Disclosed transactions
164 reported transactions
Amounts are the ranges in the filing. Purchases and sales are disclosures, not a statement of current holdings.
Steve Cohen
Democrat — D–TN-9 · U.S. House · serving since 2007 · House Permanent Select Committee on Intelligence, House Committee on the Judiciary · member ID C001068Amounts are statutory ranges; totals on this page are therefore ranges too. Amount ranges ↗
- Disclosures
- 164 85 filings · 5 paper · retained
- Net flow · 12m
- $1.9M to $4.5M purchases minus sales · statutory ranges, an interval
- Distinct tickers
- 66 across every disclosed row
- Late filings
- 6 filed past the 45-day window
Flows from periodic transaction reports · House Clerk + Senate eFD · statutory ranges · every row retains its receipt
Disclosed flow by quarter
bar = [min, max] of bucket sums · derived ·§flow range = sum of statutory bucket bounds — an interval, not an estimate of value; derived by Public Filings from the disclosed ranges24Q4
25Q1
25Q2
25Q3
25Q4
26Q1
26Q2
26Q3
how this chart is drawn ·§gaps are gaps — no interpolation · y from $0 · no midpoints — bar spans the disclosed bounds · 3 date-anomaly rows excluded (impossible trade dates) · source: House Clerk + Senate eFD
Disclosed flow by quarter. 24Q4: no purchases, sales $16K–$65K; 25Q1: purchases $500K–$1M, no sales; 25Q2: purchases $250K–$500K, no sales; 25Q3: purchases $1M–$5M, no sales; 25Q4: purchases $251K–$515K, sales $126K–$365K; 26Q1: purchases $750K–$1.5M, sales $1K–$15K; 26Q2: purchases $550K–$1.1M, no sales; 26Q3: purchases $700K–$1.5M, no sales
Net disclosed flow by ticker
flows, not holdings ·§PTRs are flows, not holdings — this table nets disclosed flow intervals; it is NOT a portfolio and cannot become one without the member's annual FD report · 49 rows disclose no ticker and are outside this tableALL DISCLOSED HISTORY · net range| Net | Ticker | Issuer | Buy ◂ ▸ Sellnet disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zeronet disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zero | Buys | Sells | Net range ·§net disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zero | Last traded | 13FInstitutional overlap is not available in this build. |
|---|---|---|---|---|---|---|---|---|
| BUY | FPEI | First Trust Institutional Preferred Securities and Income ETF (FPEI) [ST] | Purchases $50K–$100K; sales — | 1 | 0 | $50.0K to $100K net accumulation | 2021-11-18 | — |
| BUY | MS$P | Morgan Stanley Depositary Shares, each representing 1/1,000th of a share of 6.500% Non-Cumulative Preferred Stock, Series P (MS$P) [ST] | Purchases $50K–$100K; sales — | 1 | 0 | $50.0K to $100K net accumulation≈ | 2022-08-10 | — |
| BUY | PFFV | global X Variable Rate Preferred ETF (PFFV) [ST] | Purchases $50K–$100K; sales — | 1 | 0 | $50.0K to $100K net accumulation≈ | 2022-02-11 | — |
| BUY | SCHD | Schwab US Dividend Equity ETF (SCHD) [ST] | Purchases $50K–$100K; sales — | 1 | 0 | $50.0K to $100K net accumulation≈ | 2022-07-29 | — |
| BUY | VRP | Invesco Variable Rate Preferred ETF (VRP) [ST] | Purchases $50K–$100K; sales — | 1 | 0 | $50.0K to $100K net accumulation≈ | 2022-02-11 | — |
| BUY | DURA | VanEck Morningstar Durable Dividend ETF (DURA) [ST] | Purchases $15K–$50K; sales — | 1 | 0 | $15.0K to $50.0K net accumulation≈ | 2022-08-03 | — |
| BUY | FPE | First Trust Preferred Securities and Income ETF ETF (FPE) [ST] | Purchases $15K–$50K; sales — | 1 | 0 | $15.0K to $50.0K net accumulation≈ | 2022-02-09 | — |
