644 reported transactions
Amounts are the ranges in the filing. Purchases and sales are disclosures, not a statement of current holdings.
Disclosed flow by quarter. 24Q4: no purchases, no sales; 25Q1: no purchases, no sales; 25Q2: no purchases, no sales; 25Q3: no purchases, no sales; 25Q4: no purchases, no sales; 26Q1: no purchases, no sales; 26Q2: no purchases, no sales; 26Q3: no purchases, no sales
| Net | Ticker | Issuer | Buy ◂ ▸ Sellnet disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zeronet disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zero | Buys | Sells | Net range ·§net disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zero | Last traded | 13FInstitutional overlap is not available in this build. |
|---|---|---|---|---|---|---|---|---|
| BUY | ETP | Energy Transfer Partners, L.P. Common Units representing limited partner interests (ETP) [ST] | Purchases $66K–$165K; sales — | 3 | 0 | $66.0K to $165K net accumulation | 2018-10-19 | — |
| BUY | BPL | buckeye Partners L.P. (bPL) | Purchases $64K–$260K; sales — | 8 | 0 | $64.0K to $260K net accumulation≈ | 2015-10-14 | — |
| BUY | AM | Antero Midstream Partners LP Common Units representing limited partner interests (AM) | Purchases $50K–$400K; sales — | 22 | 0 | $50.0K to $400K net accumulation≈ | 2016-04-11 | — |
| BUY | PAA | Plains All American Pipeline, L.P. (PAA) | Purchases $151K–$365K; sales $31K–$115K | 3 | 3 | $36.0K to $334K net accumulation≈ | 2016-09-16 | — |
| BUY | TLLP | Tesoro Logistics LP Common Units representing Limited Partner Interests (TLLP) | Purchases $22K–$155K; sales — | 8 | 0 | $22.0K to $155K net accumulation≈ | 2015-10-12 | — |
| BUY | DPM | DCP Midstream Partners, LP DCP Midstream Partnership, LP Common Units (DPM) | Purchases $16K–$65K; sales — | 2 | 0 | $16.0K to $65.0K net accumulation≈ | 2016-04-25 | — |
| BUY | AMGP | Antero Midstream gP LP Common Shares of Beneficial Interests (AMgP) | Purchases $15K–$50K; sales — | 1 | 0 | $15.0K to $50.0K net accumulation≈ | 2017-12-21 | — |
| BUY | ENB | Enbridge Inc (ENB) [ST] | Purchases $15K–$50K; sales — | 1 | 0 | $15.0K to $50.0K net accumulation≈ | 2018-09-20 | — |
| BUY | GEL | genesis Energy, L.P. Common Units (gEL) | Purchases $15K–$50K; sales — | 1 | 0 | $15.0K to $50.0K net accumulation≈ | 2015-07-17 | — |
| BUY | SHLX | Shell Midstream Partners, L.P. Common Units representing Limited Partner Interests (SHLX) [ST] | Purchases $15K–$50K; sales — | 1 | 0 | $15.0K to $50.0K net accumulation≈ | 2018-09-17 | — |
| BUY | EQGP | EQgP Holdings, LP Common Units representing limited partner interests (EQgP) [ST] | Purchases $24K–$185K; sales $1K–$15K | 10 | 1 | $9.0K to $184K net accumulation≈ | 2018-11-30 | — |
| BUY | MPLX | MPLX LP Common Units Representing Limited Partner Interests (MPLX) [ST] | Purchases $67K–$180K; sales $16K–$65K | 4 | 2 | $2.0K to $164K net accumulation≈ | 2018-09-11 | — |
| BUY | ET | Energy Transfer LP Common Units (ET) [ST] | Purchases $1K–$15K; sales — | 1 | 0 | $1.0K to $15.0K net accumulation≈ | 2018-11-01 | — |
| MIXED | NBLX | Noble Midstream Partners LP Common Units Representing Limited Partner Interests (NBLX) [ST] | Purchases $15K–$50K; sales $1K–$15K | 1 | 1 | $0 to $49.0K≈ | 2018-09-11 | — |
| MIXED | ACMP | Access Midstream Partners, L.P. Common Units Representing Limited Partner Interests (ACMP) | Purchases —; sales — | 0 | 0 | $0≈ | 2015-02-02 | — |
| MIXED | APL | Atlas Pipeline Partners, L.P. Common Units, No Par Value (APL) | Purchases —; sales — | 0 | 0 | $0≈ | 2015-03-03 | — |
| MIXED | MWE | MarkWest Energy Partners, LP Common units representing limited partnership units (MWE) | Purchases —; sales — | 0 | 0 | $0≈ | 2015-12-04 | — |
| MIXED | EQM | EQM Midstream Partners, LP Common Units representing Limited Partner Interests (EQM) [ST] | Purchases $47K–$180K; sales $15K–$50K | 5 | 1 | −$3.0K to $165K≈ | 2018-10-23 | — |
