RiverFront Investment Group, LLC

CIK 1469751 · EDGAR ↗

sum of disclosed values for 2026-03-31; 0 positions have no disclosed value and are left out of the sum, counted here rather than dropped: $6.5B
every reported holding for this filer and quarter, including ones with no disclosed value: 384
positions with no comparable holding in the prior quarter (kind new), 2026-03-31: 52
positions absent from this quarter's filing after being held last quarter (kind exit), 2026-03-31 — inferred from absence, not a sale record: 14

Quarter-end snapshot, filed up to 45 days later — not current holdings. What a 13F covers ↓

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Position changes into quarter 2026-03-31
The reviewed ticker for the filed issuer name and share class, the same mapping the Reported positions table uses. Symbols are never inferred from names; — means no reviewed mapping.	position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	reported unit changed across the pair (SH↔PRN); the share delta is withheld rather than fabricated	Prev value	Curr value	Prev shares	Curr shares
—	share class as filed: COMMON · position key `sid:sec:prov:f1fd766d326ca552a85c000a4415c3d6` · issuer key `cusip6:46432F`	ADD	+$14.2M	+119,638	$282M	$296M	3,155,022	3,274,660
—	share class as filed: COMMON · position key `sid:sec:prov:7e3935dc1f8b30677f3ae168aaf27ee0` · issuer key `iss:2392`	ADD	+$912K	+115,664	$248M	$249M	1,873,038	1,988,702
—	share class as filed: ETF - E · position key `pos:17400` · issuer key `iss:2408`	ADD	+$20.8M	+404,064	$218M	$239M	3,804,642	4,208,706
—	share class as filed: COMMON · position key `pos:13215` · issuer key `iss:144`	ADD	+$6.0M	+83,108	$228M	$234M	837,401	920,509
—	share class as filed: COMMON · position key `pos:12549` · issuer key `iss:1013`	ADD	+$25.5M	+241,682	$183M	$208M	2,561,235	2,802,917
—	share class as filed: COMMON · position key `pos:10567` · issuer key `iss:1602`	ADD	−$12.2K	+38,832	$199M	$199M	7,746,423	7,785,255
—	share class as filed: COMMON · position key `pos:16734` · issuer key `iss:1633`	ADD	−$1.9M	+26,053	$194M	$192M	8,429,126	8,455,179
—	share class as filed: COMMON · position key `pos:11514` · issuer key `iss:1012`	ADD	−$1.1M	+86,618	$183M	$182M	918,400	1,005,018
—	share class as filed: COMMON · position key `sid:sec:prov:646dd98d51ffd9a312c8378d5fe206fd` · issuer key `iss:2404`	NEW	+$181M	+1,711,671	$0	$181M	—	1,711,671
—	share class as filed: COMMON · position key `pos:17965` · issuer key `iss:2477`	ADD	+$396K	+19,254	$176M	$176M	2,376,713	2,395,967
a reviewed mapping row for this filed issuer name and share class (never inferred from the name)	share class as filed: COMMON · position key `pos:15642` · issuer key `iss:1334`	ADD	−$598K	+61,782	$175M	$175M	939,933	1,001,715
—	share class as filed: COMMON · position key `pos:10892` · issuer key `iss:2454`	ADD	−$12.8M	+7,992	$180M	$167M	1,250,548	1,258,540
—	share class as filed: COMMON · position key `pos:15938` · issuer key `iss:2474`	ADD	+$20.0M	+28,009	$144M	$164M	399,345	427,354
—	share class as filed: COMMON · position key `sid:sec:prov:da76927ea7bfa34385e39a3ae24e4aeb` · issuer key `iss:2408`	ADD	+$10.8M	+212,698	$128M	$139M	2,530,212	2,742,910
—	share class as filed: COMMON · position key `sid:sec:prov:56b05b23603c017e287f8db59897c4bd` · issuer key `iss:2410`	ADD	+$1.4M	+37,801	$132M	$133M	2,605,154	2,642,955
—	share class as filed: COMMON · position key `pos:16971` · issuer key `iss:1013`	ADD	+$421K	+16,492	$133M	$133M	1,304,901	1,321,393
—	share class as filed: COMMON · position key `sid:sec:prov:a59babf8c31c9f025049c5ddba97e09b` · issuer key `iss:2409`	ADD	+$18.5M	+128,053	$113M	$132M	1,409,592	1,537,645
—	share class as filed: COMMON · position key `pos:11173` · issuer key `iss:995`	ADD	+$1.8M	+16,516	$127M	$129M	207,243	223,759
—	share class as filed: COMMON · position key `pos:11707` · issuer key `iss:1012`	ADD	−$11.2M	+29,066	$134M	$122M	1,449,021	1,478,087
—	share class as filed: COMMON · position key `pos:17821` · issuer key `iss:89`	TRIM	−$21.0M	−30,500	$142M	$121M	453,170	422,670

Flags: no row carries a flag.

