaft mbH$1.6M1
8NewEdge Wealth, LLC$1.4M1
9Lido Advisors, LLC$1.1M1
10Truvestments Capital LLC$996K1
11Virtus Investment Advisers, LLC$743K1
12AlphaCentric Advisors LLC$700K1
13GatePass Capital, LLC$620K1
14MANGROVE PARTNERS IM, LLC$566K1
15MILLENNIUM MANAGEMENT LLC$529K1
16UBS Group AG$490K1
17Kovack Advisors, Inc.$451K1
18Sterneck Capital Management, LLC$348K1
19Gallagher Capital Advisors, LLC$318K1
20DENALI ADVISORS LLC$318K1
21Dynamic Technology Lab Private Ltd$310K1
22RAYMOND JAMES FINANCIAL INC$301K1
23Garner Asset Management Corp$300K1
24XTX Topco Ltd$294K1
25Founders Financial Alliance, LLC$278K1
26OXFORD ASSET MANAGEMENT LLP$274K1
27Freestone Capital Holdings, LLC$238K1
28BANK OF AMERICA CORP /DE/$229K1
29OSAIC HOLDINGS, INC.$229K1
30SUSQUEHANNA INTERNATIONAL GROUP, LLP$211K1
31COMMONWEALTH EQUITY SERVICES, LLC$211K1
32Arax Advisory Partners$197K1
33WELLS FARGO & COMPANY/MN$189K1
34CAXTON ASSOCIATES LLP$187K1
35Essex Financial Services, Inc.$183K1
36Ethos Financial Group, LLC$162K1
37LPL Financial LLC$141K1
38SIGNATUREFD, LLC$129K1
39INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$124K1
40JANE STREET GROUP, LLC$123K1
41FOUNDATIONS INVESTMENT ADVISORS, LLC$122K1
42US BANCORP \DE\$119K1
43Creative Planning$110K1
44HighTower Advisors, LLC$109K1
45Cresset Asset Management, LLC$89.9K1
46REGIONS FINANCIAL CORP$89.8K1
47First Affirmative Financial Network$87.5K1
48Tower Research Capital LLC (TRC)$86.0K1
49NORTHERN TRUST CORP$81.7K1
50TWO SIGMA SECURITIES, LLC$80.0K1
51Disciplined Investments, LLC$76.3K1
52Miller Financial Services LLC$70.7K1
53Brookstone Capital Management$64.8K1
54MERIDIAN INVESTMENT COUNSEL INC.$63.8K1
55Baird Financial Group, Inc.$61.6K1
56Mariner, LLC$59.7K1
57ROYAL BANK OF CANADA$59.0K1
58NorthRock Partners, LLC$53.0K1
59Prosperity Financial Group, Inc.$51.6K1
60ENVESTNET ASSET MANAGEMENT INC$48.4K1
61Cetera Investment Advisers$48.3K1
62Allworth Financial LP$46.6K1
63Advisory Alpha, LLC$46.2K1
64Apollon Wealth Management, LLC$46.1K1
65QUADRANT CAPITAL GROUP LLC$9.3K1
66GROUP ONE TRADING LLC$9.3K1
67Steward Partners Investment Advisory, LLC$6.5K1
68NorthAvenue LLC$3.3K1
69Larson Financial Group LLC$2.9K1
70West Financial Advisors, LLC$1.8K1
71Key FInancial Inc$1.7K1
72Caitong International Asset Management Co., Ltd$6561
73THRIVENT FINANCIAL FOR LUTHERANS$3481
74CANADA LIFE ASSURANCE Co$3211
75Abound Wealth Management$1771
76PIN OAK INVESTMENT ADVISORS INC$131
77State of Alaska, Department of Revenue$121
78HARBOUR INVESTMENTS, INC.$01
79CRAWFORD INVESTMENT COUNSEL INC$01
80NATIONAL BANK OF CANADA /FI/$01
81D. E. Shaw & Co., Inc.$01
82NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$01
83NOMURA HOLDINGS INC$01
84EVERGREEN CAPITAL MANAGEMENT LLC$01
85CIBC Private Wealth Group LLC$01
86Advisors Capital Management, LLC$01
87CITADEL ADVISORS LLC$01
88Verition Fund Management LLC$01
89TWO SIGMA ADVISERS, LP$01
90SIMPLEX TRADING, LLC$01
91Brevan Howard Capital Management LP$01
92FOX RUN MANAGEMENT, L.L.C.$01
93Private Advisor Group, LLC$01
94Roble, Belko & Company, Inc$01
95Squarepoint Ops LLC$01
96Cedar Wealth Management, LLC$01
97Abbot Financial Management, Inc.$01
98DV Trading LLC$01
99Rockefeller Capital Management L.P.$01
100Global Retirement Partners, LLC$01
101Texas Capital Bank Wealth Management Services Inc$01
102Aquatic Capital Management LLC$01
103Kestra Advisory Services, LLC$01
104Blue Trust, Inc.$01
105Hennion & Walsh Asset Management, Inc.$01
106Dunhill Financial, LLC$01
107Closed-End Fund Advisors, Inc.$01
Truncated by Public Filings. The published aggregate ranks the top 107 holders per issuer — a build parameter of the Public Filings aggregation, not a census. Rows beyond it exist in individual filings on EDGAR. methodology §13F ↗
§ derived by Public Filings from the published aggregate (agg_issuer_top_holders); per-filer filed dates, share counts and document links are not in the published aggregate — the EDGAR link opens the filer's 13F list
n/c Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Crowding — not available in this build. No holder rows for the selected period, so no percentile can be ranked.

Do the two regimes agree?

TRAILING 12M · CONGRESS vs FILERS NET
Congress net (rows)no rows
Congress net ($ bound)$0
Filers net (actions)not in build
Filers net ($ Q/Q)not in build

The filer side needs per-issuer quarter-over-quarter actions, which the published aggregate does not carry for this issuer. Convergence and divergence are stated only when both sides are computed.

Signals on PNNT

RETAINED WINDOW · ACTIVE HITS

Zero hits on PNNT in the retained window — a computed answer over every rule, not missing coverage.

Every rule, with its definition →

Planned modules for PNNT · financials and macro

Financials — as filed PLANNED

PNNT's as-reported XBRL fundamentals will appear here when the financials module passes its gates. Until then: PNNT on EDGAR ↗

Macro context PLANNED

Rates, inflation, and positioning series land here with the macro module — vintage-aware, never nowcast.

issuer name from the SEC's present-day ticker file (company_tickers.json) — a present-day mapping, not the name as of each filing