| SELL | RMP | Rice Midstream Partners LP Common Units representing limited partner interests (RMP) [ST] | Purchases —; sales $1K–$15K | 0 | 1 | −$15.0K to −$1.0K net disposal≈ | 2018-07-23 | — |
| MIXED | VLP | Valero Energy Partners LP Common Units representing limited partner interests (VLP) [ST] | Purchases $44K–$310K; sales $4K–$60K | 16 | 4 | −$16.0K to $306K≈ | 2018-11-20 | — |
| MIXED | TRP | TransCanada Corporation (TRP) [ST] | Purchases $31K–$115K; sales $15K–$50K | 3 | 1 | −$19.0K to $100K≈ | 2018-09-20 | — |
| SELL | TRGP | Targa Resources, Inc. (TRgP) | Purchases —; sales $15K–$50K | 0 | 1 | −$50.0K to −$15.0K net disposal≈ | 2016-02-19 | — |
| SELL | OKS | oNEoK Partners, L.P. (oKS) | Purchases —; sales $16K–$65K | 0 | 2 | −$65.0K to −$16.0K net disposal≈ | 2017-06-30 | — |
| MIXED | CPPL | Columbia Pipeline Partners LP Common Units representing Limited Partner Interests (CPPL) | Purchases $11K–$165K; sales $17K–$80K | 11 | 3 | −$69.0K to $148K≈ | 2015-10-19 | — |
| MIXED | ANDX | Andeavor Logistics LP Common Units representing Limited Partner Interests (ANDX) [ST] | Purchases $15K–$50K; sales $30K–$100K | 1 | 2 | −$85.0K to $20.0K≈ | 2018-09-18 | — |
| MIXED | MMP | Magellan Midstream Partners L.P. Limited Partnership (MMP) [ST] | Purchases $15K–$50K; sales $50K–$100K | 1 | 1 | −$85.0K to $0≈ | 2018-09-21 | — |
| MIXED | WMB | Williams Companies, Inc. (WMB) [ST] | Purchases $15K–$50K; sales $50K–$100K | 1 | 1 | −$85.0K to $0≈ | 2018-09-18 | — |
| MIXED | PSXP | Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership (PSXP) [ST] | Purchases $64K–$310K; sales $45K–$150K | 15 | 3 | −$86.0K to $265K≈ | 2018-09-19 | — |
| MIXED | EPD | Enterprise Products Partners L.P. (EPD) | Purchases $102K–$230K; sales $80K–$200K | 4 | 3 | −$98.0K to $150K≈ | 2016-09-28 | — |
| SELL | OKE | oNEoK, Inc. (oKE) [ST] | Purchases —; sales $30K–$100K | 0 | 2 | −$100K to −$30.0K net disposal≈ | 2018-09-10 | — |
| MIXED | RRMS | Rose Rock Midstream, L.P. Common Units Representing Limited Partner Interests (RRMS) | Purchases $1K–$15K; sales $10K–$150K | 1 | 10 | −$149K to $5.0K≈ | 2016-01-08 | — |
| SELL | SXL | Energy Transfer Partners, L.P. Common Units representing limited partner interests (ETP) - (formerly known as Sunoco Logistics Partners LP Common Units representing limited partner interests (SXL)) | Purchases —; sales $10K–$150K | 0 | 10 | −$150K to −$10.0K net disposal≈ | 2017-04-28 | — |
| SELL | WES | Western gas Partners, LP Limited Partner Interests (WES) [ST] | Purchases —; sales $65K–$150K | 0 | 2 | −$150K to −$65.0K net disposal≈ | 2018-09-17 | — |
| SELL | NGLS | Targa Resources Partners LP Common Units Representing Limited Partnership Interests (NgLS) | Purchases —; sales $47K–$180K | 0 | 5 | −$180K to −$47.0K net disposal≈ | 2016-02-17 | — |
| SELL | NGL | NgL ENERgY PARTNERS LP Common Units representing Limited Partner Interests (NgL) | Purchases —; sales $22K–$330K | 0 | 22 | −$330K to −$22.0K net disposal≈ | 2015-10-29 | — |
| SELL | WPZ | Williams Partners, L.P. Common Units Representing Limited Partner Interests (WPZ) [ST] | Purchases $15K–$50K; sales $161K–$415K | 1 | 7 | −$400K to −$111K net disposal≈ | 2018-08-10 | — |
| SELL | ETE | Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests (ETE) | Purchases —; sales $142K–$530K | 0 | 15 | −$530K to −$142K net disposal≈ | 2016-02-08 | — |
filings incl. 0 paper: 47distinct default-view filings for this member, including paper (needs-OCR) filings that carry zero machine-readable rows · transactions: 644 · disclosed flow · trailing 12m: —sum of statutory bucket bounds over the trailing 12 months — an interval, not an estimate of value · median lag: +20dmedian days between trade date and filing date, over rows that disclose both · late filings: 0rows filed past the STOCK Act's 45-day window
Medians are per member across the 298 House members with disclosed rows in this build — one observation each, so a high-volume filer does not become the chamber. Statistics describe the filing record, never intent.