1–20 of the 100 changes on this page

Mark-to-market only (no share change) · 36

Positions whose share count is identical in both quarters; the value changed with price, not with a decision.

Positions held with no share change into quarter 2026-03-31
position matched across quarters by exact reported CUSIP over a registry gap — never a name match	NEW / ADD / TRIM / EXIT by share count · NO CHANGE = same shares; the value moved with price, so never an ADD or a TRIM · EXIT = absent this quarter (disposed, delisted, confidential, or reported by an affiliate) — the filing does not say which · NO PRIOR = no comparable prior quarter on record (a first filing, or a quarter filed inside an affiliate's report), so not called a new stake · n/c = not classifiable: value undisclosed on one side of the pair, or neither shares nor value can classify it · †v: the reported share count is unchanged across the pair; this build's data classified the change from its reported value; builds from 2026-09-10 on read it as NO CHANGE	derived by Public Filings from the published data; “no value” means the source did not disclose a usable value — never zero	Prev value	Curr value	Prev shares	Curr shares
share class as filed: COMMON · position key `pos:12235` · issuer key `iss:1463`	NO CHANGE	+$389K	$1.0M	$1.4M	7,000	7,000
share class as filed: COMMON · position key `pos:11570` · issuer key `iss:1599`	NO CHANGE	−$50.3K	$1.1M	$1.0M	1,593	1,593
share class as filed: COMMON · position key `pos:17321` · issuer key `iss:81`	NO CHANGE	+$141K	$743K	$885K	32,000	32,000
share class as filed: COMMON · position key `pos:10618` · issuer key `iss:511`	NO CHANGE	−$155K	$1.0M	$864K	26,012	26,012
share class as filed: COMMON · position key `pos:12282` · issuer key `iss:1965`	NO CHANGE	+$279K	$480K	$759K	6,497	6,497
share class as filed: COMMON · position key `pos:11590` · issuer key `iss:645`	NO CHANGE	+$128K	$620K	$749K	1,014	1,014
share class as filed: COMMON · position key `sid:sec:prov:4e79d81f588bb2259034a48f0a9aef65` · issuer key `iss:2447`	NO CHANGE	−$191K	$833K	$642K	5,371	5,371
share class as filed: COMMON · position key `sid:sec:prov:909ab807a85afe3c3f5170c1a7ba0aec` · issuer key `cusip6:950810`	NO CHANGE	+$22.5K	$598K	$621K	18,000	18,000
share class as filed: COMMON · position key `sid:sec:prov:fbe2069936310c4fd1e930d7bd6a6681` · issuer key `cusip6:14020G`	NO CHANGE	−$64.2K	$667K	$603K	15,009	15,009
share class as filed: FOREIGN · position key `pos:14503` · issuer key `iss:1578`	NO CHANGE	+$119K	$449K	$569K	6,115	6,115
share class as filed: COMMON · position key `sid:sec:prov:13becf024a2b19f44fb05c414b126357` · issuer key `cusip6:37960A`	NO CHANGE	+$17.5K	$530K	$548K	15,490	15,490
share class as filed: COMMON · position key `pos:15088` · issuer key `iss:1970`	NO CHANGE	−$182K	$721K	$539K	10,000	10,000
share class as filed: COMMON · position key `pos:13364` · issuer key `iss:1894`	NO CHANGE	−$119K	$558K	$439K	2,500	2,500
share class as filed: COMMON · position key `pos:10573` · issuer key `iss:1159`	NO CHANGE	+$10.2K	$427K	$437K	2,664	2,664