| BUY | GOLD | Barrick Gold Corporation Common Stock (GOLD) [ST] | Purchases $15K–$50K; sales — | 1 | 0 | $15.0K to $50.0K net accumulation≈ | 2022-08-03 | — |
| BUY | VRAI | Virtus Real Asset Income ETF (VRAI) [ST] | Purchases $15K–$50K; sales — | 1 | 0 | $15.0K to $50.0K net accumulation≈ | 2022-08-03 | — |
| BUY | SFGYY | SONY FINL GROUP INC U/ADR (SFGYY) [ST] | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2025-12-26 | — |
| BUY | SONY | Sony Group Corporation American Depositary Shares (SONY) [ST] | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2026-12-26 | — |
| MIXED | AZO | autoZone, Inc. (aZo) [ST] | Purchases $15K–$50K; sales $1K–$15K | 1 | 1 | $0 to $49.0K≈ | 2020-04-17 | — |
| MIXED | FDRR | Fidelity dividend ETF for Rising Rates (FdRR) [ST] | Purchases $15K–$50K; sales $1K–$15K | 1 | 1 | $0 to $49.0K≈ | 2020-03-26 | — |
| MIXED | FDX | FedEx Corporation (FDX) [ST] | Purchases $15K–$50K; sales $1K–$15K | 1 | 1 | $0 to $49.0K≈ | 2023-06-29 | — |
| MIXED | MAA | Mid-america apartment Communities, Inc. (Maa) [ST] | Purchases $15K–$50K; sales $1K–$15K | 1 | 1 | $0 to $49.0K≈ | 2020-04-17 | — |
| MIXED | HCBK | Hudson City Bancorp, Inc. (HCBK) | Purchases —; sales — | 0 | 0 | $0≈ | 2015-11-09 | — |
| MIXED | IM | Ingram Micro Inc. (IM) | Purchases —; sales — | 0 | 0 | $0≈ | 2016-12-06 | — |
| MIXED | TM | Toyota Motor Corporation (TM) [ST] | Purchases $2K–$30K; sales $1K–$15K | 2 | 1 | −$13.0K to $29.0K≈ | 2020-03-26 | — |
| SELL | AAL | American Airlines group, Inc. (AAl) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2019-06-24 | — |
| SELL | BA | boeing Company (ba) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-04-17 | — |
| SELL | CCL | Carnival Corporation (CCl) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2019-06-24 | — |
| SELL | CHTR | Charter Communications, Inc. - Class A (CHTR) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2019-06-24 | — |
| SELL | CMCSA | Comcast Corporation - Class a (CMCSa) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-04-17 | — |
| SELL | DDR | DDR Corp. (DDR) | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2017-12-28 | — |
| SELL | DTRUY | DAIMLER TRUCK HLDG S/ADR (DTRUY) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2023-12-11 | — |
| SELL | DUK | duke Energy Corporation (duK) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2019-06-24 | — |
| SELL | ENB | Enbridge Inc (ENb) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2019-06-24 | — |
| SELL | HCP | HCP, Inc. (HCP) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2019-06-24 | — |
| SELL | KD | Kyndryl Holdings, Inc. (KD) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2023-12-11 | — |
| SELL | MAR | Marriott International - Class a (MaR) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-04-17 | — |
| SELL | PEP | Pepsico, Inc. (PEP) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-04-17 | — |
| SELL | RF | Regions Financial Corporation (RF) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-03-26 | — |
| SELL | RFI | Cohen & Steers Total Return Realty Fund, Inc. Common Stock (RFI) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2025-12-17 | — |
| SELL | RTN | Raytheon Company (RTN) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2020-03-26 | — |
| SELL | TWC | Time Warner Cable Inc (TWC) | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2016-05-20 | — |
| SELL | WU | Western Union Company (WU) | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2017-12-28 | — |
| MIXED | OZKAP | Bank OZK - 4.625% Series A Non- Cumulative Perpetual Preferred Stock (OZKAP) [ST] | Purchases $30K–$100K; sales $15K–$50K | 2 | 1 | −$20.0K to $85.0K≈ | 2025-12-17 | — |