| Sector | Trades | Flow range |
|---|---|---|
| transport-utilities | 82 | $1.1M–$3.5M |
| no ticker disclosed coverage | 396 | Over $42.1M |
| ticker not resolved to an issuer coverage | 166 | $2.3M–$7.3M |
No rankable disclosures in the trailing 90 days.
No committee memberships on record in the snapshot.
No disclosed trades fall inside this member's committee jurisdictions as of their trade dates · 82 trades predate the membership snapshot's validity window and are unanswerable, not cleared.
| Kind | Ticker | Asset | OwnerFilings under this member include transactions by spouse (SP), dependent children (DC), and joint accounts (JT) — the STOCK Act does not distinguish who directed a trade. Owner codes ↗ | Range | Amount range | Traded → Filed | Source |
|---|---|---|---|---|---|---|---|
| Sale | EQGP | EQgP Holdings, LP Common Units representing limited partner interests (EQgP) [ST] | · partial (partial sale) | $1K–$15K | Traded → Filed +7d | ||
| Purchase | — | JPMoRgAN CHASE & Co. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 02/20/2020 [CS] | — | $100K–$250K | no ticker | Traded → Filed +10d | |
| Purchase | — | JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 0% STRUCTURED NoTE DUE 01/22/2021 [CS] | — | $50K–$100K | no ticker | Traded → Filed +17d | |
| Sale | — | PUT/XSP @ 258 EXP 12/14/2018 - CBoE MINI SPX INDEX [oT] | · partial (partial sale) | $1K–$15K | no ticker | Traded → Filed +17d | |
| Sale | VLP | Valero Energy Partners LP Common Units representing limited partner interests (VLP) [ST] | · partial (partial sale) | $1K–$15K | Traded → Filed +17d | ||
| Purchase | — | PUT/XSP @ 281 EXP 11/23/2018 - CBoE MINI SPX INDEX [oT] | — | $15K–$50K | no ticker | Traded → Filed +17d | |
| Purchase | — | BoFA FINANCE LLC LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 0% STRUCTURED NoTE DUE 10/27/2020 [CS] | — | $250K–$500K | no ticker | Traded → Filed +23d | |
| Sale | — | PUT/XSP @ 266 EXP 12/28/2018 - CBoE MINI SPX INDEX [oT] | · partial (partial sale) | $15K–$50K | no ticker | Traded → Filed +23d | |
| Purchase | — | PUT/XSP @ 279 EXP 11/16/2018 - CBoE MINI SPX INDEX [oT] | — | $15K–$50K | no ticker | Traded → Filed +23d | |
| Sale | VLP | Valero Energy Partners LP Common Units representing limited partner interests (VLP) [ST] | · partial (partial sale) | $1K–$15K | Traded → Filed +23d | ||
| Purchase | — | THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 11/25/2020 [CS] | — | $50K–$100K | no ticker | Traded → Filed +30d | |
| Purchase | — | JENISoN MICH PUB SCHS go 5% 05/01/23 MN - MUNI BoND [gS] | — | $100K–$250K | no ticker | Traded → Filed +31d | |
| Purchase | ET | Energy Transfer LP Common Units (ET) [ST] | — | $1K–$15K | Traded → Filed +36d | ||
| Purchase | — | JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 04/22/2020 [CS] | — | $50K–$100K | no ticker | Traded → Filed +36d | |
| Sale | — | PUT/XSP @ 255 EXP 12/07/2018 - CBoE MINI SPX INDEX [oT] | · partial (partial sale) | $1K–$15K | no ticker | Traded → Filed +7d | |
| Purchase | — | PUT/XSP @ 286 EXP 11/02/2018 - CBoE MINI SPX INDEX [oT] | — | $50K–$100K | no ticker | Traded → Filed +7d | |
| Sale | — | gRAND RAPIDS MICH CMNTY go 5% 05/01/20 MN - MUNI BoND [gS] | · partial (partial sale) | $100K–$250K | no ticker | Traded → Filed +13d | |