share class as filed: COMMON · position key `pos:17774` · issuer key `iss:1162`	NO CHANGE	+$93.1K	$319K	$412K	1,459	1,459
share class as filed: ETF - E · position key `sid:sec:prov:2ebeed7ba0c3c8f5495a6059ae850775` · issuer key `cusip6:14020W`	NO CHANGE	−$10.0K	$395K	$385K	9,050	9,050
share class as filed: FOREIGN · position key `cusip:641069406` · issuer key `cusip6:641069`	NO CHANGE	−$6.7K	$373K	$367K	3,757	3,757
share class as filed: COMMON · position key `pos:14990` · issuer key `iss:1602`	NO CHANGE	+$16.8K	$345K	$362K	2,478	2,478
share class as filed: COMMON · position key `pos:11901` · issuer key `iss:1012`	NO CHANGE	+$23.0K	$316K	$339K	2,241	2,241
share class as filed: COMMON · position key `sid:sec:prov:a701cb2202f60a72e8c77623fe28220e` · issuer key `cusip6:53656F`	NO CHANGE	−$19.1K	$350K	$331K	6,577	6,577
share class as filed: COMMON · position key `sid:sec:prov:e76c50d8d78965620229dad5d0752e61` · issuer key `cusip6:00162Q`	NO CHANGE	−$3.6K	$334K	$331K	4,982	4,982
share class as filed: COMMON · position key `pos:13906` · issuer key `iss:1012`	NO CHANGE	−$1.4K	$331K	$330K	1,561	1,561
share class as filed: COMMON · position key `sid:sec:prov:e8109066e0de906a428dfe0d0a950fd5` · issuer key `cusip6:861025`	NO CHANGE	+$6.3K	$304K	$310K	4,676	4,676
share class as filed: COMMON · position key `sid:sec:prov:e80cc45ae7833b901a24570947177154` · issuer key `cusip6:921909`	NO CHANGE	+$6.6K	$298K	$305K	3,952	3,952
share class as filed: COMMON · position key `pos:10195` · issuer key `iss:1012`	NO CHANGE	−$15.1K	$315K	$300K	3,000	3,000
share class as filed: COMMON · position key `sid:sec:prov:306e123d9030b6bc2a09c46e657c00d4` · issuer key `cusip6:14020V`	NO CHANGE	−$13.6K	$301K	$288K	7,487	7,487
share class as filed: COMMON · position key `sid:sec:prov:540de7889b63d704bb03ef22a475617b` · issuer key `cusip6:75970E`	NO CHANGE	+$7.2K	$280K	$287K	7,950	7,950
share class as filed: COMMON · position key `pos:14728` · issuer key `iss:811`	NO CHANGE	−$65.9K	$330K	$264K	7,100	7,100
share class as filed: COMMON · position key `pos:12412` · issuer key `iss:2479`	NO CHANGE	+$7.8K	$244K	$252K	1,700	1,700
share class as filed: COMMON · position key `pos:12799` · issuer key `iss:1016`	NO CHANGE	+$10.1K	$221K	$231K	2,734	2,734
share class as filed: COMMON · position key `pos:17707` · issuer key `iss:271`	NO CHANGE	−$85.8K	$316K	$230K	11,647	11,647
share class as filed: COMMON · position key `sid:sec:prov:4573af69d5c6ef46d60a2b205f388fe3` · issuer key `iss:2436`	NO CHANGE	−$3.6K	$220K	$216K	2,315	2,315
share class as filed: COMMON · position key `sid:sec:prov:365ed936e5e9529653cac956d30ecf93` · issuer key `cusip6:25434V`	NO CHANGE	−$4.0K	$216K	$212K	5,446	5,446
share class as filed: COMMON · position key `sid:sec:prov:d75c214a79d17014369a3774d152b8b0` · issuer key `iss:2380`	NO CHANGE	+$550	$205K	$205K	2,215	2,215
share class as filed: COMMON · position key `pos:16174` · issuer key `iss:1386`	NO CHANGE	−$6.9K	$209K	$202K	1,869	1,869
share class as filed: COMMON · position key `sid:sec:prov:8123b52084f6c031861eb0b33462fe11` · issuer key `cusip6:85571B`	NO CHANGE	−$8.8K	$200K	$191K	11,100	11,100