| SELL | GE | general Electric Company (gE) [ST] | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2019-08-29 | — |
| SELL | LLY | Eli lilly and Company (llY) [ST] | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2020-03-26 | — |
| SELL | MTB | M&T Bank Corporation (MTB) | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2016-01-29 | — |
| SELL | RQI | Cohen & Steers Quality Income Realty Fund Inc Common Shares (RQI) [ST] | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2020-04-17 | — |
| SELL | SNE | Sony Corporation (SNE) [ST] | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2020-04-17 | — |
| SELL | X | United States Steel Corporation (X) | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2015-12-29 | — |
| SELL | XOM | Exxon Mobil Corporation (XOM) [ST] | Purchases —; sales $2K–$30K | 0 | 2 | −$30.0K to −$2.0K net disposal≈ | 2020-04-17 | — |
| MIXED | RA | brookfield Real assets Income Fund Inc. (Ra) [ST] | Purchases $15K–$50K; sales $15K–$50K | 1 | 1 | −$35.0K to $35.0K≈ | 2018-12-27 | — |
| SELL | PEAK | Healthpeak Properties, Inc. (PEAK) [ST] | Purchases —; sales $3K–$45K | 0 | 3 | −$45.0K to −$3.0K net disposal≈ | 2020-05-11 | — |
| SELL | SLB | Schlumberger N.V. (SLb) [ST] | Purchases —; sales $3K–$45K | 0 | 3 | −$45.0K to −$3.0K net disposal≈ | 2020-05-11 | — |
| SELL | T | aT&T Inc. (T) [ST] | Purchases —; sales $3K–$45K | 0 | 3 | −$45.0K to −$3.0K net disposal≈ | 2020-04-17 | — |
| SELL | CVS | CVS Health Corporation (CVS) [ST] | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2018-12-27 | — |
| SELL | FLR | Fluor Corporation Common Stock (FLR) [ST] | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2025-12-29 | — |
| SELL | NOC | Northrop Grumman Corporation Common Stock (NOC) [ST] | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2025-12-29 | — |
| SELL | WIW | Western Asset Inflation-Linked Opportunities & Income Fund (WIW) [ST] | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2023-01-31 | — |
| SELL | WY | Weyerhaeuser Company (WY) [ST] | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2019-08-29 | — |
| SELL | CVX | Chevron Corporation (CVX) [ST] | Purchases —; sales $4K–$60K | 0 | 4 | −$60.0K to −$4.0K net disposal≈ | 2020-05-11 | — |
| SELL | DIS | Walt disney Company (dIS) [ST] | Purchases —; sales $4K–$60K | 0 | 4 | −$60.0K to −$4.0K net disposal≈ | 2020-05-11 | — |
| SELL | KO | Coca-Cola Company (KO) [ST] | Purchases —; sales $4K–$60K | 0 | 4 | −$60.0K to −$4.0K net disposal≈ | 2020-05-11 | — |
| SELL | HST | Host Hotels & Resorts, Inc. - Common Stock (HST) [ST] | Purchases —; sales $16K–$65K | 0 | 2 | −$65.0K to −$16.0K net disposal≈ | 2024-12-11 | — |
| SELL | EBS | Emergent BioSolutions Inc. Common Stock (EBS) [ST] | Purchases —; sales $17K–$80K | 0 | 3 | −$80.0K to −$17.0K net disposal≈ | 2024-12-11 | — |
| SELL | IBM | International business Machines Corporation (IbM) [ST] | Purchases —; sales $17K–$80K | 0 | 3 | −$80.0K to −$17.0K net disposal≈ | 2020-03-26 | — |
| SELL | GS | Goldman Sachs Group, Inc. (GS) [ST] | Purchases —; sales $30K–$100K | 0 | 2 | −$100K to −$30.0K net disposal≈ | 2025-12-17 | — |
| SELL | MSFT | Microsoft Corporation (MSFT) [ST] | Purchases —; sales $30K–$100K | 0 | 2 | −$100K to −$30.0K net disposal≈ | 2020-03-26 | — |
| SELL | MS | Morgan Stanley Common Stock (MS) [ST] | Purchases —; sales $50K–$100K | 0 | 1 | −$100K to −$50.0K net disposal≈ | 2025-12-17 | — |
