Nancy Pelosi

Democrat — D–CA-11 · U.S. House · serving since 1987 · member ID P000197Amounts are statutory ranges; totals on this page are therefore ranges too. Amount ranges ↗
Disclosures
227
66 filings · 1 paper · retained
Net flow · 12m
−$61.9M to $15.5M
purchases minus sales · statutory ranges, an interval
Distinct tickers
45
across every disclosed row
Late filings
10
filed past the 45-day window
Flows from periodic transaction reports · House Clerk + Senate eFD · statutory ranges · every row retains its receipt

Disclosed flow by quarter

bar = [min, max] of bucket sums · derived ·§flow range = sum of statutory bucket bounds — an interval, not an estimate of value; derived by Public Filings from the disclosed ranges
24Q4
25Q1
25Q2
25Q3
25Q4
26Q1
26Q2
26Q3
how this chart is drawn ·§gaps are gaps — no interpolation · y from $0 · no midpoints — bar spans the disclosed bounds · 1 exchange/unparsed-side rows excluded · source: House Clerk + Senate eFD

Disclosed flow by quarter. 24Q4: purchases $1.5M–$6M, sales $6M–$30M; 25Q1: purchases $1.3M–$2.6M, no sales; 25Q2: purchases $1M–$5M, sales $15K–$50K; 25Q3: no purchases, no sales; 25Q4: purchases $700K–$1.5M, sales $14.4M–$70.8M; 26Q1: purchases $2.4M–$7.9M, no sales; 26Q2: purchases $1.5M–$6M, no sales; 26Q3: purchases $4.3M–$14.5M, no sales