Ticker: no position here maps to a reviewed ticker. Flags: no row carries a flag.

Holdings without a security ID are counted, not compared. Method ↗

Reported positions — 2026-03-31

310 issuers · 384 rows

View

This build carries one quarter for this manager: 2026-03-31. Notable managers carry four published quarters, others two.

This list carries reported issuer names and security identities, without a dated ticker mapping. Symbols are not inferred from names.

a position composed from a base filing plus NEW-HOLDINGS amendments keeps every source row here; the composition's latest filed date is the one shown served from this build's published holdings (derived from the filer's own reported rows); every row resolves to its filing

Share of total reported value, calculated only when the full position list has disclosed values. This is 13F long value, not total assets.

value undisclosed on the filing: retained and counted, excluded from sums, never shown as $0

—

ISHARES TR U.S. TECH

19 positions · 19 reported rows

Rows RiverFront Investment Group, LLC reported for ISHARES TR U.S. TECH, as it reported them
ISHARES TR U.S. TECH · COMMON CUSIP — src ↗	$182M	1,005,018
ISHARES TR U.S. FIN S · COMMON CUSIP — src ↗	$122M	1,478,087
ISHARES TR S&P 500 IN · COMMON CUSIP — src ↗	$118M	180,196
ISHARES TR 7-10 YR TR · COMMON CUSIP — src ↗	$106M	1,110,125
ISHARES TR S&P MIDCAP · COMMON CUSIP — src ↗	$8.2M	121,700
ISHARES TR RUSSELL100 · COMMON CUSIP — src ↗	$3.6M	8,381
ISHARES TR MSCI EAFE · COMMON CUSIP — src ↗	$3.4M	34,663
ISHARES TR S&P500 GRW · COMMON CUSIP — src ↗	$2.4M	21,122
ISHARES TR S&P 100 ID · COMMON CUSIP — src ↗	$1.7M	5,346
ISHARES TR S&P SMLCAP · COMMON CUSIP — src ↗	$1.7M	13,596
ISHARES TR 20 YR TRS · COMMON CUSIP — src ↗	$1.7M	19,345
ISHARES TR RUSSELL MI · COMMON CUSIP — src ↗	$1.2M	12,753
ISHARES TR RUSSELL100 · COMMON CUSIP — src ↗	$963K	4,508
ISHARES TR MSCI EMERG · COMMON CUSIP — src ↗	$773K	13,615
ISHARES TR S&P NA SEM · COMMON CUSIP — src ↗	$497K	1,511
ISHARES TR RUSSELL 20 · COMMON CUSIP — src ↗	$422K	1,702
ISHARES TR DJ SEL DIV · COMMON CUSIP — src ↗	$339K	2,241
ISHARES TR S&P 500 VA · COMMON CUSIP — src ↗	$330K	1,561
ISHARES TR S&P GBL IN · COMMON CUSIP — src ↗	$300K	3,000

ticker not yet mapped

$556M

4,038,470

8.6%

—

SELECT SECTOR SPDR TR

10 positions · 10 reported rows

Rows RiverFront Investment Group, LLC reported for SELECT SECTOR SPDR TR, as it reported them
SELECT SECTOR SPDR TR · COMMON CUSIP — src ↗	$167M	1,258,540
SELECT SECTOR SPDR TR · COMMON CUSIP 81369Y209 src ↗	$76.4M	521,112
SELECT SECTOR SPDR TR · COMMON CUSIP 81369Y704 src ↗	$71.5M	442,213
COMMUNICATION SERVICE · COMMON CUSIP 81369Y852 src ↗	$60.3M	544,132
SELECT SECTOR SPDR TR · COMMON CUSIP 81369Y407 src ↗	$52.9M	485,837
SELECT SECTOR SPDR TR · COMMON CUSIP 81369Y506 src ↗	$40.5M	660,579
SELECT SECTOR SPDR TR · COMMON CUSIP 81369Y100 src ↗	$23.3M	466,022
SELECT SECTOR SPDR TR · COMMON CUSIP — src ↗	$18.3M	223,274
SELECT SECTOR SPDR TR · COMMON CUSIP — src ↗	$495K	10,786
SELECT SECTOR SPDR TR · COMMON CUSIP 81369Y605 src ↗	$358K	7,242

ticker not yet mapped

$511M

4,619,737

7.9%

—

ISHARES TR EAFE VALUE

11 positions · 11 reported rows

Rows RiverFront Investment Group, LLC reported for ISHARES TR EAFE VALUE, as it reported them
ISHARES TR EAFE VALUE · COMMON CUSIP — src ↗	$208M	2,802,917
ISHARES TR LEHMAN 10- · COMMON CUSIP — src ↗	$133M	1,321,393
ISHARES TR ISHS 1-5YR · COMMON CUSIP — src ↗	$81.8M	1,556,115
ISHARES TR TR U.S. ME · COMMON CUSIP — src ↗	$23.3M	437,370
ISHARES TR CALIF MUN · COMMON CUSIP — src ↗	$13.9M	244,554
ISHARES TR LEHMAN INT · COMMON CUSIP — src ↗	$5.0M	93,262
ISHARES TR MSCI ACWI · COMMON CUSIP — src ↗	$2.3M	33,172
ISHARES TR S&P NATL M · COMMON CUSIP — src ↗	$1.4M	13,604
ISHARES TR S&P SHRT N · COMMON CUSIP — src ↗	$1.2M	11,275
ISHARES TR DJ OIL&GAS · COMMON CUSIP — src ↗	$921K	7,377
ISHARES TR JPMORGAN U · COMMON CUSIP — src ↗	$709K	7,544

ticker not yet mapped

$472M

6,528,583

7.3%

—

J P MORGAN EXCHANGE T

5 positions · 5 reported rows

Rows RiverFront Investment Group, LLC reported for J P MORGAN EXCHANGE T, as it reported them
J P MORGAN EXCHANGE T · ETF - E CUSIP — src ↗	$239M	4,208,706
JP MORGAN EXCHANGE TR · COMMON CUSIP 46641Q837 src ↗	$139M	2,742,910
J P MORGAN EXCHANGE-T · COMMON CUSIP 46641Q225 src ↗	$42.3M	449,734
J P MORGAN EXCHANGE T · ETF - E CUSIP 46641Q647 src ↗	$7.3M	146,996
J P MORGAN EXCHANGE T · COMMON CUSIP 46641Q746 src ↗	$5.5M	140,189