| SELL | PFE | Pfizer, Inc. (PFE) | Purchases —; sales $50K–$100K | 0 | 1 | −$100K to −$50.0K net disposal≈ | 2015-12-03 | — |
| MIXED | FHN | First Horizon Corporation (FHN) [ST] | Purchases $30K–$100K; sales $34K–$160K | 2 | 6 | −$130K to $66.0K≈ | 2023-05-26 | — |
| SELL | BRK.B | berkshire Hathaway Inc. New (bRK.b) [ST] | Purchases —; sales $32K–$130K | 0 | 4 | −$130K to −$32.0K net disposal≈ | 2020-05-11 | — |
| 1 tickers carry a wholly-undisclosed side — no endpoints, listed last, never zero | ||||||||
| MIXED | APVO | Aptevo Therapeutics Inc. (APVO) [ST] | Purchases —; sales not disclosed | 0 | 1 | not disclosed | 2019-06-24 | — |
Trading profile
VS HOUSE MEDIAN · TICK = MEDIAN · 298 MEMBERS- Filing lag (median)median days between trade date and filing date, over rows that disclose both
- +15dfaster than chamber — median +28d
- Rows per filingmachine-readable transaction rows per distinct source filing
- 2.0below median — median 3.2
- Share ≤ $15K bracket
- 51%larger lots — median 69%
- Buy share of rows
- 42%≈ chamber — median 47%
- Self-owned share
- 100%mostly self-owned — median 97%
filings incl. 5 paper: 85distinct default-view filings for this member, including paper (needs-OCR) filings that carry zero machine-readable rows · transactions: 164 · disclosed flow · trailing 12m: $2.4M–$5Msum of statutory bucket bounds over the trailing 12 months — an interval, not an estimate of value · median lag: +15dmedian days between trade date and filing date, over rows that disclose both · late filings: 6rows filed past the STOCK Act's 45-day window
Medians are per member across the 298 House members with disclosed rows in this build — one observation each, so a high-volume filer does not become the chamber. Statistics describe the filing record, never intent.
Sector mix
taxonomy v1 · SIC as of 2026-09-14| Sector | Trades | Flow range |
|---|---|---|
| manufacturing | 29 | Over $119K |
| finance-insurance-realestate | 19 | $194K–$685K |
| transport-utilities | 11 | $25K–$200K |
| services | 9 | $37K–$205K |
| mining | 3 | $3K–$45K |
| retail | 3 | $31K–$115K |
| construction | 1 | $15K–$50K |
| wholesale | 1 | $15K–$50K |
| no ticker disclosed coverage | 49 | $5.2M–$14.2M |
| ticker not resolved to an issuer coverage | 29 | $372K–$1.1M |
| issuer has no SIC on record coverage | 10 | $94K–$360K |
Sector from SEC SIC codesSector comes from SEC EDGAR SIC codes through the site's own taxonomy; rows without a sector are listed as coverage, never folded into a sector.
Recent disclosures and committee context
Largest recent disclosures
trailing 90d · lower bound| Filed ▾ | Asset | Side | Amount | Src |
|---|---|---|---|---|
| 2026-06-17 | US Treas Bills MAT 11/19/26 [GS] — asset type as filed: GS — asset as filed, no ticker disclosed | Purchase | $500K–$1M | |
| 2026-09-01 | US Treas Bills Int Rate 0.000% MAT 8/5/2027 [GS] — asset type as filed: GS — asset as filed, no ticker disclosed | Purchase | $250K–$500K | |
| 2026-09-01 | US Treas Bills Int Rate 0.000% MAT 2/18/2027 [GS] — asset type as filed: GS — asset as filed, no ticker disclosed | Purchase | $250K–$500K | |
| 2026-08-17 | U.S. Tres Bill Int. Rate 0.00% Mat 8/5/2027 [GS] — asset type as filed: GS — asset as filed, no ticker disclosed | Purchase | $100K–$250K | |
| 2026-08-17 | JPMorgan Chase BK N A INSTL CTF DEP ACT/365 4.200% MAT 8/11/2027 [CS] — asset type as filed: CS — asset as filed, no ticker disclosed | Purchase | $100K–$250K |
Ranked by disclosed lower bound, last 90 daysRanked by the disclosed lower bound, over the trailing 90 days by filed date.