Net disclosed flow by ticker

flows, not holdings ·§PTRs are flows, not holdings — this table nets disclosed flow intervals; it is NOT a portfolio and cannot become one without the member's annual FD report · 19 rows disclose no ticker and are outside this tableALL DISCLOSED HISTORY · net range
Net disclosed flow by ticker for Nancy Pelosi
NetTickerIssuerBuy ◂ ▸ Sellnet disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zeronet disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zeroBuysSellsNet range ·§net disclosed flow = sum of purchase bucket bounds minus sum of sale bucket bounds, as a net range net = [pL−sU, pU−sL]. A side with no rows has summed zero — a fact, not an absence. A row with any wholly-undisclosed amount on either side is not rankable and sits in the labeled bucket below the ranked rows, never coerced to zeroLast traded13FInstitutional overlap is not available in this build.
BUYABAllianceBernstein Holding L.P. Units (AB) [AB]Purchases $4.5M–$12M; sales —90$4.5M to $12.0M net accumulation2026-01-16
BUYBEBloom Energy Corporation Class A Common Stock (BE) [OP]Purchases $3M–$12M; sales —40$3.0M to $12.0M net accumulation2026-07-28
BUYAVGOBroadcom Inc. - Common Stock (AVGO) [ST]Purchases $2M–$10M; sales —20$2.0M to $10.0M net accumulation2025-06-20
BUYINTCIntel Corporation - Common Stock (INTC) [ST]Purchases $1.8M–$6.5M; sales —30$1.8M to $6.5M net accumulation2026-07-24
BUYPANWPalo Alto Networks, Inc. (PANW) [ST]Purchases $1.6M–$6.3M; sales —30$1.6M to $6.3M net accumulation2024-12-20
BUYGOOGAlphabet Inc. - Class C Capital Stock (GOOG) [ST]Purchases $1.5M–$6M; sales —20$1.5M to $6.0M net accumulation2022-09-16
BUYPYPLPayPal Holdings, Inc. - Common Stock (PYPL) [ST]Purchases $2.3M–$4.5M; sales $750K–$1.5M53$750K to $3.8M net accumulation2025-12-30
BUYAXPAmerican Express Company (AXP) [ST]Purchases $600K–$1.3M; sales —30$600K to $1.3M net accumulation2022-01-21
BUYVSTVistra Corp. Common Stock (VST) [ST]Purchases $600K–$1.3M; sales —20$600K to $1.3M net accumulation2026-01-16
BUYHTZHertz global Holdings, Inc (HTZ)Purchases $545K–$1.3M; sales —100$545K to $1.3M net accumulation2015-07-16
BUYCRWDCrowdStrike Holdings, Inc. - Class A (CRWD) [ST]Purchases $500K–$1M; sales —10$500K to $1.0M net accumulation2020-09-03
BUYUBERUber Technologies, Inc. Common Stock (UBER) [OP]Purchases $500K–$1M; sales —10$500K to $1.0M net accumulation2026-05-29
BUYNFLXNetflix, Inc. (NFLX) [ST]Purchases $1.4M–$5.8M; sales $500K–$1M32$350K to $5.3M net accumulation2022-12-30
BUYDBXDropbox, Inc. - Class a (DBX)Purchases $250K–$500K; sales —10$250K to $500K net accumulation2018-03-27
BUYTaT&T Inc. (T) [sT]Purchases $250K–$500K; sales —10$250K to $500K net accumulation2018-10-24
BUYMUMicron Technology, Inc. (MU) [OP]Purchases $250K–$500K; sales $15K–$50K11$200K to $485K net accumulation2022-09-16
BUYSUNEsunEdison, Inc. (suNE)Purchases $100K–$250K; sales —10$100K to $250K net accumulation2014-10-24
BUYTEMTempus AI, Inc. - Class A Common Stock (TEM) [ST]Purchases $100K–$200K; sales —20$100K to $200K net accumulation2026-01-16
BUYSQsquare, Inc. Class a (sQ)Purchases $16K–$65K; sales —20$16.0K to $65.0K net accumulation2017-01-20
MIXEDTSLATesla, Inc. - Common Stock (TSLA) [ST]Purchases $1.5M–$6M; sales $750K–$1.5M22$0 to $5.3M2024-06-24
MIXEDVSNTVersant Media Group, Inc. - Class A Common Stock (VSNT) [ST]Purchases —; sales —00$02026-01-02
MIXEDWBDWarner Bros. Discovery, Inc. - Series A (WBD) [ST]Purchases —; sales —00$02022-04-11
SELLBCORBlucora, Inc. (BCoR)Purchases —; sales $1K–$15K01−$15.0K to −$1.0K net disposal2014-10-23
SELLBRCMBroadcom Corporation - Class a (BRCM)Purchases —; sales $1K–$15K01−$15.0K to −$1.0K net disposal2014-10-23
SELLELXEmulex Corporation (ElX)Purchases —; sales $1K–$15K01−$15.0K to −$1.0K net disposal2014-10-23
SELLENTREntropic Communications, Inc. (ENTR)Purchases —; sales $1K–$15K01−$15.0K to −$1.0K net disposal2014-10-23
SELLBFETBF Enterprises Common stock New (BFET) [sT]Purchases —; sales $2K–$30K02−$30.0K to −$2.0K net disposal2019-02-07
SELLAAalcoa Inc. (aa)Purchases —; sales $15K–$50K01−$50.0K to −$15.0K net disposal2014-10-23
SELLDOWDow Chemical Company (DoW)Purchases —; sales $15K–$50K01−$50.0K to −$15.0K net disposal2014-10-23
SELLSFLYshutterfly, Inc. (sFlY)Purchases —; sales $15K–$50K01−$50.0K to −$15.0K net disposal2014-10-23
MIXEDWORKSlack Technologies, Inc. Class A (WORK) [ST]Purchases $250K–$500K; sales $250K–$500K11−$250K to $250K2021-07-22
SELLIBKRInteractive Brokers group, Inc. - Class a (IBKR) [ST]Purchases —; sales $100K–$250K01−$250K to −$100K net disposal2020-05-08
SELLMORNMorningstar, Inc. (MoRN) [ST]Purchases —; sales $100K–$250K01−$250K to −$100K net disposal2020-05-08
SELLRHIRobert Half International Inc. (RHI)Purchases —; sales $100K–$250K01−$250K to −$100K net disposal2014-09-22
SELLMGRCMcgrath RentCorp (MgRC)Purchases —; sales $300K–$600K02−$600K to −$300K net disposal2016-07-21
MIXEDMSFTMicrosoft Corporation - Common Stock (MSFT) [ST]Purchases $3.7M–$13.4M; sales $1M–$5M81−$1.4M to $12.4M2024-07-26
MIXEDAMZNAmazon.com, Inc. - Common Stock (AMZN) [ST]Purchases $4.4M–$14.8M; sales $2M–$7M85−$2.7M to $12.8M2026-01-16
MIXEDGOOGLAlphabet Inc. - Class A Common Stock (GOOGL) [ST]Purchases $2.5M–$8M; sales $2.5M–$8M54−$5.5M to $5.5M2026-01-16
MIXEDNVDANVIDIA Corporation - Common Stock (NVDA) [ST]Purchases $6.9M–$28.8M; sales $3.1M–$15.3M114−$8.4M to $25.7M2026-01-16
SELLFBFacebook, Inc. - Class A (FB) [ST]Purchases $650K–$1.4M; sales $2M–$10M42−$9.4M to −$650K net disposal2020-08-07
SELLVVisa Inc. (V) [ST]Purchases —; sales $5.2M–$16.6M015−$16.6M to −$5.2M net disposal2024-07-01
SELLAAPLApple Inc. - Common Stock (AAPL) [OP]Purchases $7.2M–$20.5M; sales $21.8M–$97.8M1817−$90.6M to −$1.3M net disposal2025-12-30
MIXEDDISWalt Disney Company (DIS) [ST]Purchases $3.2M–$12.5M; sales Over $1.5M93at most $11.0M2025-12-30
MIXEDCRMSalesforce, Inc. (CRM) [OP]Purchases $1.8M–$6.6M; sales Over $50K52at most $6.6M2022-12-20
MIXEDRBLXRoblox Corporation Class A (RBLX) [OP]Purchases $250K–$500K; sales Over $100K12at most $400K2023-01-20