| Sale | — | CoNN ST go 5% 06/01/22 JD - MUNI BoND [gS] | — | $250K–$500K | no ticker | Traded → Filed +13d | |
| Sale | — | MICHIgAN FIN AUTH REV REV 5% 10/01/20 Ao - MUNI BoND [gS] | · partial (partial sale) | $100K–$250K | no ticker | Traded → Filed +13d | |
| Sale | — | KALAMAZoo MICH PUB SCHS go 5% 05/01/21 MN - MUNI BoND [gS] | · partial (partial sale) | $250K–$500K | no ticker | Traded → Filed +13d | |
| Purchase | EQM | EQM Midstream Partners, LP Common Units representing Limited Partner Interests (EQM) [ST] | — | $1K–$15K | Traded → Filed +14d | ||
| Sale | VLP | Valero Energy Partners LP Common Units representing limited partner interests (VLP) [ST] | · partial (partial sale) | $1K–$15K | Traded → Filed +14d | ||
| Purchase | — | PUT/XSP @ 283 EXP 10/26/2018 - CBoE MINI SPX INDEX [oT] | — | $15K–$50K | no ticker | Traded → Filed +14d | |
| Purchase | — | CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 11/20/2019 [CS] | — | $50K–$100K | no ticker | Traded → Filed +14d | |
| Sale | — | PUT/XSP @ 260 EXP 01/18/2019 - CBoE MINI SPX INDEX [oT] | · partial (partial sale) | $15K–$50K | no ticker | Traded → Filed +14d | |
| Purchase | — | PLYMoUTH-CANToN MICH CMNTY SCH go 5% 05/01/23 MN - MUNI BoND [gS] | — | $100K–$250K | no ticker | Traded → Filed +15d | |
| Exchange | ET | Energy Transfer LP Common Units (ET) [ST] | — | $100K–$250K | Traded → Filed +18d | ||
| Exchange | ETP | Energy Transfer Partners, L.P. Common Units representing limited partner interests (ETP) [ST] | — | $100K–$250K | Traded → Filed +18d | ||
| Purchase | — | JPMoRgAN CHASE & Co. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 11/20/2019 [CS] | — | $100K–$250K | no ticker | Traded → Filed +19d | |
| Purchase | — | BoFA FINANCE LLC LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 01/23/2020 [CS] | — | $100K–$250K | no ticker | Traded → Filed +19d | |
| Purchase | — | CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 06/22/2020 [CS] | — | $100K–$250K | no ticker | Traded → Filed +19d | |
| Purchase | — | CITIgRoUP INC. LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 04/22/2020 [CS] | — | $100K–$250K | no ticker | Traded → Filed +19d | |
| Purchase | — | CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 08/20/2020 [CS] | — | $100K–$250K | no ticker | Traded → Filed +19d | |
| Sale | — | JACKSoNVILLE FLA SPL REV REV 5% 10/01/25 Ao - MUNI BoND [gS] | — | $100K–$250K | no ticker | Traded → Filed +19d | |
| Purchase | — | THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 10/21/2020 [CS] | — | $100K–$250K | no ticker | Traded → Filed +19d | |
| Purchase | — | MATTAWAN MICH CoNS SCH DIST go 5% 05/01/25 MN - MUNI BoND [gS] | — | $50K–$100K | no ticker | Traded → Filed +20d | |
| Purchase | — | PUT/XSP @ 276 EXP 10/19/2018 - CBoE MINI SPX INDEX [oT] | — | $1K–$15K | no ticker | Traded → Filed +20d | |
| Sale | — | PUT/XSP @ 268 EXP 12/21/2018- CBoE MINI SPX INDEX [oT] | · partial (partial sale) | $1K–$15K | no ticker | Traded → Filed +20d | |
| Sale | — | CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 03/13/2020 [CS] | · partial (partial sale) | $50K–$100K | no ticker | Traded → Filed +21d | |