Committees · jurisdiction overlap
membership snapshot 2026-09-14 · jurisdiction mapping v1Serves on: House Permanent Select Committee on Intelligence · House Committee on the Judiciary
No overlaps found within the MAPPED committee jurisdictions · 68 trades predate the membership snapshot's validity window and are unanswerable, not cleared · 5 trades touch committees outside the jurisdiction mapping (HLIG, HSJU) — unanswerable there, not cleared.
A jurisdiction overlap is context, not an accusation: it establishes and implies no legal, ethical, or causal conflict. It states only that the issuer's sector falls within a committee this member sat on as of the trade date, per the sources and mapping versions shown.
All disclosed transactions
164 rows · filed date desc · as of 2026-09-14 13:21 UTC| Kind | Ticker | Asset | OwnerFilings under this member include transactions by spouse (SP), dependent children (DC), and joint accounts (JT) — the STOCK Act does not distinguish who directed a trade. Owner codes ↗ | Range | Amount range | Traded → Filed | Source |
|---|---|---|---|---|---|---|---|
| Purchase | — | US Treas Bills Int Rate 0.000% MAT 8/5/2027 [GS] | — | $250K–$500K | no ticker | Traded → Filed +11d | |
| Purchase | — | US Treas Bills Int Rate 0.000% MAT 2/18/2027 [GS] | — | $250K–$500K | no ticker | Traded → Filed +11d | |
| Purchase | — | U.S. Tres Bill Int. Rate 0.00% Mat 8/5/2027 [GS] | — | $100K–$250K | no ticker | Traded → Filed +11d | |
| Purchase | — | JPMorgan Chase BK N A INSTL CTF DEP ACT/365 4.200% MAT 8/11/2027 [CS] | — | $100K–$250K | no ticker | Traded → Filed +12d | |
| Purchase | — | US Treas Bills MAT 11/19/26 [GS] | — | $500K–$1M | no ticker | Traded → Filed +21d | |
| Purchase | — | US Treas Bill Mat 10/29/2026 DTD 10/30/2025 [GS] | — | $50K–$100K | no ticker | Traded → Filed +16d | |
| Purchase | SFGYY | SONY FINL GROUP INC U/ADR (SFGYY) [ST] | — | $1K–$15K | Traded → Filed LATE·140d | ||
| Sale | — | METROPOLITAN GOVT NA DAVIDSON CNTY TENN HEALTH & ED L FACS BRD 3.750% 03/15/28 B [GS] | — | $1K–$15K | no ticker | Traded → Filed +43d | |
| Purchase | — | US Treasury Bills, due 8/20/2026 [GS] | — | $500K–$1M | no ticker | Traded → Filed +31d | |
| Purchase | — | United States Treasury Bill Mat 5/21/26 [GS] | — | $250K–$500K | no ticker | Traded → Filed +13d | |
| Purchase | SONY | Sony Group Corporation American Depositary Shares (SONY) [ST] | — | $1K–$15K | date anomaly | Traded → Filed filed −320d before trade | |
| Sale | NOC | Northrop Grumman Corporation Common Stock (NOC) [ST] | · partial (partial sale) | $15K–$50K | Traded → Filed +28d | ||
| Sale | FLR | Fluor Corporation Common Stock (FLR) [ST] | — | $15K–$50K | Traded → Filed +28d | ||
| Sale | MS | Morgan Stanley Common Stock (MS) [ST] | · partial (partial sale) | $50K–$100K | Traded → Filed +28d | ||