Trading profile

VS HOUSE MEDIAN · TICK = MEDIAN · 298 MEMBERS
Filing lag (median)median days between trade date and filing date, over rows that disclose both
+26dfaster than chamber — median +28d
Rows per filingmachine-readable transaction rows per distinct source filing
3.5above median — median 3.2
Share ≤ $15K bracketrows whose disclosed bracket tops out at $15,000
4%larger lots — median 69%
Buy share of rowspurchases as a share of all disclosed rows — a count of disclosures, not of dollars
63%above median — median 47%
Self-owned sharerows with no spouse (SP), dependent-child (DC) or joint (JT) owner code
10%family accounts — median 97%

filings incl. 1 paper: 66distinct default-view filings for this member, including paper (needs-OCR) filings that carry zero machine-readable rows · transactions: 227 · disclosed flow · trailing 12m: Over $23.2Msum of statutory bucket bounds over the trailing 12 months — an interval, not an estimate of value · median lag: +26dmedian days between trade date and filing date, over rows that disclose both · late filings: 10rows filed past the STOCK Act's 45-day window

Medians are per member across the 298 House members with disclosed rows in this build — one observation each, so a high-volume filer does not become the chamber. Statistics describe the filing record, never intent.

Sector mix

taxonomy v1 · SIC as of 2026-09-14
Disclosed transactions by issuer sector
SectorTradesFlow range
services88Over $30.3M
manufacturing70$49.8M–$205.2M
finance-insurance-realestate14$5.3M–$13.8M
retail13$6.4M–$21.8M
transport-utilities5Over $900K
construction1$100K–$250K
no ticker disclosed coverage19$5.5M–$17.2M
ticker not resolved to an issuer coverage17$3.2M–$12.6M
Sector from SEC SIC codesSector comes from SEC EDGAR SIC codes through the site's own taxonomy; rows without a sector are listed as coverage, never folded into a sector.
Recent disclosures and committee context

Largest recent disclosures

trailing 90d · lower bound
Largest recent disclosures for Nancy Pelosi
Filed ▾AssetSideAmountSrc
2026-08-21BEPurchase$1M–$5M
2026-08-21BEPurchase$1M–$5M
2026-06-23INTCPurchase$1M–$5M
2026-08-21BEPurchase$500K–$1M
2026-08-21BEPurchase$500K–$1M
Ranked by disclosed lower bound, last 90 daysRanked by the disclosed lower bound, over the trailing 90 days by filed date.