| Purchase | — | UBS Ag LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 06/18/2020 [CS] | — | $50K–$100K | no ticker | Traded → Filed +21d | |
| Sale | — | ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2901.52 STRUCTURED NoTE DUE 06/03/2020 [CS] | · partial (partial sale) | $250K–$500K | no ticker | Traded → Filed +21d | |
| Sale | — | SoCIETE gENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 07/11/2019 [CS] | · partial (partial sale) | $100K–$250K | no ticker | Traded → Filed +21d | |
| Sale | — | CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 05/28/2020 [CS] | — | $250K–$500K | no ticker | Traded → Filed +21d | |
| Purchase | — | BNP PARIBAS LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 09/11/2020 [CS] | — | $50K–$100K | no ticker | Traded → Filed +28d | |
| Purchase | — | CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 03/13/2020 [CS] | — | $250K–$500K | no ticker | Traded → Filed +32d | |
| Purchase | — | CANADIAN IMPERIAL BANK oF CoMM LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER, 0% STRUCTURED NoTE DUE 02/20/2020 [CS] | — | $50K–$100K | no ticker | Traded → Filed +32d | |
| Sale | — | PUT/XSP @ 281 EXP 11/23/2018 - CBoE MINI SPX INDEX [oT] | · partial (partial sale) | $1K–$15K | no ticker | Traded → Filed +33d | |
| Purchase | — | HASLETT MICH PUB SCH DIST go 5% 05/01/26 MN - MUNI BoND [gS] | — | $100K–$250K | no ticker | Traded → Filed +33d | |
| Purchase | — | MADISoN WIS go 4% 10/01/25 Ao - MUNI BoND [gS] | — | $50K–$100K | no ticker | Traded → Filed +33d | |
| Purchase | — | UNIVERSITY MICH UNIV REVS REV 5% 04/01/23 Ao - MUNI BoND [gS] | — | $500K–$1M | no ticker | Traded → Filed +34d |
| Filed | Rows | Receipt |
|---|---|---|
| 2018-12-07 | 14 | |
| 2018-11-06 | 39 | |
| 2018-10-05 | 32 | |
| 2018-09-07 | 12 | |
| 2018-08-07 | 10 | |
| 2018-07-06 | 7 | |
| 2018-06-05 | 16 | |
| 2018-05-04 | 10 | |
| 2018-04-06 | 10 | |
| 2018-03-06 | 9 | |
| 2018-02-06 | 6 | |
| 2018-01-05 | 12 | |
| 2017-12-06 | 12 | |
| 2017-11-06 | 12 | |
| 2017-10-06 | 2 | |
| 2017-09-06 | 6 | |
| 2017-08-04 | 6 | |
| 2017-07-06 | 9 | |
| 2017-06-06 | 15 | |
| 2017-05-05 | 7 | |
| 2017-04-06 | 5 | |
| 2017-03-06 | 8 | |
| 2017-02-06 | 15 | |
| 2017-01-05 | 14 | |
| 2016-12-02 | 9 | |
| 2016-11-03 | 7 | |
| 2016-10-05 | 13 | |
| 2016-09-02 | 8 | |
| 2016-08-03 | 10 | |
| 2016-07-05 | 6 | |
| 2016-06-03 | 15 | |
| 2016-05-04 | 19 | |
| 2016-04-04 | 5 | |
| 2016-03-07 | 11 | |
| 2016-02-02 | 6 | |
| 2016-01-08 | 16 | |
| 2015-12-02 | 9 | |
| 2015-11-03 | 52 | |
| 2015-10-06 | 41 | |
| 2015-09-03 | 32 | |
| 2015-08-05 | 51 | |
| 2015-07-02 | 4 | |
| 2015-06-02 | 8 | |
| 2015-05-01 | 5 | |
| 2015-04-01 | 9 | |
| 2015-03-03 | 9 | |
| 2015-02-02 | 11 |
No signals for this member in the retained window — a computed answer over the rules on /signals, not an absence of coverage.
PLANNED annual holdings · 13F overlap
No tickers disclosed in the trailing 24 months.
Amounts are the ranges in the filing. Purchases and sales are disclosures, not a statement of current holdings.
Trade date and filing date are retained separately. Late and unparseable records stay identified in the data.
Periodic transaction reports do not establish a portfolio. Annual holdings and reconciliation require annual financial-disclosure records.