ticker not yet mapped

$433M

7,688,535

6.7%

—

SPDR SERIES TRUST POR

5 positions · 5 reported rows

Rows RiverFront Investment Group, LLC reported for SPDR SERIES TRUST POR, as it reported them
SPDR SERIES TRUST POR · COMMON CUSIP — src ↗	$199M	7,785,255
SPDR SERIES TRUST POR · COMMON CUSIP — src ↗	$95.4M	1,246,265
SPDR SERIES TRUST DJW · COMMON CUSIP — src ↗	$1.3M	15,965
SPDR SERIES TRUST S&P · COMMON CUSIP — src ↗	$362K	2,478
SPDR SERIES TRUST POR · COMMON CUSIP — src ↗	$336K	15,139

ticker not yet mapped

$297M

9,065,102

4.6%

—

ISHARES TR CORE MSCI · COMMON CUSIP 46432F842
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$296M

3,274,660

4.6%

—

GOLDMAN SACHS ETF TR · COMMON CUSIP 381430503
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$249M

1,988,702

3.8%

—

J P MORGAN EXCHANGE T

2 positions · 2 reported rows

Rows RiverFront Investment Group, LLC reported for J P MORGAN EXCHANGE T, as it reported them
J P MORGAN EXCHANGE T · COMMON CUSIP 46654Q757 src ↗	$132M	1,537,645
J P MORGAN EXCHANGE T · COMMON CUSIP — src ↗	$113M	2,042,061

ticker not yet mapped

$245M

3,579,706

3.8%

—

APPLE INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$234M

920,509

3.6%

—

VANECK ETF TRUST SEMI

3 positions · 3 reported rows

Rows RiverFront Investment Group, LLC reported for VANECK ETF TRUST SEMI, as it reported them
VANECK ETF TRUST SEMI · COMMON CUSIP — src ↗	$164M	427,354
VANECK ETF TRUST MRNG · COMMON CUSIP 92189F593 src ↗	$35.7M	1,044,587
VANECK VECTORS FALLEN · COMMON CUSIP 92189F437 src ↗	$4.1M	142,121

ticker not yet mapped

$204M

1,614,062

3.1%

—

VANGUARD SCOTTSDALE F

4 positions · 4 reported rows

Rows RiverFront Investment Group, LLC reported for VANGUARD SCOTTSDALE F, as it reported them
VANGUARD SCOTTSDALE F · COMMON CUSIP 92206C409 src ↗	$69.9M	882,235
VANGUARD SCOTTSDALE F · COMMON CUSIP 92206C706 src ↗	$63.2M	1,060,677
VANGUARD SCOTTSDALE F · COMMON CUSIP — src ↗	$54.7M	660,632
VANGUARD SCOTTSDALE F · COMMON CUSIP 92206C813 src ↗	$6.8M	91,045

ticker not yet mapped

$195M

2,694,589

3.0%

—

SCHWAB STRATEGIC TR 5

2 positions · 2 reported rows

Rows RiverFront Investment Group, LLC reported for SCHWAB STRATEGIC TR 5, as it reported them
SCHWAB STRATEGIC TR 5 · COMMON CUSIP — src ↗	$192M	8,455,179
SCHWAB STRATEGIC TR U · COMMON CUSIP — src ↗	$470K	16,152

ticker not yet mapped

$192M

8,471,331

3.0%

—

INVESCO EXCH TRADED F

2 positions · 2 reported rows

Rows RiverFront Investment Group, LLC reported for INVESCO EXCH TRADED F, as it reported them
INVESCO EXCH TRADED F · COMMON CUSIP 46138G888 src ↗	$181M	1,711,671
INVESCO NASDAQ 100 ET · COMMON CUSIP — src ↗	$9.2M	38,857

ticker not yet mapped

$190M

1,750,528

2.9%

—

VANGUARD BD INDEX FD · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$176M

2,395,967

2.7%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NVIDIA CORPORATION CO · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

$175M

1,001,715

2.7%

—

ISHARES INC CORE MSCI

3 positions · 3 reported rows

Rows RiverFront Investment Group, LLC reported for ISHARES INC CORE MSCI, as it reported them
ISHARES INC CORE MSCI · COMMON CUSIP — src ↗	$78.3M	1,123,183
ISHARES INC MSCI EMRG · ETF - E CUSIP — src ↗	$73.6M	935,113
ISHARES INC MSCI JPN · COMMON CUSIP — src ↗	$231K	2,734

ticker not yet mapped

$152M

2,061,030

2.4%

—

JANUS DETROIT STR TR · COMMON CUSIP 47103U845
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$133M