Committees · jurisdiction overlap

membership snapshot 2026-09-14 · jurisdiction mapping v1

No committee memberships on record in the snapshot.

No disclosed trades fall inside this member's committee jurisdictions as of their trade dates · 158 trades predate the membership snapshot's validity window and are unanswerable, not cleared.

A jurisdiction overlap is context, not an accusation: it establishes and implies no legal, ethical, or causal conflict. It states only that the issuer's sector falls within a committee this member sat on as of the trade date, per the sources and mapping versions shown.

All disclosed transactions

227 rows · filed date desc · as of 2026-09-14 13:21 UTC
All disclosed transactions for Nancy Pelosi
KindTickerAssetOwnerFilings under this member include transactions by spouse (SP), dependent children (DC), and joint accounts (JT) — the STOCK Act does not distinguish who directed a trade. Owner codes ↗RangeAmount rangeTraded → FiledSource
PurchaseBEBloom Energy Corporation Class A Common Stock (BE) [OP]· SP (spouse-owned)$500K–$1MTraded Filed +24d
PurchaseBEBloom Energy Corporation Class A Common Stock (BE) [ST]· SP (spouse-owned)$500K–$1MTraded Filed +24d
PurchaseREOF XXV, LLC [AB]· SP (spouse-owned)$500K–$1Mno tickerTraded Filed +25d
PurchaseINTCIntel Corporation - Common Stock (INTC) [ST]· SP (spouse-owned)$500K–$1MTraded Filed +28d
PurchaseBEBloom Energy Corporation Class A Common Stock (BE) [ST]· SP (spouse-owned)$1M–$5MTraded Filed +28d
PurchaseINTCIntel Corporation - Common Stock (INTC) [OP]· SP (spouse-owned)$250K–$500KTraded Filed +28d
PurchaseBEBloom Energy Corporation Class A Common Stock (BE) [OP]· SP (spouse-owned)$1M–$5MTraded Filed +28d
PurchaseINTCIntel Corporation - Common Stock (INTC) [OP]· SP (spouse-owned)$1M–$5MTraded Filed +25d
PurchaseUBERUber Technologies, Inc. Common Stock (UBER) [OP]· SP (spouse-owned)$500K–$1MTraded Filed +25d
PurchaseVSTVistra Corp. Common Stock (VST) [ST]· SP (spouse-owned)$100K–$250KTraded Filed +7d
PurchaseAMZNAmazon.com, Inc. - Common Stock (AMZN) [ST]· SP (spouse-owned)$500K–$1MTraded Filed +7d
PurchaseGOOGLAlphabet Inc. - Class A Common Stock (GOOGL) [ST]· SP (spouse-owned)$500K–$1MTraded Filed +7d
PurchaseNVDANVIDIA Corporation - Common Stock (NVDA) [ST]· SP (spouse-owned)$250K–$500KTraded Filed +7d
PurchaseABAllianceBernstein Holding L.P. Units (AB) [AB]· SP (spouse-owned)$1M–$5MTraded Filed +7d
PurchaseTEMTempus AI, Inc. - Class A Common Stock (TEM) [ST]· SP (spouse-owned)$50K–$100KTraded Filed +7d
ExchangeVSNTVersant Media Group, Inc. - Class A Common Stock (VSNT) [ST]· SP (spouse-owned)amount unparsedTraded Filed +21d
PurchaseAMZNAmazon.com, Inc. - Common Stock (AMZN) [OP]· SP (spouse-owned)$100K–$250KTraded Filed +24d
PurchaseAAPLApple Inc. - Common Stock (AAPL) [OP]· SP (spouse-owned)$250K–$500KTraded Filed +24d
SaleDISWalt Disney Company (DIS) [ST]· SP (spouse-owned)$1M–$5MTraded Filed +24d
SaleGOOGLAlphabet Inc. - Class A Common Stock (GOOGL) [ST]· partial · SP (partial sale, spouse-owned)$1M–$5MTraded Filed +24d
SaleAAPLApple Inc. - Common Stock (AAPL) [ST]· partial · SP (partial sale, spouse-owned)$5M–$25MTraded Filed +24d