| Sale | RFI | Cohen & Steers Total Return Realty Fund, Inc. Common Stock (RFI) [ST] | — | $1K–$15K | Traded → Filed +28d | ||
| Sale | OZKAP | Bank OZK - 4.625% Series A Non- Cumulative Perpetual Preferred Stock (OZKAP) [ST] | · partial (partial sale) | $15K–$50K | Traded → Filed +28d | ||
| Sale | GS | Goldman Sachs Group, Inc. (GS) [ST] | · partial (partial sale) | $15K–$50K | Traded → Filed +28d | ||
| Sale | GS | Goldman Sachs Group, Inc. (GS) [ST] | · partial (partial sale) | $15K–$50K | Traded → Filed +28d | ||
| Purchase | — | US Treas Bill Mat 5/14/2026 [GS] | — | $250K–$500K | no ticker | Traded → Filed +28d | |
| Purchase | — | US Treas Bill Maturity 2/19/2026 [GS] | — | $1M–$5M | no ticker | Traded → Filed +22d | |
| Purchase | — | United States Treas Bills Maturity 11/13/2025 [GS] | — | $250K–$500K | no ticker | Traded → Filed +9d | |
| Purchase | — | United States Treas Bills Maturity 8/21/2025 [GS] | — | $500K–$1M | no ticker | Traded → Filed +36d | |
| Sale | EBS | Emergent BioSolutions Inc. Common Stock (EBS) [ST] | — | $1K–$15K | Traded → Filed +30d | ||
| Sale | HST | Host Hotels & Resorts, Inc. - Common Stock (HST) [ST] | — | $15K–$50K | Traded → Filed +30d | ||
| Purchase | — | Bradley County Tennessee Govt Bonds [GS] | — | $15K–$50K | no ticker | Traded → Filed +25d | |
| Purchase | — | Eastside Utility District (Hamilton County, TN) [GS] | — | $15K–$50K | no ticker | Traded → Filed +25d | |
| Sale | KD | Kyndryl Holdings, Inc. (KD) [ST] | — | $1K–$15K | Traded → Filed +24d | ||
| Sale | DTRUY | DAIMLER TRUCK HLDG S/ADR (DTRUY) [ST] | — | $1K–$15K | Traded → Filed +24d | ||
| Purchase | FDX | FedEx Corporation (FDX) [ST] | — | $15K–$50K | Traded → Filed +29d | ||
| Purchase | FHN | First Horizon Corporation (FHN) [ST] | — | $15K–$50K | Traded → Filed +31d | ||
| Purchase | — | FT UNIT 10479 PFD INCOME PORTFOLIO SER 114 [OT] | — | $15K–$50K | no ticker | Traded → Filed +7d | |
| Purchase | — | FEDERATED HERMES GOVERNMENT OBLIGATIONS FUND CLASS SS [GS] | — | $100K–$250K | no ticker | Traded → Filed +4d | |
| Sale | — | PUTNAM ULTRA SHORT DURATION INCOME FUND CLASS A [OT] | — | $100K–$250K | no ticker | Traded → Filed +4d | |
| Purchase | — | FIRST NATL BK & TR WEATHERFORD TEX CTF DEP ACT [CS] | — | $250K–$500K | no ticker | Traded → Filed +4d | |
| Purchase | — | CHARLES SCHWAB BK SSB WESTLAKE TEX CTF DEP ACT [CS] | — | $250K–$500K | no ticker | Traded → Filed +4d | |
| Sale | WIW | Western Asset Inflation-Linked Opportunities & Income Fund (WIW) [ST] | — | $15K–$50K | Traded → Filed +4d | ||
| Purchase | GOLD | Barrick Gold Corporation Common Stock (GOLD) [ST] | — | $15K–$50K | Traded → Filed +40d | ||
| Purchase | VRAI | Virtus Real Asset Income ETF (VRAI) [ST] | — | $15K–$50K | Traded → Filed +40d | ||
| Purchase | — | KEY BK NATL ASSN OHIO CTF DEP ACT/365 INT RATE 3.000% MATURITY 8/31/23 [CS] | — | $100K–$250K | no ticker | Traded → Filed +6d | |