2,642,955

2.1%

—

ALPHABET INC CAP STK

2 positions · 2 reported rows

Rows RiverFront Investment Group, LLC reported for ALPHABET INC CAP STK, as it reported them
ALPHABET INC CAP STK · COMMON CUSIP — src ↗	$121M	422,670
ALPHABET CLASS A · COMMON CUSIP — src ↗	$11.8M	40,990

ticker not yet mapped

$133M

463,660

2.1%

—

INVESCO QQQ TR UNIT S · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$129M

223,759

2.0%

—

MICROSOFT CORP COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$111M

298,785

1.7%

—

AMAZON COM INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$101M

482,839

1.6%

—

GLOBAL X FDS US INFR

4 positions · 4 reported rows

Rows RiverFront Investment Group, LLC reported for GLOBAL X FDS US INFR, as it reported them
GLOBAL X FDS US INFR · COMMON CUSIP 37954Y673 src ↗	$82.6M	1,625,956
GLOBAL X S&P 500 COVE · COMMON CUSIP — src ↗	$3.9M	98,989
GLOBAL X FDS NASDAQ 1 · ETF - E CUSIP 37954Y483 src ↗	$1.2M	69,030
GLOBAL X X FDS RUSSEL · COMMON CUSIP 37954Y459 src ↗	$896K	59,904

ticker not yet mapped

$88.6M

1,853,879

1.4%

—

ISHARES TR MSCI EURO

2 positions · 2 reported rows

Rows RiverFront Investment Group, LLC reported for ISHARES TR MSCI EURO, as it reported them
ISHARES TR MSCI EURO · COMMON CUSIP 464289180 src ↗	$44.8M	1,285,082
ISHARES TR 10 YR INV · COMMON CUSIP 464289511 src ↗	$42.5M	856,466

ticker not yet mapped

$87.3M

2,141,548

1.4%

—

PIMCO ETF TR MULTISEC

3 positions · 3 reported rows

Rows RiverFront Investment Group, LLC reported for PIMCO ETF TR MULTISEC, as it reported them
PIMCO ETF TR MULTISEC · COMMON CUSIP 72201R585 src ↗	$49.0M	1,871,364
PIMCO ETF TR 25YR ZE · COMMON CUSIP 72201R882 src ↗	$35.6M	556,338
PIMCO ETF TR 0-5 HIGH · COMMON CUSIP 72201R783 src ↗	$216K	2,315

ticker not yet mapped

$84.9M

2,430,017

1.3%

—

WALMART INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$83.4M

671,039

1.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

JPMORGAN CHASE & CO. · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

$56.2M

190,896

0.9%

—

LATTICE STRATEGIES TR · COMMON CUSIP 518416870
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$51.9M

822,680

0.8%

—

HARTFORD INSURANCE GR · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$40.3M

297,797

0.6%

—

BERKSHIRE HATHAWAY IN · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$34.8M

72,541

0.5%

—

PALANTIR TECHNOLOGIES · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$32.7M

223,871

0.5%

—

LILLY ELI & CO COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$28.5M

30,939

0.4%

—

UNITED PARCEL SERVICE · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$27.4M

278,311

0.4%

—

FRANKLIN TEMPLETON ET · COMMON CUSIP 35473P744
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$27.0M

747,452

0.4%

—

EOG RES INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$27.0M

186,434

0.4%

—

INVESCO EXCH TRD SLF · COMMON CUSIP 46138J577
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$25.7M

1,378,357

0.4%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

COCA COLA CO · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

$22.3M

293,014

0.3%

—

ALPS ETF TR RIVERFRNT

4 positions · 4 reported rows

Rows RiverFront Investment Group, LLC reported for ALPS ETF TR RIVERFRNT, as it reported them
ALPS ETF TR RIVERFRNT · COMMON CUSIP 00162Q528 src ↗	$15.2M	243,331
ALPS ETF TR RIVERFRON · COMMON CUSIP 00162Q536 src ↗	$3.7M	163,430
ALPS ETF TR RIVERFRNT · ETF - F CUSIP 00162Q783 src ↗	$2.5M	107,273
ALPS ETF TR RIVERFRNT · COMMON CUSIP 00162Q510 src ↗	$331K	4,982

ticker not yet mapped

$21.7M

519,016

0.3%

—

VISA INC COM CL A · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$20.0M

66,183

0.3%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

PROCTER AND GAMBLE CO · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

$19.2M

133,042

0.3%

—

EXXON MOBIL CORP COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$18.6M

109,855

0.3%

—

TESLA MTRS INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$17.6M

47,369

0.3%

—

BROADCOM INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$16.0M

51,625

0.2%

—

FIRST TR EXCH TRADED

2 positions · 2 reported rows

Rows RiverFront Investment Group, LLC reported for FIRST TR EXCH TRADED, as it reported them
FIRST TR EXCH TRADED · COMMON CUSIP 33739P608 src ↗	$10.0M	121,774
FIRST TR EXCH TRADED · COMMON CUSIP 33739P707 src ↗	$3.0M	36,407

ticker not yet mapped

$13.0M

158,181

0.2%

—

DBX ETF TR XTRACK MSC · COMMON CUSIP 233051630
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$12.0M