SalePYPLPayPal Holdings, Inc. - Common Stock (PYPL) [ST]· SP (spouse-owned)$250K–$500KTraded Filed +24d
PurchaseGOOGLAlphabet Inc. - Class A Common Stock (GOOGL) [OP]· SP (spouse-owned)$250K–$500KTraded Filed +24d
PurchaseNVDANVIDIA Corporation - Common Stock (NVDA) [OP]· SP (spouse-owned)$100K–$250KTraded Filed +24d
SaleAMZNAmazon.com, Inc. - Common Stock (AMZN) [ST]· partial · SP (partial sale, spouse-owned)$1M–$5MTraded Filed +30d
SaleNVDANVIDIA Corporation - Common Stock (NVDA) [ST]· partial · SP (partial sale, spouse-owned)$1M–$5MTraded Filed +30d
SaleAAPLApple Inc. - Common Stock (AAPL) [ST]· partial · SP (partial sale, spouse-owned)$5M–$25MTraded Filed +30d
SaleAAPLApple Inc. - Common Stock (AAPL) [ST]· partial · SP (partial sale, spouse-owned)$100K–$250KTraded Filed +2d
SaleMatthews International Mutual Fund [OT]· SP (spouse-owned)$15K–$50Kno tickerTraded Filed +19d
PurchaseAVGOBroadcom Inc. - Common Stock (AVGO) [ST]· SP (spouse-owned)$1M–$5MTraded Filed +19d
PurchaseNVDANVIDIA Corporation - Common Stock (NVDA) [OP]· SP (spouse-owned)$250K–$500KTraded Filed +3d
PurchaseGOOGLAlphabet Inc. - Class A Common Stock (GOOGL) [OP]· SP (spouse-owned)$250K–$500KTraded Filed +3d
PurchaseTEMTempus AI, Inc. - Class A Common Stock (TEM) [OP]· SP (spouse-owned)$50K–$100KTraded Filed +3d
PurchaseVSTVistra Corp. Common Stock (VST) [OP]· SP (spouse-owned)$500K–$1MTraded Filed +3d
PurchaseAMZNAmazon.com, Inc. - Common Stock (AMZN) [OP]· SP (spouse-owned)$250K–$500KTraded Filed +3d
SaleAAPLApple Inc. - Common Stock (AAPL) [ST]· partial · SP (partial sale, spouse-owned)$5M–$25MTraded Filed +17d
SaleNVDANVIDIA Corporation - Common Stock (NVDA) [ST]· partial · SP (partial sale, spouse-owned)$1M–$5MTraded Filed +17d
PurchasePANWPalo Alto Networks, Inc. (PANW) [ST]· SP (spouse-owned)$1M–$5MTraded Filed +28d
PurchaseNVDANVIDIA Corporation - Common Stock (NVDA) [ST]· SP (spouse-owned)$500K–$1MTraded Filed +28d
PurchaseREOF XXVI, LLC [AB]· SP (spouse-owned)$250K–$500Kno tickerTraded Filed +29d
PurchaseNVDANVIDIA Corporation - Common Stock (NVDA) [ST]· SP (spouse-owned)$1M–$5MTraded Filed +4d
SaleMSFTMicrosoft Corporation - Common Stock (MSFT) [ST]· partial · SP (partial sale, spouse-owned)$1M–$5MTraded Filed +4d
SaleVVisa Inc. (V) [ST]· partial · SP (partial sale, spouse-owned)$500K–$1MTraded Filed +1d
PurchaseNVDANVIDIA Corporation - Common Stock (NVDA) [ST]· SP (spouse-owned)$1M–$5MTraded Filed +6d
SaleTSLATesla, Inc. - Common Stock (TSLA) [ST]· SP (spouse-owned)$250K–$500KTraded Filed +8d
PurchaseAVGOBroadcom Inc. - Common Stock (AVGO) [OP]· SP (spouse-owned)$1M–$5MTraded Filed +8d
PurchaseForge Investments, LLC [AB]· SP (spouse-owned)$1M–$5Mno tickerTraded Filed +17d
PurchasePANWPalo Alto Networks, Inc. (PANW) [OP]· SP (spouse-owned)$100K–$250KTraded Filed +2d
PurchasePANWPalo Alto Networks, Inc. (PANW) [OP]· SP (spouse-owned)$500K–$1MTraded Filed +11d
PurchaseNVDANVIDIA Corporation (NVDA) [OP]· SP (spouse-owned)$1M–$5MTraded Filed +29d
Amended filings show the latest versionEach row is the latest version of its filing: an amendment replaces the original it supersedes, and the original stays in the published record. · what's excluded ↗
1–50 of 227 transactions