| Purchase | OZKAP | Bank OZK - 4.625% Series A Non- Cumulative Perpetual Preferred Stock (OZKAP) [ST] | — | $15K–$50K | Traded → Filed +5d | ||
| Purchase | MS$P | Morgan Stanley Depositary Shares, each representing 1/1,000th of a share of 6.500% Non-Cumulative Preferred Stock, Series P (MS$P) [ST] | — | $50K–$100K | Traded → Filed +5d | ||
| Purchase | — | FIRST HORIZON CORP DEPOSITARY SHS REPSTG 1/400TH NON CUM PERP PFD 6.10% S/A DIV [CS] | — | $15K–$50K | no ticker | Traded → Filed +14d | |
| Purchase | DURA | VanEck Morningstar Durable Dividend ETF (DURA) [ST] | — | $15K–$50K | Traded → Filed +5d | ||
| Purchase | OZKAP | Bank OZK - 4.625% Series A Non- Cumulative Perpetual Preferred Stock (OZKAP) [ST] | — | $15K–$50K | Traded → Filed +5d | ||
| Purchase | SCHD | Schwab US Dividend Equity ETF (SCHD) [ST] | — | $50K–$100K | Traded → Filed +7d | ||
| Purchase | FHN | First Horizon Corporation (FHN) [ST] | — | $15K–$50K | Traded → Filed +6d | ||
| Purchase | VRP | Invesco Variable Rate Preferred ETF (VRP) [ST] | — | $50K–$100K | Traded → Filed +4d | ||
| Purchase | PFFV | global X Variable Rate Preferred ETF (PFFV) [ST] | — | $50K–$100K | Traded → Filed +4d | ||
| Purchase | FPE | First Trust Preferred Securities and Income ETF ETF (FPE) [ST] | — | $15K–$50K | Traded → Filed +6d | ||
| Purchase | FPEI | First Trust Institutional Preferred Securities and Income ETF (FPEI) [ST] | — | $50K–$100K | Traded → Filed +19d |
Amended filings show the latest versionEach row is the latest version of its filing: an amendment replaces the original it supersedes, and the original stays in the published record. · what's excluded ↗
1–50 of 164 transactions
Filing history
SOURCE REPORTS · FILED ↓| Filed | Rows | Receipt |
|---|---|---|
| 2026-09-01 | 2 | |
| 2026-08-17 | 2 | |
| 2026-06-17 | 1 | |
| 2026-05-20 | 1 | |
| 2026-05-15 | 1 | |
| 2026-04-28 | 1 | |
| 2026-03-26 | 1 | |
| 2026-03-05 | 1 | |
| 2026-02-09 | 1 | |
| 2026-01-26 | 2 | |
| 2026-01-14 | 5 | |
| 2025-12-16 | 1 | |
| 2025-09-12 | 1 | |
| 2025-05-28 | 1 | |
| 2025-04-01 | 1 | |
| 2025-01-10 | 2 | |
| 2024-02-28 | 2 | |
| 2024-01-04 | 2 | |
| 2023-07-28 | 1 | |
| 2023-06-26 | 1 | |
| 2023-02-13 | 1 | |
| 2023-02-04 | 5 | |
| 2022-09-12 | 2 | |
| 2022-08-29 | 1 | |
| 2022-08-23 | 1 | |
| 2022-08-15 | 1 | |
| 2022-08-10 | 1 | |
| 2022-08-08 | 2 | |
| 2022-08-05 | 1 | |
| 2022-08-02 | 1 | |
| 2022-02-15 | 3 | |
| 2021-12-07 | 1 | |
| 2020-06-18 | 7 | |
| 2020-05-22 | 7 | |
| 2020-05-22 | 8 | |
| 2020-05-22 | 7 | |
| 2020-04-22 | 20 | |
| 2019-09-12 | 7 | |
| 2019-07-03 | 9 | |
| 2019-01-08 | 3 | |
| 2018-11-29 | 1 | |
| 2018-11-29 | 1 | |
| 2018-11-05 | 1 | |
| 2018-10-18 | 1 | |
| 2018-09-11 | 1 | |
| 2018-08-27 | 1 | |
| 2018-08-22 | 1 | |
| 2018-08-17 | 1 | |
| 2018-08-08 | 1 | |
| 2018-06-13 | 1 | |
| 2018-03-12 | 1 | |
| 2018-02-27 | 1 | |