368,959

0.2%

—

BANK OF AMERICA CORPO · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$11.3M

231,378

0.2%

—

JOHNSON & JOHNSON COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$11.0M

44,856

0.2%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

WELLS FARGO & CO NEW · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

$10.2M

128,188

0.2%

—

MARATHON PETE CORP CO · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$10.1M

41,342

0.2%

—

VANGUARD WORLD FD MEG

2 positions · 2 reported rows

Rows RiverFront Investment Group, LLC reported for VANGUARD WORLD FD MEG, as it reported them
VANGUARD WORLD FD MEG · COMMON CUSIP 921910873 src ↗	$6.4M	27,156
VANGUARD WORLD FD EXT · COMMON CUSIP 921910709 src ↗	$3.6M	56,177

ticker not yet mapped

$10.1M

83,333

0.2%

—

SPDR SER TR CAP S/T H

2 positions · 2 reported rows

Rows RiverFront Investment Group, LLC reported for SPDR SER TR CAP S/T H, as it reported them
SPDR SER TR CAP S/T H · COMMON CUSIP 78468R408 src ↗	$9.5M	381,856
SPDR SER TR SPDR BLOO · COMMON CUSIP 78468R663 src ↗	$260K	2,838

ticker not yet mapped

$9.8M

384,694

0.2%

—

HOME DEPOT INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$9.3M

28,402

0.1%

—

PHILIP MORRIS INTL IN · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$8.8M

53,230

0.1%

—

ABBVIE INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$8.3M

38,217

0.1%

—

PNC FINL SVCS GROUP I · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$8.0M

38,624

0.1%

—

CATERPILLAR INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$7.9M

11,214

0.1%

—

MCDONALDS CORP COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$7.7M

24,721

0.1%

—

TRANE TECHNOLOGIES PL · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$7.1M

16,925

0.1%

—

ISHARES TR 0-5YR HI Y · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$6.7M

159,167

0.1%

—

VANGUARD INDEX FDS VA

5 positions · 5 reported rows

Rows RiverFront Investment Group, LLC reported for VANGUARD INDEX FDS VA, as it reported them
VANGUARD INDEX FDS VA · COMMON CUSIP — src ↗	$2.4M	12,411
VANGUARD INDEX FDS S& · COMMON CUSIP 922908363 src ↗	$1.5M	2,492
VANGUARD INDEX FDS GR · COMMON CUSIP — src ↗	$1.4M	3,319
VANGUARD INDEX FDS MI · COMMON CUSIP — src ↗	$815K	2,838
VANGUARD INDEX FDS SM · COMMON CUSIP — src ↗	$387K	1,478

ticker not yet mapped

$6.6M

22,538

0.1%

—

MERCK & CO. INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$6.5M

53,994

0.1%

—

CHEVRON CORP NEW COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$6.4M

30,979

0.1%

—

FACEBOOK INC CL A · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$6.3M

10,976

0.1%

—

STRYKER CORP COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$5.3M

16,156

0.1%

—

HARTFORD FDS EXCHANGE · ETF - E CUSIP 41653L503
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$5.3M

136,437

0.1%

—

CANADIAN NATL RY CO C · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$5.0M

49,000

0.1%

—

INTUITIVE SURGICAL IN · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$4.9M

10,697

0.1%

—

CISCO SYS INC · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$4.9M

63,341

0.1%

—

INTERNATIONAL BUSINES · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$4.9M

20,275

0.1%

—

MUELLER INDS INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$4.8M

43,000

0.1%

—

RAYTHEON TECHNOLOGIES · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$4.6M

23,683

0.1%

—

GE VERNOVA LLC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$4.5M

5,156

0.1%

—

KINDER MORGAN INC DEL · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$4.4M