Filing history

SOURCE REPORTS · FILED ↓
Filing history
FiledRowsReceipt
2026-08-217
2026-06-232
2026-01-2318
2025-10-241
2025-07-092
2025-01-179
2024-09-111
2024-07-302
2024-07-024
2024-03-211
2024-02-232
2023-12-211
2023-06-222
2023-06-061
2023-04-062
2023-01-251
2023-01-1213
2022-11-301
2022-10-144
2022-09-091
2022-07-261
2022-07-143
2022-06-034
2022-05-031
2022-03-211
2022-03-045
2022-02-285
2022-01-122
2021-12-297
2021-08-204
2021-07-024
2021-04-096
2021-03-092
2021-01-214
2020-12-102
2020-10-041
2020-09-031
2020-07-209
2020-06-099
2020-04-015
2020-03-031
2020-02-115
2019-09-191
2019-09-183
2019-08-134
2019-07-112
2019-03-111
2018-11-083
2018-10-253
2018-09-063
2018-04-161
2018-02-262
2018-01-105
2017-07-202
2017-02-143
2017-02-062
2016-08-172
2016-05-242
2016-02-172
2016-02-023
2015-07-282
2015-07-076
2015-01-123
2014-12-175
2014-11-0510
Signals for this member
TickerKindFiledSizeSrc
BES-1 · Large disclosureamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-08-21$500K–$1.0M
S-1 · Large disclosureamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-08-21$500K–$1.0M
INTCS-1 · Large disclosureamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-08-21$500K–$1.0M
INTCS-1 · Large disclosureamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-08-21$250K–$500K
BES-1 · Large disclosureamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-08-21$500K–$1.0M
BES-1 · Large disclosureamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-08-21$1.0M–$5.0M
BES-1 · Large disclosureamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-08-21$1.0M–$5.0M
BES-2 · First disclosure of a ticker by a memberfirst disclosure of this ticker by this member within the corpus — era-scoped: coverage begins 2014-01-03, so an earlier first disclosure cannot be seen and is not claimed against2026-08-21$1.0M–$5.0M
UBERS-1 · Large disclosureamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-06-23$500K–$1.0M
INTCS-1 · Large disclosureamount lower bound ≥ $250K — the disclosed lower bound, never the upper2026-06-23$1.0M–$5.0M
Filed dates lag the trades
How this is computed

PTRs are filed up to 45 days after the trade (later when late) — at read time the position may have changed or closed; a signal describes a disclosure, never a current holding.

PLANNED annual holdings · 13F overlap

Additional disclosure analysis

Most-disclosed tickers

trailing 24m
Most-disclosed tickers, trailing 24 months
TickerTradesFlow range ·§flow range = sum of statutory bucket bounds — an interval, not an estimate of value; derived by Public Filings from the disclosed rangesLast
NVDA6$3.1M–$12.3M§2026-01
AAPL5$15.4M–$75.8M§2025-12
AMZN4$1.9M–$6.8M§2026-01
BE4$3M–$12M§2026-07
GOOGL4$2M–$7M§2026-01
INTC3$1.8M–$6.5M§2026-07

227 reported transactions

Amounts are the ranges in the filing. Purchases and sales are disclosures, not a statement of current holdings.

Published 2026-09-14

Trade date and filing date are retained separately. Late and unparseable records stay identified in the data.

Annual holdings are not in this view

Periodic transaction reports do not establish a portfolio. Annual holdings and reconciliation require annual financial-disclosure records.

Paper filings — not machine-readable

These filings were submitted on paper. They are retained and counted — they appear in filing totals with zero transaction rows — but their contents are not yet machine-readable, and Public Filings does not hand-transcribe. The archived document is already the record.

Paper filings needing OCR for this member
Filed ▾StatusSrc
2014-04-16paper filing — needs OCR retained and counted; zero machine-readable rows