| 2018-02-01 | 1 | |
| 2018-01-31 | 1 | |
| 2018-01-10 | 2 | |
| 2017-10-16 | 1 | |
| 2017-09-27 | 1 | |
| 2017-09-07 | 1 | |
| 2017-08-11 | 1 | |
| 2017-04-25 | 1 | |
| 2017-04-25 | 1 | |
| 2017-02-02 | 1 | |
| 2017-01-31 | 1 | |
| 2016-12-21 | 1 | |
| 2016-12-07 | 1 | |
| 2016-08-24 | 1 | |
| 2016-08-23 | 1 | |
| 2016-07-15 | 1 | |
| 2016-06-07 | 1 | |
| 2016-05-12 | 2 | |
| 2016-05-12 | 1 | |
| 2016-05-09 | 1 | |
| 2016-01-21 | 3 | |
| 2015-12-18 | 1 | |
| 2015-12-08 | 1 | |
| 2015-11-23 | 1 | |
| 2015-09-02 | 3 | |
| 2015-07-27 | 1 | |
| 2015-07-09 | 1 | |
| 2015-06-10 | 1 |
Signals
all signals ↗| Ticker | Kind | Filed | Size | Src |
|---|---|---|---|---|
| — | S-1 · Large disclosureamount lower bound ≥ $250K — the disclosed lower bound, never the upper | 2026-09-01 | $250K–$500K | |
| — | S-1 · Large disclosureamount lower bound ≥ $250K — the disclosed lower bound, never the upper | 2026-09-01 | $250K–$500K | |
| — | S-1 · Large disclosureamount lower bound ≥ $250K — the disclosed lower bound, never the upper | 2026-06-17 | $500K–$1.0M |
Filed dates lag the trades
How this is computed
PTRs are filed up to 45 days after the trade (later when late) — at read time the position may have changed or closed; a signal describes a disclosure, never a current holding.
PLANNED annual holdings · 13F overlap
Additional disclosure analysis
Most-disclosed tickers
trailing 24m| Ticker | Trades | Flow range ·§flow range = sum of statutory bucket bounds — an interval, not an estimate of value; derived by Public Filings from the disclosed ranges | Last |
|---|---|---|---|
| GS | 2 | $30K–$100K§ | 2025-12 |
| EBS | 1 | $1K–$15K§ | 2024-12 |
| FLR | 1 | $15K–$50K§ | 2025-12 |
| HST | 1 | $15K–$50K§ | 2024-12 |
| MS | 1 | $50K–$100K§ | 2025-12 |
| NOC | 1 | $15K–$50K§ | 2025-12 |
Reporting window
Published 2026-09-14
Trade date and filing date are retained separately. Late and unparseable records stay identified in the data.
Holdings coverage
Annual holdings are not in this view
Periodic transaction reports do not establish a portfolio. Annual holdings and reconciliation require annual financial-disclosure records.
Paper filings — not machine-readable
These filings were submitted on paper. They are retained and counted — they appear in filing totals with zero transaction rows — but their contents are not yet machine-readable, and Public Filings does not hand-transcribe. The archived document is already the record.
| Filed ▾ | Status | Src |
|---|---|---|
| 2015-05-15 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2015-05-15 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2015-01-06 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2014-12-22 | paper filing — needs OCR retained and counted; zero machine-readable rows | |
| 2014-01-13 | paper filing — needs OCR retained and counted; zero machine-readable rows |