131,219

0.1%

—

MASTERCARD INC CL A · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$4.3M

8,650

0.1%

—

ORACLE SYS CORP · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$4.3M

29,084

0.1%

—

ISHARES TR HIGH YLD C

2 positions · 2 reported rows

Rows RiverFront Investment Group, LLC reported for ISHARES TR HIGH YLD C, as it reported them
ISHARES TR HIGH YLD C · COMMON CUSIP 46436E320 src ↗	$3.4M	114,845
ISHARES TR 0-3 MNTH T · COMMON CUSIP 46436E718 src ↗	$791K	7,862

ticker not yet mapped

$4.2M

122,707

0.1%

—

FEDEX CORP COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$4.0M

11,304

0.1%

—

GOLDMAN SACHS ETF TR

2 positions · 2 reported rows

Rows RiverFront Investment Group, LLC reported for GOLDMAN SACHS ETF TR, as it reported them
GOLDMAN SACHS ETF TR · COMMON CUSIP — src ↗	$2.5M	51,349
GOLDMAN SACHS ETF TR · COMMON CUSIP — src ↗	$1.4M	28,278

ticker not yet mapped

$4.0M

79,627

0.1%

—

EMERSON ELEC CO · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$3.9M

29,479

0.1%

—

COSTCO WHSL CORP NEW · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$3.7M

3,700

0.1%

—

VANGUARD TAX-MANAGED · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$3.6M

56,618

0.1%

—

LOWES COS INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$3.6M

15,304

0.1%

—

ABBOTT LABS · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$3.5M

34,433

0.1%

—

SOUTHERN CO COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$3.5M

36,052

0.1%

—

GENERAL ELECTRIC CO C · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$3.4M

12,077

0.1%

—

HONEYWELL INTL INC CO · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$3.3M

14,777

0.1%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

NEXTERA ENERGY INC CO · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

$3.2M

34,232

0.0%

—

AUTOZONE INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$3.1M

930

0.0%

—

NETFLIX INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$3.1M

31,810

0.0%

—

NORFOLK SOUTHN CORP · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$3.0M

10,553

0.0%

—

ALTRIA GROUP INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$2.6M

39,509

0.0%

—

CSX CORP · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$2.4M

58,230

0.0%

—

THERMO ELECTRON CORP · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$2.4M

4,831

0.0%

—

DISNEY WALT PRODTNS · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$2.3M

23,788

0.0%

verified against the SEC company list on 2026-09-10 — a reviewed mapping row for this filed issuer name and class (never inferred)

MICRON TECHNOLOGY INC · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

$2.3M

6,778

0.0%

—

AMGEN INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$2.3M

6,417

0.0%

—

3M CO COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$2.2M

15,362

0.0%

—

ADVANCED MICRO DEVICE · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$2.2M

10,764

0.0%

—

BANK OF NEW YORK MELL · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$2.2M

18,415

0.0%

—

CORNING INC COM · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$2.2M

15,975

0.0%

—

PRICE T ROWE GROUP IN · COMMON CUSIP —
2026-03-31 filed 2026-05-11 +41d

src ↗

ticker not yet mapped

$2.1M

23,286

0.0%

1–20 of the 100 issuers on this page

One line per issuer, largest first — open a line for its reported rows. Grouping ↗

Book shape

Tick = median of the 8,748 tracked filers with a 2026-03-31 book (the index median: the 8,662 with a complete book). Concentration uses reported 13F long value, not total assets; the index is withheld when any position lacks a value.

share of the period's disclosed value held in the top-N positions; denominator is reported 13F value, not total assets: 63.7%below median 80.0%
integer Herfindahl–Hirschman index in basis points over disclosed position values: 202 bpsbelow median 446 bps
holdings with no disclosed value (undisclosed, or unreadable on the filing) — kept and counted, never shown as zero: 384 / 384median book 97.5 positions

398 quarter-over-quarter rows

Filing history

Available filing periods
Period	Source
2026-03-31	EDGAR ↗
2026-06-30	EDGAR ↗

Complete source filings on SEC EDGAR

The filing on EDGAR is the record, including any filed after this build.

Open RiverFront Investment Group, LLC's 13F filings on SEC EDGAR ↗

A 13F is a quarterly, long-only snapshot filed up to 45 days late — not current holdings. what a 13F covers ↗

13F reports cover LONG positions in Section 13(f) securities (US exchange-traded equities plus reportable options, warrants, certain convertibles) held by managers with at least $100M in such securities — so managers below that threshold are absent entirely. No short positions, no cash, no non-13(f) assets — not a full portfolio, and not a census of institutional ownership.

Positions are quarter-end snapshots filed up to 45 days late — not current holdings: a position may have changed or closed since the quarter ended.

Values are the manager's stated market value at quarter-end in era-dependent units (whole dollars for form versions effective 2023-01-03 onward, thousands before), normalized here to whole dollars; each record notes its original unit.

Affiliated managers may report the same position, so one position can appear under more than one filer.

Positions under confidential treatment may be omitted until a later amendment discloses them.

These are disclosures, not investment advice.

Changes · Q1 2026Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.

Reported positions — 2026-03-31

Book shape

Filing history

Changes · Quarter ended 2026-03-31. Newest filing in this build: 2026-07-31. Per-row filing dates are on each receipt.